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Proceedings of DETC’99

17th ASME Biennial Conference on Mechanical Vibration and Noise


September 12-15, 1999, Las Vegas, Nevada, USA

DETC99/VIB-8060

EXPERIMENTAL AND ANALYTICAL INVESTIGATION OF THE SUBCRITICAL


INSTABILITY IN METAL CUTTING

Tamás Kalmár-Nagy Jon R. Pratt


Department of Theoretical and Applied Mechanics Matthew A. Davies, Michael D. Kennedy
Cornell University Manufacturing Engineering Laboratory
Ithaca, New York 14853 National Institute of Standards and Technology
Email: nagy@tam.cornell.edu Gaithersburg, Maryland 20899
Email: jon.pratt@nist.gov

ABSTRACT Spacek (1954), Tobias (1965)). The corresponding mathemat-


A single-degree-of-freedom dynamic cutting fixture is used ical model is a delay-differential equation. Recently, there has
to map out a part of the lobed stability boundary in a simple been increased interest in the subject. The PhD theses of John-
high-speed machining experiment. The experiment reveals the son (1996) and Fofana (1993), and the paper of Nayfeh, Chin and
hysteretic nature of the instability. A 1 DOF mechanical model Pratt (1997) presented the analysis of the Hopf bifurcation in dif-
is derived using parameters identified from the experiment. We ferent models using different methods, like the method of mul-
then show the existence of a subcritical Hopf bifurcation in this tiple scales, harmonic balance, Floquet Theory (see also Nayfeh
delay-differential equation model which corresponds to the ob- and Balachandran (1995)) and of course, numerical simulations.
served experimental instability. The calculation is based on cen- Experimental results of Shi and Tobias (1984) clearly
ter manifold reduction. Then time domain simulation is used to showed the existence of ’finite amplitude instability’, that is un-
solve the full nonlinear equation of motion that allows for the stable periodic motion of the tool around its asymptotically stable
tool to leave the workpiece giving excellent agreement with the position related to the stationary cutting. Linear stability analysis
experiment. can not account for this regime of conditional stability.
A single-degree-of-freedom active cutting fixture is em-
ployed to reveal and analyse the hysteretic nature of the lobed
INTRODUCTION stability boundary in a simple high-speed machining experiment.
High amplitude tool vibrations (chatter) detoriate surface Specifically, the seventh stability lobe of a defined cutting pro-
finish. These vibrations are partly due to delay effects. Because cess is mapped using experimental, analytical and computational
of some external disturbances (deviations in the workpiece, jam- techniques. Then, taking width of cut as a control parameter, the
ming up of chips) the tool starts a damped oscillation relative to transition from stable cutting to chatter is observed experimen-
the workpiece thus making its surface uneven. After one revolu- tally. The cutting stability is found to possess a substantial hys-
tion of the workpiece the chip thickness will vary at the tool. The teresis. This behavior is predicted by applying nonlinear regener-
cutting force thus depends not only on the current position of the ative chatter theory to an empirical characterization of the cutting
tool and the workpiece but also on a delayed value of the dis- force dependence on chip thickness. Simulations that incorporate
placement. The length of this delay is the time-period τ of one both the nonlinear cutting force and the multiple-regenerative ef-
revolution of the workpiece. This is the so-called regenerative fect due to the tool leaving the cut are shown to be in excellent
effect (see, for example Moon (1994), Stépán (1989), Tlusty and agreement with the experiments.

 Address all correspondence to this author.


1 Copyright  1999 by ASME
Figure 2. 1 DOF MECHANICAL MODEL.

written as
Figure 1. EXPERIMENTAL APPARATUS.

ẍ + 2ζωn ẋ + ω2n x = ; ∆Fx


1
(1)
m
p
EXPERIMENTAL SETUP where ωn = s=m is the natural frequency of the undamped free
A dynamic test fixture (1 DOF flexible tool holder with ac- oscillating system, and ζ = c=(2mωn ) is the so-called relative
tuators and sensors for dynamic cutting measurements) has been damping factor. These parameters m s c were identified from
developed to explore fundamental issues in cutting process dy- the machine-tool response function as follows
namics. Experiments were performed on a diamond turning lathe
m = 10 kg
ωn = 578:79 1/s
equipped with an air-bearing spindle capable of speeds between
s = 3:35 MN/m =) ζ = 0:0135
0 and 1500 rpm. Figure 1 shows the experimental apparatus. (2)
The dynamic test fixture consists of a right hand cutting tool c = 156 kg/s
with a triangular tungsten carbide insert (rake angle=5 , clear-
ance angle=11), held in a standard tool post mounted to a rigid The calculation of the cutting force variation ∆Fx requires an ex-
steel plate. This plate is supported at both ends by thin steel pression of the cutting force as a function of the chip thickness f .
plates thus creating a table structure having high stiffness in the Evidence of nonlinear dependence of cutting force on feed can
directions perpendicular to the feed direction. This structure is be found as early as 1906 (Taylor). Here we measured the thrust
rigidly mounted to the cross slide. Between the two thin plates, force component of the static cutting force as a function of feed
two voice coil actuators are placed. The pole pieces are grounded at a fixed cutting speed (by replacing the dynamic cutting fixture
to the cross-slide, while the coils move with the table. Forces with a three-component force dynamometer). Figure 3 shows the
can be exerted on the flexible structure by varying the current in results of static cutting force measurements.
the coils. In this investigation they were only used to damp out The thrust force in Newtons is plotted as a function of the
unwanted vibrations during cleaning up of the workpiece. Work- feed per revolution (chip thickness) in micrometers for a ro-
pieces are flanged aluminium cylinders with nominal diameter of tational speed of Ω = 836 rpm and a nominal width of cut
100 mm. These are rigidly mounted to the spindle and assumed w0 = 0:25 mm. We use a simple empirical way to calculate
rigid compared to the tool. The relative displacement between the cutting force by using a power-law curve fitted to data ob-
the tool and the workpiece is measured by the table deflection tained from the cutting tests (Taylor (1906)) as opposed to the
using an optical displacement sensor. An accelerometer is also cubic polynomials of Hanna and Tobias (1974) and Shi and To-
used to characterize tool motions. bias (1984).

Fx ( f ) = 553 f 0:41 N ] (3)


MECHANICAL MODEL
Since this law is strongly material dependent, in the following
Figure 2 shows a 1 DOF mechanical model of the tool. f calculations we will use the general power law (Figure 4)
denotes chip thickness.

The corresponding Free Body Diagram (ignoring horizontal f 0
Fx ( f ) =
0
(4)
forces) is also shown in Figure 2. The equation of motion can be Kw f a f >0

2 Copyright  1999 by ASME


as the difference of the present tool edge position x(t ) and the
delayed one x(t ; τ) in the form

∆f = f ; f0 = x(t ); x(t ; τ) = x ; xτ (6)

where the delay τ = 2π=Ω is the time period of one revolution


with Ω being the constant angular velocity of the rotating work-
piece (or τ = 60=Ω if Ω is given in rpm’s). Let us also define

∆x = ;∆ f = xτ ; x (7)

The slope of the power-law curve at the nominal chip thickness


 cutting forceα;coefficient
f0 is called the
∂Fx 
and usually denoted by
k1 (k1 = ∂ f  = αKw f0 ), see Figure 4. k1 will be used as
1
f = f0
a bifurcation parameter (it is linearly proportional to the width of
cut, which is easy to vary experimentally). Expressing ∆Fx ( f ) in
terms of k1 yields the following equation of motion
Figure 3. NONLINEAR CUTTING FORCE DEPENDENCE ON FEED.
(
∆ f  ; f0
k1 f 0
ẍ + 2ζωn ẋ + ω2n x = mα   f α 
1; ∆ f > ; f0
k1 f 0 (8)
mα f0

Let us introduce the nondimensional time t˜ and displacement xe

t˜ = ωnt xe = x
X (9)

where X is a length scale chosen below. Then the nondimen-


sional equation of motion is
8
< k1 f 0
∆x̃ 
  α 
f0
x̃00 + 2ζx̃0 + x̃ =
αmω2n X X
: k1 f 0
αmω2n X
1; 1; f 0 ∆x̃
X ∆x̃ < f0
X
(10)
where 0 denotes time derivative w.r.t the nondimensional time.
Expanding the RHS about ∆x̃ = 0 yields
Figure 4. CUTTING FORCE CHIP THICKNESS RELATION.

k1 X (α ; 1) 2 k1 X 2 (α ; 1)(α ; 2) 3 ; 
where w is the width of cut, α < 1 is the exponent and the param- ∆x̃ + ∆x̃ + ∆x̃ + O ∆x̃4
k1
mωn 2 2
2 f0 mωn 2 2
6 f0 mωn
eter K depends on further technological parameters considered to
be constant in the present analysis. When f  0 there is no con- (11)
tact between the tool and the workpiece. Let us choose X > 0 in such a way that the absolute value of the
Then cutting force variation can then be expressed as coefficients of the second and the third order terms are equal, i.e

    2 
∆Fx ( f ) = Fx ; Fx ( f0 ) =
;Fx;( f0 )  ∆ f  ; f0  k1X (α ;21)  =  k1X (α ;2 1)(2α ; 2)  (12)
Kw f a ; f0α ∆ f > ; f0
(5) 2 f0 mωn 6 f0 mωn

where f0 is the nominal chip thickness (feed) in steady state cut- This gives X = 23;f0α . Introducing the nondimensional bifurca-
ting. The chip thickness variation ∆ f can easily be expressed tion parameter p = mω k1
2 and dropping the tilde results in the full
n

3 Copyright  1999 by ASME


nondimensional equation of motion THEORETICAL AND EXPERIMENTAL STABILITY
CHART
x00 + 2ζx0 + x =
The characteristic function of equation (17) can be obtained
( p(2;α) by substituting the trial solution x(t ) = c exp(λt ) into its linear
 ∆x 

2;α

p(2;α) ; (13) part:
1; 1;
3
α 2;α
3α 2;α ∆x
3 ∆x < 3

D(λ p) = det(λI ; L( p); R( p)e;λτ ) = λ2 + 2ζλ +(1 + p); pe;λτ


However, ;here the definition
 of ∆x must be modified according to (18)
∆x = min xτ ; x 2;3 α , because when the tool is not in contact The stability chart consists of curves on which the character-
with the workpiece, the chip thickness will not be affected. The istic equation has one pair of pure imaginary roots, while the in-
local bifurcation study will assume that the tool does not leave finitely many others have negative real part. To find these curves
the material at any time and thus will be based on the power
series expansion of the RHS of (13) provided that x τ ; x < 2;3 α D(iω p) = 1 + p ; ω2 ; p cosωτ + i (2ζω + p sinωτ) = 0 (19)

3p (1 ; α)  
x00 + 2ζx0 + x = p (xτ ; x)+ ( xτ ; x)2 +(xτ ; x)3 has to be solved. Eliminating the trigonometric terms from this
2 (2 ; α) equation yields
(14)
The second order equation of motion (14) is transformed into a 2 ; 2
1 ; ω2 + 4ζ2ω2
p=
dimensional system by introducing
2 (ω2 ; 1)
(20)

x1 (t )
x(t ) =
x2 (t )
= ẋx ((tt )) (15) which also implies ω > 1. Then

1 ; ω2

τ= + jπ j = 1 2 : : :
and we obtain the delay-differential equation 2
arctan (21)
ω 2ζω
ẋ(t ) = L( p)x(t )+ R( p)x(t ; τ)+ f(x(t ) x(t ; τ) p) (16)

ωπ
Ω= = j = 1 2 : : :
where the dependence on the bifurcation parameter p is also em- 2π
(22)
phasized: τ ;ω2
arctan 12ζω + jπ

where j corresponds to the jth ’lobe’ (parameterized by ω) from
L( p) =
0 1

;(1 + p) ;2ζ the right in the stability diagram 5.
It has long been realized that productivity can be well im-
proved by exploiting the lobed nature of the stability chart, es-
pecially at higher speeds (Tlusty and Spacek (1954)). In this
high-speed regime, the lobes are less densely packed, thus leav-
R( p) =
00
 (17) ing room for changing control parameters. However Figure 6
p0
clearly shows that linear stability does not describe the behavior
of tool oscillations correctly.
Here we show the rms amplitudes of tool vibrations when
3p (1 ; α) the rotation rate is fixed at 836 rpm, and w is swept forward and
f(x(t ) x(t ; τ) p) = 
2 (2 ; α)
backwards through wc , a plot referred to as experimental bifur-
cation diagram. Linear stability analysis predicts asymptotically
stable behavior for all widths of cut below wc =225 µm. For the
forward sweep, this is the case, however for the reverse sweep
0
chatter persists well below the critical value. This hysteretic be-
havior occurs in many practical machining operations, and has
(x1 (t ; τ); x1 (t ))2 +(x1 (t ; τ); x1 (t ))3 been observed by other researchers (Hanna and Tobias (1974),

4 Copyright  1999 by ASME


Figure 5. STABILITY CHART.
Figure 7. EXPERIMENTAL STABILITY CHART.

creased in 25 µm increments using the manual slide in a ramp and


hold fashion. The experiment is stopped and recorded when self-
sustaining oscillations are observed in the accelerometer voltage
monitored on a digital oscilloscope. Figure 7 shows the experi-
mental stability chart as a function of speed rpm and width of cut
w mm.
Material removal can be increased between 840 rpm and 925
rpm, since w grows from approx. 200 µm to 800 µm over this
range.
To create the experimental bifurcation diagram (Figure 6)
the width of cut w is swept as for the lobe determination, ex-
cept that the ramp and hold increments are 10 µm and the out-
puts of the displacement and acceleration signals are continously
recorded. At each increment, the tool cuts for '5 seconds, these
intervals being logged on a separate channel of the scope via a
manual switch. The forward sweep is executed first, then the
part is remachined to a smooth surface, and the backward sweep
Figure 6. EXPERIMENTAL BIFURCATION DIAGRAM. is conducted.

Shi and Tobias (1984)). In the case shown here, the region of
OPERATOR DIFFERENTIAL EQUATION FORMULA-
the subcritical instability makes up nearly 40% of the predicted
TION
chatter free operating regime. Within this region, disturbances,
as might be caused by deviations in the workpiece, jamming up The necessary condition for the existence of periodic orbits
of chips, etc. can push the system into unstable vibrations. A is that by varying the bifurcation parameter (p) the critical char-
lobe of the stability boundary is traced in a series of experiments. acteristic roots cross the imaginary axis with non-zero velocity,
( p) 6= 0.
All cutting measurements are made at the same feedrate s = 508 that is Re dλdp
µm/s. The feed per revolution f 0 thus varies with the rotational The change of the real parts of these critical characteristic
rate, but we do not account for this in this paper. Beginning roots can be determined via implicit differentiation of the char-
with a small stable cut at a fixed speed, the width of cut w is in- acteristic function (18) with respect to the bifurcation parameter

5 Copyright  1999 by ASME


p to get For a heuristic argument of how these operators and bilinear form
; 2  ; 2  arise, see Kalmár-Nagy, Stépán and Moon (1999).
dλ( p)
=  pτ ω ;2 1 + 2ζ 2ω + 1 2
A first order approximation to this center manifold can be given
γ: = Re (23) by the center subspace of the associated linear problem, which is
dp p (2ζ + pτ) + 4ζτ (ω + 1)+ 4ω spanned by the real and imaginary parts of the infinite dimen-
sional complex eigenfunction s(ϑ) 2 H corresponding to the
Since this number is always positive and all the other infinitely critical characteristic root iω.
many characteristic roots but the critical ones are located in the This eigenvector satisfies
left half of the complex plane, the conditions of an infinite dimen-
sional version of the Hopf Bifurcation Theorem given in Hassard, A s(ϑ) = iωs(ϑ) (30)
Kazarinoff and Wan (1981) are satisfied. γ will later be used in
the estimation of the vibration amplitude.
i.e.
In order to study the critical infinite dimensional problem on
a 2-dimensional center manifold we need the operator differen-
tial equation representation of (17).
d
dϑ s (ϑ) = iωs(ϑ) ϑ 2 ;τ 0)
L ( p) s (0)+ R ( p) s (;τ) = iωs(0) ϑ=0
(31)
The delay-differential equation (17) can then be expressed as
an abstract evolution equation (Campbell, Bélair, Ohira, Milton
(1995), Hale (1977), Kuang (1993), Kalmár-Nagy, Stépán and which is a boundary value problem with the solution
Moon (1999)) on the Banach space H of continuously differen-
tiable functions u: ;τ 0] ! R2 s(ϑ) = ceiωϑ (32)

Similarly the adjoint eigenfunction n(σ) satisfies


ẋt = A xt + F (xt ) (24)

Here xt (ϕ) 2 H is defined by the shift of time


A  n(σ) = ;iωn(σ) (33)

xt (ϕ) = x(t + ϕ)  ϕ 2 ;τ 0] (25) which is again a boundary value problem for n(σ)

The linear operator A at the critical value of the bifurcation pa- ; dσd n (σ) = ;iωn(σ) σ 2 (0 τ]
L ( p) n (0)+ R ( p) n (τ) = ;iωn(0) σ=0
(34)
rameter assumes the form

(ϑ) ϑ 2 ;τ 0)
A u (ϑ) =
d
dϑ u that has the solution
L ( p) u (0)+ R ( p) u (;τ) ϑ=0
(26)

n(σ) = deiωσ (35)


while the nonlinear operator F can be written as

ϑ 2 ;τ 0)
The bilinear form (29) provides the ’orthonormality’ condition
F (u)(ϑ) =
0
f (u (0)  u (;τ)  p) ϑ=0
(27)
(s s ) = 1 (36)
where u 2 H .
We also define the adjoint operator A  on the space H  of con- Defining s1 = Re (s), s2 = Im (s), n1 = Re (n), n2 = Im (n), and
tinuously differentiable functions v: 0 τ] ! R 2
c11 + ic12 d11 + id12
 c=  d=
σ 2 (0 τ] c21 + ic22 d21 + id22
(37)

v (σ) =
; dσd v (σ)
L ( p) v (0)+ R ( p) v (τ) σ=0
A (28)
calculations detailed in Kalmár-Nagy, Stépán and Moon (1999)
as well as the bilinear form (  ) :H   H ! IR defined by give

Z
(v u) = v (0)u(0)+ v (ξ + τ)R( p)u(ξ)dξ c=
0 1
   (38)
(29) iω

6 Copyright  1999 by ASME


;  ; ; 
2 ω2; + 2ζ2 + ζτ (1 ;+ p) + i 2ζ+ τ 1 + p ; ω
d=δ
2
The time derivative of w can be expressed both by differentiating
ω 4ζ τ + 2ζ ; τ 1 + p ; ω + i2ω (1 + ζτ)
2 2
the right-hand-side of equation (46) via substituting equations
(39) (43, 44) and also by calculating equation (45). Equating coeffi-
cients of like powers we obtain a 6 dimensional linear boundary
value problem for the unknown coefficients h 1  h2  h3 . For de-
δ=
4
(40)
2ω2 (1 + ζτ)2 +(2ζ + τ (1 + p ; ω2))
2 tailed calculations, the reader is referred to Kalmár-Nagy, Stépán
and Moon (1999).
In order to restrict a third order approximation of system
The solution xt (ϑ) of equation (24) can be decomposed into two (43, 44, 45) to the 2 dimensional center manifold, the second
components y12 lying in the center subspace and into the infinite order approximation w(y 1  y2 ) of the center manifold has to be
dimensional component w transverse to the center subspace substituted into equations (43, 44). Then these equations will
assume the form
xt (ϑ) = y1 (t )s1 (ϑ)+ y2 (t )s2 (ϑ)+ w(t )(ϑ) (41)
ẏ1 = ωy2 + a20 y21 + a11y1 y2 + a02y22 +
+a30y31 + a21y21y2 + a12y1 y22 + a03y32
where (47)
ẏ2 = ;ωy1 + b20y21 + b11y1 y2 + b02 y22 +
y1 (t ) = (n1  xt )  y2 (t ) = (n2  xt ) (42) +b30y31 + b21y21y2 + b12y1 y22 + b03y32
The so-called Poincarè-Liapunov constant ∆ can be calculated as
With these new coordinates the operator differential equation
shown in Hassard, Kazarinoff, Wan (1981) or Stépán (1989):
(24) can be transformed into a ’normal form’.

∆= (a20 + a02)(;a11 + b20 ; b02)+


1
ẏ1 = (n1  ẋt ) = ωy2 + d12F (43)

+(b20 + b02)(a20 ; a02 + b11)]+

ẏ2 = (n2  ẋt ) = ;ωy1 + d22 F (44)


+ 18 (3a30 + a12 + b21 + 3b03) (48)
where F= F (w + y1s1 + y2 s2 )(0)2 . Similarly

The negative/positive sign of ∆ determines if the Hopf bifurca-


ẇ = d
dt (xt ; y1s1 ; y2s2 ) = A w + F (xt ); d12Fs1 ; d22Fs2 tion is supercritical or subcritical. Despite a long and tedious
(45) calculations ∆ is quite simple:

; ; ; ; 
qδ ω2 ; 1
CENTER MANIFOLD REDUCTION AND HOPF BIFUR- ∆= 3pτ ω2 ; 1 + 2pσ 1 + 2p ; ω2 + (49)
4p2
CATION ; ; 
Although the tools for Center Manifold Reduction have been 2ζ 3 ω2 ; 1 +
 
available for a long time (Hale (1977), Hassard, Kazarinoff,
Wan (1981)) the closed form calculation regarding the existence
+2σ 2 + 7p + 6p2 +(4 + 11p) ω2 ; 2ω2 ; 4ω6
and the nature of the corresponding Hopf bifurcation in delay-
differential equations is only feasible by using computer algebra
where σ =
( ) 3p(1;α)
) and q =
2q ω2 ;1
(see also Campbell, Bélair, Ohira, Milton (1995)) (
p 4+9p;12ω4 +8ω6 2(2;α) (the coefficient of
The center manifold is tangent to the plane y 1  y2 at the ori- the nonlinear term in (14)).
gin, and it is locally invariant and attractive to the flow of system ∆ can be shown to be positive for any 0 < α < 1, that is the
(24). Its equation can be assumed in the form of the truncated Hopf bifurcation is subcritical (unstable periodic motion exists
power series around the stable steady state cutting for cutting coefficients p
which are somewhat smaller than the critical value pcr ).
The estimation of the vibration amplitude has the simple
w(y1  y2 )(ϑ) = (h1 (ϑ)y21 + 2h2(ϑ)y1 y2 + h3 (ϑ)y22 )
1
(46) form
2
7 Copyright  1999 by ASME
and proved analytically with the help of the Center Manifold and
Hopf Bifurcation Theory. This analysis is local in the sense that it
does not account for nonlinear phenomena as the tool leaves the
material (and also, because the series expansion is local). In this
case the regenerative effect disappears, and the result of the local
analysis is not valid anymore. In this case numerical simulation
can be used and this revealed a subcritical Hopf bifurcation with
a folded structure in close agreement with the experiments.

ACKNOWLEDGMENT
T. Kalmár-Nagy would like to thank Francis C. Moon, Chris
Evans and E. Clayton Teague for support through a summer re-
search appointment. J. R. Pratt thanks the National Research
Council, who have supported his research through a NRC/NIST
Postdoctoral Research Associateship.

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Figure 8. BIFURCATION DIAGRAM.
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8 Copyright  1999 by ASME


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9 Copyright  1999 by ASME

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