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Research
K E Y W O R D S A B S T R A C T
Respiratory physical therapy Question: In intubated adult patients receiving mechanical ventilation, does multimodality respiratory
Meta-analysis physiotherapy prevent ventilator-associated pneumonia, shorten length of intensive care unit (ICU) stay,
Mortality and reduce mortality? Design: A systematic review with meta-analysis of randomised controlled trials.
Prevention
Participants: Intubated adult patients undergoing mechanical ventilation who were admitted to an
Ventilator-associated pneumonia
intensive care unit. Intervention: More than two respiratory physiotherapy techniques such as
positioning or postural drainage, manual hyperinflation, vibration, rib springing, and suctioning.
Outcomes measures: Incidence of ventilator-associated pneumonia (VAP), duration of ICU stay, and
mortality. Results: Five trials were included in the meta-analysis. Random-effects models were used to
calculate pooled weighted mean difference (WMD) for length of ICU stay and pooled risk ratio (RR) for
incidence of VAP, and fixed-effects model was used to calculate pooled RR for mortality. The effect on the
incidence of VAP was unclear (RR 0.73 in favour of multimodality respiratory physiotherapy, 95% CI
0.38 to 1.07). The effect on length of stay was also unclear (WMD –0.33 days shorter with multimodality
respiratory physiotherapy, 95% CI –2.31 to 1.66). However, multimodality respiratory physiotherapy
significantly reduced mortality (RR 0.75, 95% CI 0.58 to 0.92). Conclusion: Multimodality respiratory
physiotherapy appeared to reduce mortality in ICU patients. It was unclear whether this occurred via a
reduction in the incidence of VAP and/or length of stay because the available data provided very
imprecise estimates of the effect of multimodality respiratory physiotherapy on these outcomes. These
very imprecise estimates include the possibility of very worthwhile effects on VAP incidence and length
of ICU stay; therefore, these outcomes should be the focus of further investigation in rigorous trials.
Registration: PROSPERO CRD42018094202. [Pozuelo-Carrascosa DP, Torres-Costoso A, Alvarez-Bueno
C, Cavero-Redondo I, López Muñoz P, Martínez-Vizcaíno V (2018) Multimodality respiratory
physiotherapy reduces mortality but may not prevent ventilator-associated pneumonia or reduce
length of stay in the intensive care unit: a systematic review. Journal of Physiotherapy 64: 222–228]
© 2018 Australian Physiotherapy Association. Published by Elsevier B.V. This is an open access article
under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
https://doi.org/10.1016/j.jphys.2018.08.005
1836-9553/© 2018 Australian Physiotherapy Association. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.
org/licenses/by-nc-nd/4.0/).
Research 223
Quality
Methods The methodological quality of studies was assessed using the
Cochrane Collaboration’s tool for assessing risk of bias.16 This tool
The meta-analyses follow the recommendations of the evaluates the risk of bias according to six domains: selection bias
Cochrane Handbook for Systematic Reviews of Interventions.14 (random sequence generation and allocation concealment),
The Preferred Reporting Items for Systematic Reviews and performance bias (blinding of participants and personnel),
Meta-Analyses (PRISMA) guidelines were used as a reporting detection bias (blinding of outcome assessment), attrition bias
structure for this systematic review.15 (incomplete outcome data), reporting bias (selective reporting),
and other bias. In this quality assessment tool, each domain could
be considered as low risk, unclear risk or high risk of bias.
Identification and selection of studies
Participants
Five databases were searched from inception to 13 April 2018:
The following details of the participants were extracted for each
Web of Science, EMBASE (via Scopus), the Physiotherapy Evidence
study: sample size, age, gender, and Acute Physiology and Chronic
Database (PEDro), Medline (via PubMed), and CINAHL. In addition,
Health Evaluation II (APACHE II) scores. The APACHE II score is used
when relevant full-text articles and systematic reviews were
to rate the clinical severity of a patient in the ICU. The country of
identified in the database search results, the reference lists were
recruitment was also noted.
hand searched for relevant studies. The search strategy combined:
terms for ‘chest physiotherapy’; terms for ‘prevention’ or ‘effect’;
terms for ‘ventilator-associated pneumonia’; and terms for Interventions
‘incidence’ or ‘mortality’. More details of how these terms were The respiratory physiotherapy techniques applied to the
combined and truncated are presented in Appendix 1 on the experimental and control groups were noted. Data about the
eAddenda. The syntax of the searches was modified to suit each frequency and length of the respiratory physiotherapy sessions
database. Language restrictions were not applied. were extracted, where reported. The overall intervention period
Two reviewers (DPP-C and AT-C) independently evaluated the was characterised as either the duration or the total number of
records in the search results by title and abstract. Duplicates and respiratory physiotherapy sessions.
records deemed irrelevant based on their title and abstract were
removed. The two reviewers then retrieved the remaining articles Outcome measures
in full text and independently determined their eligibility. The For the outcome of VAP incidence, the number of participants
reviewers were not blinded to authors, journals or institutions. who developed VAP and the total number of participants were
Disagreements were resolved by discussion or, if disagreement extracted for each group. The definition of VAP was also noted,
persisted, a third reviewer arbitrated (VM-V). When a study had although any definition used by the authors was accepted. For the
published multiple reports, the article in which the sample was length of stay outcome, the mean (SD) number of days spent in the
largest was included. To be deemed eligible, studies had to meet ICU was noted. Where the SD was not reported, the SD was
the inclusion criteria listed in Box 1. calculated from the SE, 95% CI or other measure of variability, if
Studies were excluded if they did not meet those inclusion possible. For the mortality outcome, the number of participants
criteria or if the experimental and control interventions differed who died and the total number of participants were extracted for
only in their duration. each group.
224 Pozuelo-Carrascosa et al: Respiratory physiotherapy to prevent ventilator-associated pneumonia
Data analysis
Records identified from databases (n = 285)
MEDLINE (n = 6)
Risk ratios (RR) and 95% confidence intervals (95% CI) were
EMBASE (n = 198)
calculated for VAP incidence and mortality. Weighted mean
Web of Science (n = 8)
differences (WMD) and 95% CI were calculated for length of ICU
PEDro (n = 2)
stay. The RR for the outcomes VAP incidence and mortality, and the
CINAHL (n = 71)
WMD for length of ICU stay was calculated between groups
(experimental versus control) in each study and pooled using the
Mantel-Haenszel fixed-effect model17 or DerSimonian-Laird
Duplicates removed (n = 98)
random-effects model,18 depending on heterogeneity (fixed-effect
model with I2 < 50% and random-effects model with I2 > 50%).
When studies met the inclusion criteria but did not report the
necessary data for the meta-analysis, the corresponding author Records screened by title and abstract
(n = 187)
was emailed to request the data.
Heterogeneity was assessed using the I2 statistic, and the
following values were used for interpretation: not important (0 to
40%); moderate (30 to 60%); substantial (50 to 90%); and Records excluded (n = 169)
considerable (75 to 100%). The corresponding p-values were also
considered.14 Sensitivity analysis was conducted by deleting each
study from the model, and the pooled analysis was recalculated Full-text articles assessed for eligibility
without this study to assess the influence of each study on the (n = 18)
overall WMD or RR.19
Statistical analyses were performed using commercial
softwarea. We also planned to assess publication bias; however, Full-text articles excluded (n = 13)
this was contingent upon a sufficient number of trials being review article (n = 5)
included in the review. not a randomised trial (n = 2)
reports on the same participants
as an included trial (n = 2)
Results no results (n = 2)
same treatment provided in exp
Flow of studies through the review and con groups with different
duration (n = 1)
There were 285 potentially eligible references retrieved in the exp intervention included < 2
electronic search. After removal of duplicates (n = 98), screening of respiratory physiotherapy
techniques (n = 1)
the titles and abstracts excluded 169 papers. The remaining
18 papers were reviewed in full text. From these 18 papers, five
eligible randomised trials were included in the meta-analysis.20–24
Figure 1 shows the steps in the selection process, and the reasons
for the exclusion of the other 13 papers that were assessed as full- Trials included in the review (n = 5)
text articles. Among these 13 excluded articles were two Trials included in the meta-analysis (n = 5)
studies25,26 that were additional reports of the included study
by Pattanshetty et al21 with the same sample size.
Figure 1. Flow of studies through the review.
Con = control group, exp = experimental group.
The five randomised trials that were included in the review Participants
were published between 1998 and 2017. The pooled sample size All participants were adults, intubated, mechanically ventilat-
was 603 patients, with 305 in the experimental group and 298 in ed and undergoing treatment in ICU. The sample sizes in the
the control group. included studies ranged from 46 to 173 participants. The mean
age of participants in the included studies ranged from 40 to
64 years. In the four studies that reported the gender of the
Quality participants, the overall male:female ratio was almost exactly 2:1.
The assessment of risk of bias is presented in Figure 2. By Three studies reported the clinical severity of the participants’
domains, 80% had unclear risk of bias in the random sequence critical illness using the APACHE II score. The mean APACHE II
generation because four studies21–24 did not provide enough scores in those three studies ranged from 13 to 20, on a scale from
information about the sequence generation process to allow it to 0 (least severe) to 71 (most severe). Further details are presented
be classified as ‘low risk’ or ‘high risk’. Regarding the allocation in Table 1.
concealment domain, 60% obtained unclear risk of bias. All studies
included in this meta-analysis had low risk in the blinding of Interventions
participants and personnel because, although the studies included The combination of respiratory physiotherapy interventions
were not blinded or incompletely blinded,22 the authors judged used in the experimental groups differed somewhat among the
that the outcomes were not likely to be influenced by lack of included trials; however, the experimental interventions all
blinding. In the incomplete outcome data domain, 40% had high incorporated at least positioning and manual hyperinflation with
risk of bias because two studies20,24 did not report any data about suctioning and/or vibration. In most trials, the control group
adherence and drop-outs. Among the remaining three studies, two received no respiratory physiotherapy interventions.20,22,24 In the
reported < 5% drop-outs21,23 and one reported 11% drop-outs.22 In other studies, the respiratory physiotherapy interventions given
the blinding outcomes domain, 60% had unclear risk of bias. All to the control group (ie, manual hyperinflation and suctioning21
studies had low risk of bias in the selective reporting domain and or suctioning only23) were also given to the experimental
unclear risk in the other bias domain. group, who also received several other additional respiratory
Research 225
Allocation concealment
Incomplete outcome
Blinding participants
Random sequence
Selective reporting
Low risk of bias
Blinding outcome
Unclear risk of bias
generation
Other bias
High risk of bias
data
Zeng 2017
Pattanshetty 2011
Patman 2009
Templeton 2007
Ntoumenopoulos 1998
Table 1
Characteristics of the studies included in the meta-analysis.
Exp Con
Zeng et al20 China Exp = 37 (22 male) Positioning, MH, vibrations, Positioning and mobilisation incidence of VAP
Age (yr) = 63 (SD 15) early functional exercise, and length of ICU stay
APACHE II = 19 (SD 6) mobilisation
Con = 31 (25 male)
Age (yr) = 66 (SD 14)
APACHE II = 18 (SD 5)
Pattanshetty et al21 India Exp = 87 (64 male) Positioning, MH, vibrations MH and suctioning incidence of VAP
Age (yr) = 49 (SD 16) and suctioning Two sessions per day length of ICU stay
APACHE II = N/A Two sessions per day mortality
Con = 86 (67 male)
Age (yr) = 50 (SD 16)
APACHE II = N/A
Patman et al22 Australia Exp = 72 (51 male) Positioning, MH and No chest physiotherapy incidence of VAP
Age (yr) = 46 (SD 19) suctioning length of ICU stay
APACHE II = 20 (SD 6) Six sessions per day mortality
Con = 72 (36 male)
Age (yr) = 41 (SD 20)
APACHE II = 21 (SD 6)
Templeton et al23 UK Exp = 87 (53 male) Positioning, MH, vibration, rib Decubitus carea, suctioning and general incidence of VAP
Age (yr) = 58 (SD 17) springing, suctioning and mobilisation length of ICU stay
APACHE II = N/A general mobilisation Two sessions per day mortality
Con = 85 (58 male) Intensity and frequency that
Age (yr) = 58 (SD 18) physiotherapist felt
APACHE II = N/A appropriate
Ntoumenopoulos Australia Exp = 22 (gender N/A) Positioning, MH and No chest physiotherapy incidence of VAP
et al24 Age (yr) = 39 (SD 17) suctioning length of ICU stay
APACHE II = 12 (SD 4) Two sessions per day mortality
Con = 24 (gender N/A)
Age (yr) = 41 (SD 20)
APACHE II = 14 (SD 7)
APACHE II = Acute Physiology and Chronic Health Evaluation II, Con = control group, Exp = experimental group, MH = manual hyperinflation, VAP = ventilator-associated
pneumonia, ICU = intensive care unit, N/A = not available.
a
Decubitus care was mentioned only in the control group but might also be considered to have been covered by the experimental group because it included positioning and
general mobilisation.
226 Pozuelo-Carrascosa et al: Respiratory physiotherapy to prevent ventilator-associated pneumonia
Patman 2009
Effect of multimodality respiratory physiotherapy on the
Templeton 2007
incidence of ventilator-associated pneumonia
Ntoumenopoulos 1998
The incidence of VAP did not significantly differ between the Pooled
experimental and control groups, as shown in Figure 3 (see
Figure 4 on the eAddenda for a detailed forest plot). Although the
–6 –4 –2 0 2 4 6
RR estimate of 0.73 favoured the experimental group (ie,
estimating that the risk of VAP was about 27% lower when Favours exp (days) Favours con
respiratory physiotherapy was implemented), the 95% CI of 0.38 to Figure 5. WMD (95% CI) in the effect of multimodality respiratory physiotherapy on
1.07 showed considerable uncertainty around that estimate. There length of intensive care unit stay by pooling data from five studies.
was also substantial heterogeneity (I2 = 63%). In the sensitivity
analysis, when each study was deleted from the model, the results Discussion
were not substantially modified across all deletions.
This systematic review identified and meta-analysed data on
Effect of multimodality respiratory physiotherapy on length of over 600 participants from randomised controlled trials of
intensive care unit stay multimodality respiratory physiotherapy in the ICU. Despite the
substantial amount of data, the review did not reach a clear
Multimodality respiratory physiotherapy also did not have a conclusion about the effects of multimodality respiratory physio-
statistically significant effect on the length of stay of participants in therapy on the incidence of VAP or the length of ICU stay. The
the ICU, as shown in Figure 5 (see Figure 6 on the eAddenda for a review did, however, identify a substantial effect on mortality. It is
detailed forest plot). Although the WMD of –0.33 favoured the worth considering each of these findings individually.
experimental group (ie, estimating that length of stay was about The effect of multimodality respiratory physiotherapy on the
one-third of a day shorter when respiratory physiotherapy was incidence of VAP is unclear because the statistically non-significant
used), the confidence interval again showed considerable uncer- result was accompanied by a very wide confidence interval (95% CI
tainty around that estimate (95% CI –2.31 to 1.66). There was a 0.38 to 1.07). The lower limit (0.38) indicates that the pooled data
moderate heterogeneity in the individual risk estimates for the did not exclude the possibility that multimodality respiratory
duration of ICU stay (I2 = 57%). In the sensitivity analysis, when physiotherapy might reduce the incidence of VAP by 62%.
each study was deleted from the model, the results were not Conversely, the upper limit (1.07) indicates that the data did not
substantially modified across all deletions. exclude the possibility that multimodality respiratory physiother-
apy might increase the incidence of VAP by 7%. Therefore, it cannot
Effect of multimodality respiratory physiotherapy on mortality be concluded with certainty whether the effect of multimodality
respiratory physiotherapy on the incidence of VAP is very helpful,
Multimodality respiratory physiotherapy was associated with mildly harmful, or anywhere in between. With a relatively large
significantly lower mortality, as shown in Figure 7 (see Figure 8 on amount of data it is interesting to consider why a more precise
the eAddenda for a detailed forest plot). The RR estimate of estimate was not obtained. One reason could be the diagnostic
0.75 favoured the experimental group (ie, estimating that the risk criteria for VAP. The absence of a diagnostic gold standard may
of death was about 25% lower when respiratory physiotherapy was have contributed to important variability in VAP rates among
implemented). The 95% CI of 0.58 to 0.92 was consistent with studies.28 The criteria varied between some trials and were not
larger or smaller effects that also favoured multimodality specified in other trials. Few of the included studies reported
respiratory physiotherapy. Unlike the previous estimates, there whether the VAP was early-onset VAP (ie, occurs before 5 days of
was low heterogeneity (I2 = 33%). mechanical ventilation) or late-onset VAP (ie, occurs after 5 days of
mechanical ventilation or later). Generally, early-onset VAP has a
Publication bias better prognosis, while late-onset VAP has a higher mortality and is
usually related to multidrug-resistant bacteria.29
Assessment of publication bias was not performed because only The result for length of stay also had a high degree of
five articles were included in this systematic review and uncertainty. The wide confidence interval did not exclude the
meta-analysis.27 possibility that multimodality respiratory physiotherapy might
have no effect or might increase or decrease the length of ICU stay
RR (95% CI)
Study Random
0.3 0.8 1.0 1.3 1.8 0.3 0.8 1.0 1.3 1.8
Favours exp Favours con
Favours exp Favours con
Figure 3. RR (95% CI) of the preventive effect of multimodality respiratory
physiotherapy on ventilator-associated pneumonia by pooling data from five Figure 7. RR (95% CI) of the effect of multimodality respiratory physiotherapy on
studies. mortality by pooling data from four studies.
Research 227
by about 2 days. Therefore, the imprecise result from this review treatment; only Patman and colleagues22 reported 30 deg head
does not allow the use of multimodality respiratory physiotherapy elevation during the treatment.
to be either recommended or discouraged based on its effect on The rate of VAP is also related to ventilator days.40 Previous
length of stay. The length of stay in ICU is determined by many cohort studies have suggested that respiratory physiotherapy
factors, especially given the heterogeneous nature of the ICU reduces the duration of mechanical ventilation and mortality in
population. The diverse countries that contributed data to the ICU patients.41 In this sense, VAP prevention strategies include
review may have quite different standard management in ICU, daily assessment of fitness for extubation, and have weaning
which may have further increased the variability in this outcome protocols.30 Respiratory physiotherapy included in this review
measure. focused on airway clearance techniques to reduce the mechanical
A more precise estimate was obtained for the mortality data. ventilation period to a minimum because the use of the ventilator
The RR estimate of 0.75 in favour of the experimental group is itself a risk factor for VAP.40 Perhaps respiratory physiotherapy
equates to the risk of death being 25% lower when respiratory could improve inspiratory muscle function and reduce duration of
physiotherapy is used. The lower limit of the confidence interval mechanical ventilation more if supplemented with inspiratory
equates to respiratory physiotherapy nearly halving the risk of muscle training to enhance successful weaning.42
death, while the upper limit equates to nearly a 10% reduction in This review had several limitations. Relatively few eligible trials
mortality. Arguably, even the smallest of these estimates might be were identified and they were of moderately low methodological
considered worthwhile. quality. The included studies had relatively small samples,
Given a beneficial effect of multimodality respiratory physio- although the pooled cohort was substantial. The respiratory
therapy on mortality and uncertain effects on VAP incidence and physiotherapy interventions were very heterogeneous in the
length of stay, it is interesting to consider whether the intervention different included studies. Also, few studies described in detail
should be used clinically. A worst-case scenario would be that how their respiratory physiotherapy intervention was carried out.
expenditure on routine multimodality respiratory physiotherapy Another important limitation was the different criteria that were
would slightly increase the risk of VAP and prolong the length of used to diagnose VAP among the included trials. Finally, the sample
ICU stay by 1 to 2 days. The main concerns with this would be that characteristics were different between trials and some of them
both would increase the risk of death, but if the intervention still included brain-injured patients, which may have increased the risk
reduces mortality by at least 8%, it becomes hard to argue against for VAP and increased between-study heterogeneity.
the intervention on those grounds. While any reduction in When interpreting the results of this review, it is important to
mortality would be welcome, it would be helpful to have a health consider the recent development of standard weaning and
economic analysis of the intervention. sedation protocols,43 which are effective in reducing weaning
It is difficult to conceive how multimodality respiratory time.44 The included trials reported little about such protocols, so
physiotherapy might reduce mortality if not by reducing the the effects of multimodality respiratory physiotherapy in ICUs with
incidence of VAP or by assisting patients to wean off mechanical standard sedation and weaning protocols are unclear. Also, as more
ventilation more quickly, thereby reducing length of ICU stay. One ICUs introduce standard weaning protocols, VAP may become a
possibility that should therefore be considered is that the mortality less prevalent problem.
result is a type I error. However, as an outcome measure, death is In conclusion, multimodality respiratory physiotherapy appears
not affected by vagaries of diagnostic criteria or biases of unblinded to reduce mortality in ICU patients. It is unclear whether this occurs
investigators, so with data on 535 participants it is hard to argue via a reduction in the incidence of VAP and/or length of stay because
that this was not a real finding. Overall, the most likely explanation the currently available data only provide very imprecise estimates of
seems to be that the effect on mortality is real and while it may the effect of multimodality respiratory physiotherapy on these
have occurred via a reduction in VAP and/or length of ICU stay, we outcomes. Importantly, these very imprecise estimates currently
cannot be certain about the intervention’s effects on those include the possibility of very worthwhile effects on VAP incidence
outcomes. and length of ICU stay; therefore, these outcomes should be the focus
It is surprising that a more definite effect on VAP was not seen. of further investigation in rigorous trials.
The endotracheal tube impairs the cough reflex and mucociliary
clearance, and also forms an incomplete seal against secretions
above the cuff.30 The trials included in this meta-analysis used What was already known on this topic: Ventilator-associ-
manual hyperinflation and suctioning as part of treatment ated pneumonia is common among patients receiving me-
protocol, each of which causes beneficial changes in respiratory chanical ventilation in an intensive care unit. Ventilator-
mechanics in patients with VAP.31 Specifically, manual hyperinfla- associated pneumonia is associated with increases in mortali-
ty, length of intensive care unit stay, and healthcare costs.
tion significantly improves lung compliance, oxygenation,32 and
What this study adds: Multimodality respiratory physiother-
collateral ventilation if the technique includes an inspiratory apy appears to reduce mortality in patients in the intensive care
pause,31 which is especially important in pneumonia because these unit. It is unclear whether this occurs via a reduction in the
accessory pathways help to prevent collapse of terminal respira- incidence of ventilator-associated pneumonia and/or length of
tory units when their supplying airway becomes obstructed. In stay because the currently available data only provide very
addition, manual hyperinflation also improves airway secretion imprecise estimates of the effect of multimodality respiratory
clearance.33 Ending with a quick release of the bag enhances physiotherapy on these outcomes.
expiratory flow and mimics a forced expiration, thereby facilitating
movement of secretions toward central airways.34 Taking into
account that pneumonia is a process that occurs in the lung Footnotes: a STATA1 SE software V.14, StataCorp, College
parenchyma, it is reasonable to suggest that the combination of Station, USA.
manual hyperinflation with slow expiratory clearance techniques, eAddenda: Figures 4, 6 and 8, and Appendix 1 can be found
which facilitate movement of secretions from peripheral online at https://doi.org/10.1016/j.jphys.2018.08.005
airways,35 could enhance mucus transportation during treatment Ethics: Nil.
sessions. The main mechanism of slow expiratory clearance Conflict of interest: Nil.
techniques to improve mucus clearance is the generation of Acknowledgements: Nil.
expiratory flow exceeding inspiratory flow.36,37 Source of support: DPP-C is supported by a grant (FPU14/01370)
Microaspiration is one of the most important mechanisms in from the Spanish Ministry of Education, Culture and Sport. IC-R is
VAP, and it has been recommended that the patients rest with supported by a grant from the Universidad de Castilla-La Mancha
head-of-bed elevation.38,39 In this meta-analysis, all studies used (FPU13/01582).
lateral position or postural drainage position as part of protocol Provenance: Not invited. Peer reviewed.
228 Pozuelo-Carrascosa et al: Respiratory physiotherapy to prevent ventilator-associated pneumonia
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