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Physical Communication
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article info a b s t r a c t
Article history: Orthogonal frequency division multiplexing (OFDM) with index modulation (OFDM-IM), which has been
Received 15 May 2018 recently proposed as an alternative waveform to classical OFDM, generally achieves lower bit error rate
Received in revised form 10 October 2018 compared to classical OFDM because it is more robust to bit errors by encoding the information in the
Accepted 2 December 2018
location of the active subcarriers instead of only modulating the subcarriers. In this paper, we propose a
Available online 6 December 2018
higher-performance OFDM-IM scheme. The proposed system is more reliable than OFDM-IM, particularly
Keywords: for channels that have deep fading. The proposed system uses generalized prefix (GP) as a guard interval
Index modulation and this GP provides additional degrees of freedom, which can be optimized. Comprehensive computer
OFDM simulation results are included to demonstrate the significant performance improvement for different
Generalized prefix channel models, such as deep Rayleigh fading and realistic channels with high mobility.
Deep fading channels
© 2018 Published by Elsevier B.V.
https://doi.org/10.1016/j.phycom.2018.12.001
1874-4907/© 2018 Published by Elsevier B.V.
Y. Acar and T. Cooklev / Physical Communication 32 (2019) 192–199 193
Table 1 active. As a result, the total transmitted bits of each subblock can
OFDM-IM parameters and symbols. be calculated as
Parameters Definition
m Number of information bits in each OFDM block
⌊log2 (C (n, k))⌋ + log2 (M)k = m1 + m2 , (1)
g Number of groups each containing p bits
where M corresponds to modulation size, C (n, k) denotes the bi-
p Number of bits per group (i.e., p = m/g)
N Number of OFDM subcarriers nomial coefficient and ⌊.⌋ is the floor function.
NC Length of cyclic prefix Which subcarrier indices are active is shown in Table 2. For
F Discrete Fourier transform (DFT) matrix example, when the incoming bit sequence is [0, 0] the first and the
K Number of non-silent subcarriers (i.e. K = kg) second subcarriers contain modulated symbols. The other subcar-
OFDM subblock length (i.e. n = N /g)
n
riers are not used. At each sub-block β , indices are selected by the
k Number of active subcarriers in each subblock
p1 Total number of bits that are mapped onto the active index selector. The selected indices are given as follows:
indices in each subblock
Iβ = iβ,1 . . . iβ,k ,
{ }
p2 Total number of modulation bits in each subblock (i.e.
(2)
p2 = klog2 M)
where iβ,γ ∈ [1, . . . , n] for β = 1, . . . , g and γ = 1, . . . , k.
m1 The total number of data bits conveyed by indices in the
OFDM block
The modulated symbols at the output of the M-ary QAM mod-
m2 The total number of data bits conveyed by the modulations ulator are given by the vector
Iβ Selected indices for subblock β
sβ = sβ (1) . . . sβ (k) ,
[ ]
sβ Modulated symbol for subblock β (3)
where sβ (γ ) ∈ S , β = 1, . . . , g , γ = 1, . . . , k. By using Iβ and sβ
Table 2 for all β , the OFDM block generator creates all of the sub-blocks
A look-up table of OFDM-IM scheme for n = 4, k = 2, p1 = 2. and then creates the N × 1 OFDM-IM symbols as follows:
Bits Subblock indices Subblock symbols
x = [x(1) x(2) . . . x(N)]T , (4)
[0, 0] {1,2} [s1 , s2 , 0, 0]T
[0, 1] {2,3} [0, s1 , s2 , 0]T where x(n) ∈ {0, S } , n = 1, . . . , N. As shown in Fig. 3 there
[1, 0] {3,4} [0, 0, s1 , s2 ]T are some zero subcarriers the position of which also carries infor-
[1, 1] {1,4} [s1 , 0, 0, s2 ]T
mation unlike the conventional OFDM. Then, N-point inverse fast
Fourier transform (IFFT) of the vector x is obtained as X = FH x,
where FH is the N-point inverse FFT matrix.
there is no work on other prefix constructions for OFDM-IM sys-
tems. 2.2. Proposed method
This paper proposes a generalized prefix (GP) as a guard inter-
In the proposed system, the guard interval consists of a prefix
val [18]. Similar to the CP, this prefix construction decomposes the
constructed by multiplying the last C samples with a complex
channel into N parallel and independent subchannels. However,
number ψ as shown in Fig. 2. This is equivalent to:
the difference is that the fades and nulls of these subchannels can
be less deep. The GP can be optimized as an additional link adap- X = [diag {D}]−1 FH x, (5)
tation technique. CP is not the optimal guard interval; the reason
where diag {D} is a diagonal matrix with ψ along the main diago-
n
that known OFDM-IM systems employ a CP is convenience and
nal:
computational simplicity for detection and synchronization. The
1
⎡ ⎤
proposed GP maintains these advantages and, at the same time,
increases the robustness of the subcarrier location information. ⎢ ψ ⎥
While the proposed technique always performs better than the diag {D} = ⎢
⎢ ψ2 ⎥.
⎥
(6)
known OFDM-IM, when the transmission is over Rayleigh channels
⎢ .. ⎥
⎣ . ⎦
the performance improvement is even more considerable.
ψ N −1
The rest of our paper is organized as follows. In Section 2, we
describe the proposed system. The optimization procedure is dis- Then a guard interval is added of length C which can be represented
cussed in Section 3. In Section 4, the detection procedure is given. in matrix form as
Extensive computer simulation results are provided in Section 5. xψ = Gψ X, (7)
Finally, conclusions are given in Section 6. 1
where
φ.IC
[ ]
2. High-performance OFDM-IM ψ O
G = C ×(N −C ) . (8)
IN
2.1. OFDM-IM
The complex numbers φ and ψ are related, φ = ψ N , and their
absolute values are one. Hence, we can maintain the same PAPR.
In this paper, we consider an OFDM-IM system, illustrated in After the addition of a GP, parallel-to-serial and digital-to-
Fig. 1, operating over a frequency-selective Rayleigh fading chan- analog conversions, this signal is sent through a L-tap Rayleigh
nel. The parameters of the system are summarized in Table 1. The fading channel given by
subcarriers are split into g groups or sub-blocks of n subcarriers
each. In each group only k out of the n available subcarriers are hT = [hT (1) . . . hT (L)]T , (9)
where the coefficients are circularly symmetric complex Gaussian
1 Notation: Small and bold letters like ‘a’ denote vectors. Capital and bold letters random variables, hT (l) ∈ CN (0, 1L ), l = 1, . . . , L.
like ‘A’ denote matrices. The notations (.)T , (.)H , ∥.∥ and (.)−1 denote transpose, At the receiver, after removing the prefix (by applying M),
Hermitian (transpose, Euclidean norm and inverse of a vector or a matrix, respec- matrix multiplication with diag {D}, and finally the FFT, one obtains
tively. CN 0, σ 2 is circularly symmetrical Gaussian distribution with variance σ 2 .
)
that:
S denotes the complex signal constellation of size M. IC denotes the C × C identity
matrix. OC ×M denotes the C × M zero matrix. y = F[diag {D}]MHT xψ + w, (10)
194 Y. Acar and T. Cooklev / Physical Communication 32 (2019) 192–199
3.1. Optimization
where Pe (ψ ) is the average bit error probability of the proposed Fig. 4. The impact of α on the BER performance of proposed GP OFDM-IM systems
OFDM-IM which can be expressed as follows [11]-(20): with BPSK.
1 ∑∑
Pe (ψ ) ≈ Pψ (Y → Ŷ)e(Y, Ŷ) (16)
pnY procedures as in [18] cannot be used directly. Furthermore, the
Y Ŷ
optimization procedure not only requires channel state informa-
where p is total number of bits per subblock (i.e., p = m/g), e(Y, Ŷ) tion (CSI), but also knowledge of n and k. Therefore, the optimiza-
represents the number of bit errors for the corresponding pairwise tion must be done at the transmitter. This is possible since many
error event and nY is the number of the possible[ realizations of modern wireless systems have evolved to the point where CSI is
Y [4]. The search space is limited to the interval 0, 2Nπ because
]
provided to the transmitter.
the frequency response (13) is periodic with respect to α and the
period is 2Nπ .
There are many optimization algorithm to find the optimum 4. Detection
frequency shift α ∗ . One of the efficient algorithm which is used in
this woks is the golden section search method. In this method [p, q] The detection problem for OFDM-IM is more challenging than
is a given interval and the points a and b can be calculated as: the detection problem for OFDM. It is clear that, the receiver not
only needs to detect the M-ary symbols, but also the indices of
a = q − (q − p)κ, b = p + (q − p)κ, (17)
√ active subcarriers for the OFDM-IM scheme. There are two main
where κ = 5−1
is the golden section ratio. Then, a new search
2
types of detectors, based on log-likelihood ratio (LLR) and maxi-
interval is obtained according to whether Pe (eja ) ≤ Pe (ejb ) or not. mum likelihood (ML) [4].
Note that the optimum value of α depends on n, k, and the In order to make a joint decision on the M-ary constellation
SNR (i.e. α ∗ = α (n, k, L)). Therefore, one-dimensional optimization symbols and the active indices it is possible to use a ML detector
196 Y. Acar and T. Cooklev / Physical Communication 32 (2019) 192–199
Fig. 7. BERs as a function of L for the standard and proposed OFDM-IM systems
Fig. 5. BERs as a function of k for the standard and proposed OFDM-IM systems with n = 4 and k = 2.
with n = 32.
5.1. Scenario-1
Fig. 8. The effect of varying L values on BER performance of proposed GP OFDM-IM Fig. 10. BER performance comparison of CP OFDM-IM and proposed GP OFDM-IM
schemes for 16-QAM with n = 4 and k = 2. with L = 10, C = 16, n = 16 and k = 10.
Fig. 9. BER performance comparison of CP OFDM-IM and proposed GP OFDM-IM Fig. 11. BER performance comparison of CP OFDM-IM and proposed GP OFDM-IM
with L = 10, C = 16, n = 4 and k = 2. under imperfect CSI with L = 10, C = 16, n = 16 and k = 10.
Fig. 12. BER performance comparison of CP OFDM-IM and proposed GP OFDM-IM Fig. 14. BER performance comparison of CP OFDM-IM and proposed GP OFDM-IM
under imperfect CSI with QPSK, L = 10, C = 16, n = 4 and k = 2. under channel coding with L = 10, C = 16, n = 4 and k = 2.
6. Conclusions
Acknowledgments
This work has been supported from the Scientific and Tech-
nological Research Council of Turkey (TUBITAK) under the BIDEB-
2219 Postdoctoral Research Program.
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Research at the same institution. He has been involved
(2011) 3684–3693.
with the development of several wireless standards. He
[19] V. Tarokh, H. Jafarkhani, A.R. Calderbank, Space-time block codes from orthog- has received research grants and has served as a con-
onal designs, IEEE Trans. Inf. Theory 45 (5) (1999) 1456–1467. sultant for several major corporations and government
[20] Y. Acar, H. Doğan, E. Panayirci, Pilot symbol aided channel estimation for organizations. His research interests are in the areas of
spatial modulation-ofdm systems and its performance analysis with different digital signal processing, wireless standards, radio archi-
types of interpolations, Wirel. Pers. Commun. 94 (3) (2017) 1387–1404. tectures, and modern wireless systems for commercial
and military applications. He has published over 100 publications in these areas.