Abhay Gadiya

Chartered Accountant, Certified Fraud Examiner, Diploma in Information System Audit

ABOUT ME
Experienced finance professional with optimum mix of discipline and innovation. Worked at global multinational
organizations and Big4. Looking forward to leadership opportunities in Internal Audits, Operational Risk and
control assurance, data analytics and finance department.

4th 17+ 20+ 10+ 9+

Rank - HSC Years of experience Million INR savings p.a. Industries - BFSI, IT, Manufacturing, People
FMCG, Logistics, Pharmaceuticals, etc. managed

Pune, Maharashtra, India. CORE COMPETENCIES IT SKILLS

Internal Audit Advanced Excel
+91 83800 10924 Risk Assessment Power Query
Process Re-engineering Power Pivot
abhay.gadiya@gmail.com Data Analytics Power BI
Tableau
Controls Assurance
Udemy.com/user/abhay-gadiya SQL
Fraud Audits VBA - Macros
Financial Reporting ACL
SOX & External Audits IDEA - Audit

Triumphs PROFESSIONAL EXPERIENCE

• HSC Highest marks – Accounts Maersk Global Service Center
(100%), Economics (92%), Global Process Risk Assurance (SINCE JAN.’19)
Mathematics (90%) • Identify potential revenue and cost
leakages due to process gap or frauds. Bank of New York Mellon
• Dhirubhai Ambani Scholarship • Order to cash, Purchase to Payment, VP Audit & Data Analytics (AUG.’13 to DEC.’18)
• Global Innovation award – Accounting and reporting process reviews.
• Audited Asset Management, Corporate
2015 (BNY Mellon) • Customer master data, Customer Trust, Fund Accounting, Custodian
Collection, refund and rebate, Credit Reconciliations, Trade Processing, Client
Management, etc. Service delivery processes.
Strengths • Annual risk assessment and audit planning. • Liaising with local and global audit teams.
• Regular reporting to leaderships for • Developing audit analytics tools for COSO
• Self- Starter and Organized process reviews, KRI, Controls validation. reporting and outlier detection or
• Team Player standard audit tests.
• Manage a repository of re-usable data
• IT Savvy visualization templates and audit tools
Deloitte Touche
• Carrying out descriptive and prescriptive
BFSI – Audit Senior (OCT.’10 to AUG.’13)
analytics for various processes
Languages • Conducted loan file reviews, performed
Reg-AB procedures testing, evaluated
• English property appraisal reports, Estimated
• Hindi credit risk losses, etc. Price Waterhouse
• Liaising with onshore audit teams at U.S., Senior Associate (AUG.’07 to SEP.’10)
• Marathi
Canada, Australia and managing offshore • Conducting audits statutorily required in
• Marwari team to complete the agreed upon accordance with IGAAP, CARO and PWC
deliverables. Audit Methodology with Risk based
• Documented process narratives and approach.
Social Contribution prepared flow charts in Visio. Performed • Conducted Audit of key areas including
• Workshop at Police Academy Design effectiveness and operating revenue, inventory, taxation, etc.
effectives testing of various process. • Financial Statement consolidation, Notes to
• Training at ICAI branches Accounts as per IGAAP, IFRS, etc.
• Food distribution at charitable • Limited review reporting for the Indian
trust Deloitte Haskins & Sells Listed entities as per Listing Agreements.
Assistant Manager (MAR.’06 to JUL.’07)
• SOX compliance for Hindustan Unilever.
Hobbies and Interest • Preparation of RACM – Risk Assessment
Control Matrix. Performing Design R G Mundada & G B Gundesha
• Reading Effectiveness testing of controls and Audit Assistant (JUL.’02 to FEB.’06)
• Watching Movies Operating effectiveness testing of controls • Completed articleship.
adhering to Sec. 404 of SOX Act.
• Listening Music • TAX Audits of partnership firms.
Abhay Gadiya +91 83800 10924

abhay.gadiya@gmail.com
Chartered Accountant, Certified Fraud Examiner, Diploma in Information System Audit

PROFESSIONAL EXPERIENCE
Maersk Bank of Deloitte Price Deloitte RG
Global New Touche Waterhouse Haskins Mundada
Service York & Sells GB
Centre Mellon Gundesha
Internal Audit, External Audit, Sarbanes Oxley, Special Audits,
Fraud Audits ✔ ✔ ✔ ✔
Annual Risk Assessment – Financial, Operational, Legal, Fraud, Risk
Controls Matrix (RCM) ✔ ✔ ✔
Annual Audit Scoping and Planning, Resource Allocation, Multiple Audit
Project management ✔ ✔ ✔ ✔ ✔ ✔
Internal Controls – Framework, Design & Operating Effectiveness
Testing, Monitoring, Assurance ✔ ✔ ✔ ✔ ✔
Process – Deep Dive, Narratives, Standard Operating Procedures
(SOP), Flowcharts ✔ ✔ ✔ ✔ ✔
Identification of Revenue, Cost, Operation Leakages, Process Bottlenecks ✔ ✔ ✔ ✔
Audit work paper documentation, Checklist, Follow Standard Audit
Programs, Report Writing ✔ ✔ ✔ ✔ ✔
Audit Issue / Control Gaps Follow-up and closure based on rating /
priority ✔ ✔ ✔
Recommending Policies and procedures to remove pitfalls ✔ ✔ ✔ ✔ ✔ ✔
Monthly reporting on status of Key Risk Indicators or Risk & Control
metrics ✔ ✔ ✔
Finance
Financial Statement Review and reporting – Balance Sheet, Profit & Loss,
Cash flow, Consolidation ✔ ✔ ✔
Financial Planning & Analysis, Review of variances, Review of Actual vs
Budgets / forecasted ✔ ✔ ✔
Internal Financial Controls Review, MIS reporting, Key Performance
Indicator (KPI) ✔ ✔ ✔ ✔ ✔
Compliance – Direct Tax, Indirect Tax, Labour Law, SEZ / STPI,
Companies Act, IGAAP, US GAAP, IFRS ✔ ✔ ✔ ✔
Review of Accounting Procedures, General Ledger scrutiny, Ratio
Analysis ✔ ✔ ✔
People Management
Annual objective setting & appraisals, mentoring, coaching, Oversight ✔ ✔ ✔
Liaising with cross functional teams, co-located or remotely located
global teams ✔ ✔ ✔ ✔
Knowledge sharing, Training workshops, Consultation as Subject Matter
Expert (SME) ✔ ✔ ✔
Stakeholders management – Audit Committee, Board of Directors, CFO,
CEO, Head – Finance, Treasury ✔ ✔ ✔
Areas Audited
Order to Cash, Purchase to Pay, Fixed Assets Management, Inventory
Management, Payroll, Accounts Payable, Accounts Receivable ✔ ✔ ✔ ✔ ✔
Balance Sheet Reconciliation (Blackline), Custodian Reconciliations,
Trade Processing, Anti Money Laundering, Stress Testing, KYC ✔ ✔
Records Management, Vendor Selection and contract reviews, Property
Appraisals, Expected Credit Losses. ✔ ✔ ✔

CURRENTLY BUILDING SKILL SETS IN…

• Financial Risk Manager (FRM) • Data Science

• Statistics • Predictive Analytics