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Objective: To evaluate the recognition, management, Results: Structured interviews found 64 cases of cur-
and outcomes of depressed patients presenting in pri- rent major depression (weighted prevalence, 6.6%) and
mary care. 58 cases of current subthreshold depression (weighted
prevalence, 8.8%). Of those with major depression, 64%
Design: Epidemiologic survey with 12-month follow\x=req-\ (n=41) were recognized as psychologically distressed by
up. the primary care physician, 56% (n=36) filled at least one
antidepressant prescription during the next 3 months,
Setting: Primary care clinics of a staff-model health main- and 39% (n=25) made at least one specialty mental health
tenance organization. visit. Compared with recognized cases, those with un-
recognized major depression were less symptomatic at
Patients and Main Outcome Measures: Consecu- baseline (GHQ-28 score, 15.31 vs 11.07; P=.006) but
tive primary care attenders aged 18 to 65 years (n=1952) showed a similar rate of improvement over 12 months
were screened using the 12-item General Health Ques- (F test for difference in slopes, P=.93).
tionnaire (GHQ-12), and a stratified random sample
(n=373) completed a psychiatric assessment, including Conclusions: While many depressed primary care pa-
the Composite International Diagnostic Interview (CIDI), tients may go unrecognized and untreated, this group ap-
the 28-item GHQ, and a brief self-rated disability ques- pears to have milder and more self-limited depression.
tionnaire (BDQ). Three-month follow-up assessment A narrow focus on increased recognition may not im-
(n=347) repeated the GHQ-28 and BDQ, and 12-month prove overall outcomes. Treatment resources might be
follow-up (n=308) repeated the CIDI, GHQ-28, and BDQ. best directed toward more intensive follow-up and re-
Use of psychotropic drugs and mental health services was lapse prevention among those now treated.
assessed using computerized pharmacy and visit regis-
tration records. (Arch Fam Med. 1995;4:99-105)
DEPRESSION
is a common1·2 the first month.20"22 These apparent short¬
disabling3·4 condition that comings of current practice motivated the
is most often managed in Agency for Health Care Policy and Research
primary care.5-6 Given the to identify depression treatment in primary
personal suffering, lost care as a priority area for development of
sessed. The available data comparing outcomes among pri¬ The study included baseline diagnostic assessment and
mary care patients with recognized and unrecognized de¬ follow-up examination of treatment received, clinical out¬
pression suggest that the unrecognized group is less comes, and functional status. Data reported here are from
symptomatic and shows considerable short-term improve¬ the Seattle, Wash, site of the international collaborative
ment without specific treatment.24"26 Current knowledge survey of Psychological Problems in General Health Care,
leaves considerable uncertainty about the clinical signifi¬ organized by the Division of Mental Health of the World
cance of nonrecognition or failure to initiate antidepres¬ Health Organization, Geneva, Switzerland.27
sant treatment.
RESULTS
See also pages 95 and 106
STUDY SAMPLE
This report describes a longitudinal study of com¬
mon psychiatric disorders among primary care patients Of the 2592 patients approached for screening, 2110 were
of a large staff-model health maintenance organization. eligible and 1962 (93% of those eligible) completed the
Downloaded from www.archfammed.com at CLOCKSS, on November 7, 2009
GHQ-12. Of the 615 subjects identified as eligible for the
second-stage assessment, 373 (61%) completed the in¬
terview. Lack of time was the primary reason given for
refusal. Demographic characteristics of those screened
and those interviewed are shown in Table 1. The high
proportion of female subjects reflects primarily the greater
use of primary care services among women in the eli¬
0 0
Baseline 3 mo 12 mo Baseline 3 mo 12 mo
Figure 1. Course of scores on the 28-item General Health Questionnaire Figure 2. Course of scores on the 28-item General Health Questionnaire
(GHQ-28) for patients with major depression at baseline according to (GHQ-28) for patients with major depression at baseline according to
physician recognition. receipt of antidepressant treatment.
ability Questionnaire (8.95 vs 7.06; F=3.41; d/=l,118; the 3-month follow-up reported use of specialty mental
P=.07). health services during the 3 months after screening.
Most patients treated with antidepressant medica¬
TREATMENT tions received therapy consistent with the recommen¬
dations for depression treatment in primary care re¬
Of patients with major depressive disorder, 25 (39%) re¬ cently published by the Agency for Health Care Policy
ported use of antidepressant medications at the time of and Research.23 Among the 36 patients with major de¬
the diagnostic interview, and computerized pharmacy pression who received antidepressant medications, 28
records showed that a total of 36 (56%) received anti¬ (78%) received dosages within the recommended ranges
depressant medications at some time during the 3 months (eg, at least 75 mg/d of imipramine), and 27 (75%) con¬
following screening. Likelihood of antidepressant use was tinued to refill antidepressant prescriptions for at least
not significantly related to patient gender or education 90 days. Both dosage and duration of treatment met these
level but was higher among older patients (31% [four of standards in 22 (61%) of 36 cases.
13] among those aged 18 to 30 years, 57% [eight of 14]
among those aged 31 to 40 years, 64% [20 of 31] among OUTCOMES
those aged 41 to 50 years, and 67% [four of six] among
those aged 50 to 65 years [Maentel-Haenszel 2 test for Patients with both major and minor depression showed
linear association, 3.76; df=l; P=.05]). Among subjects considerable improvement in depression and disability
with major depression at baseline who completed the during the follow-up period. Among patients with ma¬
3-month follow-up, 23 (39%) of 59 reported at least one jor depression at baseline, 50 completed both the 3- and
specialty mental health visit since screening. Using ei¬ 12-month follow-up assessments. In that sample, the mean
ther indicator of treatment (use of antidepressant medi¬ GHQ-28 score fell from 14.12 at baseline to 6.04 at 3
cation or use of specialty mental health services), 39 (66%) months to 5.81 at 12 months. At the 12-month assess¬
of 59 patients with major depression at baseline re¬ ment, 15 patients (30%) continued to satisfy criteria for
ceived some treatment during the next 3 months. major depressive disorder, four patients (8%) met crite¬
Likelihood of receiving treatment was strongly re¬ ria for minor depression, and 31 patients (62%) did not
lated to severity of illness. Compared with untreated pa¬ satisfy criteria for any depressive disorder. Among pa¬
tients, patients with major depression receiving antide¬ tients with minor depression at baseline, the mean
pressant medication were more symptomatic (baseline GHQ-28 score fell from 8.66 at baseline to 4.78 at 3
GHQ-28 score, 15.31 vs 11.07; F=7.98;d/= 1,62; P=.006) months to 3.90 at 12 months.
and more disabled (baseline Brief Disability Question¬ Patients with unrecognized and/or untreated de¬
naire score, 10.54 vs 7.46; F=4.51; d/=l,61; P=.04). Com¬ pression showed rates of improvement similar to those
pared with those using no specialty mental health ser¬ of patients with recognized and/or treated depression.
vices, patients with major depression using any specialty Figure I displays the symptomatic course of patients
mental health services were also more symptomatic (base¬ with major depression at baseline according to recogni¬
line GHQ-28 score, 16.00 vs 11.97; F=5.86; d/=l,57; tion by the primary care physician. Patients with recog¬
P=.02) and more disabled (baseline Brief Disability Ques¬ nized and unrecognized depression showed similar rates
tionnaire score, 10.96 vs 7.80; F=4.54; d/=l,56; P=.04). of improvement during the first 3 months of follow-up,
Consistent with these findings, treatment rates were lower and both groups remained relatively stable thereafter. Mul¬
for patients with subthreshold depression. Of 58 pa¬ tivariate analysis of variance indicated a significant ef¬
tients with subthreshold depression at baseline, 11 (19%) fect of time (F=29.78; d/=2,44; P<.001) but no signifi¬
received antidepressant medication during the 3 months cant groupX time interaction (F=.07; d/=2,44; P=.93). The
after screening, and seven (13%) of 52 who completed two groups also showed similar likelihoods of remis-
low-up assessments allow examination of the clinical out¬ tients with unrecognized depression are less severely ill
comes of underrecognition and undertreatment. than those whose depression is recognized, and they have
Our findings confirm the importance of depression similar or superior short-term outcomes. Data from the
in primary care but give a somewhat more optimistic view
of treatment than previously described.10 Consistent with
most previous reports, 6.6% of consecutive primary care
physicians are more likely to diagnose
and treat those with more severe
patients satisfied formal criteria for major depressive dis¬
order, and a slightly larger number had significant de¬ illness and greater disability
pressive symptoms that fell below the DSM-IV diagnos¬
tic threshold. Of patients with major depression, Medical Outcomes Study18 show that the likelihood of
antidepressant treatment also increases with severity of
approximately 60% were recognized as psychologically illness. Observational studies of patients drawn from psy¬
ill by the treating primary care physician, and nearly two
thirds received either antidepressant medication or some chiatric practice33·34 find a similar pattern: untreated de¬
specialty mental health treatment over the following 3 pressive episodes show a more benign course.
months. Recognition and initiation of treatment were both We do not interpret these findings as evidence against
associated with severity of illness. The depressed pri¬ the efficacy of depression treatment in primary care. In¬
mary care patients in this sample showed relatively good stead, these findings may reflect treatment matching by
short-term outcomes, and rates of improvement were not the primary care physician. Among the group of pri¬
related to either physician recognition or receipt of an¬ mary care patients presenting with depressive illness, phy¬
tidepressant treatment. sicians are more likely to diagnose and treat those with
While reviews often describe lower rates of recog¬ more severe illness and greater disability. Favorable short-
nition of depression in primary care, the recognition rate term outcomes among unrecognized and untreated pa¬
in this sample is consistent with rates in most previous tients suggest that primary care physicians are reason¬
studies using formal diagnostic criteria to identify ma¬ ably accurate in identifying depressed patients who have
a high likelihood of spontaneous recovery.
jor depression. VonKorff et al,11 Gerber et al,12 Wells et
al,16 and Ormel et al23 all reported recognition rates of Our data on intensity of antidepressant treatment
50% to 65% for primary care patients with depressive dis¬ do appear inconsistent with data of earlier reports. Pre¬
orders diagnosed by structured interview. In each of these vious descriptions of antidepressant treatment in pri¬
mary care,18 including two studies from the same health
20
studies, recognition rates were based on specific ques¬
tions to treating physicians regarding psychological dis¬ maintenance organization,21·22 found that the majority of
orders. Substantially lower recognition rates reported in patients receive subtherapeutic antidepressant dosages
other studies probably reflect significant méthodologie or stop treatment during the first month. Different re¬
differences. The 26% recognition of major depression re¬ sults in this sample may reflect the small number of pa¬
ported by Schulberg et al14 was based on chart notations tients treated with antidepressant medications (n=36).
of psychiatric diagnoses. Direct questioning of treating Alternatively, the higher rates of adequate antidepres¬
physicians is likely to yield higher estimates of recogni¬ sant treatment seen here may reflect differences in sample
tion. In this sample, the agreement between recognition selection. Previous studies19"22 have typically examined
as measured by physician questionnaire and the portion patients beginning courses of antidepressant treatment,
of patients receiving treatment supports the question¬ including a large portion with transient depression. In
naire method as an estimate of clinically meaningful rec¬ contrast, a prevalence-based sample typically includes a
ognition. In studies by Nielsen and Williams,13 Magruder- larger portion of chronic cases. Consequently, the cross-
Downloaded from www.archfammed.com at CLOCKSS, on November 7, 2009
sectional method used in this study probably selected a treatment22 found that a substantial minority of
much higher portion of persistent cases than included patients who stop antidepressant treatment during the
in earlier incident samples. If intensity of treatment is re¬ first month make no follow-up visits during the next 6
lated to persistence of depression, a cross-sectional sample months. Without clinical follow-up data, we cannot
determine whether this failure to return indicates
the greatest burden of preventable spontaneous recovery or discouragement and persis¬
tent depression. This group of patients will not be
depression morbidity may lie in reached by efforts to increase physician recognition or
subsequent relapse or recurrence to boost intensity of antidepressant treatment. Improv¬
ing outcomes in patients currently receiving no
would also yield higher estimates of treatment inten¬ follow-up care willrequire systematic and active
sity. Consistent with this explanation, the cross- monitoring after treatment initiation.
sectional Medical Outcomes Study18 found a lower rate Our results and those of earlier primary care
of subtherapeutic dosing (39%) than usually seen in in¬ samples argue for a more focused approach toward
cident samples. improving depression treatment. Patients with unrec¬
These optimistic findings may raise questions ognized depression were less severely ill than those
about generalizability to other primary care settings. with recognized depression, and they remained less ill
This sample was drawn from one health care system at follow-up. Consequently, efforts to improve detec¬
serving a population that was largely white, employed, tion through physician education or routine screening
and well educated. Other ethnic or socioeconomic may not improve overall outcomes. Similarly, patients
groups may experience considerably poorer outcomes. with major depression not treated with antidepressant
Most participating primary care providers were trained medication were less ill at baseline and improved con¬
in family medicine and may have received more inten¬ siderably over 3 months. Increasing the portion of
sive mental health training than physicians in other patients treated with antidepressant medications might
specialties. The high rate of specialty board certifica¬ only result in treatment of less severely ill patients, in
tion among study physicians may indicate a higher whom the efficacy of antidepressants is not well estab¬
level of mental health training or knowledge than gen¬ lished.39·40 Good short-term outcomes in the entire
erally found among primary care physicians. Previous sample suggest that many depressed primary care
studies, however, have suggested lower rates of recog¬ patients may not need more intensive short-term treat¬
nition and poorer outcomes for depressed patients ment. Resources might be more profitably directed at
treated in prepaid health care systems.16·35 ensuring adequate follow-up care for patients cur¬
These findings do suggest that improving the out¬ rently beginning treatment and at reducing the risk of
comes of depressed primary care patients may require a subsequent relapse or recurrence.
shift in focus. By the traditional measures of physician
recognition and short-term outcomes, the gap between Accepted for publication November 8, 1994.
knowledge and current practice may not be as wide as This study was supported by grant MH47765 from
often described.10 Most cases of major depression were the National Institute of Mental Health, Bethesda, Md.
recognized by treating physicians and received some level These data were collected as part of the Psychologi¬
of specific treatment. Physician recognition, likelihood cal Problems in General Health Care Study, coordinated
of initiating treatment, and intensity of treatment were by the Division of Mental Health of the World Health Or¬
all strongly related to severity of illness. Most patients ganization, Geneva, Switzerland. Participating investiga¬
(including those unrecognized and untreated) had rela¬ tors include Orhan Ozturk, MD, and Murat Rezaki, MD,
tively good short-term outcomes. These results, how¬ Ankara, Turkey; Costas Stefanis, MD, and Venetsanos
ever, reflect short-term outcomes of patients attending Mavreas, MD, PhD, Athens, Greece; S. M. Channabasa-
primary care appointments and may give an incomplete vanna, MBBS, MD, and T. G. Sriram, MBBS, MD, Ban¬
picture of overall outcomes. galore, India; Hanfried Helmchen, MD, and Michael Lin¬
First, good short-term outcomes may not reflect long- den, PD, Berlin, Germany; Wim van den Brink, MD, and
term prognosis and risk of relapse or recurrence. In this Bea Tiemens, PhD, Groningen, the Netherlands; Micheal
sample, over 75% of patients with major depression re¬ Olawatura, MD, and Oye Gureje, MD, Ibadan, Nigeria;
ported at least one previous depressive episode. Consis¬ Otto Benkert, MD, and Wolfgang Maier, MSc, MD, Mainz,
tent with this, longitudinal studies of epidemiologie Germany; Richard Gater, MD, and Steven Kisely, MB, ChB,
samples36 and treated samples37·38 find high short-term Manchester, England; Yoshibume Nakane, MD, and Shu-
remission rates but high risk of subsequent relapse or re¬ nichirou Michitsuji, MD, Nagasaki, Japan; Yves Lecru-
currence. Consequently, the greatest burden of prevent¬ bier, MD, and Patrice Boy er, MD, Paris, France; Jorges-
able depression morbidity may lie in subsequent relapse Alberto Costa e Silva, MD, and Louis Villano, MD, Rio de
or recurrence, not in persistence of the index episode. A Janeiro, Brazil; Ramon Florenzano, MD, MPH, and Julia
narrow focus on improving short-term remission rates Acuna, MD, Santiago, Chile; Gregory Simon, MD, MPH,
may have minimal impact on overall morbidity. and Michael VonKorff, ScD, Seattle, Wash; Yan He-Quin,
Second, this cross-sectional sample may not MD, and Xaio Shi Fu, MD, Shanghai, China; and Michelle
include patients who initiated treatment for depres¬ Tansella, MD, and Cesario Bellantuono, MD, Verona, Italy.
sion but did not return for follow-up. Our previous The study advisory group includes Jorges-Alberto Costa e
study of primary care patients initiating antidepressant Silva, MD, David P. Goldberg, MA, BM, Yves Lecrubier,
Downloaded from www.archfammed.com at CLOCKSS, on November 7, 2009
MD, Johan Ormel, PhD, Michael VonKorff, ScD, and Hans- 18. Wells K, Katon W, Rogers B, Camp P. Use of minor tranquilizers and antide-
pressant medications by depressed outpatients: results from the Medical Out-
Ulrich Wittchen, PhD. Coordinating staffai World Health comes Study. Am J Psychiatry. 1994;151:694-700.
Organization headquarters include Norman Sartorius, MD, 19. Magruder-Habib K, Zung WWK, Feussner JR, Ailing WC, Saunders WB, Stevens
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20. Johnson DAW. A study of the use of antidepressant medication in general prac-
ming. tice. Br J Psychiatry. 1974;125:186-192.
Reprint requests to Center for Health Studies, #1600, 21. Katon W, VonKorff M, Lin E, Bush T, Ormel J. Adequacy and duration of an-
1730 Minor Ave, Seattle, WA 98101-1448 (Dr Simon). tidepressant treatment in primary care. Med Care. 1992;30:67-76.
22. Simon G, VonKorff M, Wagner EH, Barlow W. Patterns of antidepressant use
in community practice. Gen Hosp Psychiatry. 1993;15:399-408.
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