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An approximate heat flow model is developed to predict the case depth in laser transformation
hardening of steel surfaces. The model exploits the dimensional relationships between the pro-
cess variables to give master diagrams for the hardened depth using Gauss[an and uniform,
rectangular sources. Critical values of dimensionless parameters are identified which predict the
conditions for first hardening and the onset of surface melting. Good agreement is demonstrated
with a wide range of experimental data, and comparisons are made with previous modeling
methods and process diagrams.
2A I0 (a~.)1/2 [5a]
Tp - To = .n.1/2 h
the true surface is taken to be a distance z0 below the
"model" surface. It is evaluated by matching our solu- The average intensity of a Gaussian beam is Io =
tion at z = z0 to known solutions for the peak surface q/(~r r2); hence,
temperature. Strictly speaking, Rykalin's solution is for
a high-speed source, but the use of z0 permits the use of 2Aq (a.01/2 [5b]
the solution at all beam speeds. Tp - To = r r~------~A
We define the following dimensionless groups:*
or in dimensionless form, with r = 2rs/v:
*In the context of laser hardening of plain carbon steels and cast
irons, it is sensible to normalize the temperature rise and power (Tp)z,=O = ( 2 / 7 ) 3/2 q * / ( v * ) 1/2 [6a]
using the A~ temperature, as this does not depend on the material. To
make the solution more generally applicable to laser processing of The conditions for first hardening (Tp = A1) or the onset
materials, the melt temperature would be more suitable.
of melt (Tp = T,,) are thus defined by a constant value
of a single dimensionless group containing all of the pro-
T* = ( T - To)/(A1 - To) cess variables:
(dimensionless temperature rise) [2a] q*/-r*r. ,~1/2 (7/./2)3/2 constant [6b]
q* = A q / r s A (Al -- To) with T* taking the value appropriate to the peak tem-
perature of interest (A~ or T,,).
(dimensionless beam power) [2b] Data for Gaussian treatments typically lie in the range
v* = vrB/a (dimensionless beam speed) [2c] 0.5 < v* < 500, so this high v* solution is not good
enough. Bass I161 gives a more general solution (in his
t* = t/to (dimensionless time) [2d] Eq. [23]) for the peak surface temperature induced by a
(x*, y*, z*) -- (x/rB, y/rB, z/rs) stationary Ganssian beam acting for a time r as before,
which in dimensionless form is
(dimensionless x, y, z coordinates) [2e]
:1r
(Tp)z,= 0 ---- ( 1 / T r ) 3/2 q* t a n -1 ( 8 / / v * ) 1/2 [7a]
The distance z0 is similarly normalized, z* = zo/re. The
temperature field equation is then Once again, a constant value of a single dimensionless
X = W
(c)
Fig. 2 - - A r r a n g e m e n t of nine Gaussian sources to model a rectangular source of aspect ratio R = 1.0: (a) isometric view of the composite
Gaussian source; (b) isometric view of the equivalent uniform source; and (c) plan view of the sources; the numbers show the percentage of the
total power in each source.
(Eq. [5a]), noting that I0 = q / l w and time ~- = l/v. The with constant speed in the x-direction (x = vt). As to =
peak temperature is then r2/4a and t* = t/to, x = vt is equivalent to x* = v't*~4.
Thus, the contribution of a source offset by a distance
2Aq (al/v)W2 [9] x* is calculated by introducing a time shift equal to 4x*/v*.
Tp - To - 7r~/2Alw The distance z* is found by summing the contributions
due to each Gaussian at z* = 0, and the net T* set equal
Normalizing with the parameters in Eqs. [8]: to Bass' solution [16J (Eq. [10a]).
T* = (2/77/2) q*/(R v*) ~/2 [10a]
3. Choice of master diagram
This is valid if the beam is large compared with the dis- For rectangular beams, there are five dimensionless
tance over which heat flows during the interaction time, groups: T*, q*, v*, Z'c, and R. The master plot for rect-
i.e., w / 2 >> 2(at) 1/2, or in dimensionless terms, v* >> angular beams, which is the parallel of that for the
16R. Note that a single value of a dimensionless param- Gaussian case, is z*c against v*, with contours of con-
eter containing all the process variables governs the po- stant q*, for a given aspect ratio R, and T* = 1 (cor-
sition of first hardening or the onset of melting, as for responding to Tp = A0; examples are given later to
Gaussian beams: compare experimental data with theory.
qh/Tp (R VR~) 1/2 = 7 r l / 2 / 2 = constant [10b] An alternative plot is more suitable for process dia-
grams. The available power is set by the laser, and so
Critical values of q* for melting or first hardening cannot the parameter q* is fixed first. We note from Eq. [10b]
be identified, as this solution becomes invalid at low that for a given q* and T*, the value of Rv* is constant;
v* (qR/Tp
* * ~ oo as v*--~ 0). i.e., first hardening or the onset of melt occur at fixed
The net temperature rise at any position and time is values of Rv* for all R. The best dimensionless process
found by summing the contribution of the separate sources diagram is therefore z*c against Rv*, with contours of
using Eq. [3], and the peak condition found by incre- constant R for given values of q*. Figure 3 shows this
menting t* (details in Reference 24). The temperature at plot for two values of q* (four parameters can appear on
a position relative to a given source in the y-direction is a single diagram, as the regions covered by two suffi-
given directly by the equations. Relative positions in the ciently different values of q* do not overlap). The con-
x-direction correspond to intervals in t, as the beam moves tours for a given q* lie in an "operating window" between
10
102 q*~= 5 7
12 20 40
=20
x
% 10-30-1 1 10 13 ~ 102 103
Fig. 6 - - T h e master plot for Gaussian laser hardening with data due
~ to Li t26] for a 0.6 pct carbon steel.
R=/+O
0 0.25 0.5
~ N ~ ~ ~ ONSETOF
Fig. 5--ThedimensionlessplotofKouetal.:U']peaktemperature,
T*/(q* v*), against depth, z*, with contours o f constant b e a m speed,
v*; our solution for a u n i f o r m b e a m o f R = 1.0 is s h o w n superposed.
Z, ~ ~ ~~ ~
10-2
q~ = 5 7 12 20 40
IV. C O M P A R I S O N
WITH EXPERIMENTAL DATA
I I I
Data to validate the model have been obtained from ]0-310-1 I 10 102 103
our o w n experiments [24] and from those of other work-
ers. [26'27'281 The values o f the thermal and process con- (a)
stants contained in the dimensionless groups are listed
in Table II.
~.~ , , lu q. =19.81
~ - - ~ I x+ 23"2/ STEENAND
A. Data f o r Laser Hardening with a Gaussian Beam
Figure 6 shows the data due to L i [261 for laser hard-
ening of a 0.6 pct carbon steel. The agreement with the
10-!
master plot is good. The data for the highest value of q*
lie parallel to the melt line, probably because melting
Zc
occurred: the hardened depth is thus limited by the heat
absorbed by latent heat of melting and reduced absorp-
tivity. Figures 7(a) and (b) show some o f the data for
10-~
0.4 pct carbon steel due to Steen and Courtney. [271 At q* = 5 7 12 20 40
the small beam radius (Figure 7(a)), all of the data lie
above and parallel to the melt line, and there is distinct
bunching of the data over a wide range of q* values.
This again suggests that melting has occurred. For the 0-~ i i I
larger radius (Figure 7(b)), bunching of the data above 1 0~ 1 10 102 103
the melt line is still apparent, but the data points which
lie below it show numerical agreement which is gener- (b)
ally within the accumulated experimental error. Similar Fig. 7 - - T h e master plots for Gaussian laser hardening with data due
trends were observed at three other radii from the same to Steen and Courtney t27] for a 0.4 pct carbon steel, (a) with b e a m
data source. [24] The discrepancy between theoretical and radius r8 = 1.02 m m and (b) with b e a m radius rB = 2.38 m m .
Rectangular, uniform:
A q a 1/2
16 3 :~ ~ $ 1/2
qi~/Tp(RVR) v 1/2 11/2 wA (Tp - To)
qR :5 10 20 40
= rr112/2
4 I [ I 2. The models compare favorably with previous work
10-1 I0 102 103 I04 in the literature which require more elaborate nu-
~YR merical computation and with a wide range of ex-
(b) perimental data. The accuracy of the models for both
Gaussian and non-Gaussian sources is good enough
Fig. 8 - - M a s t e r plots for n o n - O a u s s i a n l a s e r h a r d e n i n g (z*c a g a i n s t
v*, w i t h contours of constant qR*, for 7~*p= 1.0) for a s p e c t ratios
for selecting trial operating conditions.
(a) R = 0 . 2 to 0 . 2 2 and (b) R = 0 . 8 5 to 0 . 8 9 , w i t h data f r o m our 3. The process diagrams for rectangular sources pre-
own e x p e r i m e n t s t241 and due to B r a n s d e n . t28~ sented in this work give straightforward means for