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Objective
Discuss the indications and techniques for noninvasive positive pressure ventilation
Outline ventilator settings and monitoring needs for the initiation of mechanical ventilation.
Review the guidelines for initial ventilator management that apply to specific clinical
situations. .
Case Study
Tabel 5.1
Neuromuscular disease
Oxygenation abnormalities
Refractory hypoxemia
Advantages Disadvantages
Reduced need for sedation Claustropobia
Preservation of airway- Increased workload for respiratory
protective reflexes practitioner
Avoidances of upper airway Facial/ nasal presure lesions
trauma Unprotected airway
Decreased in incidance of Inabillity to suction deep airway
nosocomial sinusitis and Gastric distension with use of mask or
pneumonia helmet
Improved patient comfort Possible upper-extremity edema, axillary
Shorter lenght of stays in vein thrombosis, tympanic membran
ICU and hospital disfungction, and intrahelmet noise with
improved survival use of helmet
Delay in intubation
NPPV utilizes two levels of positive airway pressure, combining the modalities of
pressure support ventilation (PSV) and continuous positive airway pressure (CPAP)
(see Section 111). By convention, the PSV modality is referred to as IPAP
(inspiratory positive airway pressure), and the CPAP modality is referred to as EPAP
(expiratory positive airway pressure). CPAP alone can also be delivered
noninvasively but does not provide support of ventilation. CPAP allows ' spontaneous
breathing from a gas source at an elevated baseline system pressure (higher than
atmospheric pressure) and is functionally equivalent to positive end-expiratory
pressure (PEEP). The difference between these two pressure levels (AP) determines
tidal volume generated. NPPV can be delivered using a standard ICU ventilator or a
portable device. The benefits of using an ICU ventilator include delivery of a more
precise and higher concentration of oxygen, the separation of inspiratory and
expiratory tubing to prevent rebreathing C02, better monitoring and alarm features,
and improved detection of air leaks. Alarm setups may need to be altered on standard
ventilators because the alarms are typically triggered by exhalation, and noninvasive
ventilation inherently has more gas leakage compared to ventilation via an
endotracheal tube. Ventilators specifically designed to provide patient-triggered
noninvasive pressure support or patient~ triggered volume-cycled breaths are
optimal.
The ventilator connects to a tightly fitted face mask, nasal mask, nasal plugs, or
ahelmet [Figure 5.. 1). Many patients with acute respiratory failure are mouth
breathers, thus the face mask is preferred as it is associated with smaller leaks than
the nasal plugs and nasal mask. The nasal passages may offer significant resistance to
airflow, limiting the benefits of NPPV‘ Some gas leakage is anticipated with both
masks and can be compensated for by increasing pressure settings or increasing the
set tidal volume (VT) level. When a nasal mask is used, the patient’s mouth should
be kept closed or chin straps should be employed to reduce leakage.
D. Which Patients Benefit From NPPV?
Before NPPV is initiated, patient charateristic and potential for successfully treating
the underlying respiratory condition should be eavluated. Table 5-3 lists conditions
leading to respiratory failure that are likely to improve with use of NPPV. Of these,
acute exacerbations of chronic obstructive pulmonary disease and cardiogenic
pulmonary edema are teh two best studied and accepted indications for the
applications OF NPPV.
Each mechanical ventilation respiratorycycle can be divided into two phases: inspiration
and expiration (Figure 5-3). Inspiration is the point at which the exhalation valve doses
and fresh gas under pressure from the ventilator enters the chest. The amount of gas
delivered during inspiration is determined by three targets that can be set on the
ventilator: volume, pressure, and! or flow. cycling the changeover from the end of
inspiration to the expiratory phase, and occurs in response to one of three parameters:
elapsed time, delivered volume, or a decrease in flow rate. During expiration, the
ventilator gas flow is stopped and the exhalation circuit is opened to allow gas to
escape passively from the lungs Expiration continues until the next inspiration begins.
trigering is the changeover from expiration to inspiration. All mechanical ventilators
require some signal from the patient (except when the patient does not interact with the
ventilator) to determine when inspiration should begin. When the patient initiates a
breath, it is called an assisted breath, and a triggering signal results when the patient's
inspiratory effort produces a drop in airway pressure or a diversion of constant gas flow
in the ventilator circuitry. In the absence of patient interaction with the ventilator,
breaths are delivered based on elapsed time (eg, at a set rate of lo breaths/minute and no
detection of patient effort. the ventilator will be triggered every 6 seconds). This is
called an unassisted or mandatory breath. Using these definitions, two ventilator breath
types are possible: full ventilator control (mandatory or unassisted) and partial ventilator
control (assisted). Spontaneous breaths (no ventilator assist) are also possible in modes
such as synchronized intermittent mandatory ventilation (SIMV) and bi-level
ventilation. The most common ventilator breaths are further described later. CPAP
allows spontaneous breathing but is a not mode of ventilation.
The respiratory cycle is the time from the initiation of one breath until the initiation of the next
breath. Triggering (A) signals the transition from expiration to inspiration; cycling (C) indicates
the transition from inspiration to eXpiration. Inspiratory pause (BC). total respiratory cycle
(ABCD). inspiration (ABC). and expiration (CD). Spontaneous breaths do not include an
inspiratory pause. The spontaneous respiratory cycle is ACD.
A. Volume Cycle A Breath
The mode of ventilation describes how one or more types of ventilator breaths
interface with the patient to provide ventilatory support. When mechanical ventilation is
initiated, the optimum ventilatory support for a given clinical circumstance and the
specific needs of the patient must be determined. CPAP is seldom used as initial support
for acute respiratory failure in an intubated patient. It is not considered a mode of
mechanical ventilation because positive pressure is not applied during inspiration. The
respiratory rate and vt are dependent on the patient’s inspiratory effort as the patient
inspires against the resistance of the endotracheal tube. it is mainly used in the final
stages of invasive ventilation, when patients are being assessed for their potential
readiness for extubation.
Commonly used modes of ventilation include assist-control (AC) ventilation, SIMV, and
PSV.The various modes are achieved by using some combination of the three types of
ventilator breaths (described earlier) and may be combined with the application of PEEP.
Airway pressure and flow tracings of spontaneous respiration, CPAP, and the different
modes of mechanical ventilation are illustrated in Figure 5-4.
These tracings have been obtained from a clinical ventilator and represent pressure and
flow tracings. Note, for example, in the tracing for pressure assist-control, the irregular
respiratory pattern created by the combination of patient-initiated breaths and the
programmed respiratory rate in the ventilator.
Airway pressure and flow tracings for spontaneous breathing, for CPAP, and for commonly used
modes of mechanical ventilation. Time Is represented on the horizontal axis and pressure or flow
on the vertical axis. The tracings for this figure have been provided courtesy of Paul Ouellet, PhD
(c) RRT, FCCM.
Each has advantages and disadvantages, as summarized in Table 5-6. In choosing a mode
of ventilation, it is important to consider specific goals, the most important of which are
adequacy of ventilation and oxygenation, reduction in the work of breathing, and the
assurance of patient comfort and synchrony with the ventilator.
Ventilasi tekanan Patient comfort; improved Apnea alarm may not tringger
pattient-ventilator interaction; backup ventilation mode;
decreased work of berathing variabble patient tolerance
A. Assist-Control Ventilation
With proper use of AC, the work of breathing may be significantly decreased. If the
ventilator and the patient are not in synchrony, orif the ventilator inspiratory flow
rates are not matched to the patient’s demand, however, this mode may result in an
increase in the patient’s work of breathing.
This mode has aiso been called continuous mandatory ventilation (CNN), which
more accurately represents a situation in which the patient doesn’t trigger additional
breaths (ie, absent respiratory drive) (Section D) .
PSV provides a preset level of inspiratory pressure assist with each ventilator
detected patient effort. This inspiratory assist is selected to overcome the increased
work of breathing imposed by the disease process, endotracheal tube, inspiratory
valves, and other mechanical aspects of ventilatory support. The set amount of
pressure that is applied augments each patient-triggered breath. All breaths are flow
cycled. With PSV, the patient controls the respiratory rate and exerts a strong
influence on the duration of inspiration, inspiratory flow rate, and Vr. In addition. the
delivered Vr is influenced by pulmonary compliance and resistance. Rapid changes
in these parameters potentially alter the tidal volume and work of breathing. PSV
may be coupled with SIMV. primarily as a means to diminish excess work of
breathing for spontaneous breaths occurring between mandatory breaths (Section C).
Appropriate apnea alarms and a backup ventilation setting are essential. Potential
benefits of PSV include the comfort and tolerance this ventilatpry mode offers some
patients. In addition, PSV may reduce the work of breathing by diminishing patient-
ventilator asynchrony. Typically, as pressure support is increased in patients with
lung disease, the patient's work of breathing and respiratory rate decrease and Vt
increases. With PSV, an endotracheal tube cuff leak may interfere with appropriate
cycling because flow may never drop to the preset threshold for cycling (typically
25% of the peak flow rate).
The most important goals of mechanical ventilation are adequacy of ventilation and
oxygenation, a reduction in the work of breathing, and the assurance of patient comfort
and synchrony with the ventilator. Choosing a mode of mechanical ventilation depends
on the reason it is required and the underlying disease process. In general, AC is used as
the initial mode for a patient needing invasive mechanical ventilation. Each mode has
both advantages and disadvantages, as summarized in Table 5-6. When initiating
ventilatory support in adults, an Fio2 of 1.0 is used to ensure maximal amount of
available oxygen during the patient’s adjustment to the ventilator and during the initial
attempts to stabilize the patient’s condition. In addition, the high level of oxygen offers
support for complications that may have occurred before and during intubation. The
usual recommended VT level is 8 to 10 mLI kg and should be calculated by using
predicted body weight (to estimate predicted body weight, see the formulas on the next
page). Higher VT levels should be avoided to reduce the possibility of pulmonary
injury. An appropriate respiratory rate should be set to achieve the desired minute
ventilation. Normal minute ventilation (vt x respiratory rate) is approximately 7 to 8
lein, but certain conditions may require levels that more than double this baseline.
Minute ventilation should be adjusted to produce the paco2 level that allows an
acceptable acid-base (pH) status for the patient's clinical condition. As a general rule,
F102, mean airway pressure, and PEEP affect the Pao2 whereas the respiratory rate, VI),
and VT affect alveolar minute ventilation and Paco2. One should be cognizant of the
fact that in many circumstances (acute respiratory distress syndrome and severe
obstructive lung disease), the goals of mechanical ventilation are not to normalize blood
gases. Hypercapnia and respiratory acidosis are tolerated in such situations to achieve
goals such as minimizing dynamic hyperinflation and avoiding ventilator-associated
lung injury. guidelines for the iniyiation of mechanical ventilation are listed in Table 5-
7.
Tabel 5.7
1. Choose the ventilator mode with which you are most familiar. The primary goals of
ventilatory support are adequate oxygenation! ventilation. reduced work of
breathing synchrony between patient and ventilator, and avoidance of high end-
inspiration alveolar pressures.
2. The initial fio2, should be 1.0. The Fro2 thereafter can be titrated downward to
maintain the Spo2 at 92% to 94%. In severe acute respiratory distress syndrome an
Spoz 288% may be acceptable to minimize complications of mechanical
ventilation.
4. Choose a respiratory rate and minute ventilation appropriate for the particular
clinical requirements. Target pl-l. not Paco2
5. Use PEEP to diffuse lung Injury to maintain open alveoli at and expiration. If
volume Is held constant. PEEP may increase peak inspiratory plateau pressure a
potentially undesirable effect In ARDS. PEEP levels >15 cm H20 are rarely
necessary.
6. Set the trigger sensitivity to allow minimal patient effort to initiate inspiration.
Beware of auto-cycling if the trigger setting is too sensitive.
8. Call the critical care consultant or other appropriate consultant for assistance.
After mechanical ventilation has been initiated. the following parameters should be
assessed and titrated to achieve the desired goals. Many important inter-relationships
exist amongventilator settings, and the consequences of making any change must be
appreciated. This interdependency alparameters may lead to beneficial or harmful
effects in the respiratory andlor cardiovascular systems. Critical care consultation
should be obtained for complex patients.
A. Inspiratory Pressure
During positive pressure volume assist-control ventilation, airway pressure rises
progressively to a peak inspiratory pressure (Ppeak; Figure 5-5), which is reached
at end inspiration. The Ppeak is the sum of the pressure required to overcome
airway resistance and the pressure required to overcome the elastic properties of the
lung and chest wall. Ppeak, sometimes referred to as peak airway pressure, is
affected by many other variables, such as the flow rate, diameter of the
endotracheal tube, secretions, and diminished bronchial diameter. When an
inspiratory hold is applied at the end of inspiration, gas flow ceases, all dynamic
factors are eliminated, and the pressure drops to a measurement called the
inspiratory plateau pressure (Pplat). The Pplat reflects the pressure required to
overcome the elastic recoil within the lung and chest wall and is, contrary to the
Ppeak. a static pressure. The Pplat is the best estimate of peak alveolar pressure,
which is an important indicator of alveolar distension. Accurate measurement of
Pplat requires the absence of any patient effort, and an inspiratory hold for a
minimum of 0.5 seconds.
Potential adverse effects from high inspiratory pressures include barotrauma,
volutrauma, and reduced cardiac output. Barotrauma (pneumothorax,
pneumomediastinum) and volutrauma (lung parenchymal injury due to
overinflation), although linked to high Ppeak, correlate best with Pplat. As
mentioned earlier, an example of the relationship of Ppeak and Pplat to alveolar
distension is demonstrated by the effect of endotracheal tube size on Ppeak and
Pplat. As the intemal diameter of an endotracheal tube is decreased in a patient
receiving volume ventilation, the same V'r will result in higher Ppeak, yet Pplat and
alveolar distension remain unchanged as the pressure is dissipated across the
resistance of the endotracheal tube. The same VT, regardless of the type of breath,
produces the same alveolar distension at end inspiration. To avoid injury in patients
receiving mechanical ventilation, inspiratory plateau pressure should be maintained
<30 cm H20. The relation of Ppeak and Pplat is illustrated in Figure 5-5.
This figure demonstrates airway pressure tracings for typical volume assist-control
ventilation under conditions of normal compliance and resistance, increased airway
resistance, and decreased respiratory system compliance. When resistance is
increased, the waveform of pressure versus time will demonstrate an increase in
peak inspiratory pressure to reflect the pressure required to deliver a lixed tidal
volume against increased airway resistance. Plateau pressure, obtained during an
inspiratory hold, is unchanged. When compliance is decreased, as in the third
tracing, both peak inspiratory pressure and plateau pressure rise for a fixed tidal
volume. As resistance is unchanged, the difference between peak pressure and
plateau pressure is not affected.
Elevated Pplat may be reduced by the following interventions :
Decreased PEEP, which may also decrease oxygenation and worsen alveolar
collapse ( if PEEP is used to improve oxygenattion and alveolar stability).
Decrease VT, which may lead to hypercapnia due to a reduction in minute
ventilation.
Decrease auto-PEEP (see next section) with interventions that prolong the
expiratory time, understanding that this may lead to hypercapnia.
B. Relation Of Inspiratory Time To Expiratory Time And Auto PEEP
If the expiratory time is too short to allow full exhalation, the previously delivered
bréath is not completely expired and the next lung inflation is superimposed upon the
residual gas in the lung. This results in lung hyperinflation and PEEP over and above
the preset level on the ventilator. This increase in end-expiratory pressure is called
auto-PEEP, or intrinsic, inadvertent, or occult ' PEEP. Auto-PEEP can be quantified by
using manual methods or through electronic programs within some ventilators during
an expiratory hold maneuver. However, it is most easily diagnosed qualitatively by
viewing the flow-versus-time graphic waveform tracing available on most mechanical
ventilators, as the expiratory flow fails to reach the zero flow level before the initiation
of the next breath (Figure 5-6). The potentially harmful physiologic effects of auto-
PEEP on peak. plateau. and mean airway pressures are the same as those of preset
PEEP. In addition, high levels of PEEP may decrease venous return to the heart,
resulting in hypotension and higher Pooz due to increased dead space, and adversely
affect oxygenation (especially with asymmetric lung disease)
Figure 5-6. Flow-versus-time Waveform Demonstrating Auto-PEEP
I Decrease respiratory rate by changing the set rate or sedating the patient. These
interventions result in fewer inspirations per minute and thus increase the total
expiratory time available; this is the most effective way of decreasing auto-PEEP.
I Decrease vt, which requires less time to deliver a smaller breath and allows more
time for exhalation.
I Increase gas flow rate. delivering the VT faster and allowing more time in the
cycle for exhalation. This intervention has little impact unless the initial how rate
was set at an extremely low level.
The first two interventions, as discussed earlier, may lead to hypercapnia due to a
reduction in minute ventilation; however; the benefits of a decrease in auto-PEEP
despite the lower minute ventilation may lead to little change in Paco2. When severe
air trapping occurs, allowing sufficient expiratory time may improve ventilation and
C02 removal. Hypercapnia and a controlled reduction in pH (permissive hypercapnia)
may be acceptable in some clinical conditions but requires expert consultation. This
approach may not be suitable for patients with intracranial hypertension because
hypercapnia causes cerebral vasodilation and further increases in the intracranial
pressure.
C. Fio2
High levels of inspired oxygen may be harmful to lung parenchyma after prolonged
exposure. Although the prease threshold for concern is not known, it is desirable to
reduce the Fi02 <0.5 (50% oxygen) within the first 24 hours. However, hypoxemia is
always considered a greater risk to the patient than high Fro2 levels.
The primary determinants of oxygenation during mechanical ventilation are Flo2 and
mean airway pressure (Paw), VT, [:13 ratio, inspiratory flow rate, PEEP, auto-PEEP,
use of inspiratory pause, and the inspiratory: flow warreformn pattern (volume
breaths). In the patient with acute lung injury (All) and acute respiratory distress
syndrome (ARDS). PEEP becomes a major determinant of mean airway pressure. The
Inter-relationships of these various parameters, as already demonstrated. often lead to
complex adjustments Within the plan for mechanical ventilation. ‘
where Vn is dead space and f is the respiratory rate (Chapter 4). The Vr, the respiratory
rate, and their inter-relationships with other ventilatory parameters have already been
discussed. Physiologic VD represents, in general, lung units that are relatively well
ventilated but underperfused. The physiologic effect of high amounts of V0 is
hypercapnia. Dead space may result from the pathologic process in the lung or from
mechanical ventilation complicated byliigh airway pressures. low intravascular
volume, or low cardiac output. It may be necessary to use a low Vt to avoid high
airway pressure and] or a low respiratory rate to avoid auto~PEEB thus permitting
hypoventilation and hypercapnia.
E. Humidification
Gases delivered by mechanical ventilators are typically dry, and the upper respiratory
tract is bypassed by artificial airways, resulting in loss of heat and moisture. Heating
and humidification of gases are routinely provided during mechanical ventilation to
prevent mucosal damage and minimize inspissation of secretions. Available systems
include passive humidifiers (artificial nose) or active, microprocessor-controlled heat
and humidifying systems (heated humidifiers).'l‘he passive humidiiiers are
contraindicated in the presence of copious secretions, minute ventilation >12 Ll min,
air leaks >15% of delivered tidal volume, or blood-in the airway.
PEEP is the cornerstone strategy employed for disease states that cause alveolar
collapse or airway closure (eg. ARDS). It causes alveolar recruitment and prevents
repeated opening and closing of the alveoli (atelectrauma). Titration of PEEP for
hypoxernic respiratory failure secondary to ARDS can be performed according to the
PEEP! Fro2 combinations given in Table 5-8. In cases of severe obstructive lung
disease, applying external PEEP and setting it close to the auto-PEEP value can help
offset the work of breathing to trigger the ventilator. Seeking expert consultation is
prudent if higher levels of PEEP are required to maintain oxygenation.
G. Prophylactic Therapies
case study
ALI and ARDS cause a decrease in lung compliance, making the lungs stiff and
difficult to inflate, and produce hypoxemic respiratory failure (Chapter 4). Guidelines
for mechanical ventilation in ALI and ARDS are outlined in Tables 5-8 and 5-9. High
Ppeak and Pplat complicate mechanical ventilation because of the low lung
compliance or high airway resistance. Lower Vr is required and the Pplat should be
maintained at the desired level of 530 cm H20; permissive hypercapnia may be
required to accomplish that goal. The F102 is increased as necessary to prevent
hypoxemia but reduced as soon as other ventilatory interventions are effective.
Because of increased shunt in ARDS, hypoxemia may be severe. PEEP is the most
effective way to improve oxygenation and is typically applied in the range of 8 to 15
cm H20, based on the severity of hypoxemia. Higher PEEP levels may be indicated in
severe lung injury. Although patients with ARDS are somewhat less likely to develop
auto-PEEP because expiratory time requirements are reduced due to decreased lung
compliance (stiffness), its presence should be monitored, especially at higher 11E
ratios. Table 5-9 outlines the recommended strategy for ventilating patients with
ARDS. Table 5-8 outlines the recommended Fro2 and PEEP combinations.
Mechanical ventilation for patients with asthma and chronic obstructive pulmonary
disease is designed to support oxygenation and assist ventilation until airway
obstruction has improved. Mechanical ventilation in these patients may produce
hyperinflation, auto-PEEP, and resultant hypotension. Therefore, careful attention is
needed to balance cycle, inspiratory, and expiratory times.
The initial VT should be «6 to 8 mL/kg, and the minute ventilation should be adjusted
to a low normal pH. With volume ventilation, the inspiratory flow rate should be set to
optimize the 1:13 ratio and allow complete exhalation. Such management reduces
breath stacking and the potential for auto-PEEP. As flow rate increases, Ppeak may rise
but not be mirrored in the Pplat; this is a function of airways resistance and not an
indication of worsening lung compliance.
'while the patient is support with mechanical ventilation, airway obstruction should be
aggressively treated with bronchodilators (Chapter 4). As airflow improves, the
patient Will tolerate higher Vr levels and longer inspiratory times
Patients who receive mechanical ventilatory support require continuous monitoring to assess
the beneficial and potential adverse effects of treatment (Table 510). Arterial blood gas
measurements provide valuable information about the adequacy of oxygenation, ventilation,
and acid-base balance. This information is essential during the initial phases of ventilatory
support and during periods of patient instability. If available, a pulse oximeter (Chapter 6)
and end-tidal capnometer (for measuring end-tidal c02) can be used to further monitor the
patient progress
Rekomendations For Monitoring Mechanical Ventilation
1. Obtain a chest radiograph after intubation and additional chest radiographs as indicated to
evaluate any deterioration in status.
2. Obtain arterial blood gas measurements after initiation of mechanical ventilation and
intermittenly. based on patient status.
3. Measure vital signs frequently and observe the patient directly (including patient-
ventilator interaction).
A. Tension Pneumothorax
C. Auto – PEEP
Auto-PEEP occurs when the combination of ventilator settings and patient physiology
results in an inadequate expiratory time. Excessive end expiratory pressure may increase
intratlroraeie pressure and cause hypotension due to decreased venous return to the heart.
Although aim-PEEP may occur in any patient. those with obstructive airway disease are
particularly predisposedto this condition. Assessment and treatment of auto-PEEP are
performed as previously described.
Stress from the cause of acute respiratory failure, as well as the stress of intubation itself,
may lead to increased myocardial oxygen demand and to acute myocardial ischemia,
infarction, and subsequent hypotension. Patients at high risk should be evaluated with
serial electrocardiograms and myocardial markers of injury.
Key points
The primary goals of noninvasive and invasive positive pressure ventilation are to
support ventilation and oxygenation and to reduce writ of breathing while orienting
patient comfort.
NPPV is best utilized in the alert. Cooperative patient whose inspiratory condition is
expect to improve in 48 to 72 hours.
The complex intetactions of inspiratorypressures, I:E ratio Fi02 and PEEP must be
appreciated to evaluate the potential benefits and harmfull effects in each patient.
The primary determinants of oxygenation are Fio2, and mean airway pressure whereas
alveolar ventilation primarily affects co2 exchange
During mechanical ventilation a patient must be closely monitored using the ventilator
alarm systems, continuous pulse axitnetry, attentive physicald assessment. measurement
of inspiratory plateau pressure (as clinically appropriate), and intermittent arterial blood
gases and chest radiographs as needed.