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Biology of consciousness
Gerald M. Edelman*, Joseph A. Gally and Bernard J. Baars
The Neurosciences Institute, San Diego, CA, USA
Edited by: The Dynamic Core and Global Workspace hypotheses were independently put forward to
Morten Overgaard, Aarhus University,
Denmark
provide mechanistic and biologically plausible accounts of how brains generate conscious
mental content. The Dynamic Core proposes that reentrant neural activity in the thalamocortical
Reviewed by:
Alexander Maier, National Institute for system gives rise to conscious experience. Global Workspace reconciles the limited capacity of
Mental Health, USA momentary conscious content with the vast repertoire of long-term memory. In this paper we
*Correspondence: show the close relationship between the two hypotheses. This relationship allows for a strictly
Gerald M. Edelman, The biological account of phenomenal experience and subjectivity that is consistent with mounting
Neurosciences Institute, 10640 John
experimental evidence. We examine the constraints on causal analyses of consciousness and
Jay Hopkins Drive, San Diego, CA
92121, USA. suggest that there is now sufficient evidence to consider the design and construction of a
e-mail: edelman@nsi.edu conscious artifact.
Keywords: Global Workspace, Dynamic Core, Neural Darwinism, reentry, qualia
Figure 1 | Results of a study of human whole-head increase in the calculated coherence between distant MEG channels at the
magnetoencephalographic (MEG) signals evoked by visual stimuli that frequency of the perceived stimulus. Pairs of MEG channels whose coherence
were binocularly rivalrous and frequency-tagged (Srinivasan et al., 1999). changed with change in percept are connected in the figure by cyan straight
The topographic map indicates the magnitude of the MEG signal power at the lines. These data point to a role for increased synchrony among distinct and
frequency of the perceptually conscious dominant stimulus minus that at the distant neuronal groups in the Global Workspace during conscious perception.
same frequency when the same stimulus was non-dominant and non- Presumably, these widespread groups constituting the Workspace contribute to
conscious. Conscious perception of a stimulus was associated with a significant the Dynamic Core.
rivalry and binaural selective attention are two famous examples perspective, one must take up the relationships among the brain, the
of the inability to integrate incompatible percepts at the same body, and the world (Clark, 1996). For each individual animal, the
moment. The Global Workspace theory suggests that the limi- brain is embodied and the body and the brain are both embedded in
tation on conscious integration has compensatory advantages. the environment. This behavioral trinity cannot be neglected, par-
For a thirsty giraffe a 300-ms visual percept of a drinking hole ticularly when considering the evolution and development of the
may “broadcast” simultaneously to many brain areas, in order to neural structures underlying the conscious process. According to
update episodic memory, spatial maps, value systems, prefrontal Neural Darwinism (Edelman, 1992, 2003), these forebrain struc-
planning, and motor preparation. In the Dynamic Core at any tures were selected for during evolution because they allowed for
instant, a single conscious percept may activate numerous brain the planning of adaptive behavior in a complex, changing environ-
functions. In a more complex planning task, prefrontal activity ment. In responding to any given econiche, the number of possible
involving envisioned goals may similarly prime the Dynamic Core ways a brain might partition the environment is truly enormous.
in preparation for a suitable action. Furthermore, the complex environment is not a coded piece of tape;
The concept of a Dynamic Core provides a mechanism for it contains dynamic and ambiguous events. As the brain and body
Global Workspace events by reentrantly projecting neural signals respond to diverse sensory inputs and various memory systems,
throughout the cortex. The distributed neural activity that under- they must remain coordinated with one another.
lies conscious contents simultaneously projects one-way neural Dynamic Core activity, with its hierarchical and recursive prop-
signals throughout the cortex. Such directed propagation of activity erties, generates conceptual content by integrating both perceptually
among widely dispersed large populations of cortical neurons is driven and motor signals with stored memories. The fundamen-
reflected in event-related potentials. Long-distance propagation tal tie to world signals in turn provides a basis for intentionality
of functional brain signals has been known for many years in the (Brentano, 1973). This proposed mechanism also allows for modu-
context of such potentials (Steriade, 2006). These observations sug- lation of core activity by attentional signals arising in subcortical
gest that the concept of a Global Workspace is compatible with the structures projecting to the core, e.g., the cerebellum and the basal
notion that a brief pattern of activity in the Dynamic Core with ganglia (Hikosaka et al., 1998).
a specific content, e.g., a particular mental image, momentarily Selection in the core occurs under the further constraint of neu-
activates numerous cortical areas. romodulatory value systems located in the basal brain and brain
An example is provided by the ventral visual stream, which stem. These diffuse ascending systems play a particularly important
is widely thought to underlie the content of visual conscious- role in emotional responses, a key aspect of conscious phenomenal
ness (Zeki, 1993). The evidence is strong that activity correlated experience (Damasio and Dolan, 1999).
with this stream is widely distributed throughout neocortical and
medial temporal lobe pathways. There is direct evidence for such Qualia, subjectivity, and the so-called hard
widespread propagation of neural events underlying visual con- problem
sciousness (Dehaene and Naccache, 2001; Doesburg et al., 2009). How can we account for qualia, subjectivity, and the self? According
Particularly strong support for Baars’ proposal comes from the to the selectional theory based on the behavioral trinity, the expe-
studies of Gaillard et al. (2009). Moreover, some prefrontal regions rience of qualia occurs in each individual as a set of discrimi-
have been shown to contain visuotopical maps (McGaugh, 2000). nations: “heat” is not “green,” “green” is not “touch,” etc. In this
These findings are consistent with the involvement of frontoparietal view, the complex unified scene at any given moment is a com-
regions in giving rise to the contents of visual consciousness. posite of multiple different discriminations integrated within the
There is evidence to suggest the possibility that propagation of Dynamic Core.
signals within the Dynamic Core may occur in integration intervals It has been proposed that no matter how adequately a biological
at a rate of approximately 10 Hz, and that, periodically, the core account appears to explain perceptual categorization, memory, and
may switch dynamically from driving one population of neuronal various mechanistic aspects of how the brain works, we remain
groups in the core to driving another (Canolty et al., 2006). Neural confounded by the so-called “hard problem”: an inability to explain
activity required to construct conscious scenes also appears to occur in scientific terms the phenomenal “feel” of conscious experience
over similar time intervals. Consistent with this time-scale, sensory (Chalmers, 1996). Indeed, many people consider this to be an essen-
events in the neocortex underlying conscious percepts are associ- tial and mysterious problem, one that cannot be solved. Unlike
ated with EEG signals in the theta band. Since sensory and motor the subjects of other scientific accounts, phenomenal experience
systems preserve spatiotopical mapping in many brain areas, many entails a first-person point of view, and the suggestion is that it
oscillatory signals may implicitly encode spatial information as well cannot be explained by scientific means. Qualia, the felt contents
(Canolty et al., 2006). of consciousness, are therefore concluded to be possibly beyond
scientific explanation (Chalmers, 1996). Here, we will attempt to
The Behavioral Trinity: brain, body, and world refute this position.
Two fundamental issues arise in considering the particular brain Although the brain and body interact with the external envi-
mechanisms that give rise to consciousness. The first, touched on ronment, most neural and bodily responses necessarily develop
briefly above, concerns how these biological mechanisms can be within a single individual’s phenotype. Thus, as in the “hard
related in detail to phenomenal experience (Nagel, 1974; Searle, problem” account, qualia are by necessity private. According to
1992). The second, and related, issue concerns the basis for the Neural Darwinism, qualia reflect higher-order discriminations
so-called subjective self. To consider these matters from a biological entailed by the workings of the Dynamic Core (Edelman, 2003).
For example, to the conscious individual, the experience of blue The experimental challenge and conscious
can be distinguished from the experience of warmth, which can be artifacts
distinguished from the experience of an odor. No possible descrip- As we have briefly reviewed, a number of experiments performed in
tion of a phenomenal experience would enable an unequipped the last decade have shed light on several neural properties under-
individual lacking the proper brain structures, body, or exposure lying conscious experience. The truly hard problem is to provide
to the appropriate stimuli to have that phenomenal experience. a biologically based mechanistic account of how, at molecular,
Nonetheless, the correspondence between behavior and report of cellular, and systemic levels, the brain actually functions to entail
an individual’s qualia as discriminations can, to a large degree, be consciousness. We propose that core reentry provides the general
studied from a third-person point of view. Such a study can be mechanism for unifying the contents of the Global Workspace,
carried out despite the privacy that is an entailed consequence of but we are also aware that many important details still remain to
the properties of the behavioral trinity. It should be added that be specified.
consciousness itself is not causal (Velmans, 1993; Kim, 2000). It Given the complexity of the underlying anatomy and physiology,
is the neural structures underlying conscious experience that are it is not surprising that research on the detailed causal bases of con-
causal. The conscious individual can therefore be described as sciousness has trailed far behind evidence for “neural correlates” of
responding to a causal illusion, one that is an entailed evolution- consciousness. One approach might mitigate this constraint: namely,
ary outcome of selection for animals able to make plans involving building a conscious artifact (Fleischer et al., 2007, in press).
multiple discriminations. To justify such an enterprise, we must first accept that we are
Once one recognizes that qualia cannot be causal but correspond unable in a living animal to trace causal chains at all levels of com-
to internal discriminations that are reliable correlates of underly- plexity in the brain circuits that contribute to consciousness. We
ing causal neural mechanisms, the hard problem as a barrier to simply cannot observe, nor causally explore and influence in vivo,
scientific explanation disappears. If qualia as discriminations are the myriad dynamic biological mechanisms underlying conscious
entailed in behaving agents by the Dynamic Core, in the absence processes. Synthetic neural modeling (Reeke and Sporns, 1993)
of pathology that entailment is reliable and consistent. and the construction of brain-based devices provides us, however,
We are left with another set of questions: who are these agents? with an opportunity to trace causal chains in ways that are not
Exactly “who” experiences qualia in a given body? Or, more suc- now possible in living animals (Fleischer et al., in press). Given the
cinctly, what is the self? In accordance with the behavioral trinity, importance of the behavioral trinity, autonomous exploration of
the self emerges from brain responses to bodily signals arising in the the environment and learning by a brain-based device, driven by
sensorimotor system of an individual agent. These predominantly a simulated brain incorporating a Global Workspace, a Dynamic
motor signals serve to distinguish the body’s sense of agency from Core, and a value system, would be key to success in such an enter-
signals evoked by the movement of another animal’s or agent’s prise. A critical benchmark would be the demonstration of imagery,
body. This notion is consistent with the hypothesis that, in sensing such as mental rotation or “simulation” (Hesslow, 2002), as sugges-
agency, motor acts are evaluated internally by comparing signals tive of consciousness in the functioning of such an artifact.
from a feedforward model of perceptual signals to those arising A sticking point in such an endeavor relates to the number of
from the body’s motion. In the absence of explicit motion, the simulated neurons and synapses that might be both necessary and
same motor components are engaged when evoking an intent to sufficient in any synthetic neural model or conscious artifact. If it
move (Jeannerod, 2001) or where there is a mental “simulation” of is necessary to simulate a workspace containing multiple millions
an act (Hesslow, 2002). Such a system is constantly active, signal- of neurons and billions of synapses, modeling may be constrained
ing to the core from the earliest emergence of motor control and by limits on processing speed and active memory capacity. But, so
throughout the development of proprioceptive “bodily” sense. The far, it appears that a much smaller number of simulated neurons
combination of such omnipresent sensorimotor signals to the core, and synapses (Fleischer et al., 2007) might prove sufficient to give
and their distinctions that are contemporaneous with perceptual rise to a particular mental property, such as imagery.
and memorial signals to the core, generates a sense of a self expe-
riencing a surrogate world. Conclusion and extensions
The picture of entailed discriminations proposed here envisions Consciousness consists of a stream of unified mental constructs that
a conscious animal capable of confronting a complex environment arise spontaneously from a material structure, the Dynamic Core
full of novelties, and posits that such discriminations give rise to in the brain. Consciousness is a concomitant of dynamic patterns
behavior that is adaptive. While certain discriminations may arise of reentrant signaling within complex, widely dispersed, intercon-
unconsciously (Kouider and Dehaene, 2007), they would not, in nected neural networks constituting a Global Workspace.
general, be able to contribute to the planning under novel condi- The contents of consciousness, or qualia, are correlates of dis-
tions that incorporates the myriad distinctions made possible by criminations made within this neural system. These discriminations
the Dynamic Core and Global Workspace. As long as the illusory are made possible by perceptions, motor activity, and memories –
sense of conscious causation results in adaptive responses correlated all of which shape, and are shaped by, the activity-dependent modu-
with and informed by appropriate discriminative qualia, there is lations of neural connectivity and synaptic efficacies that occur as
no issue with describing qualia as causal. Of course, we should an animal interacts with its world.
recognize that actually they are entailed by neural activity. The The account given here can serve as a basis for formulating a
foregoing considerations suggest that the hard problem does not number of unanswered critical questions concerning the regulation
require a solution, but rather, a cure. of the conscious process. A key question concerns the autonomous
regulation of the content of consciousness. How does neural activ- consciousness (Edelman, 1989) without, of course, displacing that
ity in the frontal cortex act to modulate attention (Fuster, 2008)? fundamental biological mechanism. What emerges as a result of
Are similar mechanisms employed to control motor output to the combination of primary and higher-order consciousness is a
yield behavior? What roles do subcortical neural structures play in narrative capability encompassing past experience and future plans,
these processes? Another set of questions concerns the relationship as well as the ability to be conscious of being conscious. Inner
between consciousness and long-term episodic memories (Tulving, speech can add its elaborations, contributing to what it is like to be
1987). How can we explain the necessity of explicit prior conscious human. Establishment of the neural bases of primary conscious-
experience for the existence of such memories? ness will surely engender new insights into this most challenging
The mechanisms suggested in the present paper were formu- scientific domain.
lated to account for primary consciousness. With the accession of
semantic capability and, in our species, true language, higher-order Acknowledgment
consciousness emerged. By reference to linguistic tokens, humans We are grateful to the Neurosciences Research Foundation for
can divorce themselves from the “remembered present” of primary its support.
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Publishing. Cambridge University Press. Baars BJ (2011) Biology of conscious- are credited.