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ABBREVIATIONS KEY
CRF ⫽ continuous radiofrequency
INR ⫽ international normalized ratio
PRF ⫽ pulsed radiofrequency
RF ⫽ radiofrequency
RFA ⫽ radiofrequency ablation
TON ⫽ third occipital nerve
ABSTRACT
Spine pain is a major cause of disability for which conservative treatment strategies are not
universally effective. Radio-frequency ablation of nerves supplying the zygapophysial joints
should be considered in selected patients for whom routine treatments do not provide
acceptable relief. Following a brief discussion of the principles of radio-frequency therapy,
we describe the relevant anatomy, appropriate patient selection, and basic procedural
techniques for ablative therapies of the cervical and lumbar zygapophysial joints.
Learning Objectives: Understand the anatomy, indications, and techniques for radio-fre-
quency ablative treatment of cervical and lumbar zygapophysial joint pain.
Patient Selection
Patients with progressive rather than acute, predominantly
axial lumbar pain in whom serious causes of lumbar pain,
such as tumor and infection, have been excluded and who
have failed at least 3 months of conservative treatment
should be investigated for zygapophysial joint pain. Pa-
tients may present with deep, dull pain in the low back. Pain
may extend into the buttocks and hips or radiate into the
thigh and down the leg in a nondermatomal distribution.
Pain may be exacerbated by moving from a sitting to a
standing position or relieved by standing or walking. Given
the high variability, it is no surprise that clinical signs and
symptoms have not been shown to be sensitive or specific
for the diagnosis, with the exception of paraspinal tender-
ness.19 Pain on extension and ipsilateral rotation (facet
loading), though popularized in older studies, has not been
proved to correlate with lumbar zygapophysial joint pain
consistently.19 Facet degenerative changes are commonly
observed on imaging studies, even in asymptomatic volun-
teers, and are, therefore, not helpful in establishing the
diagnosis.20
Diagnostic blocks are considered the best approach for
identifying a painful zygapophysial joint. Intra-articular
facet blocks can be performed for diagnostic purposes;
however, there is no evidence for the validity of these injec-
Fig 2. Shallow left anterior oblique illustration of the lumbar spine with tions.21 Furthermore, there is no logical progression to
pertinent neural structures demonstrated. Medial branch denervation treatment with intra-articular injections of steroid because
target zones (green dots) are indicated at multiple lumbar levels. MB2 they have not been shown to be more effective than intra-
indicates the medial branch target zone at the L2 level; MB3, medial
branch target zone at the L3 level; MB4, medial branch target zone at the
articular or periarticular saline injections.22-25 Controlled
L4 level; DPRL5, dorsal primary ramus target zone at the L5 level; MAL, diagnostic blocks of the medial branches have been vali-
mamilloaccessory ligament labeled at the L2 and L4 levels; NR2, right dated and now constitute the best means of diagnosing
second nerve root; S, superior articular process of L3; I, inferior articular lumbar zygapophysial joint pain26,27 False-positive rates of
process of L2; TP, transverse process of L1. Spinous processes of L2 diagnosis with medial branch blocks have been reported as
through L5 are labeled.
high as 41%; therefore, dual comparative blocks with
along the bone at the junction of the transverse process and short- and long acting local anesthetic are recommended to
superior articular process. The nerve then hooks medially reduce the false-positive rate in making the diagnosis of
around the base of the superior articular process and is zygapophysial joint pain.14,28 Patients who experience at
covered by the mamilloaccessory ligament. Each medial least 80% pain relief with dual comparative blocks are con-
branch, therefore, supplies the zygapophysial joints above sidered good candidates for radio-frequency neurotomy.
and below its course. As such, the joint blocked is concor- Contraindications to radio-frequency neurotomy include
dant with the transverse processes targeted for injection (ie, coagulopathy (international normalized ratio [INR] ⬎ 1.5
targeting the medial braches overlying the L4 and L5 trans- or platelets ⬍ 50,000/mm3), pregnancy, systemic infection
verse processes would ablate innervation to the L4 –5 fact). or skin infection over the puncture site, motor weakness,
Most important, the nerves affected arise from the more absent reflexes, or long tract signs.29 The authors think that
cephalad segment. Therefore, the L4 –5 facet joint is sup- severe allergy to any of the medications used is a relative
plied by the medial branches of the dorsal rami of L3 and contraindication as are any anatomic derangements, surgi-
L4, which cross the L4 and L5 transverse processes. The L5 cal or congenital, that may not allow percutaneous access to
medial branch is not the medial branch of L5 but rather the the target medial branch nerve.
dorsal primary ramus of L5. It has a slightly different course
and distribution crossing the sacral ala instead of a trans- Radio-Frequency Ablation
verse process (Fig 2) and runs in a groove formed by the Radio-frequency neurotomy of the medial branches is the
junction of the sacral ala and the superior articular process only validated treatment of lumbar zygapophysial joint
of the S1 to hook medially around the base of the lumbo- pain.30,31 The procedure is performed under fluoroscopy
Anatomy
The cervical facet joints are formed by the articulation of
the superior articular process of 1 vertebra and the inferior
articular facet of the adjacent vertebrae. The C3– 4 to
C7-T1 facet joints are innervated by the medial branches of
the cervical posterior rami at the same level and from the
segmental level above. Therefore the C5– 6 facet joint is
innervated by the C5 and C6 medial branch nerves. These
nerves arise from the posterior primary rami in the cervical
intertransverse spaces and curve dorsally and medially to
wrap around the waist of their respective articular pillars
(Fig 4A). The C7 medial branch crosses the root of the C7
transverse process and therefore lies slightly higher on the
lateral projection of the C7 articular pillar.
The C2–3 facet joint is unique in that it receives inner-
vation not only from the C2 and C3 medial branch nerves
but also from the third occipital nerve (TON) (Fig 4B). The
dorsal ramus of the C3 spinal nerve divides into 2 medial
branches. The larger, more superior branch is the TON. It
curves dorsally and medially around the superior articular
process of the C3 vertebra. Unlike the remainder of the
cervical medial branches, which are obliquely oriented, the
TON has a transverse course crossing the C2–3 facet joint
at or just below the joint. The TON provides the major
innervation for the C2–3 facet joint with a smaller compo-
nent from the C2 medial branch.
Fig 4. Axial (A) and lateral (B) illustrations demonstrate the target
zones (green dots) for medial branch denervation. The medial branch
Patient Selection nerves extend around the lateral margin of the mid-portion of the
Patients with progressive, head, neck, and shoulder pain in articular pillar at each respective level. The only exception is the C7
medial branch, which extends around the pillar slightly higher, just
whom serious causes of pain, such as tumor and infection, below the articular facets. The target zones for the TON denervation
have been excluded and who have failed at least 3 months of are indicated. C2 indicates the spinous process of C2; C7, the spinous
conservative treatment should be investigated for zyg- process of C7; VA, vertebral artery; DPR, dorsal primary ramus; LB,
apophysial joint pain. Unlike in the lumbar spine, cervical lateral branch; MB, medial branch; AP, articular pillar.
zygapophysial joints are more susceptible to injury during
trauma; therefore, patients with a history of whiplash-type
injuries should also be investigated for zygapophysial joint