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ABSTRACT: This paper presents the first results of a numerical study aimed at the evaluation of tunnelling
induced damage in masonry buildings in which the effect of soil-turmel-building interaction was considered at
different levels. Two-dimensional analyses were carried out using a simple elasto-plastic model for the soil;
'the masonry was modelled following a sort of ‘discontinuous’ approach, as elastic macroelements connected
by vertical and horizontal elasto-plastic interfaces. The results of the analyses confirmed the importance of ac
counting for soil-tunnel-structure interaction' to predict correctly the amount of damage.
1. lN'TRODUQTIQN_____________________ ____*_ ,__________ and a non-linear constitutive model wasused for the
When dealing with tunnelling in an urban environ soil. The results allowed some correction facto-rs- to
ment, the prediction of the effects induced by tunnel be computed which should be applied to the
construction on existing buildings plays a maj or role. greenfield displacements in order to take into ac
More specifically, it is important to predict the de count the effect of the global stiffness of the building
gree of damage on structures in order to plan a suit when using the -simplified approach described above
able design and, if needed, adequate protective (charts of damage).
measures. This paper presents the preliminary results of a
A simplifiediapproach to solve this soil-structure numerical study aimed at the evaluation of the dam
interaction problem involves the evaluation of the age induced in masonry buildings by shallow tun
expected surface displacement field for greenjield neling in clayey soils in which the effects of soil
conditions (i.e. neglecting the presence of buildings) tunnel-structure interaction were considered. As the
using semi-empirical expressions such as the in computational costs of fully three-dimensional (3-D)
verted normal Gaussian distribution and a given de analyses (including data pre- and post-processing)
sign ground loss; the greenjield displacement field is are still very high (Burd et al., 2000), two
then applied to a verylsimple structural model of the dimensional (2-D) analyses, inthe transverse plane
building (e.g. elastic beam). In this way, different of the tunnel axis and under undrained conditions,
quantities, such as differential settlements, angular were carried out with the finite. difference code
distortions and horizontal strains, can be computed FLAC (IT ASCA, 2000). ` _
to enter into a number of charts of damage in which The 2-D approach followed in this study required
the degree (or category) of damage is also related to a first research stage focused on:
the frequency and width of the visible cracks (e.g. ° the identification of a numerical technique for the
Burland & Wroth, 1974; 'Boscardin & Cording, simulation of the tunnel excavation process capable
1989; Burland, 1995). '
This approach is usually conservative because
of reproducing the shape of the observed settlement
profiles for greenfield conditions. A good numerical
soil-structure interaction reduces both differential prediction of the settlement profiles is, in fact, a pre
settlements and angular distortions. Thus, a more re lirninary and necessary step in order to carry out an
alistic evaluation of damage requires a tunnel-soil accurate soil-structure interaction analysis;
building interaction analysis. Addenbrooke & Potts ° the 2-D modelling, in tenns of geometry and me
(1996) carried out a parametric study of the influ chanical properties, of the 3-D masonry building
ence of building stiffness on the settlements induced Hom which an accurate prediction of the pattem and
by tunnelling using the finite element method. The width of the cracks may be obtained.
analyses were carried out under plane-strain condi In the following, .the two topics mentioned above
tions, the building was modelled as an elastic, will first be illustrated; the results of the numerical
weightless beam with axial and bending stiffness, analyses will then be presented and discussed.
EFFECTS i
2 2-D MODELLING OF THE EXCAVATION Mohr-Coulomb elasto-plastic model was adopted for
the soil. Two types of soils, with different elastic
stiffness, were considered. Table 1 summarizes the
In order to simulate the tail void (gap) closure and values of the parameters which are typical of a me_
the 3-D extrusion effects at the tunnel face, 2-D dium to stiff clay: Young’s modulus E’ has been as
analyses of shield tunnelling in clayey soils are usu sumed to be linearly increasing with depth. The co
ally carried out using either of the following two efficient of earth pressure at rest was taken to be
numerical techniques: i) initial stress reduction or equal to 0.6.
ii) assigned displacements at the tunnel boundary.
\ f\
The method of proportional stress reduction is
the most common: -the vertical and the horizontal
components of the geostatic stress initially acting at EEE=EEE-`==EE=EE-EiiiiiiiiiiiEEEEEEEEEEEEEEEE===EEEEEEE=EEiiL§fi. H
Z
the tunnel boundary are progressively decreased by I.. IIIIIIIIIIIIIIIEEEIIlllllllllllllllllllllllllllllE===T
:ii “IFIl:“IE|==|=====“liIHi:=|=|I{====|=|§====||=? D
IIIllllllllllIIIlllllllllIIlllllIllllllllllllllllllllllll
the same factor until the required ground loss is lllllllllllllllIIlllllllllllIllIIlllllllllllllllllllllllll
llllllllllllllllllllllllllllllllllllllllllllllllllllllllllll
reached. Q llllllIlllllllIlllllllllllllllllIllIllllllllllllllllllllllll
IlllllllllIllllIIllIllIIIIIllIllllllllllllllllllllllllllllll
The imposition of a given displacement_field to |||||||||||||||||||I|II|||ll||||||||||||||||||||||||||||||||
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
the tunnel boundary is the alternative method: differ
ent shapes (uniform or oval-shaped) ofthe imposed allIllIllIIIIllIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII; 4 D
tunnel convergence have been proposed in the lit
erature -(e.g. Loganathan & Poulos, 1998; Rowe &
v_
Kack, 1983); once again, ground loss is the parame IIIIIQIIIIIIIIIIIIIIIIIIIIIIQIIIIIIIIIIIIIIIIIIIIIIQIIIII
ter controlling the overall magnitude ofthe tunnel
convergence. 10 D
However, these methods often produce relatively
wide and flat surface settle1n_ent_nrQfi1@§_as__9Qmpared Figure 1. The problem under examination.
to those generally observed, even when _highly non
linear and sophisticated soil model are used (e.g.
Gunn, 1993; Addenbroke et al., 1997, Burghignoli et
Soil y c' q>’ E' v’
Table 1. Soil parameters adopted in the analyses.
u 2 L_ S (3)
and
interaction analyses. Two sets of numerical analyses
were carried out for a 6 m diameter tunnel with two
different covers (H=7 and 12 m). Because of its sim Zo
plicity and wide use in engineering practice, the
"% /S
where y is the transverse distance Hom the tunnel erties of the elements of the structure along the lon
center-line, i the horizontal offset from the- tunnel gitudinal tunnel' axis (e.g. equal spacing between
center-line to the inflection point of the settlement parallel walls) is also required (Fig. 3).
trough and smax the maximum surface settlement for
\ ’.3= '/,/A
%_%¢
7;\//
>
y=0. The maximum horizontal displacement umax 5';' _ -///'Q
obtained Hom Equations (2) and (3) was used in
order to. normalize the horizontal surface //#¥
/}¢&¢QQ§3:
/%- %3 _fg
Q w f1-
i Fe;% 5 9% @ > é%'
a '/gZZ
Q
1/
gé
% %¥ \/"4` »'g¢%
é. 'wé z¢¢¢
4 ax;
displacement profile.
The curves shown in Figure 2 are associated with #\' » "¢=>.%¢
Mtvaa,
;§-
s., ".f'%E\
w %<&.
*5-;%7,
,-.->.
x'%%'g¢;,-%.
.<
§;E?£%@
¢= :¢%
/ _~=_, “fan . f ,-_ A
%z-, \'»*
wéi ¢w¢'-
- `. za%=
=-2*£%”-
"2/ygf /%&
'%.aa/a
%
§\/I \ \/\
two extreme values of ground loss VL (expressed as
yea '%#%=
&.. ?
é=>%%= S '%€?P1'E§Z
;I2-.%&&€ +§:%‘e”
».@%=%%% *
a percentage of the notional excavated volume of the
tum1el): \§\\N'¢»€g1.'_}4»
5
@%%
=y%4»
§' Z
%
-%¢ ~ / Qfaxf
» =¢ 2%:,,e-. %%= \~:-- -/' =%#%¢J
a-&%@,<=>%- ¢ . \ -‘ ‘zyzx
,%/’ ~y 4&'%=
% A&%44
~»4%/
4%
f »J <%’
? g4Z %¢%@
»4¢%
Qvya#
VL :i T’ (4)
Vs
D
‘n.___
4
§ ' ' xyzx
QQ 'Z\ \
%a#%
~Z
,ZZ%ZZ \/ \ ‘/
/ \\ ’.-\\f. \\
~%a%
_
0.2 \ .\ _ a)
- \” - '
Figure 3. 3-D versus 2-D representation of buildings.
1.0 i' "AFA i factorization rule which takes into account the ‘con
\0.6
_ ,_- _
:s0.2
0.4 --/2.\/ 3 '
tinuity’ (solid/void ratio) of the various structural
elements along the longitudinal axis of the tunnel. »
The equivalent wall (12 m wide and 12 m in high)
was modelled with a number of macroelements (l m
wide and 0.5 m high), each of them consisting of 8
isotropic, linear elastic elements, connected by verti
cal and horizontal interfaces. An elastic perfectly
0.0
10F 28- ‘_
= 16
_ '4
/1 2
' ' '0i plastic model, with a tensile strength limit, was used
y/ D for the interfaces.
Figure 2. Nomralized a) vertical and b) horizontal surface dis This approach represents a compromise -between
placements (greenfield analyses, H=12 m, D=6 m). numerical complexity and a reasonable description
of the discontinuous nature of the masonry. In fact,
It is clear that the adopted technique for the in this way, it is possible to take 'intoaccount the
simulation of the effects of tunnel excavation is ca non-linear behavior of the masonry and, also, to
pable of reproducing a surface displacement profile quantify the width of cracks which may potentially
in close agreement with the Gaussian distribution develop through the wall in order to evaluate the
which, in turn, matches very closely field observa category of damage.
tions. Different types of equivalent walls were studied,
with different geometry (solid walls and walls with
openings) and different mechanical properties (an
3 2-D MODELLING OF THE MASONRY cient, ancient-consolidated and modem masonry).
BUILDING Figure 4 shows the mesh ofthe equivalent wall used
in the numerical analyses which will be presented in
The 2-D representation of structures in a tunnelling the next section.
analysis is possible when the structures are- charac The parameters used in the analyses for the elastic
terized by bearing walls which are orthogonal and/or macroelements (unit weight, y, Young’s modulus, E,
parallel to the longitudinal tunnel axis. Furthermore, and Poisson’s ratio, v) and for the horizontal and
a repetition of the geometrical and mechanical prop vertical interfaces (normal and tangential stiffness,
tensile strength, horizontal and vertical cohesion and In the numerical analyses, the properties reported
friction angle) are reported in Table 2 and 3, respec above were scaled in the different zones of the
tively. ' equivalent wall according to factor fshown in Figure
The values of the Mohr-Coulomb strength pa 5 (linear factorization).
rameters forthe interfaces were calculated using a Numerically, factor f is the ratio between the
linear approx-imationjin the range of normal stresses spacing and the width of the generic structural e1¢_
on involved in the problem (self-weight of the ments evaluated along the direction orthogonal to the
building and deadloads), of a typical curved failure plane of the analysis. For instance, in the case under
TT
rule of the masonry: examination, continuous walls (factor f=1) are repr¢_
sented by the two lateral colurrms orthogonal to the
is .
40 and 80 kPa for ancient structures and between
180 and 220 kPa for modern masonry walls. A value ` i;:::if:.:i:::;;f::ff :::i:::f:f:f;ir:1Z F 10
/
Q = 1.4-tk (6)
for the uniaxial tensile strength: _§3§3f§32325Zf'5 Qififififjffifjf
Q
n
_-J
ii'21i'ii F 7.7
was also assumed.
/
Izlzlzfé
§;§E§E§E§f r=@r>5
12 rn I F14
II III
___ -._._.___i____1_-Tii ._._ . `5¥E2E¥E2E2E¢E2E¥5 E2353552§¢E2E2‘¥E¥E¥E¥E=E=E2E=E' / " F21
I*-*I
Figure 5. 3-D versus 2-D modelling: linear factorization..
' I» I
f__E____~. _l____
I
4 NUMERICAL ANALYSES
- _ __
approach #1. In this way, a more realistic stress dis
_Q
tribution in the structure after its construction is ex
20 - __ _
pected to be obtained;
° approach`#3: full soil-turmel-structure interaction
analysis: building construction as in approach #2 and
tumiel construction effects modelled using the nu
merical technique described in Section 2, under ° - -- greenfield analysis _
undrained conditions and allowing for the same Tn' 30 - _ interaction analysis `
_ _ b)
ground loss value used in the previous approaches. It 40 _ o masonry A; soil B => Esmm/ESOi|=4 ` _
15
/\ 6 - "
50, 1 l 1 - | 1 | 1
is worth noting that, 'in this way, the stress redistri _ ¢ masonry B; soil A => Estmct/ES0i|=20O
bution in the foundation soil due to building con
struction will also influence the results of the analy
sis.
20 1 1 1 1 1 1 1
:s5101_
° -//,i1"\\_
\1 '
In approaches #2 and #3 the contact between the
structure and the soil was modelled with an interface
characterized bythe same elastic and plastic (fric
Q _ /I _ _ ` \3 _
tional) properties used for the soil.
_ ,V \_
0 -- --O--|"°"'Ta=:-l 1 l 1
40 30 20 _ 10 0
Q(T_4O.5m
_,__,__ X_______
12m \¢.5m -distance from tunnel axis, y (m)
_ _ ._
HA AB
Figure 7. Soil-tunnel-structure interactionanalyses: vertical
15 m _
and b) horizontal surface displacements.
X D=o m
5 EVALUATION OF DAMAGE
E
Table 5. Results obtained from the numerical analyses. identification of the degree of damage should be
analysis approach masonry A; soil B masonry B; soil A baSed_
tm; Cat. of tmax Cat. of
. (mm) damage (mm) damage
#1 (greenfield) 2.1 2 9.1 3
#2 (green-field) 3_2 2 1()_g 3 ACKNOWLEDGEMENTS
#3 (full interaction) 2.0 2 < 0.1 0 _
The Authors would like to acknowledge dr A
1 I
Magliocchetti .for his help in carrying out the nu
merical analyses. This work has been developed un
5311"--u
II‘I.i_II
5'i"*---- a) E %.I L?¥ der the financial support of MURST, National Re
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g_.i E ' I .'_l
%§?-'-i
I:I
ll _ I 1
_g-___
-___§_
l_§¥--2%
%?'l%'--¥
_J __
I I II
search Project: Gallerie in Condizioni Di@‘icili.
?
_"|:‘i
11 _-_ -_
L¥ I l | _
lJ!{¥ _L& ¥ %§_u¥_¥_-I
-§¥-"--'£¥ I
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REFERENCES
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._==a
_ C) _ ) tunnelling. In Mair & Taylor (eds). Geotechnical Aspects of
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-_.;--
.-mf -JI,' '1 - reI-_I
_ 'HP 1 Balkema.
-_ I Lv
--urllI_| .II Il|_. Addenbrooke, T.I.;, Potts, D.M. & Puzrin, A.M. 1997. The in_
1 I-Quai
1 1 -I _
L I,E:|":
_1_---! : :..--I--=l:::
If _ ri fluence of pre-failure soil stiffness on the numerical analysis
L1
---I -l-
IIgéi-125-'
- '__l_:-%
-r_|' 1._'I.-' ' -I '1
_ ll#-*___
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:£__
:_:-1 _ :_ - s
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(.
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Burghignoli, A., Miliziano, S. & Soccodato, F.M. 2001a. Pre
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8. Effects of soil-structure interaction. Masonry A on diction of ground settlements due to tunnelling in clayey
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(Esmmt/Es0;|=4) and d) masonry B on soil A simple technique to improve the prediction of surface dis
'f
(Estruct/Esoil=200)
.p ac p
1 ement rofiles due to shallow ttuinel construction. In
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6 CONCLUSIONS ur , _ _ _ .
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This paper reports the irst results of a numerical
Burland, J _B. 1995. Assessment of risk of damage to buildings
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clayey soils.
qua e ..
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I' ` ` ` ’ . M' a olis.
Itasca Consulting Group 2000. FLAC (Fast Lagrangian Analy
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adopted using elastic macroelements connected by Graduate Thesis, University of Rome La Saptenza (in Ital
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The analyses confirmed, for a given ground loss Loganathan, N. & Poulos, H.G. 1998. Analytical prediction for
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particularly promising because the maximum width
of the cracks is just one of the factors on which the
340