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FROM THE ACADEMY

Position Statement

Diabetes Self-Management Education and


Support in Type 2 Diabetes: A Joint Position
Statement of the American Diabetes Association,
the American Association of Diabetes Educators,
and the Academy of Nutrition and Dietetics
Margaret A. Powers, PhD, RD; Joan Bardsley, MBA, RN; Marjorie Cypress, PhD, RN, CNP; Paulina Duker, MPN, RN;
Martha M. Funnell, MS, RN; Amy Hess Fischl, MS, RD; Melinda D. Maryniuk, MEd, RD; Linda Siminerio, PhD, RN; Eva Vivian, PharmD, MS

admissions and readmissions,10-12 as

D
IABETES IS A CHRONIC DISEASE in a consistent manner. The initial
that requires a person with DSME is typically provided by a health well as estimated lifetime health care
diabetes to make a multitude professional, whereas ongoing support costs related to a lower risk for com-
of daily self-management de- can be provided by personnel within a plications.13 Given that the cost of dia-
cisions and to perform complex care practice and a variety of community- betes in the U.S. in 2012 was reported
activities. Diabetes self-management ed- based resources. DSME/S programs are to be $245 billion,14 DSME/S offers an
ucation and support (DSME/S) provides designed to address the patient’s health opportunity to decrease these costs.11,12
the foundation to help people with dia- beliefs, cultural needs, current knowl- It has been projected that one in three
betes to navigate these decisions and edge, physical limitations, emotional individuals will develop type 2 dia-
activities and has been shown to im- concerns, family support, financial sta- betes by 2050.15 The US health care
prove health outcomes.1-7 Diabetes tus, medical history, health literacy, system will be unable to afford the
self-management education (DSME) is numeracy, and other factors that influ- costs of care unless incidence rates
the process of facilitating the knowl- ence each person’s ability to meet the and diabetes-related complications are
edge, skill, and ability necessary for challenges of self-management. reduced.
diabetes self-care. Diabetes self- It is the position of the American DSME/S improves hemoglobin A1c
management support (DSMS) refers Diabetes Association (ADA) that all in- (HbA1c) by as much as 1% in people
to the support that is required for im- dividuals with diabetes receive DSME/S with type 2 diabetes.3,7,16-20 Besides this
plementing and sustaining coping skills at diagnosis and as needed thereafter.8 important reduction, DSME has a posi-
and behaviors needed to self-manage This position statement focuses on the tive effect on other clinical, psychosocial,
on an ongoing basis. (See further def- particular needs of individuals with and behavioral aspects of diabetes.
initions in Figure 1.) Although dif- type 2 diabetes. The needs will be DSME/S is reported to reduce the onset
ferent members of the health care similar to those of people with other and/or advancement of diabetes com-
team and community can contribute types of diabetes (type 1 diabetes, pre- plications,21,22 to improve quality of
to this process, it is important for diabetes, and gestational diabetes mel- life19,23-26 and lifestyle behaviors such
health care providers and their prac- litus); however, the research and as having a more healthful eating
tice settings to have the resources examples referred to in this article focus pattern and engaging in regular physical
and a systematic referral process to on type 2 diabetes. The goals of the po- activity,27 to enhance self-efficacy and
ensure that patients with type 2 dia- sition statement are ultimately to empowerment,28 to increase healthy
betes receive both DSME and DSMS improve the patient experience of care coping,29 and to decrease the presence
and education, to improve the health of of diabetes-related distress16,30 and
This article was simultaneously pub- individuals and populations, and to depression.31,32 These improvements
lished online on June 5, 2015 in Diabetes reduce diabetes-associated per capita
Care, The Diabetes Educator, and the health care costs.9 The use of the dia-
Journal of the Academy of Nutrition betes education algorithm presented in
and Dietetics. The position statement was reviewed and
this position statement defines when, approved by the Professional Practice
2212-2672/Copyright ª 2015 by the what, and how DSME/S should be pro- Committee of the American Diabetes As-
Academy of Nutrition and Dietetics, the vided for adults with type 2 diabetes. sociation; the Professional Practice Com-
mittee of the American Association of
American Diabetes Association, and
Diabetes Educators; and the House
the American Association of Diabetes BENEFITS ASSOCIATED WITH Leadership Team, the Academy Positions
Educators.
DSME/S Committee, and the Evidence-Based
http://dx.doi.org/10.1016/j.jand.2015.05.012 Practice Committee of the Academy of
Available online 5 June 2015
DSME/S has been shown to be
Nutrition and Dietetics.
cost-effective by reducing hospital

JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS 1323


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FROM THE ACADEMY

DSME (Diabetes Self-Management Education)35


 The ongoing process of facilitating the knowledge, skill, and ability necessary for diabetes self-care.
 This process incorporates the needs, goals, and life experiences of the person with diabetes or prediabetes and is guided by
evidence-based research.
 The overall objectives of DSME are to support informed decision making, self-care behaviors, problem solving, and active
collaboration with the health care team and to improve clinical outcomes, health status, and quality of life.
Note: The Centers for Medicaid and Medicare Services uses the term “training” instead of “education” when defining the
reimbursable benefit (DSMT); the authors of this position statement use the term “education” (DSME) as reflected in the National
Standards. In the context of this article, the terms have the same meaning.
Ongoing DSMS (Diabetes Self-Management Support)35
 Activities that assist the person with diabetes in implementing and sustaining the behaviors needed to manage his or her
condition on an ongoing basis.
 The type of support provided can be behavioral, educational, psychosocial, or clinical.
Patient-Centered Care69
 Providing care that is respectful of and responsive to individual patient preferences, needs, and values and ensuring that
patient values guide all clinical decisions.
Shared Decision Making
 Eliciting patient perspectives and priorities and presenting options and information so patients can participate more
actively in care. Shared decision making is a key component of patient-centered care43,77 and has been shown to improve
clinical, psychosocial, and behavioural outcomes.78
Diabetes-Related Distress29,61
 This refers to the negative emotional responses (overwhelmed, hopeless, and helpless) and perceived burden related to
diabetes.
CDE (Certified Diabetes Educator)79
 A health professional who has completed a minimum number of hours in clinical diabetes practice, passed the Certification
Examination for Diabetes Educators (administered by the National Certification Board for Diabetes Educators [NCBDE]), and has
responsibilities that include the direct provision of diabetes education.
BC-ADM (Board Certified—Advanced Diabetes Management)80
 A health care professional who has completed a minimum number of hours in advanced diabetes management, holds a
graduate degree, passed the BC-ADM certification exam (administered by the American Association of Diabetes Educators), and
has responsibilities of an increased complexity of decision making related to diabetes management and education.
Figure 1. Key definitions.

clearly reaffirm the importance and diabetes receive DSME/S services and incorporated into office practices,
value-added benefit of DSME. In addi- ensure that adequate resources are medical homes, and accountable care
tion, better outcomes have been shown available in their respective commu- organizations. Receiving DSME/S in
to be associated with the amount of time nities to support these services. alternative and convenient settings,
spent with a diabetes educator.3,4,7,11 such as community health centers and
This position statement arms health pharmacies, and through technology-
care teams with the information re- PROVIDING DIABETES based programs is becoming more
quired to better understand the edu- EDUCATION AND SUPPORT available and affords increased access.
cational process and expectations for Historically, DSME/S has been provided Regardless of the setting, communi-
DSME and DSMS and their integration through a formal program where pa- cating the information and supporting
into routine care. The ultimate goal tients and family members participate skills that are necessary to promote
of the process is a more engaged in an outpatient service conducted at effective coping and self-management
and informed patient.33 It is recom- a hospital/health facility. In keeping required for day-to-day living with
mended that all health care providers with evolving health care delivery diabetes necessitate a personalized and
and/or systems develop processes to systems and in meeting the needs of comprehensive approach. Effective de-
guarantee that all patients with type 2 primary care, DSME/S is now being livery involves experts in educational,

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FROM THE ACADEMY

clinical, psychosocial, and behavioral medication therapy management de- resources/pdf/general/Diabetes_Services_


diabetes care.34,35 Clear communica- livered by pharmacists, and psychoso- Order_Form_v4.pdf).
tion and effective collaboration among cial counseling offered by mental According to the National Standards
the health care team that includes a health professionals, is also reimbursed for DSME/S, at least one instructor
provider, an educator, and a person through CMS and/or third-party responsible for designing and planning
with diabetes are critical to ensure that payers.35,36 DSME/S must be a nurse, dietitian,
goals are clear, that progress toward In order to be eligible for DSME/S pharmacist, or other trained or
goals is being made, and that appro- reimbursement, DSME/S programs credentialed health professional (a
priate interventions (educational, psy- must be recognized or accredited by certified diabetes educator [CDE] or
chosocial, medical, and/or behavioral) a CMS-designated national accredita- health care professional with Board
are being used. A patient-centered tion organization (NAO). Current NAOs Certified-Advanced Diabetes Manage-
approach to DSME/S at diagnosis pro- are the ADA and the American Associ- ment [BC-ADM] certification) (Figure 1)
vides the foundation for current and ation of Diabetes Educators (AADE). who meets specific competency and
future needs. Ongoing DSME/S can help Both bodies assess the quality of continuing education requirements.35
the person to overcome barriers and programs using criteria established by This person is considered the primary
to cope with the ongoing demands the National Standards for DSME/S instructor. Others can contribute to
in order to facilitate changes during (Figure 2).35 Currently, CMS reimburses DSME and provide support with
the course of treatment and life for 10 program hours of initial diabetes appropriate training and supervision.
transitions. education and 2 hours in each subse- Trained community health workers,
quent year. Referrals for DSME/S must practice-based care managers, peers,
be made by a health care provider and and other support persons (eg, family
REIMBURSEMENT, NATIONAL include specified indicators, such as members, social workers, and mental
STANDARDS, AND REFERRAL diabetes type, treatment plan, and health counselors) have a role in
Reimbursement for DSME/S is available reason for referral. Sample referral forms helping to sustain the benefits gained
from the Centers for Medicare and with information needed for reim- from DSME.37-41 Such staff/resources
Medicaid Services (CMS) and many bursement are available on the ADA can be especially helpful in areas
private payers. Additional discipline- website (http://professional.diabetes.org/ with diverse populations and serve
specific counseling, such as medical Recognition.aspx?typ¼15&cid¼93574) as cultural navigators in health care
nutrition therapy (MNT) provided and the AADE website (http://www. systems and as liaisons to the
by a registered dietitian nutritionist, diabeteseducator.org/export/sites/aade/_ community.

1. Internal structure. The organizational structure or system that supports self-management education; necessary for
sustainability and ongoing self-management education and support.
2. External input. Ensures that providers of DSME will seek input from external stakeholders and experts to promote program
quality.
3. Access. A system of assuring periodic reassessment of the population or community receiving self-management education to
ensure that identified barriers to education are addressed.
4. Program coordination. The designation of an individual with responsibility for coordinating all aspects of self-management
education (even if that person is the solo instructor).
5. Instructional staff. Identifies who can participate in the delivery of self-management education, recognizing the unique skill
set of all potential providers of self-management education.
6. Curriculum. A set of written guidelines, including topics, methods, and tools to facilitate education for all people with
diabetes; exactly what is taught will be based on patient’s needs, preferences, and readiness.
7. Individualization. Instructor(s) will assess the patient to determine an individualized education and support plan focused on
behavior change.
8. Ongoing support. A follow-up plan for ongoing support will be developed by the patient and instructor; communication
among the team regarding goals, outcomes, and ongoing needs is essential.
9. Participant progress. Ongoing measurement of patient self-efficacy and success in self-management and achievement of
goals; designed to continually assess needed support.
10. Quality improvement. Incorporation of systems to continuously look for ways to evaluate DSME/S effectiveness and to
identify areas for improvement.
Figure 2. National standards for diabetes self-management education and support (DSME/S): 10 standards. Adapted with
permission from Haas et al.35

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FROM THE ACADEMY

As an alternative to a referral to a depiction of when to identify and refer that offer specific suggestions re-
formal DSME/S program, office-based individuals with type 2 diabetes garding interactions with the patient
health care teams can explore partner- to DSME/S (Figures 3 and 4; also and topics to address at diabetes-
ships with educators within their com- available as a slide set at pro- related clinical and educational en-
munity or assume responsibility for fessional.diabetes.org/dsmeslides). The counters (Figure 5).
providing and/or coordinating some or algorithm defines four critical time Helping people with diabetes to
all of the patient’s diabetes education points for delivery and key information learn and apply knowledge, skills, and
and support needs. Although this ap- on the self-management skills that are behavioral, problem-solving, and
proach requires knowledge, time, and necessary at each of these critical pe- coping strategies requires a delicate
resources to effectively provide educa- riods. The diabetes education algo- balance of many factors. There is an
tion, it offers a unique opportunity to rithm can be used by health care interplay between the individual and
reach patients at the point of care. This systems, staff, or teams, as well as in- the context in which he or she lives,
position statement and the National dividuals with diabetes, to guide when such as clinical status, culture, values,
Standards for DSME/S are designed to and how to refer to and deliver/receive family, and social and community
serve as a resource for the health care diabetes education. environment. The behaviors involved
team. Although reimbursement for ed- in DSME/S are dynamic and multidi-
ucation services is somewhat limited, mensional.42 In a patient-centered
financial benefits can be realized when Guiding Principles and Patient- approach, collaboration and effective
an office-based program contributes to Centered Care communication are considered the
improved practice processes and pa- The algorithm relies on five guiding route to patient engagement.43-45 This
tients’ achievement of outcomes that can principles and represents how DSME/S approach includes eliciting emotions,
influence mandated quality measures. should be provided through patient perceptions, and knowledge through
engagement, information sharing, active and reflective listening; asking
DIABETES EDUCATION psychosocial and behavioral support, open-ended questions; exploring the
ALGORITHM integration with other therapies, and desire to learn or change; and sup-
The diabetes education algorithm coordinated care (Figure 5). Associated porting self-efficacy.44 Through this
provides an evidence-based visual with each principle are key elements approach, patients are better able to

Figure 3. Diabetes self-management education (DSME) and diabetes self-management support (DSMS) algorithm of care.
ADA¼American Diabetes Association.
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FROM THE ACADEMY

Figure 4. Content for diabetes self-management education (DSME) and diabetes self-management support (DSMS) at four critical
time points. MNT¼medical nutrition therapy.

explore options, choose their own opportunities are listed, it is impor- the educational assessment and plan.
course of action, and feel empowered tant to recognize that type 2 diabetes is Mastery of skills and behaviors takes
to make informed self-management a chronic condition and situations can practice and experience. Often a series
decisions.45,46 Figure 6 provides a list arise at any time that require addi- of ongoing education and support visits
of patient-centered assessment ques- tional attention to self-management are necessary to provide the time for a
tions that can be used at diagnosis and needs. Whereas patient’s needs are patient to practice new skills and be-
at other encounters to guide the edu- continuous (Figure 3), these four crit- haviors and to form habits that support
cation and ongoing support process. ical times demand assessment and, if self-management goals.
needed, intensified reeducation and
self-management planning and 1. New Diagnosis of Diabetes. The
Critical Times to Provide Diabetes support. diagnosis of diabetes is often over-
Education and Support The AADE7 Self-Care Behaviors pro- whelming.48 The emotional response
There are four critical times to assess, vide a framework for identifying topics to the diagnosis can be a significant
provide, and adjust DSME/S47: 1) with a to include at each time: healthy eating, barrier for education and self-
new diagnosis of type 2 diabetes, 2) being active, monitoring, taking medi- management. Education at diagnosis
annually for health maintenance and cation, problem solving, reducing risks, should focus on safety concerns
prevention of complications, 3) when and healthy coping. The educational (some refer to this as survival-level
new complicating factors influence content listed in each box in Figure 4 is education) and “what do I need to do
self-management, and 4) when transi- not intended to be all-inclusive, as once I leave the doctor’s office or hos-
tions in care occur (Figures 3 and 4). specific needs will depend on the pa- pital.” To begin the process of coping
Although four distinct time-related tient. However, these topics can guide with the diagnosis and incorporating

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FROM THE ACADEMY

Engagement. Provide DSME/S and care that reflects person’s life, preferences, priorities, culture, experiences, and capacity.
 Solicit and respond to questions
 Focus on decisions, reasons for the decisions, and results
 Ask about strengths and challenges
 Use shared decision making and principles of patient-centered care to guide each visit
 Engage the patient in a dialogue about current self-management successes, concerns, and struggles
 Engage the patient in a dialogue about therapy and changes in treatment
 Remain “solution neutral” and support patient identifying solution(s)
 Provide support and education to patient’s family and caregiver
Information sharing. Determine what the patient needs to make decisions about daily self-management.
 Discuss that DSME/S is an important and essential part of diabetes management
 Describe that DSME/S is needed throughout the life cycle and is on a continuum from prediabetes, newly diagnosed
diabetes, health maintenance/follow-up, early to late diabetes complications, and transitions in care related to changes in health
status and developmental or life changes
 Avoid being didactic
 Provide “need-to-know” information and avoid providing the encyclopedia on diabetes
 Review that diabetes treatment will change over time
 Provide information to the patient using the above engagement key elements
 Take advantage of “teachable moments” to provide information specific to the patient’s care and treatment
 Assess DSME/S patient/family needs for the behavioral and psychosocial aspects of informed decision making
Psychosocial and behavioral support. Address the psychosocial and behavioral aspects of diabetes.
 Assess and address emotional and psychosocial concerns, such as diabetes-related distress and depression
 Present that diabetes-related distress and a range of emotions are common and that stress can raise blood glucose and
blood pressure levels
 Discuss that diabetes self-management is challenging but worth the effort
 Support self-efficacy and self-confidence in self-management decisions and abilities
 Support action by the patient to identify self-management problems and develop strategies to solve those problems,
including self-selected behavioral goal setting
 Note that it takes about 2-8 months to change a habit/learn/apply behavior
 Address the whole person
 Include family members and/or support system in the educational and ongoing support process
 Refer to community, online, and other resources
Integration with other therapies. Ensure integration and referrals with and for other therapies.
 Ensure access to ongoing medical nutrition therapy
 Recommend additional referrals as needed for behavioral therapy, medication management, physical therapy, etc.
 Address factors that limit the application of diabetes self-management activities
 Advocate for easy access to social services programs that address basic life needs and financial resources

(continued on next page)


Figure 5. Guiding principles and key elements of initial and ongoing diabetes self-management education and support (DSME/S).
Adapted from references 45,58,81.

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FROM THE ACADEMY

 Identify resources and services that support the implementation of therapies in health care and community settings
Coordination of care across specialty care, facility-based care, and community organizations. Ensure collaborative care and
coordination with treatment goals.
 Understand primary care provider and specialist’s treatment targets
 Provide overview of DSME/S to referring providers
 Follow medication adjustment protocols or make necessary recommendation to primary care provider
 Correspond with referring provider about education plan, progress toward treatment goals, and needs to coordinate
education and support from entire clinical team; ensure documentation in the health record
 Ensure provision of culturally appropriate care
 Use evidence-based decision support
 Use performance data to identify opportunities for improvement
Figure 5. (continued) Guiding principles and key elements of initial and ongoing diabetes self-management education and support
(DSME/S). Adapted from references 45,58,81.

self-management into daily life, a dia- visits at the time of diagnosis MNT, mental health provider, or other
betes educator or someone on the are treatment targets, psychosocial specialist may be needed.
care team should work closely with the concerns, behavior change strategies Individuals requiring insulin should
individual and his or her family mem- (eg, self-directed goal setting), taking receive additional education so that the
bers to answer immediate questions, medications, purchasing food, planning insulin regimen can be coordinated
to address initial concerns, and to meals, identifying portion sizes, with the patient’s eating pattern and
provide support and referrals to physical activity, checking blood physical activity habits.50,51 Patients
needed resources. glucose, and using results for pattern presenting at the time of diagnosis
At diagnosis, important messages management. with diabetes-related complications or
should be communicated that include At diagnosis of type 2 diabetes, other health issues may need addi-
acknowledgment that all types of dia- education needs to be tailored to the tional or reprioritized education to
betes need to be taken seriously, com- individual and his or her treatment meet specific needs.
plications are not inevitable, and a plan. At a minimum, plans for nutrition
range of emotional responses is com- therapy and physical activity need 2. Annual Assessment of Education,
mon. Educators should also emphasize to be addressed. Based on the patient’s Nutrition, and Emotional Needs. The
the importance of involving family medication and monitoring recom- health care team and others can help to
members and/or significant others and mendations, themes such as hypogly- promote the adoption and maintenance
of ongoing education and support. The cemia identification and treatment, of new diabetes management tasks,52
patient should understand that treat- interpreting glucose results, risk re- yet sustaining these behaviors is fre-
ment will change over time as type 2 duction, etc, may need to be con- quently difficult. Thus, annual assess-
diabetes progresses and that changes sidered. Patients are supported when ments of knowledge, skills, and
in therapy do not mean that the patient personalized education and self- behaviors are necessary for those who
has failed. Finally, type 2 diabetes is management plans are developed in do meet the goals as well as for those
largely self-managed and DSME and collaboration with the patients and who do not.
DSMS involve trial and error. The task their primary care provider. Depending Annual visits for diabetes education
of self-management is not easy, yet on the qualifications of the diabetes are recommended to assess all areas
worth the effort.49 educator or staff member facilitating of self-management, to review be-
Other diabetes education topics these steps, additional referrals to havior change and coping strategies
that are typically covered during the a registered dietitian nutritionist for and problem-solving skills, to identify
strengths and challenges of living with
diabetes, and to make adjustments in
 How is diabetes affecting your daily life and that of your family? therapy.35,52 The primary care provider
or clinical team can conduct this re-
 What questions do you have?
view and refer to a DSME/S program as
 What is the hardest part right now about your diabetes, causing you the indicated. More frequent DSME/S visits
most concern, or most worrisome to you about your diabetes? may be needed when the patient is
starting a new diabetes medication or
 How can we best help you? experiencing unexplained hypoglyce-
 What is one thing you are doing or can do to better manage your diabetes? mia or hyperglycemia, goals and
targets are not being met, clinical in-
Figure 6. Sample questions to guide a patient-centered assessment.82 dicators are worsening, and there is

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FROM THE ACADEMY

a need to provide preconception the clinical, psychosocial, and behav- and other supplies, medical care, hous-
planning. Importantly, the educator is ioral aspects of diabetes care. ing, or utilities, negatively affect meta-
charged with communicating the re- The diagnosis of additional health bolic control and increase resource use.62
vised plan to the referring provider. conditions and the potential need for When basic living needs are not met,
Family members are an underutil- additional medications can complicate diabetes self-management becomes in-
ized resource for ongoing support self-management for the patient. creasingly difficult. Basic living needs
and often struggle with how to best Diabetes education can address the include food security, adequate housing,
provide this help.53,54 Including family integration of multiple medical condi- safe environment, and access to medi-
members in the DSME/S process on tions into overall care with a focus cations and health care. Education staff
at least an annual basis can help on maintaining or appropriately ad- can address such issues, provide infor-
to facilitate their positive involve- justing medication, eating plan, and mation about available resources, and
ment.55-57 physical activity levels to maximize collaborate with the patient to create
Since the patient has now experi- outcomes and quality of life. In addi- a self-management plan that reflects
enced living with diabetes, it is im- tion to the introduction of new self- these challenges.
portant to begin each maintenance care skills, effective coping, defined as If complicating factors are present
visit by asking the patient about suc- a positive attitude toward diabetes during initial education or a mainte-
cesses he or she has had and any and self-management, positive re- nance session, the DSME/S educators
concerns, struggles, and questions. lationships with others, and quality of can either directly address these factors
The focus of each session should be on life, can be addressed in DSME/S.29 or arrange for additional resources.
patient decisions and issues—what Additional and focused emotional However, complicating factors may
choices has the patient made, why has support may be needed for anxiety, arise at any time; providers should be
the patient made those choices, and stress, and diabetes-related distress prepared to promptly refer patients
if those decisions are helping the pa- and/or depression. who develop complications or other
tient to attain his or her goals—not on Diabetes-related health conditions issues for diabetes education and
perceived adherence to recommenda- can cause physical limitations, such ongoing support.
tions. Instead, it is important for the as visual impairment, dexterity issues,
patient/family members to determine and physical activity restrictions. Dia- 4. Transitional Care and Changes in
their clinical, psychosocial, and behav- betes educators can help patients to Health Status. Throughout the life
ioral goals and to create realistic action manage limitations through education span, changes in age, health status,
plans to achieve those goals. Through and various support resources. For living situation, or health insurance
shared decision making, the plan is example, educators can help patients coverage may require a reevaluation
adjusted as needed in collaboration to access large-print or talking glucose of the diabetes care goals and self-
with the patient. To help to reinforce meters that benefit those with visual management needs. Critical transition
plans made at the visit and support impairments and specialized aids for periods include transitioning into
ongoing self-management, the patient insulin users that can help those with adulthood, hospitalization, and moving
should be asked at the close of a visit visual and/or dexterity limitations. into an assisted living facility, skilled
to “teach-back” what was discussed Psychosocial and emotional factors nursing facility, correctional facility, or
during the session and to identify have many contributors and include rehabilitation center.
one specific behavior to target or diabetes-related distress, life stresses, DSME/S affords important benefits
prioritize.58 anxiety, and depression. In fact, these to patients during a life transition.
factors are often considered complica- Providing input into the development of
3. Diabetes-Related Complications tions of diabetes and result in poorer practical and realistic self-management
and Other Factors Influencing Self- diabetes outcomes.59,60 Diabetes- and treatment plans can be an effec-
Management. The identification of related distress (see definition in tive asset for successful navigation of
diabetes complications or other pa- Figure 1) is particularly common, with changing situations. A written plan
tient factors that may influence self- prevalence rates of 18% to 35% and an prepared in collaboration with diabetes
management should be considered 18-month incidence of 38% to 48%.61 educators, the patient, family members,
a critical indicator for diabetes educa- It has a greater impact on behavioral and caregivers to identify deficits,
tion that requires immediate atten- and metabolic outcomes than does concerns, resources, and strengths
tion and adequate resources. During depression.61 Diabetes-related distress can help to promote a successful tran-
routine medical care, the provider is responsive to intervention, includ- sition. The plan should include person-
may identify factors that influence ing DSME/S and focused attention.30 alized diabetes treatment targets; a
treatment and the associated self- Although the National Standards for medical, educational, and psychosocial
management plan. These factors may DSME/S include the development of history; hypo- and hyperglycemia risk
include the patient’s ability to manage strategies to address psychosocial is- factors; nutritional needs; resources
and cope with diabetes complications, sues and concerns,35 additional mental for additional support; and emotional
other health conditions, medications, health resources are generally required considerations.63,64
physical limitations, emotional needs, to address severe diabetes-related The health care provider can make
and basic living needs. These factors distress, clinical depression, and a referral to a diabetes educator
may be identified at the initial dia- anxiety. to develop or provide input to the
betes encounter or may arise at any Social factors, including difficulty transition plan, provide education, and
time. Such patient factors influence paying for food, medications, monitoring support successful transitions. The goal

1330 JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS August 2015 Volume 115 Number 8
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FROM THE ACADEMY

is to minimize disruptions in therapy publishes nutrition recommendations its proven benefits, is low. For example,
during the transition, while addressing that detail nutrition therapy goals and only 6.8% of individuals with newly
clinical, psychosocial, and behavioral nutrition and eating pattern recom- diagnosed type 2 diabetes with private
needs. mendations.65 All members of the health insurance participated in
health care team should be versed in DSME/S within 12 months of diag-
the basic principles of diabetes nutri- nosis.66 Furthermore, only 4% of
MNT AS AN ADJUNCT TO tion therapy so that they can facilitate Medicare participants received DSME/S
DSME/S PROGRAMS basic meal planning, clarify mis- and/or MNT.4 To increase the number
The National Standards for DSME/S list conceptions, and/or provide reinforce- of individuals with diabetes who
“incorporating nutritional manage- ment of the nutrition plan developed receive DSME/S services described in
ment into lifestyle” as one of nine core collaboratively by the registered dieti- this position statement, it is necessary
topics in a comprehensive program.35 tian nutritionist and the patient to consider the barriers that currently
Some DSME/S programs include MNT (Figure 7). limit provision. Barriers are associated
services delivered by a registered die- with a number of factors including
titian nutritionist, whereas other pro- the health system, the individual
grams provide basic nutrition guidance OVERCOMING BARRIERS THAT health care professional, community
and rely on referrals for MNT. DSME/S LIMIT ACCESS AND RECEIPT OF resources, and the individual with
referral forms often include referral for DSME/S diabetes. Barriers can include a mis-
MNT to help to coordinate care (ADA The number of people with type 2 understanding of the necessity and
and AADE referral forms). The ADA diabetes who receive DSME/S, despite effectiveness of DSME/S, confusion

MNT is an evidence-based application of the Nutrition Care Process provided by the RDN.a It includes an individualized nutrition
assessment, nutrition diagnosis, intervention and monitoring, and evaluation and is the legal definition of nutrition counseling
by an RDN practicing in the United States.8
1. Characteristics of MNT reducing HbA1c by 0.5%-2% for type 2 diabetes:
 Series of three to four encounters with an RDN lasting from 45 to 90 min; the RDN should determine if additional
encounters are needed
 Series of encounters should begin at diagnosis of diabetes or at first referral to an RDN for MNT for diabetes and should be
completed within 3-6 months
 At least one follow-up encounter is recommended annually to reinforce lifestyle changes and to evaluate and monitor
outcomes that indicate the need for changes in MNT or medication(s)
2. MNT provides nutrition assessment, nutrition diagnosis, and an intervention and management plan including the creation of
individualized food plan and support for the following:
 Individualized modification of food plan/physical activity/medication dosing for improved postprandial control,
hypoglycemia prevention, and overall glycemic improvement
 Individualized modification of carbohydrate, protein, fat, and sodium intake and guidance to achieve lipid and blood
pressure goals
 Individualized weight management planning and coaching
 Education and support on additional topics to promote flexibility in meal planning, food purchasing/preparation, recipe
modification, and eating away from home
 Individualized modification of food plan for managing related complications and comorbidities such as celiac disease,
gastroparesis, eating disorders/disordered eating, kidney disease, etc
3. The Centers for Medicaid and Medicare Services reimburses for diabetes MNT when provided by a qualified practitioner
(ie, RDN). Many other payers also provide reimbursement. MNT services are included on the American Diabetes Association
and American Association of Diabetes Educators DSME/S referral forms. A separate MNT referral form is available from
the Academy of Nutrition and Dietetics at: http://www.eatrightpro.org/resource/practice/getting-paid/nuts-and-bolts-of-
getting-paid/diabetes-and-renal-disease-resources
a
The Academy of Nutrition and Dietetics recognizes the use of registered dietitian (RD) and registered dietitian nutritionist
(RDN). RD and RDN can only be used by those credentialed by the Commission on Dietetic Registration.
Figure 7. Overview of medical nutrition therapy (MNT).

August 2015 Volume 115 Number 8 JOURNAL OF THE ACADEMY OF NUTRITION AND DIETETICS 1331
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FROM THE ACADEMY

regarding when and how to make access to and participation in DSME/S. 5. Fan L, Sidani S. Effectiveness of diabetes
self-management education intervention
referrals, lack of access to DSME/S The health care community needs
elements: A meta-analysis. Can J Diabetes.
services, and patient psychosocial processes that support referrals and 2009;33:18-26.
and behavioral factors.67 Provider mis- reimbursement practices, otherwise 6. Ellis SE, Speroff T, Dittus RS, Brown A,
conceptions that can limit access to it will be increasingly more difficult to Pichert JW, Elasy TA. Diabetes patient
DSME/S include a misunderstanding sustain DSME/S services. Attention education: A meta-analysis and meta-
regression. Patient Educ Couns. 2004;
of reimbursement issues and the to these challenges needs to be met 52(1):97-105.
misconception that one or a few initial to provide access particularly for 7. Norris SL, Lau J, Smith SJ, Schmid CH,
education visits are adequate to pro- areas such as rural and underserved Engelgau MM. Self-management educa-
vide patients with the skills needed communities. tion for adults with type 2 diabetes:
A meta-analysis of the effect on glycemic
for lifelong self-management. Lack of control. Diabetes Care. 2002;25(7):1159-
or poor reimbursement for DSME/S 1171.
also can hamper patients’ participation. CONCLUSION 8. American Diabetes Association. Standards
Even when DSME/S programs are Diabetes is a complex and burdensome of medical care in diabetes—2015. Dia-
operating at peak service, they often betes Care. 2015;38(suppl 1):S5-S87.
disease that requires the person
struggle to cover costs—making it easy 9. Berwick DM, Nolan TW, Whittington J.
with diabetes to make numerous daily
The triple aim: Care, health, and cost.
to eliminate programs despite their decisions regarding food, physical ac- Health Aff (Millwood). 2008;27(3):759-
wider influence on reducing costs and tivity, and medications. It also necessi- 769.
improving health outcomes.13 tates that the person be proficient 10. Healy SJ, Black D, Harris C, Lorenz A,
Although people with diabetes re- in a number of self-management Dungan KM. Inpatient diabetes education
is associated with less frequent hospital
port wanting to be actively engaged in skills.35,75,76 In order for people to readmission among patients with poor
their health care, most indicate that learn the skills necessary to be effective glycemic control. Diabetes Care. 2013;
they are not actively engaged by their self-managers, DSME is critical in 36(10):2960-2967.
providers and that education and psy- laying the foundation with ongoing 11. Duncan I, Ahmed T, Li QE, et al. Assessing
chological services are not readily the value of the diabetes educator. Dia-
support to maintain gains made during betes Educ. 2011;37(5):638-657.
available.68 In order to enhance patient education. Despite proven benefits
12. Robbins JM, Thatcher GE, Webb DA,
and family engagement in DSME/S, and general acceptance, the numbers Valdmanis VG. Nutritionist visits, diabetes
provider communication about the of patients who are referred to and re- classes, and hospitalization rates and
necessity of self-management to ach- ceive DSME/S are disappointingly charges: The Urban Diabetes Study. Dia-
betes Care. 2008;31(4):655-660.
ieve treatment and quality-of-life goals small. This position statement and al-
13. Brown HS 3rd, Wilson KJ, Pagán JA, et al.
and the essential nature of both DSME gorithm provide the evidence and Cost-effectiveness analysis of a commu-
and ongoing support throughout a strategies for the provision of educa- nity health worker intervention for low-
lifetime of diabetes is essential tion and support services to all adults income Hispanic adults with diabetes.
Prev Chronic Dis. 2012;9:E140.
(Figure 5). living with type 2 diabetes. It is
Removing barriers to access and in- 14. American Diabetes Association. Economic
imperative that the health care com- costs of diabetes in the U.S. in 2012. Dia-
creasing quality care can be achieved munity, responsible for delivering betes Care. 2013;36(4):1033-1046.
by using data to coordinate care and quality care, mobilizes efforts to 15. Boyle JP, Thompson TJ, Gregg EW,
build workforce capacity.69 The US address the barriers and explores re- Barker LE, Williamson DF. Projection of
health care paradigm is changing sources for DSME/S in order to meet the year 2050 burden of diabetes in the
US adult population: Dynamic modeling
with increased attention on primary the needs of adults living with and of incidence, mortality, and prediabetes
care practices, technology, and quality managing type 2 diabetes. prevalence. Popul Health Metr. 2010;8:29.
measures.70 16. Siminerio L, Ruppert K, Huber K,
Studies have shown that imple- Toledo FG. Telemedicine for Reach, Edu-
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AUTHOR INFORMATION
M. A. Powers is a research scientist, International Diabetes Center at Park Nicollet, Minneapolis, MN. J. Bardsley is assistant vice president, special
projects, MedStar Health Research Institute and MedStar Nursing, Hyattsville, MD. M. Cypress is a nurse practitioner, endocrinology, ABQ Health
Partners, Albuquerque, NM. P. Duker is manager, diabetes education leader, LifeScan, a Johnson & Johnson Diabetes Solutions Company, Dubai,
United Arab Emirates. M. M. Funnell is an associate research scientist, University of Michigan Medical School, Ann Arbor. A. Hess Fischl is teen
transition program coordinator, University of Chicago, Chicago, IL. M. D. Maryniuk is director, care programs, Joslin Innovations, Joslin Diabetes
Center, Boston, MA. L. Siminerio is professor of medicine, School of Medicine, University of Pittsburgh, Pittsburgh, PA. E. Vivian is professor,
University of Wisconsin-Madison School of Pharmacy, University of WisconsinMadison.
Address correspondence to: Margaret A. Powers, PhD, RD, International Diabetes Center at Park Nicollet, 3800 Park Nicollet Blvd, Minneapolis, MN
55416. E-mail: margaret.powers@parknicollet.com
STATEMENT OF POTENTIAL CONFLICT OF INTEREST
No potential conflicts of interest relevant to this article were reported.
ACKNOWLEDGEMENTS
The authors gratefully acknowledge the commitment and support of the collaborating organizations—the American Diabetes Association, the
American Association of Diabetes Educators, and the Academy of Nutrition and Dietetics; their colleagues, including members of the Executive
Committee of the National Diabetes Education Program, who participated in discussions and reviews about this inaugural position statement;
and patients who teach and inspire them. The authors also thank Erika Gebel Berg, PhD (American Diabetes Association) for her invaluable
editorial contribution.
Readers may use this article as long as the work is properly cited, the use is educational and not for profit, and the work is not altered.

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