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To cite this article: Fabrizio Marignetti, Abolfazl Vahedi & Seyyed Mehdi Mirimani (2015) An
Analytical Approach to Eccentricity in Axial Flux Permanent Magnet Synchronous Generators
for Wind Turbines, Electric Power Components and Systems, 43:8-10, 1039-1050, DOI:
10.1080/15325008.2015.1024356
CONTENTS
Abstract—Eccentric air-gaps occur very likely in wind generators as
1. Introduction the turbines are subject to continued mechanical stresses. This arti-
2. Quasi 3D Modeling cle analyzes the effects of rotor eccentricity on axial flux permanent
magnet machines’ performances, such as air-gap flux density, cog-
3. Flux Density Calculation ging torque, and unbalanced force. In modeling axial flux machines,
4. Cogging Torque Calculation three–dimensional finite-element method models are required for ac-
5. Axial Force Calculation curate calculations. However, three-dimensional finite-element anal-
ysis is usually time consuming. In order to have a quick evaluation of
6. Modeling Eccentricity in AFPM
the axial flux machine performance suitable for online identification,
7. Conclusion an analytical approach that utilizes quasi three-dimensional compu-
References tation is developed. The proposed method allows taking into account
variation of tooth skewing and different magnet shapes. The results
have been validated using two-dimensional and three-dimensional fi-
nite element computations. It is shown that by using the proposed
analytical approach, it is possible to assess the performance of the
axial flux permanent magnet generators under eccentricity with rea-
sonable accuracy.
1. INTRODUCTION
Axial flux permanent magnet (AFPM) machines are increas-
ingly used as wind generators due to their high efficiency and
favorable aspect ratio. Recently, Kahourzade [1] and Giulii
Capponi [2] carried out thorough reviews of AFPM machines,
including AFPM generators. The capacity to work at low
speeds allows AFPM generators to be directly coupled to low-
speed wind turbines [3], especially if concentrated windings
are used [4]. Brisset and colleagues [5] highlighted the ad-
Keywords: analytical models, axial flux permanent magnet machine, vantages of using multiphase windings. Park et al. analyzed
eccentricity, wind turbines, finite-element method
the operation of wind turbines attached to AFPM generators
Received 27 December 2014; accepted 4 February 2015
Address correspondence to Prof. Fabrizio Marignetti, Department of [6]. Jagau and others evaluated the possibility to make AFPM
Electrical and Information Engineering, University of Cassino and Southern generators from surplus materials and spare parts [7]. Coreless
Latium, via G. Di Biasio 43, Cassino, (FR) 03043, Italy. E-mail:
marignetti@unicas.it
layouts have been proposed [8].
Color versions of one or more of the figures in the article can be found online In recent years, quite a few AFPM generators for wind
at www.tandfonline.com/uemp. turbines have been patented. An integrated aerogenerator with
1039
1040 Electric Power Components and Systems, Vol. 43 (2015), Nos. 8–10
AFPM alternator is disclosed in Patent EP 1340910 A1 [9]. could cause the stator and rotor to scrape, thereby leading to
Patent US 8026626 B1 [10] describes an axial flux alternator both being damaged.
for a wind turbine with adjacent disks rotating in opposite The aim of this article is to analyze rotor eccentricity in
directions, while patent US 20130049512 A1 [11] discloses AFPM generators for wind turbines. An analytical method is
an AFPM generator in a configuration that reduces cogging proposed, based on the quasi three-dimensional (3D) approxi-
torque. AFPM generators are used both in horizontal axis wind mation.
turbines and in vertical axis wind turbines [12]. In large wind The axial flux permanent magnet machine is assumed as
turbines, it is generally hard to hoist the AFPM generator. it is composed of several linear machines. The slotting effect
Segmented generators can be built [13]. AFPM generators has been considered using different permeance functions, one
can even be stacked to produce more compact and powerful for each linear machine. The total performance of the axial
generators [14]. flux machine is obtained by adding the performances of the
One of the most frequent faults of direct drive wind turbines linear machines. The analysis suggests an online method for
is the bearing fault, which leads to expensive maintenance ac- the online detection of SE in AFPM wind generators.
tions [15]. The main causes of bearing wear are the homopolar The article is structured as follows: Sections 2 and 3 show
current and cyclic fatigue of the bearings. the quasi 3D modeling and the analysis of the air-gap flux
Horizontal axis wind turbines are subject to cyclic stresses density of an AFPM. Based on this method, Sections 4 and 5
produced by two main causes: the first is that the wind speed compute the cogging torque and the axial force, respectively.
is higher at higher heights; therefore, the backward force on Finally, Section 6 shows how to analyze an AFPM in eccentric
the blade is higher when the blade is at its highest point. The condition by using the proposed method.
second cause of cyclic stress is the forward net force aris-
ing when the blade is at its lowest point. In fact, the tower
at the back of the blade determines an increase in back air
pressure. 2. QUASI 3D MODELING
These two forces generate a cyclic torque orthogonal to Modeling the effect of SE on AFPMs requires the analysis
the shaft of the turbine. The cyclic torque finally discharges of the machine in eccentric conditions. In this article a quasi
onto the shaft. The same problem arises in vertical axis wind 3D method is used to achieve the purpose. According to this
turbines whose axis is subject to flexure due to peak load. method, the 3D structure of the machine is subdivided into a
In both cases, even though a gimbal was used, it would be few domains as shown in Figure 1. Each one of these domains
inevitable that some portion of the stress was transmitted to is treated as a linear motor. It should be noted that each linear
the shaft of the machine, increasing its eccentricity. machine differs from the others owing to the skewing of the
Owing to the shorter overall axial length of AFPMs, the teeth and magnets. The output of the analytical calculations in
ratio of machine diameter to length is high, increasing the this step is the flux density of the nodes in Figure 2. The flux
probability of eccentricity. density distribution in the air-gap is achieved in any point of
An eccentric air-gap creates an unbalanced magnetic force the stator surface by juxtaposition of the linear machines. As
between the stator and rotor of electrical machines. This force can be seen, each surface element is enclosed by four nodes. It
tends to increase further the air-gap eccentricity and may has been assumed that the flux density of each surface element
severely degrade the machine performance, producing acous- is the average value of the surrounding nodes:
tic noise, vibration, and bearing wear, leading to fatigue, to
deterioration of machine performance, and finally to its life- Bi j = (Bi, j + Bi+1, j + Bi, j+1 + Bi+1, j+1 )/4, (1)
time reduction.
In static eccentricity (SE), which is the main focus of this
study, the minimum air-gap position is fixed in space [16–18]. where i and j are the numbers of angle and radius elements,
In fact, although the cyclic shaft torque varies in time, its di- respectively. It is also assumed that the flux density passes the
rection is orthogonal to wind speed and parallel to the ground. surface of each element along the z-axis. The radial length of
SE is introduced during normal operation due to the previous each element is calculated as follows:
causes although a certain amount is inevitable, owing either to
Rout − Rin
the bearing tolerances or to the incorrect placing of the stator or dr = , (2)
a
rotor during assembly. If the rotor-shaft assembly is adequately
rigid, the level of SE does not change in time. If the eccentric- where a is the number of elements along the radius and Rout
ity is large, the resulting unbalanced magnetic force (UMF) and Rin are outer and inner radiuses of the stator, respectively.
Marignetti et al: An Analytical Approach to Eccentricity in Axial Flux Permanent Magnet Synchronous Generators for Wind Turbines 1041
The angular span of each element is: 3.1. Magnetic Field of Magnets
2π The AFPM machines in the quasi 3D model are, in principle,
dα = , (3)
b like the one shown in Figure 3. The slotting effect has been
considered here by introducing the permeance function for
where b is the number of elements along the circumference.
each sector. The distribution of the z-axis component for each
In all calculations the minimum values of a and b have been
linear machine obtained from the 2D Poisson’s equation can
assumed to be equal to 20 and 1000, respectively. Each element
be written in Fourier’s series as [19]:
radius can be achieved by the following equation:
B M (x)
r j = Rin + j.dr, (4) ∞
sin γ nπ
8Br
− nπδ
=− nπ
2
2nπ h e τp
where j is an integer between 0 and a. The angular position of
n=1,3,5,... 2nπδ μ M −e τ p +1 e τ p M +1
− 2nπδ
−
the element can be written as: e τp + 1 + 2nπ h
M
μ0 e τ p −1
αi = i.dα, (5) nπ x
×cos , (8)
τp
where i is an integer between 0 and b. The slot pitch at the
radius rj can be written as:
where
2πr j
τt j = , (6) μ0 and μ M are free space and magnets recoil permeability,
Nt
respectively;
δ is the air-gap length;
h M is the magnet height;
τ p is the pole pitch;
Br is the permanent magnetic flux density;
ws 4δ
π ws
the accuracy of the results while it increases the simulation kc = 1 − + + ln 1 + , (13)
time. τs π τs 4δ
where τs is slot pitch and ws is the slot width. Carter factor
3.2. Slotting Effect is always larger than 1, so the effective air-gap will be larger
Air-gap flux density in the presence of slots is subject to heavy than the real air-gap. In this case the value of air-gap flux
changes in shape and amplitude according to the slots’ shape density will have a uniform reduction, which will be obtained
and opening. The effect of slotting on the field produced by by replacing the effective air-gap:
the magnets can be considered by evaluating the permeance
B Me (x) = (B M (x))δ=δe . (14)
function of slots. The reduction of the first harmonic of the per-
manent magnet (PM) flux density is usually taken into account Figure 5 shows the air-gap flux density produced by mag-
by means of the Carter factor. nets for a 28-pole AFPM introduced in [20] before and after
applying the Carter factor. The influence of slots in the average
3.2.1. Carter Factor permeance of the air-gap is taken into account by replacing the
The flux density always decreases when the slot opening in- real air-gap by a longer equivalent air-gap δe . The result ob-
creases and, therefore, it is not easy to define the average flux. tained by applying the above equations is not quite accurate,
In 1901, Carter offered a solution to this problem, determining although it is usually sufficient in practice.
the effective air gap in the presence of slots [21]. According In fact, the most accurate result is obtained by incorporat-
to Carter’s principle, the air-gap appears to be longer than its ing the permeance function within the achieved air-gap flux
physical value. The length of the physical air-gap δ increases density.
Marignetti et al: An Analytical Approach to Eccentricity in Axial Flux Permanent Magnet Synchronous Generators for Wind Turbines 1043
where n is:
τs − ws
n= . (20)
ws
FIGURE 8. Carter factor of the sample AFPM.
1044 Electric Power Components and Systems, Vol. 43 (2015), Nos. 8–10
terial boundaries. Then, the total normal force component f n The teeth surface used for the computation of the force
is [25]: contains only the parts where the permeance function is equal
to 1 (see Figure 2). The authors used the k1 (x) permeance
1 1 1 2
fz = − Bz + Bt2 , (23) function, therefore 80% of slot width is not used in force
2 μ0 μr μ0
calculations. It means that in the slot inner the Z component
where Bt is the tangential component of the flux density at
the material surface and Bz is the perpendicular component
FIGURE 17. Permeance functions of a sample AFPM in ec- FIGURE 19. Cogging torque of the sample AFPM in healthy
centric condition. The minimum airgap is located atπ radiants. and eccentric condition.
Marignetti et al: An Analytical Approach to Eccentricity in Axial Flux Permanent Magnet Synchronous Generators for Wind Turbines 1047
where β is the rotor deviation angle. Equations (27), (28), and 6.2. Air-gap Flux Density in Eccentric Condition
(29) give: The air-gap flux density in eccentric condition can be calcu-
lated by multiplying the permeance function and the magnets
g (R, ϕ) = g0 (1 + SEF cos(ϕ − γ0 )) flux density as explained in Eq. (15). The values in Figure 18
+(R − Rm )sinβcos(ϕ − γ0 ). (30) are used in the calculations of the cogging torque and of the ax-
ial force in eccentric condition. As it can be seen in Figure 18,
According to the eccentricity definition in [26] the deviation the air-gap flux density is severely affected by eccentricity. In
angle could be replaced by the SEF: the area where the air-gap has been reduced (see Figure 14),
the flux density increases while in the other parts it decreases.
g (R, ϕ) = g0 (1 + SEF. cos(ϕ − γ0 )) This change in the flux density unbalances the axial forces be-
S E F.g0 tween the rotor and the stator. This is even valid for two-sided
+(R − Rm ) cos(ϕ − γ0 ). (31)
Rm AFPM generators.
Finally, the air-gap length in all positions can be written as: 6.3. Cogging Torque in Eccentric Condition
In eccentric condition the cogging torque has been calculated
R
g(R, ϕ) = g0 1 + SEF. cos(ϕ − γ0 ) . (32) using the method described in Section 4. As it can be seen in
Rm
Figure 19, the cogging torque is not affected by eccentricity.
The air-gap length for the eccentric condition with SEF = This has also been shown for symmetric radial flux machines
40% has been illustrated in Figure 14 for its whole area. As the under eccentricity in [29]. Therefore, it can be concluded that
Carter factor depends on the air-gap length, it will be affected in the symmetric AFPMs the eccentricity does not have any
by the eccentricity as shown in Figure 15. This value will be effect on the cogging torque as well.
used to calculate the magnet fluxes in eccentric condition.
The effective air-gap δe has been computed using the cal- 6.4. Axial Force in Eccentric Condition
culated Carter factor. Hence, in the case of eccentric air-gap, As mentioned before, the axial force in single-sided AFPMs in
the value of air-gap flux density of the magnets will have a eccentricity conditions is high. In a healthy condition, owing
non-uniform reduction, which will be obtained by Eq. (14). to the uniform air-gap length, the force is uniform as well and
The air-gap flux density in eccentic conditions is shown in the bearings must withstand a balanced force along Z axis (see
Figure 16. The permeance function in eccentric condition is Figure 20). Of course by rotating the rotor, some fluctuations
shown in Figure 17. As it can be seen, the permeance has been will appear in the axial force amplitude but the force is uni-
directly affected by the eccentricity as it is dependent to the formly spread around the machine. As it is discussed in [26]
air-gap length. the period of force fluctuation is equal to the angle between
FIGURE 20. Schematic representation of uneven forces: (a) healthy condition and (b) eccentric condition.
1048 Electric Power Components and Systems, Vol. 43 (2015), Nos. 8–10
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R., and Olsen, N. C., “Direct drive segmented generator,” World “An online method for static eccentricity fault detection in axial
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Berlin, Germany, 2–5 September 2014. Fabrizio Marignetti received the Laurea degree with hon-
[16] Bellini, A., Filippetti, F., Tassoni, C., and Capolino, G. A., ors and the Ph.D. degree in electrical engineering from the
“Advances in diagnostic techniques for induction machines,” University “Federico II,” Naples, Italy, in 1993 and 1998, re-
IEEE Trans. Ind. Electron., Vol. 55, No. 12, pp. 4109–4126, spectively. In 1998, he joined the University of Cassino and
December 2008.
Southern Latium, Cassino, Italy, where he is currently an As-
[17] Hyun, D., Lee, S., Hong, J., Lee, S. B., and Nandi, S., “Detection
of airgap eccentricity for induction motors using the single- sociate Professor of power electronic converters, electrical ma-
phase rotation test,” IEEE Trans. Energy Convers., Vol. 27, No. chines, and drives. He serves as an Editor of the Electric Power
3, pp. 689–696, September 2012. Components and Systems Journal and is a member of the ed-
[18] Gyftakis, K. N., and Kappatou, J. C., “A novel and effective itorial board of the Journal of Electrical Engineering. Prof.
method of static eccentricity diagnosis in three-phase PSH in- Marignetti serves as an Associate Editor of the IEEE Transac-
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pp. 405–412, June 2013.
tions on Industrial Electronics and of the IEEE Transactions
[19] Chung, M. J., and Gweon, D. G., “Modeling of the armature on Industry Applications. His research areas are in the design,
slotting effect in the magnetic field distribution of a linear per- analysis, and digital control of electrical machines, renewable
manent magnet motor,” J. Elect. Eng. (Springer), Vol. 84, No. energies, and power converters.
2, pp. 101–108, May 2002.
[20] Marignetti, F., Colli, V. D., and Coia, Y., “Design of axial
Abolfazl Vahedi was born in Tehran, Iran, in 1966. He re-
flux PM synchronous machines through 3-D coupled electro-
magnetic thermal and fluid-dynamical finite-element analysis,” ceived the B.S. degree in electrical engineering from Ferdowsi
IEEE Trans. Ind. Electron., Vol. 55, No. 10, pp. 3591–3601, University of Mashhad, Mashhad, Iran, in 1989 and the M.Sc.
October 2008. and Ph.D. degrees in electrical engineering from the Institut
1050 Electric Power Components and Systems, Vol. 43 (2015), Nos. 8–10
National Polytechnique de Lorraine, Nancy, France, in 1992 Seyyed Mehdi Mirimani was born in Babol, Iran. He received
and 1996, respectively. He is currently a Professor with Iran the B.Sc. degree from the University of Mazandaran, Babol, in
University of Science and Technology, Tehran, where he is 2007 and the M.Sc. and Ph.D. degree on the subject of electrical
also a Member of the Center of Excellence for Power Systems machines from Iran University of Science and Technology,
Automation and Operation, Department of Electrical Engi- Tehran, Iran, in 2010 and 2014. In 2014, he joined the Babol
neering. He has directed several projects in the area of con- (Noshirvani) University of Technology, Babol, Iran, where he
ventional and special electric machines and drives. His current is currently an Assistant Professor of electrical machines, and
research interests include the design, implementation, and op- drives. His research interests include the design, modeling,
timization of electric machines including traction motors and control, and finite-element analysis of electrical machines and
drives. other electromagnetic devices.