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Original Article
Premorbid self-disorders and lifetime diagnosis in
the schizophrenia spectrum: a prospective
high-risk study
Josef Parnas,1,3 John Carter2 and Julie Nordgaard3
Received 9 October 2013; accepted 28 Key words: EASE, high risk, MMPI, schizophrenia spectrum,
February 2014 self-disorder.
© 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd. 1
This is an open access article under the terms of the Creative Commons Attribution-NonCommercial-NoDerivs License, which permits use and distribution in any medium,
provided the original work is properly cited, the use is non-commercial and no modifications or adaptations are made.
Premorbid self-disorders and diagnosis
SDs affect the ‘core’ or ‘minimal’ experiential interviewers.17,25,26 It consists of 57 main items and
self,19–21 that is, a structure that must be in place in explores five overlapping domains of experience: (i)
order for the experience to be subjective, that is, to stream of consciousness (experience of cognition
be someone’s experience. The core self refers to a and emotion); (ii) sense of presence/basic identity;
first-personal articulation of experience, typically (iii) bodily experience; (iv) sense of demarcation
called ‘mineness’, ‘myness’, ‘for-me-ness’ or ipseity (‘ego boundaries’); and (v) existential reorientation
(ipse = self, itself ).22 It is a sense of ‘I-me-myself’ (e.g. finding a new life meaning) and solipsistic
that implicitly (pre-reflectively) permeates our con- experiences. The EASE exhibits high internal con-
sciousness across the flux of time, experiences and sistency (Cronbach’s alpha above 0.8011,14) and a
changing experiential modalities. The minimal self monofactorial structure.11,27
founds the very basic sense of identity, a condition Although all studies seem to support the notion of
for our ordinary experience of being a self-present, SDs as a spectrum-specific manifestation of vulner-
bodily, demarcated and persisting subject of experi- ability, and follow-up studies of help-seeking, pro-
ence and action. dromal and first-admission patients have shown the
This sense of basic selfhood, a fundamental struc- utility of SDs for predicting later spectrum disturb-
ture of subjectivity (consciousness), appears to be ance,17,18 there have been as yet no attempts to iden-
challenged, unstable and oscillating in the tify SDs and gauge their predictive value in a
schizophrenia-spectrum disorders, resulting in premorbid, not-help-seeking population at high
sometimes alarming and often alienating experi- risk for schizophrenia.
ences, typically emerging already in childhood or In the present study, we therefore turned to the
early adolescence.19 People with these disorders feel existing data from the Copenhagen High-Risk
ephemeral, lacking core identity, profoundly (yet Project (CHRP)28 in order to explore this issue. The
ineffably) different from others and alienated from CHRP is the largest and longest running prospective
the social world. There is a diminished sense of study of children at high-genetic risk for schizophre-
existing as a bodily subject, various distortions nia. At the time of the initial assessment, subjects
of first-person perspective with a failing sense of showed no clinical symptoms and were not seeking
‘mineness’ of the field of awareness (e.g. ‘my help for mental/emotional problems. Although the
thoughts have no respect for me’, ‘it seems as if my EASE instrument had not yet been developed at this
thoughts were not mine’), spatialization of the time, we thought that if we could craft a rough ana-
experiential contents (e.g. thoughts being experi- logue of the same content areas with existing assess-
enced as located, extended thing-like entities) and a ments, it may hold promise for predicting later
deficient sense of privacy of the inner world. Simul- spectrum disorder. The most suitable of the avail-
taneously, there is a failing sense of immersion in able assessments is the Minnesota Multiphasic Per-
the shared world (‘loss of common sense’) and an sonality Inventory (MMPI), which contains a variety
inadequate non-reflective (immediate) grasp of self- of statements bearing on the first-person experi-
evident meanings (e.g. ‘why is the grass green?’), as ence of the respondent. Several existing MMPI
well as a general hyperreflectivity (e.g. ‘I only live in scales have been shown to aid the prediction of
my head’, ‘I always observe myself’.) SDs, although schizophrenia-spectrum outcomes.28–30 Our inter-
varying in intensity, appear to be a specific hallmark est, however, was not in replicating these successes,
of the vulnerability for schizophrenia, thus belong- but in identifying an a priori set of MMPI items,
ing more to the trait than to the state domain of selected purely on the basis of their similarity to
spectrum psychopathology. EASE content domains, and examining the predic-
Following our initial qualitative study,9 a scale for a tive properties of this analogue self-disorder scale.
systematic, qualitative and quantitative semi- Our criterion would be to select any MMPI item
structured phenomenological exploration of SDs statement that, if spontaneously presented as a
was created (Examination of Anomalous Self- complaint by the subject in an EASE interview,
Experience, EASE23). The EASE construction, which would motivate the EASE interviewer to explore it
involved senior interdisciplinary scholars from three in-depth as a potential token of SD.
European countries, was based on clinical-empirical It is important to bear in mind that there are sig-
data from extensive in-depth interviews with schizo- nificant differences between the EASE and the
phrenia patients, a review of classic and contem- MMPI. The EASE scale is mainly qualitative, requir-
porary German, French and English language ing a high resolution, in-depth semi-structured
literature, and conceptual input from the philosophy expert interview, and the items (anomalous experi-
of mind and phenomenology.24 The EASE possesses ences) are first stipulated in general definitions and
good to excellent interrater reliability among trained explicated through prototypical examples. On the
2 © 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd
J. Parnas et al.
other hand, the MMPI is a quantitative, superficial including MMPI profiles which might be considered
and self-rated report on certain aspects of experi- invalid in a clinical context – specifically records
ence that are presented to the subject in rather with elevated F (infrequency) scores among samples
vague, everyday statements. at high risk for psychosis. Therefore, only partici-
pants missing an MMPI assessment (N = 24) or
whose MMPI record contained more than 50%
METHODS Can’t Say responses (i.e. more than 152 out of 304
total items; N = 15) were excluded from the analy-
We elected to test the hypothesis that premorbid ses. The MMPI records of the remaining participants
MMPI items analogous to the EASE scale will predict (N = 272) had a mean of 17.8% and a median of
later schizophrenia-spectrum disorder with data 15.1% Can’t Say responses.
from the CHRP. In order to create an MMPI scale that would be
phenomenologically tied to signs of anomalous self-
experience, selection of items was performed by one
Participants
of us (JP) who (i) has worked extensively with
The CHRP selected 207 children of mothers with Danish prodromal and first-episode schizophrenic
schizophrenia and matched them with 104 children youth; (ii) was the principal developer of the EASE
of parents without mental illness. The children (177 interview; and (iii) is relatively unfamiliar with the
boys and 134 girls) ranged in age from 10 to 18 MMPI in general and its predictive efficacy in this
(mean age = 15.1) when they were first assessed in sample in particular. JP selected 56 items from the
1962–1964. Any children suffering from a clinically complete MMPI 566-item set for content, which
manifest mental disorder were excluded from the could suggest a disturbance of self-experience as
sample at the outset. The participants were followed listed in the EASE.
up approximately 5, 10 and 25 years after the initial From this initial a priori selection of items,
assessment.31 Upon a review of both the mother and another one of us (JC), with greater familiarity with
the father’s psychiatric hospital records in 1980, the MMPI and its predictive properties in this
and personal interviews with fathers conducted in sample, constructed the final scale. First, 24 items
1980–1983,32 5 of the 104 participants originally were discarded because they were not among the
assigned to the low-genetic risk condition were 304 MMPI items assessed in 1962–1964. Next, the
crossed over to the high-genetic risk condition due remaining 32 items were subjected to reliability
to having mothers and/or fathers who developed a (internal consistency) analyses. Because the statis-
schizophrenia-spectrum disorder after 1962–1964. tical program we used (the RELIABILITY command
We use these revised group assignments (212 high in the SPSS analysis package) does not allow for
risk and 99 low risk) in the following analyses (see 33 missing values, and due to the high number of
for a full rationale). missing (Can’t Say) values in the MMPI data, exclu-
sion of cases due to one or more missing items
would have resulted in only 36 cases left for the reli-
Procedure
ability analyses; therefore, we decided to substitute
The MMPI was administered in a modified, abbre- a value of 0.5 for all missing values. In effect, this
viated form during the initial 1962–1964 assess- scales a Can’t Say response halfway between False
ment. A total of 262 items were removed, resulting in (scored as 0) and True (scored as 1). We believe this
a 304-item short form; in addition, participants substitution is justifiable given the non-standard
sorted cards bearing these items into one of three MMPI administration. After substitution of missing
piles, True, False and Can’t Say, thus resulting in a values, reliability analyses were run iteratively, each
higher number of Can’t Say (missing) responses time discarding the item which would result in the
than standard paper-and-pencil versions. Details of highest Cronbach’s alpha if deleted, and stopping
this assessment are described elsewhere.28 We when no further improvement was possible (see
decided against applying the traditional criteria for Cannon et al.35 for use of a similar scale construc-
MMPI profile validity for several reasons: (i) the tion procedure). This procedure resulted in the
reduction in the item pool precludes calculation of deletion of five items from the scale with a corre-
the standard T-scores used to determine profile sponding increase of Cronbach’s alpha from 0.870
validity; (ii) the non-standard administration pro- to 0.879. However, upon review of these results, the
duced a large number of profiles with Can’t Say researchers felt that this increase in internal consist-
levels traditionally considered invalid; and (iii) prior ency did not represent a substantial improvement
reports28,34 have supported the research value of over the initial scale selection; thus, a decision was
© 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd 3
Premorbid self-disorders and diagnosis
made to revert to the original set of 32 items. These would be added as a covariate in a one-way analysis
items are listed in Table 1, together with the content of covariance (ANCOVA). ANOVA/ANCOVA results
areas of the EASE to which each item seemed would then be verified using logistic regression. We
related. From this item list, the Self-Disorder Scale next planned to assess whether the number of
(SDO) was calculated by adding all items scored in missing values in participants’ MMPI records served
the direction of pathology (all True in this case), 1 as a potential confound in the analysis.
point for each item. Missing value substitution was We were also interested to identify possible corre-
not performed for the scale calculation; instead, the lations between the SDO scale (developed from an a
resulting raw score was prorated for the presence of priori content analysis) and existing MMPI scales
missing items, and cases missing 50% or more of the already associated with schizophrenia-spectrum
scale items were assigned missing scale scores. This illness. For example, several scales (F, 4, 8, Wiggins’
procedure is a slightly more conservative version of PSY (psychoticism), and Rosen’s Pz) have already
the procedure used to compensate for excessive been shown to identify those at risk of schizophre-
missing values in previous analyses of this28 and nia in high-risk samples.28,37,38
similar samples.36,37
Participants were given diagnostic assessments at
both the 10- and 25-year follow ups; diagnoses from RESULTS
these assessments were reviewed in 1989 by a team
of psychologists and psychiatrists and consensus Descriptive statistics for gender and age are
DSM-III-R (Diagnostic and Statistical Manual of reported in Table 2 for each diagnostic group. Analy-
Mental Disorders, Third Edition, Revised) lifetime sis of possible demographic confounds revealed no
diagnoses were assigned.31 Of the 212 high-risk par- significant gender effect for SDO, but a significant
ticipants, 32 were diagnosed with schizophrenia, 51 negative correlation between SDO scale score
were assigned another diagnosis within the broad and age at administration (Pearson’s r = −0.202,
schizophrenia spectrum (non-affective psychoses, P = 0.006).
cluster A personality disorders), 43 had non- Because of this correlation, age was included as a
spectrum Axis I or II disorders, and 70 remained free covariant in an ANCOVA (SPSS package, UNIANOVA
of mental disorder. Of the 99 low-risk participants, 1 procedure) assessing the relationship between SDO
developed schizophrenia, 6 were assigned another score and lifetime diagnosis. High-risk participants
schizophrenia-spectrum diagnosis, 33 had another with valid data for the SDO scale and lifetime diag-
Axis I or II disorder, and 57 did not develop any noses of either schizophrenia spectrum (N = 68) or
mental illness. The remaining participants in each no mental illness (N = 64) were included in the
group (16 high risk and 2 low risk) were unavailable analysis.
at both follow ups and thus were not assigned a The overall model was significant (F = 6.50,
lifetime diagnosis. d.f. = 2, P = 0.002) as was the main effect for the SDO
scale (F = 5.73, d.f. = 1, P = 0.018). The means and
standard deviations of the SDO scores for each diag-
Analysis
nostic group are reported in Table 2. Notably, the
The study hypotheses were tested using the high- SDO scale means are in the expected direction: the
risk sample (N = 212) only, as our interest was not in mean premorbid SDO score for the schizophrenia-
testing the main effect of genetic risk (which has spectrum group (8.47) is 2 points higher (more fea-
been amply addressed in other publications), but in tures of SD) than that for the no mental illness group
uncovering the potentially additive predictive (6.52). Because the adequacy of the ANCOVA analy-
power of premorbid self-disturbance. Our analytical ses relies on numerous parametric assumptions, we
plan was relatively straightforward. First, we would repeated the analyses using logistic regression and
check for possible gender and age effects on the obtained essentially the same results: SDO score
SDO scale, which might confound predictive analy- was a significant predictor of spectrum diagnosis,
ses. If no gender or age effects were found, then a with a one-point increase in SDO score resulting in a
one-way analysis of variance (ANOVA) would be run 9% increase in the odds ratio for spectrum outcome.
comparing the premorbid SDO scale scores of those We next investigated whether the extent of
who went on to incur a lifetime diagnosis in the missing MMPI data varied systematically with
schizophrenia spectrum (schizophrenia plus other either the independent or dependent variable or
schizophrenia-spectrum disorders) with those who was randomly distributed with respect to these vari-
were later diagnosed as no mental illness. If either ables. There were no significant differences in the
gender or age effects were found, then that variable percentage of missing values by lifetime diagnostic
4 © 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd
J. Parnas et al.
TABLE 1. Items composing the SDO with their EASE scale derivations
33 I have had very peculiar and strange experiences. 1.0–4.5 (Any item)
40 Most any time I would rather sit and daydream 2.4, 2.6 Diminished presence, hyperreflectivity
than to do anything else.
41 I have had periods of days, weeks or months 2.16, 2.18 Diminished initiative, diminished vitality
when I couldn’t take care of things because
I couldn’t ‘get going’.
48 When I am with people I am bothered by 1.7.4, 1.10 Gedankenlautwerden as voices, inability to
hearing very queer things. discriminate modalities of intentionality
50 My soul sometimes leaves my body. 2.8, 3.4 Dissociative depersonalization, psychophysical split
62 Parts of my body often have feelings like burning, 3.7 Cenesthetic experiences
tingling, crawling, or like ‘going to sleep’.
74 I have often wished I were a girl. (Or if you 2.9, 2.11 Identity confusion, sense of change in
are a girl) I have never been sorry that I’m a relation to gender
girl. (Scored for F if female)
102 My hardest battles are with myself. 1.9, 2.6, 2.7 Ambivalence, hyperreflectivity, I-split
123 I believe I’m being followed. 02.13.06 Paranoid anxiety
134 At times my thoughts have raced ahead faster 1,3 Thought pressure
than I could speak them.
142 I certainly feel useless at times. 2,1 Diminished sense of basic self
168 There is something wrong with my mind. 1.0–4.5 (Any item)
171 It makes me uncomfortable to put on a stunt 2.13.4 Social anxiety
at a party even when others are doing the
same sort of things.
180 I find it hard to make talk when I meet new 2.12, 2.13.4 Perplexity, social anxiety
people.
182 I am afraid of losing my mind. 1.0–4.5 (Any item)
184 I commonly hear voices without knowing where 1.7.4 Gedankenlautwerden as voices
they come from.
194 I have had attacks in which I could not control 3,7 Cenesthetic experiences
my movements or speech but in which I knew
what was going on around me.
201 I wish I were not so shy. 2.13.4 Social anxiety
211 I can sleep during the day but not at night. 2.4, 2.11.1 Diminished presence, loss of common sense
236 I brood a great deal. 2,6 Hyperreflectivity
278 I have often felt that strangers were looking at 2.13.4, 2.13.6, 5.1 Social anxiety, paranoid anxiety, primary
me critically. self-reference
284 I am sure I am being talked about. 2.13.4, 2.13.6, 5.1 Social anxiety, paranoid anxiety, primary
self-reference
293 Someone has been trying to influence my mind. 1.2, 4.4 Loss of thought ipseity, passivity of mood
312 I dislike having people about me. 2.13.4, 2.13.6, 5.1 Social anxiety, paranoid anxiety, primary
self-reference
332 Sometimes my voice leaves me or changes even 2.3.2, 3.3 Unspecified depersonalization, somatic
though I have no cold. depersonalization
335 I cannot keep my mind on one thing. 1.1, 1.3, 1.6 Thought interference, thought pressure,
ruminations-obsessions
337 I feel anxiety about something or someone 2.13.5 Diffuse, free-floating anxiety
almost all the time.
338 I have certainly had more than my share of 2.6, 2.12, 2.16 Hyperreflectivity, perplexity, anxiety
things to worry about.
345 I often feel as if things were not real. 2.5, 5.5 Derealization, feeling that world is only apparent
349 I have strange and peculiar thoughts. 1.0–4.5 (Any item)
350 I hear strange things when I am alone. 1,7 Gedankenlautwerden
374 At periods my mind seems to work 1.4, 1.11, 1.17 Thought blocking, disturbance in thought
more slowly than usual. initiative/intentionality, disturbance of
expressive language function
Note: All SDO items scored for T (True) except where indicated.
EASE, Examination of Anomalous Self-Experience; MMPI, Minnesota Multiphasic Personality Inventory; SDO, Self-Disorder Scale.
© 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd 5
Premorbid self-disorders and diagnosis
groups (schizophrenia-spectrum diagnosis vs. no (the SDO-ONLY subscale.) The ANCOVA analyses
mental illness), nor was there a significant correla- were then rerun for each subscale in turn, with age
tion between percentage of missing values and the of assessment again included as covariate. The Fs
SDO scale score. for each overall model were significant (F = 6.96,
A correlation analysis comparing the new a priori P = 0.001 for the SDO&PSY + Age model; F = 4.71,
SDO scale to other scales previously associated with P = 0.011 for the SDO-ONLY + Age model), but only
schizophrenia revealed moderate to high inter- the unique items contributed significantly to the
correlations among these scales (see Table 3). The prediction of spectrum diagnosis (F = 3.49, P = NS
correlation between the SDO scale and Wiggins’ PSY for the SDO&PSY main effect; F = 4.32, P = 0.040 for
scale is particularly high (r = 0.864). An item-by-item the SDO-ONLY main effect). Thus, it appears that
comparison of these two scales is given in Table 4. there is at least some element of the EASE-analogue
Our initial hypothesis that the SDO scale would SDO scale that is not merely duplicating previous
predict a schizophrenia-spectrum outcome appears MMPI results.
to be supported by the present study. However,
given the high intercorrelation and item overlap
between the SDO scale and the PSY scale, we DISCUSSION
needed to investigate whether it was merely the
shared PSY items that accounted for the predictive The fact that age of first assessment was negatively
efficacy of the SDO scale. In other words, is the SDO correlated with the SDO scale score deserves some
scale only predictive because it contains the PSY comment. This correlation is probably due to a
items? To investigate this question, we split the SDO selective exclusion of symptomatic, and therefore
scale into two subscales: one only containing the 15 most likely older, children at the inception of the
shared items (the SDO&PSY subscale) and the other CHRP. In other words, of the children most prone to
containing the 17 items unique to the SDO scale develop spectrum disorders (and thus experience a
higher level of SDs), those who were relatively older
at the first assessment were more likely to have
TABLE 2. Descriptive statistics for gender, age and SDO by diag- entered their window of symptom onset and thus
nostic group
have been excluded from the sample, leaving
Variable Group behind the younger children who had not yet
entered this window.
HR NMI HR spectrum The main limitation of this study is a rather radical
(n = 64) (n = 68) difference between the nature of the EASE and MMPI
instruments, as noted in the introduction. The MMPI
Gender (% male/female) 42%/58% 60%/40%
Age at assessment 15.2 ± 2.95 15.6 ± 2.72 item contents are articulated on a superficial
(mean ± SD) descriptive level because the focus is on quantitative
SDO score (mean ± SD) 6.52 ± 4.49 8.47 ± 5.84 measurement and automatic categorical decisions,
and therefore more applicable to large-N studies
Note: HR, high-risk cohort; NMI, no mental illness at either follow up; SDO,
than to in-depth studies of individual subjects. The
Self-Disorder Scale; spectrum, broad schizophrenia-spectrum diagnosis at
10-year and/or 25-year follow up. SDO items were selected from the MMPI on the basis
TABLE 3. Intercorrelations between various schizophrenia-related MMPI scales assessed premorbidly in the high-risk sample (n = 185)
SDO PSY F 4 8 Pz
SDO 1
PSY 0.864*** 1
F 0.612*** 0.702*** 1
4 0.186* 0.247** 0.374*** 1
8 0.820*** 0.799*** 0.650*** 0.402*** 1
Pz 0.761*** 0.873*** 0.642*** 0.294*** 0.752*** 1
6 © 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd
J. Parnas et al.
SDO PSY
Note: Items listed for PSY scale are only those included in the CHRP 1962 assessment, not the complete item list. All items scored for T (True) except where indicated.
MMPI, Minnesota Multiphasic Personality Inventory; PSY, psychoticism scale; SDO, Self-Disorder Scale.
© 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd 7
Premorbid self-disorders and diagnosis
8 © 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd
J. Parnas et al.
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© 2014 The Authors. Early Intervention in Psychiatry published by Wiley Publishing Asia Pty Ltd 9