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Neuropsychological
Rehabilitation: An International
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To cite this article: Caroline Law & Linda Cupples (2015): Thinking outside the
boxes: Using current reading models to assess and treat developmental surface
dyslexia, Neuropsychological Rehabilitation: An International Journal, DOI:
10.1080/09602011.2015.1064453
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Neuropsychological Rehabilitation, 2015
http://dx.doi.org/10.1080/09602011.2015.1064453
INTRODUCTION
There has been a recent increase in the number of intervention studies for
children with developmental dyslexia that encompass a theoretically motiv-
ated, targeted approach to treatment devised on the basis of individual assess-
ment results. The dual route model (DRM) of reading has been utilised in
many of these studies and the interventions have shown some success in
improving the reading (and spelling) performance of individual children
(e.g., Broom & Doctor, 1995a, 1995b; Brunsdon, Coltheart, & Nickels,
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Figure 1. The Dual Route Model of Reading. The series of processes constituting the lexical route are
connected with dashed lines (— ..—), while the non-lexical route components are connected with
dotted lines ( . . . ). Inputs to and outputs from the system are shown in solid lines. Taken from
Castles, Bates, Coltheart, Luciano, and Martin (2006, pp. 92–103). Published by Wiley
Publications. Reprinted with permission. #United Kingdom Literacy Association 2006. Published
by Blackwell Publishing, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street,
Malden, MA 02148, USA.
Grainger & Ziegler, 2011 for more information about orthographic processing
in dual route models).
According to the DRM, both the lexical and non-lexical mechanisms will
process all word types when reading. However, only the lexical mechanism
will provide a correct pronunciation for irregular words, such as yacht,
which do not conform to spelling-to-sound rules, and only the non-lexical
mechanism will provide a correct pronunciation for pronounceable nonwords,
such as fot, which do not have a matching lexical entry. In line with this div-
ision of labour, the DRM predicts three main types of reading difficulties that
4 LAW AND CUPPLES
Figure 2. The connectionist model of reading from Harm and Seidenberg (1999). From Harm and
Seidenberg (1999, 491– 528). Published by American Psychological Association. Reprinted with
permission.
6 LAW AND CUPPLES
clear illustrations of the value of this approach. Both Broom and Doctor
(1995a) and Brunsdon, Hannan, Coltheart et al. (2002) provided intervention
aimed at enhancing visual orthographic processing within the lexical reading
mechanism of the DRM.
Broom and Doctor (1995a) conducted a treatment study with an 11-year-
old male participant, D.F., who performed significantly below the level of a
group of 25 control participants in reading irregular words. D.F. also
made regularisation errors when reading these words (e.g., “tomb” read as
/t mb/), consistent with a weakness in the lexical reading mechanism and
a consequent over-reliance on the non-lexical mechanism (developmental
surface dyslexia). Using the DRM as a framework, Broom and Doctor
hypothesised that the breakdown in D.F.’s reading system was within the
lexical route, and more specifically the orthographic lexicon, as he had
more difficulty reading aloud low frequency irregular words than high fre-
quency irregular words, and he made homophone confusion errors (e.g.,
defining “pale” as if it were “pail” and “stare” as if it were “stair”)
suggesting that the breakdown was prior to semantics. The researchers
designed an intervention plan specifically to enable D.F. to develop and
utilise an orthographic reading strategy. Intervention consisted of treating
irregular words (that were matched on frequency with a list of untreated
irregular words) by asking the participant to write the words, discuss their
meanings, and name them. Words were practised in clinic sessions and as
homework. Post-intervention, D.F.’s oral reading of the trained irregular
words showed significant improvement. By contrast, there was no improve-
ment in performance on the matched, untreated irregular words, indicating
that the intervention did not generalise to untrained words. In their
summary, Broom and Doctor suggested that future interventions for
surface dyslexia should be aimed at establishing an orthographic lexicon
by training letter groupings to encourage generalisation, rather than adopting
a whole-word approach. They also suggested that words should be relevant
to daily reading activities for participants.
Different results were reported by Brunsdon et al. (2002) in their interven-
tion study with T.J., a 10-year-old boy who presented with mixed dyslexia;
that is, poor reading of both irregular words and nonwords associated with
damage to both lexical and non-lexical mechanisms of the DRM. Brunsdon
8 LAW AND CUPPLES
GENERAL METHODOLOGY
This research encompassed three distinct phases with the same two partici-
pants taking part in each phase. Although the methodological design of the
research was two single case studies, the results of the interventions were
compared between participants to examine possible differences in outcomes,
especially as they related to the individual children’s processing strengths and
weaknesses. The first phase involved a comprehensive assessment of each
participant’s reading skills as identified within the DRM. Various reading,
language, and cognitive assessments were also administered during this
phase, to provide a comprehensive and detailed participant description. Inter-
vention was conducted during the second and third phases with selected pre-
and post-intervention assessments administered at the beginning and end of
each phase, respectively. In what follows, the method, results and a brief dis-
cussion of each phase are described.
10 LAW AND CUPPLES
Participants
H.F.
H.F.’s data were collected over a 312 year period when he was aged between
7;6 (years; months) and 11;1. He was one of twin boys (his sibling having no
reading difficulties). His motor and speech and language skills were age
appropriate and there were no reported medical or emotional difficulties
prior to the study. Australian English was the only language spoken at
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R.C.
R.C.’s data were collected over a 3 year period when he was aged between
9;0 and 12;0. He was the younger of two children. His speech and language
skills were age appropriate and there were no other reported medical or
emotional difficulties prior to the study. Australian English was the only
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 11
language spoken at home. Prior to taking part in the study, R.C. had under-
gone a comprehensive speech and language assessment which was adminis-
tered by a qualified speech-language pathologist. His oral language skills
were reported to be in the average to above average range. R.C.’s general
language skills were not further assessed as part of this study due to our par-
ticular focus on components of the DRM. Throughout testing, no articulation
difficulties were noted, and no impairments were evident in R.C.’s receptive
vocabulary (single word semantics, assessed in study Phase 1) or nonword
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PHASE 1: ASSESSMENT
Assessment materials were selected to investigate a range of reading and
related skills, as detailed in Table 1. Where appropriate, the same assessments
were administered to the younger control groups to obtain comparison scores.
Reading tests
Oral reading
Word identification and Word attack subtests from the Woodcock Reading
Mastery Tests –Revised (WRMT-R; Woodcock, 1987) were administered to
examine oral reading of real words and nonwords, respectively. These subt-
ests were administered according to the test manual. Oral reading of
regular words (which conform to spelling-to-sound rules, e.g., check), irregu-
lar words (which do not conform to spelling-to-sound rules, e.g., have), and
nonwords, was subsequently investigated explicitly using the Coltheart and
Leahy (1996) word list. Words and nonwords were printed on flashcards
12 LAW AND CUPPLES
TABLE 1
Phase one assessment materials according to target variable and relevant DRM
components
Oral reading Lexical and non-lexical WRMT–R word identification and word
mechanisms attack
Coltheart and Leahy (1996) regular,
irregular, and nonwords
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Homophone selection
Three tasks were used to assess recognition of homophones: orthographic
choice (Manis et al., 1996); and two homophone selection tasks, one using
pairs of regular words, and the other using irregular word—nonword pairs
(Castles & Coltheart, 1996). In orthographic choice, participants were
asked to select the real word from a choice of two on each trial, one of
which was a homophonic nonword (e.g., sponge—spunge). In the two homo-
phone tasks, word pairs were shown on individual cards and a definition of
one of the words was read aloud. Participants were instructed to select the
written word that went with the spoken definition. There was no time limit
for these tasks and the word sets in the homophone tasks were controlled
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 13
for target word location (left or right side). Results for orthographic choice
were compared to norms cited in Manis et al., whereas results for the
Castles and Coltheart homophone tasks were compared to scores from the
respective age-matched control groups.
Sound–symbol associations
Rapid naming
The naming speed test from the Phonological Awareness Battery (PhAB;
Frederickson, Frith, & Reason, 1997) was administered to investigate rapid
automatised naming ability (RAN) for digits and pictures. Scores were
devised using the norms in the administration manual.
Vocabulary
The Peabody Picture Vocabulary Test–3rd Edition (PPVT-III; Dunn & Dunn,
1997) was administered to assess receptive vocabulary. On each trial, partici-
pants were asked to select one of four pictures to match a spoken word, with
correct performance taken to reflect intact semantic processing at the single
word level as per the lexical mechanism of the DRM (see Figure 1). The
Test of Word Finding (TWF; German, 1986/1989) was also administered to
H.F., because he had not completed previous standardised testing for
naming which is also part of the lexical mechanism of the DRM. The TWF
was not administered to R.C., because his naming skills had been evaluated
previously as part of a comprehensive spoken language assessment where
his performance for naming was found to be in the typical range for his age.
RESULTS
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H.F.
Table 2 shows the scores attained by H.F. on the WRMT-R and the Coltheart
and Leahy word list at the initial assessment. Table 3 shows his scores on the
additional language, cognitive, and silent reading measures, along with corre-
sponding control data where applicable.
Oral reading
On the WRMT-R, H.F.’s oral reading of real words (word identification)
was below the level expected for a child of his age (13th percentile). By con-
trast, his oral reading of nonwords (word attack) was at the 35th percentile,
well within the average range (which extends from the 20th to the 80th per-
centile). He made regularisation errors (e.g., reading “find” as /f nd/) and
visual errors (e.g., reading “hurry” as “hungry” and “stove” as “story”).
This pattern of superior performance on nonwords as compared to real
words was confirmed by H.F.’s reading of the Coltheart and Leahy (1996)
word list, where he performed within the average range on nonwords and
regular real words, both of which can be read aloud using spelling-sound
rules, but well below average on irregular words (see Table 2). H.F.’s
pattern of reading difficulty can be characterised as a pure form of develop-
mental surface dyslexia; that is, a selective difficulty in reading irregular
words.
16
LAW AND CUPPLES
TABLE 2
Results on standardised oral reading assessments for H.F. and R.C. at initial assessment, pre-intervention II, and post-intervention II
H.F. R.C.
Assessment Initial Pre-int II Post-int II Post–Pre (sig) Initial Pre-int II Post-int II Post– Pre (sig)
WRMT-R
Word identification (106) 33 (13) 56 (9) 75 (52) +19 (p , .001) 25 (1) 50 (2) 58 (5) +8 (p ¼ .04)
Word attack (45) 22 (35) 29 (39) 36 (70) +7 (n.s.) 22 (29) 27 (29) 29 (34) +2 (n.s.)
Coltheart and Leahy a
Irregular (30) 8 (8) 18 (6) 20 (9) +2 (n.s.) 9 (2) 9 (, 1) 18 (3) +9 (p ¼ .004)
Regular (30) 22 (24) 28 (20) 29 (43) +1 (n.s.) 21 (6) 25 (5) 29 (49) +4 (n.s.)
Nonwords (30) 16 (24) 25 (38) 28 (72) +3 (n.s.) 16 (14) 23 (15) 24 (38) +1 (n.s.)
a
Comparison scores taken from Edwards and Hogben (1999).
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 17
non-reading disabled children aged 8.5 years (SD ¼ 0.64) (see Table 3).
Additionally, H.F. scored 14/30 on the regular word homophone assessment,
a score that does not differ significantly from chance (Binomial, p ¼ .86), and
8/30 on the irregular word—nonword pairs, choosing the incorrect nonword
21 times, and giving no response to the homophone pair “shove – shuv”.
H.F.’s homophone scores were well below the range of the control group
(see Table 3).
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Rapid automised naming. H.F. scored slightly below the level expected
for his age on digit naming but in the typical range for picture naming; indi-
cating a selective weakness in RAN.
R.C.
Table 2 shows the scores attained by R.C. on the WRMT-R and the Coltheart
and Leahy word list at the initial assessment. Table 3 shows his scores on the
additional language, cognitive, and silent reading measures, along with corre-
sponding control data where applicable.
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18
TABLE 3
Initial assessment results on language, cognitive, and silent reading measures for H.F., R.C., and their respective control groups
Vocabulary
PPVT-III raw score (percentile) 130 (75) – – 138 (82) – –
TWF raw score (percentile) 73 (77) – – N/A – –
Homophone tests
Orthographic choice (% correct) 52% 74.6 (10.3)a – 42.3% 74.6 (10.3)a –
Regular-Regular word (no. correct out of 30) 14 24.3 (3.5) 21–30 19 28.6 (1.9) 23–30
Irregular-nonword (no. correct out of 30) 8 25.8 (4.0) 17–30 7 29.7 (0.9) 27–30
Visual orthographic processing (no. correct)
Symbol discrimination (25) 25 24.9 (0.3) 24–25 25 25 (0) 25–25
Symbol recal – delayed (20) 18 17.8 (1.2) 16–20 19 18.6 (1.7) 14–20
Sequential symbol recall – immediate (11) 11 11 (0) 11–11 11 11 (0) 11–11
Sequential symbol recall – delayed (11) 10 10.3 (1.4) 6– 11 9 10.9 (0.4) 10–11
Nonword discrimination (40) 38 37.1 (1.6) 35–39 38 39.1 (1.5) 36–40
Nonword recall – delayed (20) 8 15.28 (1.8) 13–18 14 15.6 (2.0) 13–20
Identity matching (650 ms)
Number correct (80) 77 72.8 (4.6) 65–78 69 73.2 (5.3) 65–79
Reaction time (ms) 1750 1365 (189) 1101–1690 1723 1414 (150) 1178–1690
Identity matching (340 ms)
Number correct (80) 68 74.1 (4.2) 65–79 61 74.7 (4.9) 65–80
Reaction time (ms) 1452 1098 (202) 870– 1450 1367 1190 (229) 908 –1685
RAN (percentiles)
Pictures 42 2
Digits 14 8
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Dashes indicate that data were not collected for that cell. PALPA ¼ Psychological Assessment of Language Processing in Aphasia; RAN ¼ rapid automa-
tised naming.
a
Taken from control group scores in Manis et al. (1996); bNorms taken from McBride-Chang (1995); cNorms taken from the PALPA assessment by Kay et al.
(1992).
19
20 LAW AND CUPPLES
Oral reading
On the WRMT-R, R.C.’s oral reading of real words (word identification)
was at the 1st percentile, a level well below that expected for a child of his
age, whereas his reading of nonwords (word attack) was at the 29th percentile,
within the average range. R.C. made regularisation errors (e.g., reading “island”
as / zl n/ and “tomb” as /t mb/) and decoding errors (e.g., reading “cough” as
/k l h / and “peng” as /p1nd/). This pattern of poorer performance on real
words than nonwords was confirmed by R.C.’s reading of the Coltheart and
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Leahy (1996) word list, where he performed less accurately in reading irregular
words than nonwords, even though his scores on both item types were below
age expectations (see Table 2). R.C.’s pattern of reading difficulty can be
characterised as developmental surface dyslexia to the extent that his reading
of irregular words was poorer than his reading of nonwords. His reading diffi-
culty was not as pure (selective) as that of H.F., however.
accuracy, t(1, 14) ¼ 1.314, p ¼ .210. The control group’s mean score for
accuracy increased by one item on average at the faster presentation rate,
and none of the individual control participant’s scores decreased in accuracy
by more than 5 (out of 80) items at the faster presentation rate compared to the
slower rate. This pattern of results was once again obtained despite the control
participants responding significantly more quickly to items presented at the
faster rate, t(1, 14) ¼ 4.66, p , .001. By contrast, R.C. showed a significant
decrease in score of 8 out of 80 items, McNemar x 2(1, N ¼ 80) ¼ 6.125, p ¼
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.013. This decrease suggests that R.C. was not able to extract information
about the nonword pairs as efficiently as control participants at the shorter
exposure duration. This pattern was obtained despite R.C.’s mean response
time being within the range observed for the matched control group at the
faster presentation rate and just above the control range at the slower presen-
tation rate (see Table 3).
Rapid automatised naming. Results from the rapid naming subtests show
that R.C. exhibited difficulty with naming speed compared to his age-matched
peers, with scores falling below the 10th percentile on both digit and picture
naming.
DISCUSSION
The oral reading results obtained by both H.F. and R.C. are consistent with a
diagnosis of developmental surface dyslexia; that is, relatively poorer per-
formance in reading irregular words than nonwords. However, in the case
of R.C., who was slightly older at the time of testing, there were also some
milder difficulties apparent in the reading of regular and nonwords on the
Coltheart and Leahy (1996) word list. According to the DRM, a difficulty
in reading irregular words reflects a weakness in the lexical mechanism,
two important components of which are the orthographic lexicon (for long-
term storage of words’ orthographic representations) and semantics.
Neither H.F. nor R.C. showed evidence of semantic difficulties at the
single word level, with receptive vocabulary (PPVT-III) scores at the 75th
and 82nd percentiles, respectively. Three homophone tasks were adminis-
tered to assess the integrity of the orthographic lexicon (see Coltheart, Mas-
terson, Byng, Prior, & Riddoch, 1983, for the use of homophones in the
assessment of surface dyslexia). Both H.F. and R.C. performed well below
the level of age-matched control participants on all three tasks, consistent
with an impairment or weakness at this level.
Further investigation of the participants’ visual-orthographic processing
was conducted using a range of tasks requiring discrimination or delayed
recall of symbols, symbol sequences, and nonwords. Although most of
22 LAW AND CUPPLES
these tasks did not discriminate clearly between the participants and their
respective age-matched control groups, H.F. was less able to recall
nonword letter patterns after a delay and R.C. showed a mild difficulty
with sequential symbol recall after a delay. More importantly, however,
both boys achieved significantly and markedly poorer than expected perform-
ance on a test of identity matching, the results of which showed that neither
H.F. nor R.C. was able to extract orthographic information about pairs of non-
words as efficiently as members of their respective control groups at the
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shorter exposure duration of 340 ms. Finally, RAN proved difficult for both
boys, but especially for R.C., whose scores on picture and digit naming fell
at the 2nd and 8th percentiles, respectively. By contrast, H.F. showed evi-
dence of a milder difficulty with digit naming only.
In sum, the weaknesses observed in H.F.’s and R.C.’s oral reading, homo-
phone selection, orthographic processing efficiency, and RAN, are all consist-
ent with a diagnosis of developmental surface dyslexia, which, according to
DRM, reflects under-development of the lexical reading mechanism (see
Figure 1). On the other hand, neither boy performed poorly on assessments
of PA (phoneme segmentation), auditory perception (PALPA 1), or sound
symbol learning, all skills that could have assisted in the development of
an adequate non-lexical reading mechanism. This pattern of results provides
support for our first hypothesis in that the DRM provided a useful framework
for: (1) confirming the diagnosis of developmental surface dyslexia in both
male participants; and (2) identifying specific areas of weakness within
each participant’s lexical reading route. In particular the results show evi-
dence of weaknesses at the orthographic lexicon, letter identification, and
the phonological lexicon.
In devising an intervention programme for H.F. and R.C. the question
arises as to whether, and if so how, their observed weaknesses in orthographic
processing efficiency, and to a lesser extent RAN, might have contributed to
their reading difficulties. According to the DRM, the lexical reading mechan-
ism and hence the ability to read irregular words correctly, relies on parallel
processing of letters and recognition of words and letter patterns as familiar.
In this context, the pattern of results obtained on our identity matching task is
relevant, in that both H.F. and R.C. were less efficient than age-matched con-
trols in extracting letter pattern information from orthographic stimuli. It is
possible that this pattern of results reflected their use of a serial, letter-by-
letter reading strategy rather than parallel mapping (Grainger & Ziegler,
2011), which in theory could make their ability to extract specific letter pos-
ition information slower and less accurate than controls. This difficulty, along
with cognitive difficulties related to RAN, which may hinder the formation of
links between orthographic and phonological representations (Manis, Seiden-
berg, & Doi, 1999; Wolf & Bowers, 1999), may have resulted in reduced
development of the orthographic lexicon.
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 23
degraded orthographic input (given both boys’ results on the identity match-
ing task), or a difficulty in linking orthography to phonology (in light of RAN
results). Nevertheless, H.F.’s reading profile suggests a pure form of develop-
mental surface dyslexia (problems reading irregular words but not nonwords
in the presence of typical phonological skills), a profile that Harm and Seiden-
berg did not simulate.
PHASE 2: INTERVENTION I
In line with our assessment results showing evidence of a weakness at the
level of the orthographic lexicon in both participants (according to the
DRM), reading intervention focused on development of this component. In
doing so, we were conscious that previous interventions for surface dyslexia
aimed at establishing word-specific entries within the orthographic lexicon
have involved mnemonic cues with little success in generalising to untreated
items (with the exception of Brunsdon, Hannan, Nickels et al., 2002). In this
study therefore, unlike previous research, treatment was devised to remediate
the efficiency of visual-orthographic processing directly by targeting inter-
vention at the level of letter identification and the orthographic lexicon and
to observe effects on reading and related skills.
At the time of writing, there was only one published therapy technique
designed to address poor development of the orthographic lexicon due to pro-
blems with visual-orthographic processing efficiency. Judica, De Luca, Spi-
nelli, and Zoccolotti (2002) reported successful training for a group of 18
Italian children with developmental surface dyslexia. The study showed that
reading performance on words and nonwords improved and that fixation dur-
ations reduced to the normal range when children were trained to read aloud
and spell briefly presented single words. The authors concluded that training
had taught the children to extract letter information with increased speed and
accuracy. In Judica et al.’s intervention, items were real words, ranging from
high to low frequency, which were displayed for durations of 60 to 150 ms.
Post-intervention results showed evidence of generalisation, in that children’s
reading accuracy and speed improved for nonwords as well as real words, as
did their ability to make lexical decisions. The study by Judica et al. was
24 LAW AND CUPPLES
used as a basis for the first phase of intervention described here, although there
were several important differences between this research and theirs.
Participants in the study by Judica et al. (2002) were presented with real
words during intervention, which they were asked to read aloud and spell.
In this way, all components of the lexical reading mechanism of the DRM
were directly targeted for treatment. By contrast, in this research, participants
were not asked to read or spell real words during treatment. Rather, nonwords
were employed as training stimuli and presented to participants in the exper-
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imental format of the same–different (identity) matching task that was used
during the assessment phase to identify differences in visual-orthographic
processing efficiency. In short, participants were asked to indicate by pressing
a button on a computer whether the letters and their positions in pairs of
briefly presented nonwords were the same or different. Nonwords were
selected for the intervention to ensure: (1) that participants had to focus on
constituent letters with no lexical information available to assist them, and
(2) that intervention was not targeting development of specific entries
within the orthographic lexicon. Using this procedure, we aimed to ensure
that intervention targeted the early stages of orthographic processing, in par-
ticular, the transfer of information from letter identification to the ortho-
graphic lexicon, but no other component of the lexical reading mechanism
(e.g., semantics or the phonological lexicon).
Based on findings reported by Judica et al. (2002), we hypothesised that
training participants to perform a same–different task on orthographic
sequences presented at short duration would encourage them to extract infor-
mation about letter identity and pass it on to the orthographic lexicon with
increased speed and accuracy, possibly through use of a parallel processing
strategy (a strategy that is reportedly required for development of the
lexical reading mechanism) (Seymour & Evans, 1993). In line with this
view, we predicted improvements in both regular and irregular word
reading from pre- to post-intervention.
each word aloud. The errors made on this list by each individual participant
were incorporated into a lexical decision (silent reading) task.
Lexical decision. Words read aloud incorrectly from the list of 300 most
frequent words were matched individually with orthographically legal non-
words that differed by one letter from the real word targets (Lexical
decision—Frequent words). This procedure resulted in a list of 29 word—
nonword pairs for H.F. and 55 pairs for R.C. Items in the list for each partici-
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pant were then randomly ordered and shown individually to the participants
using DMDX software. Participants were asked to indicate using left and
right shift keys on the computer keyboard, whether each item was a real
word or a nonword.
In addition, a homophone lexical decision task was administered using
DMDX. Irregular words and visual foils (e.g., worry—wurry) taken from
the Castles and Coltheart (1996) homophone test were presented one at a
time on a computer screen. H.F. and R.C. were asked to look at each item
and decide whether or not it was a real word. The computer shift keys were
used to respond.
Rapid naming. To measure any change in rapid naming ability, the PhAB
naming speed subtest was re-administered pre- and post-intervention as per
the assessment instructions.
26 LAW AND CUPPLES
Intervention
Reliability
Inter-rater reliability data were collected for 15% of the pre- and post-inter-
vention oral reading data. Participants’ responses were scored by an indepen-
dent speech pathologist who was unaware of their pre- versus post-
intervention status. Classification reliability (as correct or incorrect) ranged
from 91–100% with a mean of 96.5%.
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RESULTS
H.F.
Results for H.F. following intervention I are summarised in Table 4. He made
statistically significant gains in oral reading of Fry’s (1980) list of 300 most
frequent words, with his score now falling in the range of the age-matched
control group. When the words on the list were analysed as regular and irre-
gular according to the DRM (Rastle & Coltheart, 1999), H.F. showed
TABLE 4
Intervention I results for H.F.
Fry’s 300-word list 271/300 293/300 , .001 293 (5.94) 279 –300
Lexical decision– Homophones
No. correct 33/60 46/60 .001 46 (5.03) 35–52
Reaction time (ms) 2533.14 1312.04 , .001 1473 (482) 1006–2564
Lexical decision– Frequent words
No. correct 47/58 45/58 0.804 – –
Reaction time (ms) 2229.03 1460.79 0.019 – –
Identity matching (650 msec)
No. correct 77/80 72/80 0.063 72.77 (4.6) 65–78
Reaction time (ms) 1749.92 1202.16 ,.001 1365 (189) 1100–1689
Identity matching (340 msec)
No. correct 68/80 67/80 1.000 74.08 (4.19) 65–79
Reaction time (ms) 1451.84 1127.76 0.011 1098 (202) 869– 1450
RAN (percentile)
Pictures 60 55 – – –
Digits 22 32 – – –
Position analysis 22/24 21/24 1.000 – –
Spoonerisms 15/18 15/18 1.000 – –
Phoneme deletion 17/24 22/24 0.125 – –
Dashes indicate that data were not collected for that cell. RAN ¼ rapid automatised naming.
a
Changes in response times were analysed using repeated measures t-tests. Item analyses of correct
responses were conducted using McNemar x 2 test.
28 LAW AND CUPPLES
improved ability to read both word types. His score on irregular words
improved from 80/90 pre-intervention to 88/90 post-intervention, McNemar
x 2(1, N ¼ 90) ¼ 4.90 p ¼ .027; and his score on regular words improved
from 191/210 to 205/210, McNemar x 2(1, N ¼ 210) ¼ 7.68 p ¼ .006. H.F.
also improved significantly in making lexical decisions about printed homo-
phones, achieving levels of accuracy and response speed similar to the control
participants after intervention (see Table 4). While no changes were observed
in H.F.’s accuracy on the frequent word–lexical decision task from pre- to
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R.C.
R.C. made statistically significant and substantial gains in oral reading of the
300 most frequent words from pre- to post-intervention I, but unlike H.F., his
score remained below the level of the matched control group (see Table 5).
Further analysis showed that R.C. resembled H.F. in showing significantly
improved performance on regular words, from 173/210 pre-intervention to
197/210 post-intervention, McNemar x 2(1, N ¼ 210) ¼ 14.69 p , .001.
On the other hand, although his reading of irregular words improved (from
72/90 to 79/90), the change was not significant, McNemar x 2(1, N ¼ 90) ¼
1.57 p ¼ .211. R.C. also showed no significant improvement in response
time or accuracy on the two lexical decision tasks.
Like H.F., R.C. showed improved performance on the identity matching
task from pre- to post-intervention. In the case of R.C., however, response
speed changed little over the course of the intervention, whereas accuracy
at the faster presentation rate improved substantially (by 8 items out of 80)
to within the control group range (see Table 5).
Finally, and as expected, R.C.’s scores for the control measures of RAN
and phonological processing showed no significant improvements from
pre- to post-intervention, indicating the specificity of the intervention effects.
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 29
TABLE 5
Intervention I results for R.C.
Fry’s 300-word list 245/300 276/300 , .001 299.2 (1.32) 297 –300
Lexical decision—Homophone
No. correct 34/60 28/60 .310 53.63 (4.99) 43 – 60
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Dashes indicate that data were not collected for that cell. RAN ¼ rapid automatised naming.
a
Changes in response times were analysed using repeated measures t-tests. Item analyses of correct
responses were conducted using McNemar x 2 test.
DISCUSSION
The aim of Intervention I for H.F. and R.C. was to increase the efficiency of
visual-orthographic processing. Activities were devised on the assumption
that weakness in visual-orthographic processing prevented typical develop-
ment of the orthographic lexicon for both boys. In terms of the DRM, the
intervention targeted areas of specific weakness, namely letter identification
and the efficient transfer of information to the orthographic lexicon. The pro-
posal based on previous research was that promotion of a more holistic strat-
egy in the process of letter identification would facilitate development of the
lexical route.
The intervention was effective in that both boys showed significant
improvement in the primary intervention task—identity matching—from
pre- to post-intervention. H.F.’s response speed improved to within the
control group range at both exposure durations with no reduction in accuracy,
and R.C.’s accuracy at the shorter exposure duration improved to within the
control group range with no significant reduction in speed. As predicted if the
30 LAW AND CUPPLES
and a more mature orthographic system (Grainger & Ziegler, 2011). Post-
intervention, both H.F. and R.C. scored within the range of the control
group on the identity matching task in terms of response speed and accuracy
at both exposure durations. Furthermore, the large differences in accuracy
between the longer and shorter exposure durations that were observed pre-
intervention for both boys had reduced at the post-intervention assessment
(from 9/80 to 5/80 for H.F., and from 8/80 to 3/80 for R.C.). Moreover,
both boys showed a significant improvement in oral reading of the 300
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PHASE 3: INTERVENTION II
The first phase of intervention was successful in leading to a significant
improvement in both participants’ oral reading of highly frequent real
words. Nevertheless, R.C. still scored below the level of his age-matched
peer group in oral reading of highly frequent words (Fry’s 300 word list)
and on a homophone lexical decision task incorporating irregular words
and visual foils. Furthermore, during oral reading assessments it was clear
that both boys often did not recognise letter combinations that commonly
occur in English words. Consequently, when they came across familiar
English letter patterns or chunks in oral reading (e.g., “ow” or “ough”) they
continued to decode them incorrectly, often letter-by-letter, rather than learn-
ing the phoneme sequences associated with these higher-order orthographic
32 LAW AND CUPPLES
units. Based on this clinical observation and the suggestion by Broom and
Doctor (1995a) that future interventions for developmental surface dyslexia
should target letter groupings rather than whole words in order to encourage
generalisation, this skill was identified as the focus for our second interven-
tion programme.
The plan for this intervention was to utilise the participants’ relative
strengths in decoding to assist with irregular word reading and potentially
to encourage further development of the orthographic lexicon. The logic
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underlying our approach was as follows. Irregular words can contain letter
patterns that are essentially uncommon grapheme-to-phoneme correspon-
dences. Thus the letter combination -ear is most often pronounced as in the
words dear and near, making these words regular. By contrast, the word
pear is irregular because it contains a less common grapheme-to-phoneme
mapping for the same letter sequence. If multiple grapheme-to-phoneme cor-
respondences could be learnt, however, (i.e., that -ear can be read aloud as in
“dear” or “pear”) then some words could potentially become “less” irregular
(see Share, 1995, for further discussion on word irregularity), thus enabling
them to be “decoded”. Once decoded, these irregular words (and perhaps
other words containing the same letter sequences) could become more fam-
iliar, thus assisting development of the orthographic lexicon. In line with
this reasoning, H.F. and R.C. were taught a selection of letter patterns that
are frequent in English but that have multiple correspondences, in an
attempt to encourage them to learn letter patterns and their corresponding
phonemic representations.
From a theoretical perspective, this intervention approach appears to be
more in line with the CDP+ and connectionist models of reading than
with the DRM. Thus, the CDP+ model (which encompasses the DRM’s
dual-pathway architecture) and Harm and Seidenberg’s connectionist
model both map graphemes onto phonemes in a probabilistic and context-
dependent manner according to their statistical distribution in the lexicon.
By contrast, according to the DRM, the non-lexical reading mechanism
uses a rule-governed process for mapping graphemes onto phonemes,
which is considered incapable of reading irregular words (Jackson &
Coltheart, 2001), although it is able to apply multi-rules where a number
of letters represent a single phoneme (e.g., -igh). It is important to remember,
however, that the aim of this intervention was to provide participants with a
conscious strategy for recognising words containing particular letter-sound
patterns, not to alter the operation of the non-lexical reading mechanism
per se, which is, after all, not under conscious control. Nevertheless, the
different reading models do appear to make different predictions about inter-
vention outcomes.
According to the DRM, the taught multi-letter strategies would not be
encompassed within the non-lexical reading mechanism, but could encourage
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 33
Intervention
Common English letter patterns (phonograms) with two or more pronun-
ciations were selected from Fry, Polk, and Fountoukidis (1984); for
example, ow as in low versus how. Words whose pronunciations could not
be achieved through simple letter-by-letter decoding were also included in
the set and considered “irregular” for this task even though they could be con-
sidered to follow the spelling rules of English (e.g., eight).
A list of 259 words containing selected letter patterns was shown to H.F.
and R.C. one by one on a computer screen. They were asked to say each
one aloud. Their responses were used to create an individualised probe
word list for each of them. Any letter pattern that was read aloud correctly
more than 80% of the time was discarded. Any letter patterns that were not
read aloud correctly 80% of the time were used to construct the list.
Because each boy made different errors on the initial list, their probe lists dif-
fered too. H.F.’s probe word list comprised 80 words containing six different
letter patterns, whereas R.C.’s probe word list comprised 129 words contain-
ing 13 different letter patterns. All of the words on the probe word lists were
randomised and printed onto flashcards (Ariel 36 point). The full probe list
was administered to each boy on two occasions, three weeks apart, in order
to obtain a baseline. The first baseline score was used as the pre-intervention
score for analysis purposes. H.F. made 27 errors at baseline 1 and 22 errors at
baseline 2. This difference between the two testing sessions was not signifi-
cant, McNemar x 2(1, N ¼ 80), p . .10. R.C. made 58 errors at baseline 1
and 60 errors at baseline 2, also a non-significant difference between the
two testing sessions, McNemar x 2(1, N ¼ 129), p . .10. The letter patterns
selected for training H.F. were: -ough (including -ought), -eigh (including
-eight), -ow (including -own), -otch, -ew, -our. For R.C. the selected letter pat-
terns were: ough (including -ought), -eigh (including -eight), -ow (including
-own), -otch, -ew, -our, -ost, -ould, -aught, -itch, -ind, -ight, -are. The words
34 LAW AND CUPPLES
on each probe word list were divided into two sets. One set contained words
that would be trained and the other set were untrained words that were shown
to the participants only when reading aloud their respective probe word lists.
The trained and untrained words used with each participant were compared on
two measures of phonotactic probability (reflecting the frequency of occur-
rence of their individual phonological segments or biphones) and a measure
of neighbourhood density (the number of words that differ from a target
word by a single sound) using the online calculator of Storkel and Hoover
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(2010). Trained words did not differ significantly from untrained words in
the average frequency of their positional segments or biphones. The mean fre-
quency of occurrence of individual phonological segments in trained and
untrained words was .0469 versus .0435, respectively, for H.F., t(78) ¼
1.011, p ¼ .315; and .0494 versus .0483 for R.C., t , 1; whereas the mean
biphone frequency for trained and untrained words was .0034 versus .0035
for H.F., t , 1; and .0043 versus .0045 for R.C., t , 1. On the other hand,
trained words for H.F. came from more densely populated lexical neighbour-
hoods than untrained words, with an average of 12.1 versus 8.1 neighbours,
respectively, t(78) ¼ 2.40, p ¼ .019. The corresponding difference was
smaller and non-significant for R.C., with an average of 10.67 versus 8.67
neighbours, t (127) ¼ 1.62, p ¼ .107. Each letter pattern and its associated
training words were printed on flashcards individually. The training cards
used in the intervention sessions had the letter pattern underlined (e.g.,
sleigh); however, the training words in the probe list did not have the letter
patterns underlined (so they looked the same as the untrained words on the
list). The inclusion of untrained words was important in order to examine
whether any generalisation would take place from the training words contain-
ing a particular letter pattern to untrained words containing the same letter
pattern. The probe words were re-administered twice post-intervention,
four weeks apart.
Training took place in a quiet room at each participant’s home. Each train-
ing session lasted approximately 45 minutes. H.F. was trained on the words
twice a week for four weeks, whereas R.C. was trained twice a week for
six weeks. At the beginning of each session, the probe word list was read
aloud by the participant. No feedback or assistance was provided at these
times. Next, the letter pattern taught in the previous session and its words
(from the training set only) were revised. Each letter pattern was revised
only once during treatment.
The letter pattern to be trained during a session was introduced in isolation
(e.g., -ough). The different pronunciations for the letter pattern were dis-
cussed and the participant was asked to remember some words that contained
the letter pattern (e.g., crow and cow for the letter pattern -ow). He was asked
to visualise a scene where the two things were pictured and to try to remember
this scene for that letter pattern. He was then shown the training words
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 35
associated with the letter pattern and was encouraged to say the letter pattern
sounds aloud until he came across a word that he knew. The participant was
praised when he read the word aloud correctly.
Oral reading. The participants’ ability to read single words aloud was
assessed pre- and post-intervention using the Coltheart and Leahy (1996)
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word list, the WRMT-R word attack and word identification subtests, and
the 400 most frequent English words (Sakiey & Fry, 1979). H.F. and R.C.
were shown the Coltheart and Leahy words on flashcards (Ariel 36 point)
in a pseudo-random order and the Sakiey and Fry 400 most frequent
English words were shown individually on a computer screen (Ariel 48
point). Participants were asked to read each word aloud, with no time limit
imposed. The WRMT-R word attack and word identification subtests were
administered according to instructions in the test manual.
words one at a time and asked to say each one aloud. He was then asked to
select the picture that went with the word.
Real word and nonword repetition. Real and nonword repetition was
included as a non-reading control for this second phase of intervention. It
consisted of 200 items: 100 real words and 100 nonwords matched for
number of syllables. The real words were divided into high frequency
words (above 200 per million occurrences according to Kucera & Francis,
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1967) and low frequency words (below 20 per million occurrences). Words
and nonwords contained between one and five syllables, with 20 real
words (10 high frequency and 10 low frequency) and 20 nonwords for
each syllable length.
Each item was spoken aloud by the examiner and the participant was asked
to repeat it immediately. Items were presented in the same pseudo-random
order to each participant ensuring even distribution of the various item
types. This test was also administered to the respective control groups.
RESULTS
H.F.
H.F.’s results are shown in Tables 2 and 6. He showed significant improve-
ment in his oral reading of real words on the word identification subtest of
the WRMT-R, see Table 2, McNemar x 2(1, N ¼ 106) ¼ 17.05, p , .001;
Sakiey and Fry’s list of 400 most frequent English words, McNemar x 2(1,
N ¼ 400) ¼ 9.48, p ¼ .002; and the oral reading probe, McNemar x 2(1, N
¼ 80) ¼ 25.04, p , .001, see Table 6. By contrast, there was no significant
change in his oral reading accuracy for regular, irregular, or nonwords on
the Coltheart and Leahy (1996) word list, and no significant improvement
in his oral reading of nonwords on the WRMT-R word attack sub-test (see
Table 2). In regard to silent reading, H.F. was significantly more accurate
in selecting printed homophones to match spoken descriptions after interven-
tion, McNemar x 2(1, N ¼ 39) ¼ 9.60, p ¼ .002, but there was no significant
improvement in word–picture matching for probe words, lexical decision on
the Manis et al. (1996) orthographic choice test, or the ability to accurately
repeat words and nonwords (see Table 6).
H.F. R.C.
Assessment Pre- Post- Diff. Mean (SD) Range Pre- Post- Diff. Mean (SD) Range
Frequent words reading (400) 378 395 +17∗∗ 398.73 (2.15) 398 –400 378 368 210 399.5 (0.81) 398–400
Orthographic choice (52) 35 33 22 – – 38 36 22 – –
Probes
Oral reading 53/80 80/80 +27∗∗∗ 76.07 (1.43) 77–80 71/129 117/129 +46∗∗∗ 125.9 (2.15) 121–128
Word– picture matching 67/73 72/73 +5 70.9 (2.15) 65–73 97/117 117/117 +20∗∗∗ 115.5 (1.32) 114–117
Homophone (39) 23/39 36/39 +13∗∗ – – 23/39 33/39 +10∗ – –
Repetition (200) 197 197 0 197.2 (2.24) 196 –200 197 197 0 198 (1.9) 194–200
Item analyses of correct responses were conducted using McNemar x 2. Dashes indicate that data were not collected for that cell.
∗
p , .05; ∗∗ p , .01; ∗∗∗ p , .001.
37
38 LAW AND CUPPLES
R.C.
R.C’s results are shown in Tables 2 and 6. Like H.F., he showed significant
improvement in his oral reading of real words on the word identification
subtest of the WRMT-R from pre- to post-intervention (see Table 2),
McNemar x 2(1, N ¼ 106) ¼ 4.08, p ¼ .043; and a significant improvement
in reading the probe word list (see Table 6), McNemar x 2(1, N ¼ 129) ¼
44.02, p , .001. He also showed no improvement in his oral reading of non-
words on either the WRMT-R word attack subtest or the Coltheart and Leahy
(1996) word list (see Table 2). However, R.C. also differed from H.F. in
showing a significant improvement on the Coltheart and Leahy irregular
words, McNemar x 2(1, N ¼ 30) ¼ 7.11, p ¼ .008; but no improvement in
his reading of Sakiey and Fry’s list of 400 most frequent English words.
Despite these observed improvements in R.C.’s oral reading of real words,
his performance remained below the 10th percentile on two of the five stan-
dardised measures (see Table 2). In regard to silent reading, R.C. showed evi-
dence of improved performance from pre- to post-intervention in selecting
printed homophones to match spoken descriptions, McNemar x 2(1, N ¼
39) ¼ 4.50, p ¼ .034; and in word–picture matching for probe words,
McNemar x 2(1, N ¼ 117) ¼ 18.05, p , .001. As was the case for H.F., he
showed no significant improvement in lexical decision on the Manis et al.
(1996) orthographic choice test, or the ability to accurately repeat
words and nonwords (which were close to ceiling prior to intervention)
(see Table 6).
ASSESSING AND TREATING DEVELOPMENTAL SURFACE DYSLEXIA 39
DISCUSSION
The aim of this second phase of intervention was to train pronunciation of
irregular English letter patterns and encourage the participants to recognise
these patterns as an alternative strategy to either whole word recognition or
letter-by-letter decoding. We predicted that this intervention approach
would be effective in increasing the boys’ familiarity with the taught letter
patterns and words containing them, thereby enabling them to establish,
restructure and/or reorganise entries within the orthographic lexicon. In line
with this prediction, both participants improved in their oral reading of
trained and untrained probe words and in their homophone selection of
trained, but not untrained, probe words after intervention. In addition, both
boys showed improved oral reading on the standardised WRMT-R word
identification assessment after intervention, confirming that generalisation
to a totally different word set had occurred. This overall pattern of results pro-
vides further evidence in favour of our second research hypothesis, in
showing that another targeted treatment programme that was devised
within the framework of the DRM resulted in improved real word reading
for both participants, consistent with enhanced development of the lexical
reading mechanism.
Once again, despite the overall similarity between H.F. and R.C. in their
response to intervention, the individual patterns of results were somewhat
different for each boy. R.C. showed improved comprehension of trained
40 LAW AND CUPPLES
GENERAL DISCUSSION
In this research, we hypothesised that the DRM would provide a useful frame-
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work for (1) identifying the specific oral reading difficulties experienced by
two young boys and (2) designing a theoretically motivated, targeted treat-
ment programme. These hypotheses were confirmed. Both participants
demonstrated a particular difficulty in irregular word reading compared to
nonword reading; a pattern recognised as developmental surface dyslexia.
More specifically, both participants had difficulty with the input stage of
the lexical reading mechanism, in particular, at the orthographic lexicon.
Further examination of the boys’ associated language and cognitive abilities
revealed deficits in RAN and visual-orthographic processing, which might
have prevented typical development of the DRM’s lexical reading mechan-
ism, and led both boys to compensate for their difficulties by adopting a
simple (mainly single letter to single sound) decoding approach for all
word types. Based on this detailed assessment, two interventions were
devised to target different aspects of orthographic processing. The first inter-
vention targeted visual-orthographic processing by increasing the efficiency
with which pronounceable letter strings (nonwords) were identified;
whereas the second intervention provided training in the identification and
decoding of common letter patterns in irregular words.
Overall, the interventions resulted in improved performance in the oral
reading of real words but not nonwords for both boys, thus confirming our
second research hypothesis that post-intervention improvements in reading
would be evident for both boys and consistent with expectations based on
the DRM. More remarkably, the observed improvements were seen on stan-
dardised tests, an effect that has rarely been reported in intervention studies
for surface dyslexia. One of the participants, H.F., even obtained oral
reading scores for single words that were in an age-appropriate range at the
end of the study. Despite the general similarity in how the two participants
responded to the intervention, there were also differences between them.
H.F. showed significantly improved homophone recognition following Inter-
vention I, an indication that the intervention had improved his ability to use
the lexical mechanism to access semantics. By contrast, R.C. showed
improvement in this regard only after Intervention II. These differing
results confirm that although both participants presented with impairment at
the orthographic lexicon, the intervention outcomes were slightly different
in each case. This individual variation within the same reading disability
42 LAW AND CUPPLES
subtype reinforces the view that children with surface dyslexia do not form a
homogeneous group and emphasises the need for specific assessment and
individualised treatment for each child presenting with developmental
surface dyslexia (or any other type of reading disability).
The positive outcomes obtained in this study confirm and extend results
reported previously by Broom and Doctor (1995a) and Brunsdon et al.
(2002). Whereas both of these earlier studies reported better reading of
words learned during intervention, only Brunsdon et al. found evidence of
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Limitations
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Despite the overall positive outcomes achieved in this research, two difficul-
ties were identified in using the DRM for intervention purposes. First, as
noted earlier, the model does not explicitly incorporate ideas for intervention
so a thorough knowledge of the DRM and some additional level of clinical
expertise are required in order to devise appropriate interventions. As more
studies are conducted using this approach, the results of devised intervention
tasks will hopefully give some insight into the working of the particular sub-
components of the model that are targeted for intervention. This knowledge
will result in more established therapy techniques for each component.
Second, due to the relative originality of this research in using the DRM
for assessment and intervention of developmental difficulties it was discov-
ered that there is little in the way of standardised data directly related to
the DRM, in order to describe which components should have been acquired
(and at what level) by a typically developing child at various ages. Although
these problems were encountered while conducting this research, they were
by no means insurmountable. Importantly, the approach is in the relatively
early developmental stages, and further research should begin to fill in
some of the missing pieces.
Two methodological notes are also in order. First, because our focus was
on single word reading as represented in the DRM, a comprehensive formal
assessment of wider language and articulation skills was not conducted as part
of this study. Furthermore, an assessment of expressive vocabulary was admi-
nistered to only one of the two participants to avoid re-assessment of skills
measured previously in the other boy. Although these strategies had the
benefit of reducing time spent in test administration for this study, they
also resulted in a less complete data set than would otherwise have been
the case. Second, although this research incorporated age-matched control
groups of boys with no reading difficulties for comparison with the exper-
imental participants, it did not include a group of untreated control partici-
pants matched for type of reading disability. Accordingly, it is possible that
the improvements observed during intervention phases of the current study
resulted not from the intervention per se, but from natural maturation and/
or activities taking place outside the research clinic. In the current study,
two precautions were taken to minimise the likelihood of such confounding.
First, each phase of intervention was limited to just 6 weeks in duration to
44 LAW AND CUPPLES
ORCID
Caroline Law http://orcid.org/0000-0002-0795-6502
Linda Cupples http://orcid.org/0000-0003-3659-1642
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