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This section presents what experience has shown to be the best and, therefore,
the recommended procedure for the engagement of the Civil Engineer.
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BASIS OF SELECTION
The client should establish administrative policy and criteria for the selection
of qualified Civil Engineers for particular projects. The clients first step is to
define the proposed scope of the project. In some cases, this may be a general
statement of the performance requirements of the project. At other times, the other
task to be performed maybe individually identified and defined. By clearly defining
the services which the Civil Engineer is to furnish, the client can accurately
judge whether or not the Civil Engineer is the best equipped to provide them.
Some of the factors that should be considered in the selection process are:
1.The professional and ethical reputation of the Civil Engineer and his staff as
determined by inquiries to previous clients and other references.
2.Responsible of the Civil Engineers and its employees must be registered
professional Civil Engineers.
3.Civil Engineers should have demonstrated qualifications and expertise in
performing the services required for the project.
4.Civil Engineer should be able to assign qualified engineering staff who will be
in responsible charge of the project and will be able to provide and complete the
required services with the time allotted.
5.The civil engineer should have the necessary financial and business resources to
accomplish the assignment and provide continuing services.
The client’s usual steps in selection procedure are presented below. If the
client has had satisfactory experience with one or more Civil Engineers, it may not
be necessary to follow all the steps outlined.
1.By invitation or by public notice, states the general nature of the project, the
services required, and request statements of qualifications and experience from
Civil Engineers who appear to be capable of meeting the project requirements. The
client may issue a “ Request for Qualifications” (RFQ) or “ Request for proposals”
(RFP). RFQ’s are normally used to ascertain the general qualifications in a
selected area of expertise while RFPs are used to seek Civil Engineers for creating
“shortlists” for selecting a Civil Engineer for a specific project.
2.Prepare a budget for the staff time and costs that can be expected from potential
Civil Engineer prior to receipt of the RFQs and RFPs.
3.Evaluate the statements of qualifications received. Select at least three Civil
Engineers or firms that may appear to be best qualified for the specific project.
It should be noted that often more than three Civil Engineers or firms may appear
to be equally qualified – in which case more Civil Engineers or firms may be
considered. However, in fairness to those not selected it is usually best to make a
conscientious effort to keep the number selected for further consideration for
realistic minimum in view of the cost and time required to prepare competent
proposals.
4. Write a letter to each Civil Engineer or firm selected for further consideration
describing the proposed project in detail, including a project scope and outline of
services required, and asking for a proposal describing in detail the Civil
Engineer’s plan for managing and performing the required services, the personnel to
be assigned, the proposed schedule, experience with similar projects, office
location in which services are to be performed, financial standing, present
workload, and references. Each Civil Engineer or firm should have an opportunity to
visit the site, review all pertinent data and obtain clarification of any items
required. For major or complex projects a pre-proposal conference may be desirable
to explain details of the proposed scope of services and to answer questions.
7. List the Civil Engineer firm or firms in the order of preference, taking into
account their approach and understanding of the project, reputation, experience,
financial standing, size, personnel available, quality of references, workload,
location, and other factors pertinent to the project being considered.
9. The compensation proposed by the Civil Engineer should be evaluated on the basis
of the clients experience and budget estimate, taking account of the range of
charges reported in Section 4 herein; giving consideration to the project’s special
characteristics and the scope of services agreed upon. Fair and reasonable
compensation to the Civil Engineer is vital to the success of the project since it
will enable the consultant’s expertise to be fully utilized.
10. If satisfactory agreement is not reached with the first Civil Engineer, the
negotiations should be terminated and the Civil Engineer or firm be notified in
writing to that effect. Similar negotiations should the be held with the second
Civil Engineer or firm and, if necessary, with the third Civil Engineer or firm if
no chord is reached, the client should seek outside assistance before continuing
with the selection process. Such a procedure will usually result in development of
a satisfactory contract. All such negotiations should be on a strictly confidential
basis and in no case should the compensation discussed with one Civil Engineer be
disclosed to another.
11. When agreement has been reached on scope, schedule and compensation, the client
and selected Civil Engineer should formalize their agreement in a written contract.
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As applied to “level of effort” contracts, the QBS procedure sets forth the general
nature of services to be rendered, the type of specialists required and the
estimated number of hours required during the contract period for each type and
grade of specialist, and then requests proposals from qualified firms. Proposals
usually state the experience of the firm as it pertains to the given scope of
services, and the backgrounds of the specialists available to work on the project.
After narrowing the proposals to those which best meet experience qualifications,
the client negotiates an agreement as described in paragraphs 9-11 above.
BIDDING
Professional engineering and architectural societies, recognize QBS as the
preferred method for procurement of professional services. In fact the NEDA
Guidelines require the procurement of professional engineering and architectural
services only by a process similar to that described in “Qualifications Based
Selection Procedure,” above.
There are many why bidding for consulting Civil Engineering services often produces
unsatisfactory results for client. Principal among these are:
1.Bidding does not recognize professional; judgement, which is the key difference
between professional services and the furnishing products. Judgement is an
essential ingredient in quality engineering services.
2.It is virtually possible to completely detail in advance the scope of services
required for an engineering project especially for the study and preliminary
phases, without lengthy discussions and negotiations with the selected firm.
Lacking specifics, the bidding firms must, in order to be competitive, submit a
price for the least effort envisioned. The resulting service performed is likely to
be tailored to fit the minimal requirements of the bid documents and will not
necessarily suit the client’s need or expectations.
3.In-depth studies and analyses by the consulting Civil Engineer are not likely to
be performed. The consulting Civil Engineer selected by the lowest bid will often
provide only the minimum services necessary to satisfy the client’s scope and
services.
TWO-ENVELOPE SYSTEM
The two-envelope system involves submission of a technical proposal in one
envelope and price proposal in a second envelope. The client then evaluates the
technical proposals and selects the based qualified Civil Engineer based on that
consulting Civil Engineer’s technical proposal. At this point in the selection
procedure, the client opens the price proposal submitted in the second envelope and
uses this as a basis for negotiation of contractual scope and fees. The second
envelopes submitted by the unsuccessful proposers are returned unopened.
If the client follows this procedure, the net effect is as outlined in
“Qualifications-Based Selection procedure,” provided that the client and the best
qualified consulting Civil Engineer have extensive discussions to reach full
agreement on the scope of services. This allows the client to utilize the knowledge
and experience of the consulting Civil Engineer in establishing the scope of
services. Upon agreement of scope, the price of services should be negotiated to
reflect changes from the original scope used for obtaining proposals.
If both envelopes of all proposers are opened at the same time, a bidding
process, as discussed in the section on “Bidding” is initiated with attendant
disadvantages. Procedures should be established to provide confirmation that the
second envelope is opened for only the successful proposal.