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Geomorphology 318 (2018) 101–111

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Geomorphology

journal homepage: www.elsevier.com/locate/geomorph

Comparison of GIS-based landslide susceptibility models using frequency


ratio, logistic regression, and artificial neural network in a tertiary region
of Ambon, Indonesia
Aril Aditian a,⁎, Tetsuya Kubota b, Yoshinori Shinohara b
a
Laboratory of Forest Conservation and Erosion Control, Agro-Environmental Sciences Department, Kyushu University, Fukuoka, Japan
b
Forest Environment Department, Faculty of Agriculture, Kyushu University, Fukuoka, Japan

a r t i c l e i n f o a b s t r a c t

Article history: This study aims to evaluate landslide causative factors in landslide susceptibility assessments and to compare
Received 7 June 2016 landslide susceptibility models based on the bivariate frequency ratio (FR), multivariate logistic regression
Received in revised form 1 June 2018 (LR), and artificial neural network (ANN). The majority of landslide occurrences in Ambon, Indonesia is induced
Accepted 10 June 2018
by heavy rainfall events where slope failures occur mostly on steep slopes thereby endangering municipality
Available online xxxx
areas at the base of the hills. Eight landslide causative factors were considered in the landslide susceptibility
Keywords:
assessments. The causative factors were elevation, slope angle, slope aspect, proximity to stream network,
Ambon landslide susceptibility lithology, density of geological boundaries, proximity to faults, and proximity to the road network. The output
Frequency ratio susceptibility maps were reclassified into five classes ranging from very low to very high susceptibility using
Logistic regression Jenks natural breaks method. Twenty percent of all mapped landslides were used as the validation of the suscep-
Artificial neural network tibility models. The validity and the accuracy of each model were tested by calculating areas under receiver op-
erating characteristic curves (ROCs), and the areas under the curve (AUC) for the success rate curves of FR, LR, and
ANN were 0.688, 0.687, and 0.734, respectively. The AUC for the prediction rate curve of FR, LR, and ANN were
0.668, 0.667, and 0.717, respectively. All findings of the models show good results with the accuracy of all models
being higher than 66%. The ANN method proved to be superior in explaining the relationship of landslide with
each factor studied.
© 2017 Elsevier B.V. All rights reserved.

1. Introduction (e.g., proximity to stream and soil moisture), geomorphological situa-


tion (e.g., physiographic unit, terrain mapping units and geomorpholog-
Landslide is a major geological hazard worldwide, accounts for a ical units), and land-use in the area (e.g., roads, buildings and vegetation
high number of human casualties and an enormous loss of property, characteristics). The triggering factors are comprised of parameters that
and causes severe damage to natural resources, ecosystems and infra- are often temporally rather than spatially relevant such as precipitation,
structures (Dai et al., 2002; Guzzetti et al., 2012). It is therefore neces- earthquakes, and volcanoes, except when dealing with large areas on a
sary to understand the potential exposure to landslide hazard in the small mapping scale.
areas of mountainous and hilly terrains. The elucidation of the triggering Over the last two decades, many models for landslide susceptibility
mechanism, characteristics of movement, soil mechanical properties, mapping have been proposed with the assumption that landslides
and the associated geology can translate to sufficient geologic and geo- occur in environments similar to past landslides and can be evaluated
technical investigations, geotechnical engineering, and ultimately effec- as long as the causal relationship is known (Zhu et al., 2014). Even
tive enforcement of land management regulation to reduce landslide though the methods for landslide susceptibility mapping can be qualita-
hazards. tive and quantitative, landslide susceptibility mapping generally follows
Both environmental and triggering factors control landslide events several steps such as: 1) a map of existing landslides, 2) creation of
(van Westen et al., 2008). The environmental factors comprise elevation geological and geomorphological factors that are directly or indirectly
(e.g., slope, aspect, curvature, relief, and drainage density), geological correlated with landslides, 3) estimation of landslide causative factors
settings (e.g., rock types, faults, and structural aspects), soil (e.g., soil value by employing qualitative or quantitative methods, and 4) classifi-
types, soil depth, and geotechnical properties), hydrological regimes cation of the target region into categories of landslide susceptibility
(Clerici et al., 2002; Süzen and Doyuran, 2004).
⁎ Corresponding author. Qualitative methods are based on the opinions of an individual or a
E-mail address: aril@kyudai.jp (A. Aditian). group of experts (Neaupane and Piantanakulchai, 2006). Based on

https://doi.org/10.1016/j.geomorph.2018.06.006
0169-555X/© 2017 Elsevier B.V. All rights reserved.
102 A. Aditian et al. / Geomorphology 318 (2018) 101–111

landslide inventory and historical information, experts evaluate land- as well as non-linear methods such as artificial neural networks (Lee
slides, determine the main factors inducing them, and identify sites et al., 2004; Yesilnacar and Topal, 2005; Kanungo et al., 2006). They
that have similar geological and geomorphological properties and are are less subjective than qualitative approaches (Ermini et al., 2005;
susceptible to landslides. Some qualitative approaches include ranking Thiery et al., 2007), but require a good quality and quantity of landslide
and weighting (Ayalew and Yamagishi, 2005). Such examples are the database.
Analytic Hierarchy Process (AHP) (Barredo et al., 2000; Kamp et al., Although a large number of models and methods have been pro-
2008; Yalcin, 2008) and the weighted linear combination (WLC) posed to produce landslide susceptibility (LS) maps using geographic
(Jiang and Eastman, 2000; Ayalew and Yamagishi, 2005; Akgun et al., information systems (GIS), a consensus has not yet been established re-
2008). The disadvantages of these qualitative or semi-quantitative ap- garding which methods are the most suitable because qualitative tech-
proaches are the involvement of subjective judgments and the failure niques can be limited by unconsidered phenomena or incomplete
to quantify weight of each contributing factor. The results for these ap- knowledge that the expert decisions are based upon. On the other
proaches are somehow subjective and are highly dependent on knowl- hand, quantitative methods suffer from inaccurate or low-precision
edge of the experts. Based on landslide inventory and heuristic analysis, data (Vahidnia et al., 2010).
qualitative or semi-quantitative methods define the hazard zones in de- This study aims to evaluate the importance of each causative fac-
scriptive terms and are often useful for regional studies at small scales tor in landslide susceptibility assessments and to compare landslide
(b1:125,000) (Soeters and Van Westen, 1996; Guzzetti et al., 1999; susceptibility models based on bivariate frequency ratio, multivari-
Bǎlteanu et al., 2010). ate logistic regression, and artificial neural network in Ambon,
Quantitative methods employ mathematical models to estimate the Indonesia.
probability of landslide occurrence in a region and thus define hazard During May to August 2012, high-intensity rainfall in Ambon city
zones on a continuous scale (Guzzetti et al., 1999). To achieve an accu- triggered 89 landslides, most of which occurred in the municipality
rate estimation of the probability of slope failure, such approaches use a area. The damage was severe in the city and at several sites along the
recent landslide inventory and complete information of the past mass transportation network. The landslides damaged 167 houses, killed 32
movements. Quantitative methods include bivariate statistical models people, injured thousands of people, and dislocated 305 people
such as frequency ratio (Süzen and Doyuran, 2004; Thiery et al., (Fig. 1). Economic losses caused by these events are estimated to be
2007), multivariate statistical techniques such as discriminant analysis around 25 million U.S. dollars (Hasnawir and Kubota, 2013). Therefore,
(Carrara et al., 2003), and logistic regression (Dai et al., 2002; Ayalew it is necessary to assess and manage areas that are susceptible to land-
and Yamagishi, 2005; Yesilnacar and Topal, 2005; Greco et al., 2007), slides and to mitigate any risk associated with them.

Fig. 1. a) landslides near settlement area; b) landslide along the road network; c) landslide case in the Ambon volcanic rocks geology, d) houses affected by landslides.
A. Aditian et al. / Geomorphology 318 (2018) 101–111 103

Fig. 2. Study site location and surrounding regional geology.

2. Regional setting The geology of Ambon is represented by many lithologies, such as


Quartenary alluvium, Kanikeh Formation (sedimentary sandstone), ul-
The study area is located in the Ambon Island at the 3°–4°S and trabasic rocks, Ambon volcanic ash, and Ambon granites (Table 1). The
128°–129°E extending to an area of 377 km2 (Fig. 2). The study was con- area consists of numerous reverse and strike-slip faults, mostly NW-SE
ducted in all areas of Ambon City which includes five subdistricts: and NE-SW. Earthquakes occur at depths of 0–99 km with magnitudes
Nusaniwe subdistrict, Sirimau subdistrict, South Leitimur subdistrict, up to 7 Richter scale (BNPB, 2012).
Baguala subdistrict, and Ambon Bay subdistrict totaling 50 villages.
Ambon Island lies south of the large island of Seram which belongs 3. Datasets
to the outer ridge of the Banda Arc. The outer ridge consists mostly of
tertiary subduction mélange and imbricated complexes including slices The databases containing the landslide causative factors were pre-
of old continental crust. Active volcanoes only occur along the inner pared in the raster format using identical spatial projection and cell
ridge of the Banda Arc (Marini and Susangkyono, 1999). Ambon has a size (30 × 30 m). Eight landslide causative factors, including slope
tropical monsoon climate; dry season occurs during December–March, angle, slope aspect, elevation, geology, density of geological boundaries,
while rainy season occurs during May–October. During the last decade, proximity to fault lines, proximity to river, and proximity to road net-
June has had the highest average monthly rainfall counting up to works were taken into consideration in this study (Fig. 3).
674.7 mm (BMKG, 2013). When floods occurred in July and August The geomorphological factors were derived from ASTER GDEM of 30-
2013, rain fell every day during the month of July, and the total monthly meter resolution. The geological factors were obtained from the Indonesia
rainfall in July 2013 was 1928 mm and the maximum daily rainfall was Geological Research and Development Center (Tjokrosapoetro et al.,
432 mm (BMKG, 2013). 1993). The anthropological factors have been collected from Indonesia
Geospatial Information Agency. The landslide inventory was produced
from the combination of an intensive field survey conducted in January
Table 1 2015 and satellite imageries derived from Google Earth™. Known
Regional geology description derived from geological map of the Ambon sheet landslides were mapped in the field using GPS based on the information
(Tjokrosapoetro et al., 1993). obtained from the Ambon Board for Disaster Management. The datasets
Geological Geological composition and Geological age sources are shown in Table 2.
formation deposition The total landslides mapped are 282 which translated to 841 pixels
Ambon volcanic rocks Extrusive, intermediate, lava, Pliocene
of 30-meter landslide cell size. The landslide inventories were divided
volcanism, subaerial into training data (80% of total landslide cases, 741 pixels) and valida-
Coral limestone Sediment, chemical, limestone, Holocene tion data (20% of total landslide cases, 100 pixels).
neritic
Alluvial Sediment, clastic, alluvium, Holocene
3.1. Geomorphological factors
terrestrial
Kanikeh formation Sediment, clastic, sandstone, Jurassic – Triassic Late
neritic, offshore Elevation is often associated with landslide occurrence (Bǎlteanu
Ambon granite Intrusive, felsic, granitoid, Pliocene Late – et al., 2010; Kamp et al., 2008; Süzen and Doyuran, 2004). The Digital
batholith Pliocene Middle Elevation Model (DEM) of the study area is provided by the Ministry
Ultrabasic rocks Tectonite, ophiolite, terrestrial Cretaceous - Jurassic
of Economy, Trade, and Industry (METI) of Japan and the United
104
A. Aditian et al. / Geomorphology 318 (2018) 101–111
Fig. 3. Distribution of eight causative factors used as independent variables in this study. a) lithology; b) density of geological boundaries; c) slope; d) slope aspect; e) elevation; f) proximity to faults; g) proximity to road networks; h) proximity to
river.
A. Aditian et al. / Geomorphology 318 (2018) 101–111 105

Table 2
Data sources.

Dataset Primary format Scale/Resolution Data source

DEM Grid 30 m ASTER GDEM


Geology Shapefile (polygon) 1:250000 Geological Map of The Ambon Sheet, Maluku (Tjokrosapoetro et al., 1993)
Rivers Shapefile (line) 1:10000 Indonesia Digital Basemap (Indonesia Geospatial Agency, 2012)
Road Shapefile (line) 1:10000 Indonesia Digital Basemap (Indonesia Geospatial Agency, 2012)
Landslide Inventory Shapefile (point) 1:50000 Field survey and Google Earth™ Imageries

States National Aeronautics and Space Administration (NASA); that slope failures are most often a byproduct of excavation activities
i.e., ASTER Global Digital Elevation Model (GDEM)V002, which is a for road construction, trenches, and cut and fill terracing. In general,
GeoTIFF format, 1 arc-second (30 m) grid of elevation postings with road construction may introduce seepage conditions that may lead to
geographic latitude/longitude coordinates. DEM has an accuracy of further breakdown of the slope. This causative factor was divided into
20 m in vertical dimension and 30 m in horizontal dimension, both at seven classes: 0–250 m, 250–500 m, 500–750 m, 750–1000 m,
a confidence of 95% (Hirano et al., 2003). Elevation of the study area 1000–1250 m, 1250–1500 m, and N1500 m.
ranged from 0 to 1207 m and was divided into six classes: 0–100 m,
100–200 m, 200–300 m, 300–400 m, 400–500 m, and N 500 m. 4. Methodology
Slope angle is one of the most important factors in mass movement
and is frequently used in mapping landslide susceptibility (Clerici et al., 4.1. Bivariate frequency ratio analysis
2002; Ercanoglu and Gokceoglu, 2002; Süzen and Doyuran, 2004;
Conoscenti et al., 2008; Poiraud, 2014). Slope angle was derived from The Frequency Ratio (FR) is used to derive the correlation between
DEM using ArcGIS® Spatial Analyst tool. The slope in the study area landslide occurrence distribution and landslide causative factors (Lee
was divided into six classes: 0–10°, 10–20°, 20–30°, 30–40°, 40–50°, and Talib, 2005; Ferentinou and Chalkias, 2013; Shahabi et al., 2014).
and N 50°. The ratio is defined by the area where landslide occurrences are found
Some studies found no significant influence of slope aspect on slope to the total study area and the ratio of landslide probability occurrences
stability (Ayalew and Yamagishi, 2005), while some others found the ef- to the non-occurrences for a given attribute. An average value of 1 is
fect it has on landslide initiation (Dai and Lee, 2002). Slope aspect con- produced so that it can be inferred that area exceeding 1 has a higher
trols the variations on slope morphology, hydrology, and ecology that correlation to landslide occurrences and the area that has a value
cause different susceptibility of landslides. In the southern hemisphere, below 1 has a lower correlation to landslide occurrences (Pradhan and
south-facing slopes are shadowed resulting in sparse vegetation Lee, 2009).
(Goudie, 2004). The FR per causative factor class is defined as follows (He and
Proximity to river may adversely affect slope stability by slope toe Beighley, 2008):
undercutting or by saturating the lower part of slope and resulting in  
a water level increase (Gökceoglu and Aksoy, 1996; Kamp et al., 2008; Nij Nr
FR ¼ = ð1Þ
Yalcin, 2008; Song et al., 2012; Meinhardt et al., 2015). Seven classes Aij Ar
were created: 0–250 m, 250–500 m, 500–750 m, 750–1000 m,
1000–1250 m, 1250–1500 m, and N1500 m. where Nij is the area of landslides in the spatial extent associated with
the jth class of ith parameter. Aij is the land area associated with the
3.2. Geological factors jth class of ith parameter. Nr and Ar are the total areas of landslides
and the total area of the study area. Hence, it is evident that Nij
Aij represents
Lithology is an important causative factor in landslide susceptibility the landslide class density and Nr
Ar represents the landslide causative pa-
assessment (Kamp et al., 2008; Yalcin, 2008; Vahidnia et al., 2010; rameter density.
Song et al., 2012; Meinhardt et al., 2015) because different lithologies
show significant differences in slope instability. The lithology map was 4.2. Multivariate logistic regression analysis
prepared by identifying six geologic formations including Ambon volca-
nic rocks, alluvium, coral limestone, Ambon granite, and ultrabasic Multivariate Logistic Regression (LR) is the most common method
rocks. used for landslide susceptibility study (Budimir et al., 2015). LR is
Proximity to faults influences slope failures and susceptibility of expressed as a linear equation:
landslides by contributing not only in the surface structures but also
the terrain permeability (Vahidnia et al., 2010). The proximity to faults logðyÞ ¼ β0 þ β1 x1 þ … þ βi xi þ e ð2Þ
was created by creating a buffer zone for each fault line with GIS. The
buffers were set to 0–250 m, 250–500 m, 500–750 m, 750–1000 m, where y is the dependent variable, β0 is a constant, βi is the ith regres-
1000–1250 m, 1250–1500 m, and N1500 m. sion coefficient, xi is the ith explanatory variable, and e is the error.
In this study, the density of geological boundaries is considered as Probability occurrence (p) of y is:
one of the independent variables. It is expressed as the length of geolog-
ical boundaries per unit area. According to Kawabata and Bandibas p ¼ expβ0 þβ1 x1 þ…þβi xi þe
ð3Þ
(2009), the density of geological boundaries plays a significant role 1 þ expβ0 þβ1 x1 þ…þβi xi þe
in slope instabilities. The parameters were set to 0–1 km/km2,
1–2 km/km2, 2–3 km/km2, 3–4 km/km2, and N 4 km/km2. The layer Lithology causative factor was reclassified and treated as categorical
was produced using Spatial Analyst tools of ArcGIS®. data. LR is useful for predicting the absence or presence of a characteris-
tic or outcome based on values of a set of predictor values. Coding was
3.3. Anthropological factors done to convert the parameters from nominal to numeric and rank
the various classes based on the FR value of FR approach. We then calcu-
Proximity to road networks was taken as an anthropological factor lated the coefficient of each landslide causative factor. All the factors
in this study. Richards et al. (2006) and Regmi et al. (2014) stated (slope angle, slope aspect, elevation, lithology, density of geological
106 A. Aditian et al. / Geomorphology 318 (2018) 101–111

boundaries, proximity to faults proximity to river, and proximity to Table 3


road) were treated as ordinal variables in the SPSS 22.0 software. The landslide areas and frequency ratio (FR) value of each subclass for eight causative
factors.

4.3. Artificial neural networks Causative Factors Subclass Pixel of Pixel of FR


land area landslide area Value

Artificial neural networks (ANN) are computational information Slope (°) 0–10 157,611 268 0.77
processing units inspired by the structure and behavior of real biological 10–20 91,921 182 0.90
20–30 56,264 179 1.45
neurons whose architecture mimics the knowledge acquisition and or-
30–40 23,263 95 1.86
ganizational skills of human brain cells. According to (Cilliers, 1998), the 40–50 5414 16 1.34
importance of ANN can be summarized in the following features. The N50 2700 1 0.17
advantages include the fact that they recognize different sets of data Slope aspect Flat 74,229 167 1.02
within a whole data set, do not require pre-existing knowledge or expe- North 27,409 59 0.98
Northeast 4975 8 0.73
rience, and do not need a statistical pre-existing model in order to train East 10,905 16 0.67
data (Jing and Hudson, 2002; Jing, 2003). Southeast 61,265 120 0.89
In this study, multi-layer perceptron (MLP) was applied. MLP is the South 24,858 50 0.92
most popular and most widely used ANN architecture which consists Southwest 64,838 143 1.00
West 18,858 52 1.25
of an input layer, an output layer, and hidden layers in between. Each
Northwest 49,836 126 1.15
layer in a network contains a sufficient number of neurons. The output Elevation (m.a.s.l) 0–100 102,174 135 0.60
layer produces the neural network's results. Thus, the number of neu- 100–200 92,528 248 1.22
rons in the input and output layers typically depends on the problem 200–300 68,992 214 1.41
which the network was designed for. Each hidden and output layer neu- 300–400 35,803 71 0.90
400–500 25,512 63 1.12
ron processes its inputs by multiplying each input (xi) by a correspond-
N500 12,164 10 0.37
ing weight (wi), summing the product (Eq. (4)), and then processing Lithology Ambon Volcanic Rock 232,726 524 1.02
the sum (if that exceeds the neuron threshold, the neuron is then acti- Coral Limestone 50,099 57 0.52
vated) using a non-linear activation function (Eq. (5)) to produce a re- Alluvial 15,527 0 0.00
Kanikeh Formation 14,924 31 0.95
sult (yi), which is the output node.
Ambon Granite 2131 12 2.56
Ultrabasic Rock 21,766 117 2.45
X
n Density of geological 0–1 138,242 236 0.78
net ¼ wi xi ð4Þ boundaries 1–2 96,509 213 1.00
i¼0 (km/km2) 2–3 71,703 198 1.26
3–4 24,793 75 1.38
N4 5926 19 1.46
yi ¼ f ðnet Þ ð5Þ Proximity to fault (m) 0–250 45,981 129 1.28
250–500 42,199 112 1.21
500–750 37,491 88 1.07
750–1000 33,150 79 1.08
A three layer feed-forward ANN was built. Optimum network archi-
1000–1250 30,315 64 0.96
tecture was selected following trial and error and considering the min- 1250–1500 26,536 63 1.08
imum mean square error. Initial weights were randomly initiated in a N1500 121,501 206 0.77
small range. The parameter of learning rate was set to 0.01. In this Proximity to river (m) 0–250 107,763 199 0.84
study, the network training activation transfer function for all layers 250–500 90,429 204 1.03
500–750 61,185 115 0.86
was hyperbolic tangent.
750–1000 38,903 71 0.83
1000–1250 19,675 89 2.06
5. Results 1250–1500 9279 37 1.81
N1500 9939 26 1.19
Proximity to road (m) 0–250 92,364 109 0.54
5.1. Bivariate frequency ratio
250–500 39,842 140 1.60
500–750 25,275 103 1.85
FR values of each class of the eight causative factors are summarized 750–1000 21,171 49 1.05
in Table 3. FR value increases with increasing density of geological 1000–1250 18,996 41 0.98
boundaries. FR values for 0–1 km/km2, 1–2 km/km2, 2–3 km/km2, 1250–1500 16,533 42 1.16
N1500 122,992 257 0.95
3–4 km/km2, and N4 km/km2 of density of geological boundaries were
0.78, 1.00, 1.26, 1.38, and 1.46, respectively. Landslide relative densities,
the ratio of the subclass landslide area to the subclass area, were 0.17%,
0.22%, 0.28%, 0.30%, and 0.32%, respectively. The proximity to road networks class showed the highest FR value
For the lithology, the Ambon granite (lava, andesite, breccia, tuff, and of 1.85 in the subclass of 500–750 m with a landslide relative density
conglomerate) and the ultrabasic rocks (harzburgite, dunite, of 0.41%.
serpentinite, and gabbro) had the highest FR values (2.56 and 2.45, re- The landslide susceptibility maps were reclassified using Jenks natu-
spectively) and landslide relative density (0.56% and 0.54%, respec- ral breaks. The outcome was an interpretable map showing increasing
tively). The proximity to fault class shows high FR value of 1.28 spatial possibility of future landslide incidence ranging from very low
(landslide relative density: 0.28%) in the subclass of 0–250 m. to very high susceptibility to landslide (Fig. 4a). The resulting map
For slope angle, the class that showed the highest FR value in the shows that the south of the study areas, Nusaniwe and Leitimur Selatan,
subclass of 30–40° had the highest FR value of 1.86 and landslide rela- are potential landslide prone areas.
tive density of 0.41%. For slope aspect, high FR value was observed in
the west facing slope (FR value: 1.25, landslide relative density: 0.28). 5.2. Multivariate logistic regression
Elevation class generated high FR value in the 200–300 m subclass
(FR value: 1.41, landslide relative density: 0.31%). The proximity The Hosmer–Lemeshow test revealed that the fitting goodness of
to river class showed the highest FR value in the subclass of 1000– the equation can be accepted due to the significance of Chi-square
1250 m (FR value: 2.06, landslide relative density: 0.45). being larger than 0.05. The value of Cox and Snell (R2) and Nagelkerke
A. Aditian et al. / Geomorphology 318 (2018) 101–111 107

Fig. 4. Landslide susceptibility maps based on bivariate frequency ratio (FR), multivariate logistic regression (LR), and artificial neural network (ANN) models.

(R2) showed that the independent variables can explain the dependent density of geological boundaries class, FRelevation is the frequency ratio
variables (Table 4). value of elevation class, FRslopeaspect is the frequency ratio value of slope
The obtained logistic regression equation is as follows: aspect class, FRriver is the frequency ratio value of proximity to river
    class, and FRfaults is the frequency ratio value of proximity to faults class.
−11:646
 þ 0:557   FRslope þ ð0:625  FRroad
 Þ þ 0:535  FRlithology
 The produced LS map is shown in Fig. 4b, similar to that produced by
þ 0:678  FRgeodens þ ð0:799  FRelevation
 Þ þ 0:981  FRslopeaspect the FR technique; both Nusaniwe and Leitimur Selatan show high sus-
þð0:631  FRriver Þ þ 0:497  FRfaults ceptibility to landslides events.
ð6Þ
5.3. Artificial neural networks
where, FRslope is the frequency ratio value of slope class, FRroad is the fre-
quency ratio value of proximity to road class, FRlithology is the frequency The ANN analysis was performed with a mean square error of 0.02 in
ratio value of lithology class, FRgeodens is the frequency ratio value of the training set. The final landslide susceptibility map was produced by
multiplying each causative factor with the independent variable impor-
tance value obtained based on the ANN analysis (Table 5) and then an
Table 4
overlay of these layers was performed.
Logistic regression model summary.

-2 Log Cox & Snell Nagelkerke Overall X


n

likelihood R Square R Square Percentage LS ANN ¼ fwi  wij ð7Þ


I¼1
a
10,146.880 0.001 0.037 70.2
a
Estimation terminated at iteration number 10 because parameter estimates changed where LS ANN is the final landslide susceptibility map calculated for
by b0.001. each pixel, fwi is the weight of each causative factor and wi,j is the
108 A. Aditian et al. / Geomorphology 318 (2018) 101–111

Table 5 correlation with the occurrence of landslides. It is evident from the pres-
The coefficients of logistic regression (LR) and normalized importance value derived from ence of a large percentage of landslides, being 55% in the very high sus-
artificial neural network (ANN).
ceptibility class and only 1% occurring in the very low susceptibility
Number Causative factors LR ANN ANN Normalized class. A total of 3%, 14%, and 27% of the remaining landslide pixels oc-
Importance Importance curred within the low, moderate, and high susceptibility classes, respec-
1 Proximity to road 0.62 0.23 100.00% tively. A good degree of fit is obtained for the overlay analysis of the
2 Density of geological boundaries 0.68 0.19 82.80% validation and training set for the FR-derived maps, which shows a con-
3 Slope 0.56 0.12 51.70%
stant increase from the very low to very high susceptibility classes.
4 Proximity to fault 0.49 0.11 47.40%
5 Elevation 0.80 0.11 46.20% The comparison between the validation and training set of the LR-
6 Lithology 0.54 0.10 41.30% derived susceptibility map shows similar results across all susceptibility
7 Aspect 0.98 0.09 38.10% categories (Fig. 5b). The overlay of the LR-derived susceptibility map
8 Proximity to river 0.63 0.06 26.80% and the training set data indicates that 65% and 3% of the landslide
pixels occur in the very high and very low susceptibility classes, respec-
tively, and 4%, 13%, and 15% in the high, moderate, and low susceptibil-
normalized weight for the category j of the factor i. The produced land- ity classes, respectively. The validation set for the LR-derived map
slide susceptibility map is shown in Fig. 4c. shows a total of 53% and 2% of pixels occurring in very high and very
low susceptibility classes, respectively and a total of 45% of landslide
pixels occurring in high, moderate, and low susceptibility classes. It is
5.4. Model validation evident that there is a variation between results produced by the train-
ing and validation set. The very high susceptibility class shows a differ-
5.4.1. Relationship between susceptibility maps and training/validation ence of 12%, whereas a total of 4% represents the difference in the
data moderate susceptibility class.
It was observed that the smaller degree of fit was distributed in the The comparison between the validation and training set overlay
low and very low susceptibility classes. The higher values of the degree analysis of the ANN-derived susceptibility map shows similar results
of fit were found to be in the high and very high susceptibility classes for across all susceptibility categories (Fig. 5c). The training set data indi-
the landslide susceptibility maps produced by the three models. cates that 79% and 0% of the landslide pixels occur in the very high
The preliminary results from the frequency ratio model gave the fol- and very low susceptibility classes, respectively and 18%, 3%, and 0% in
lowing results. The training set also showed a close connection where the high and moderate susceptibility classes, respectively. The valida-
67% of landslide pixels occurred in the very high susceptibility class tion set shows a total of 63% and 0% of pixels occurring in the very
and only 1% in the very low susceptibility class. The low, moderate, high and very low susceptibility classes and 47% occur in the high, mod-
and high susceptibility classes represent 7%, 8% and 17% of landslide erate, and low susceptibility classes, respectively. It is evident that there
pixels (Fig. 5a). The validation set for the FR model generated a good is a variation between results produced by the validation and training

Fig. 5. The ratio (%) of landslide pixels for each susceptibility class to the total landslide pixels for landslide sustainability maps based on training and validation data. Fig. 5a, b, c were
derived using frequency ratio, logistic regression, artificial neural network methods, respectively.
A. Aditian et al. / Geomorphology 318 (2018) 101–111 109

Fig. 6. Receiver operating curves (ROC) for frequency ratio (FR), logistic regression (LR), and artificial neural network methods. Fig. 6a indicates success rate curves and Fig. 6b indicates
prediction rate curves.

set for the very high susceptibility class, which shows a difference of prediction rate curve, ANN shows the highest value (AUC: 0.717),
13%, whereas a total of 10% represents the difference in landslide pixels whereas the LR and FR are 0.668 and 0.667, respectively.
in the moderate susceptibility class.

5.4.2. Receiver operating characteristic curves 6. Discussion


A standard validation analysis to compare prediction performance of
various classifiers is the Receiver Operating Characteristic (ROC) curve The aim of this study was to evaluate each causative factor in land-
and the calculation of Area Under Curve (AUC) (Akgun et al., 2012; slide susceptibility in Ambon and to compare three models of the spatial
Tien Bui et al., 2012). The ROC is a useful method for representing the probability of landslide occurrence using FR, LR, and ANN methods. We
quality of deterministic or probabilistic landslide susceptibility model finally presented landslide susceptibility maps, which categorize the
classifiers. In the ROC graph, the sensitivity of the model which is deter- area into individual homogeneous zones with varying degrees of land-
mined as the percentage of the correctly predicted landslide pixels by slide susceptibility. The three models were based on the integration of
the model is plotted against specificity, which is the proportion of pre- eight weighted causative factors and a landslide inventory.
dicted landslide pixels over the total study area. The AUC represents Each model has its own advantages; the FR model is very easy to im-
the quality of the models to reliably predict the occurrence or the plement, and results from the past studies are easy to interpret (Lee and
non-occurrence of landslides. Talib, 2005; Lee and Pradhan, 2007). The FR model can be employed as a
A good fit model has an AUC value from 0.5 to 1. The ideal model has generic tool in assessing the susceptibility of landslides. The LR model is
an AUC value close to 1.0 (perfect fit), whereas a value close to 0.5 indi- a widely used statistical method in landslide susceptibility mapping.
cates inaccuracy in the model (random fit), (Carvalho et al., 2014). Fig. 6 The model is useful in predicting the binary output based on a set of
and Table 6 show the ROC of FR, LR, and ANN models for the training and input variables. The advantage of the LR model is that by adding an ap-
validation sets. The measurement of how well the model performs is propriate link function to the usual linear regession model, the variables
represented in the success rate curve (training data) while the capabil- may be in the form of either discrete or continous; they do not necessar-
ity of the model to predict is represented in the prediction rate curve ily have normal distributions. On the other hand, the ANN model with
(validation data). It is observed that all the models have good success its superior performance to derive meaning from complicated or impre-
rates with the highest one being the ANN model (AUC: 0.734). The FR cise data, can be used to extract patterns of landslide occurrence that are
has an AUC of 0.688 and the LR has an AUC of 0.687. In the case of the too complex to be noticed by either humans or other computer tech-
niques (Yilmaz, 2009).
Table 6 The disadvantages of LR and ANN models are, unlike FR where input
Area under curve (AUC) values of the three landslide models for the training and valida- process, calculation, and output processes are easily understood, they
tion dataset.
require data conversion to ASCII or other formats, which needs recon-
Number Landslide Susceptibility Model AUC version to the grid format after the statistical analyses are completed
Training dataset (Lee and Min, 2001). The used computational resources were also
1 Frequency ratio 0.688 greater in the LR and ANN method.
2 Logistic regression 0.687 The three susceptibility models' training data showed acceptable
3 Artificial neural network 0.734 goodness of fit. However, there are small differences between the
Validation dataset models with the ANN model showing the highest degree of fit with
1 Frequency ratio 0.668 AUC values of the ROC being 0.734. The selection of the landslide caus-
2 Logistic regression 0.667 ative factors is one of the most important required steps that affects the
3 Artificial neural network 0.717
quality of a landslide susceptibility analysis. In general, topography,
110 A. Aditian et al. / Geomorphology 318 (2018) 101–111

geology, hydrology, and geomorphology are widely used in landslide occurrence of landslides is important as it could serve as a preliminary
susceptibility modeling. tool in future development planning and for identifying priority areas
In this study, three methods were applied to rate the importance of for early warning systems against potential damage.
the causative factors and the findings through the three applied models' Geological factors proved to be critical for all models where they are
identified differences. The general trends, however, dictate that the represented differently, such as lithological type, proximity to faults,
geological factors and topography be amongst the most significant and density of geological boundaries. In detail, Ambon granite and ultra-
(Sakellariou and Ferentinou, 2005). basic rocks are exposed to high degree on the susceptibility maps. Prox-
The highest landslide occurrence is found in the Ambon granite for- imity to road network was found to be amongst the most influential
mation which is comprised of biotite granite and biotite cordierite gran- causative factors with the center portion of the region exhibiting higher
ite. The ultrabasic formation, which is comprised of harzburgite, dunite, densities. In all three maps, the highest susceptibility to landslides was
serpentinite, and gabbro, follows as the second highest. seen in the southwestern part of the city and on the outskirts of the east-
In terms of density of geological boundaries, the parameter class ern side. These areas are defined by subdistricts such as Nusaniwe and
N4 km/km2 showed the highest landslide occurrence which suggests Leitimur Selatan.
that the complexity of geological boundaries affects slope stability in a The map derived from the ANN approach is best suited to aid in land-
negative way. A consistent increase of landslide density is observed in use planning and landslide mitigation. The growth of urbanization in
the density of geological boundaries parameter, suggesting that the Ambon region will increase pressure on both the population and the
density of geological boundaries showed a high correlation with land- economy which will bring the findings of this study to the utmost
slide occurrences. Based on the normalized importance value obtained relevance. The produced landslide susceptibility map is expected to be
from ANN (Table 5), the density of geological boundaries is the second useful for government officials and urban planners in planning the de-
most important parameter after proximity to road network (normalized velopment of the region.
importance value: 0.19). A previous study (Kawabata and Bandibas,
2009) suggested that landslide occurrences increase as the density of
geological boundaries increases. A higher density of geological bound- Acknowledgement
aries correlates with a weaker slope stability which corresponds to land-
slide occurrences. This phenomenon is evident in the southern part of The author would like to thank Mrs. Eva Talakua from Ambon Board
the study area which has the highest density of geological boundaries for Disaster Management for providing the data used in this study. This
where most of the identified landslides occured. study would not be possible without the inspiring help of Ms. Ratu Dewi
The highest landslide occurrence is associated with elevations rang- Anjani. The author would also like to thank two anonymous reviewers
ing from 200 to 300 m which occur mostly along the northeastern and for their constructive comments in shaping this manuscript into a
southwestern part of the study area. In the studied area, most landslides better-quality research document.
are associated with slope angles ranging from 30°–40°. The west slope
shows the highest landslide density. References
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