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Abstract
1. De architectura
tect, nevertheless would allow him to understand the operations of the ar-
chitect and even on occasion to guide the workers. For Fleury, though
the book is original, its conception of architecture is inscribed within the
Hellenistic current of architectural thought; the architect — the architec-
tus of the beginnings of the Empire — is simultaneously what we today
mean by an architect, and also a civil engineer and a military engineer,
with a domain of competence including matters such as hydraulics, horol-
ogy (related to astronomy), and mechanics. The book is thus also related
to a certain Latin tradition of technical literature (Fleury 1990: XXXI–
XXXIX; see also Callebat and Fleury 1986: XIII–XVI).
transparent thinness of water, the oars send back images that, floating at
the topmost level of the water, are disturbed and produce in the eyes of
the beholder the broken appearance of the oars). In the case of architec-
ture, attention must be given to its appearance, this is why we must adapt
the form to the nature of the site, since appearance is di¤erent if some-
thing is near, if it is elevated, if it is in a confined or an open site.
Vitruvius follows a very similar reasoning in Book III (V: 8–9), when
writing on architraves. I shall not deal with the contradiction that marks
the relations he presents between the heights of the architraves and the
dimensions of the columns (see on this contradiction, Gros 1990: 177–
179, n. 4). The weight of the discussion is given to the formulation of the
height of the architrave as a proportion of the height of the column, in
such a manner that the proportion increases as a function of a denomina-
tor that decreases with the increase of the height of the column. The inter-
pretation he gives for this regularity is di¤erent from that for the oars.
The higher, he writes, the ray issuing from the eye is raised, the more dif-
ficulty it has in piercing the dense layers of the air; because of the distance
the ray has to travel upwards, it is dispersed and loses its power. The re-
sult is that it reports to the senses imprecise information relative to the
existing symmetria.
According to the passage in Book VI, since certain things appear to the
eye as other than what they really are, the architect must make (subtle)
adjustments, i.e., add to or subtract from the symmetria of the building
(cf. III.III.11) according to the nature or requirements of the site. When
discussing architraves, Vitruvius generalizes his argument: for all mem-
bers obeying the proportional system, we must add to the proportion
one supplementary element in cases when the member is either situated
at a very great height or is itself of large dimensions (see also III.III.13).
In Book VI, the operation of adding or subtracting leads, according to
Vitruvius, to a balanced appearance, and presupposes not only theory
but also a fine judgment: first we define the symmetria and then, on
its basis, the modifications are correctly deduced. In this manner, he
writes, eurythmia will be convincing to the viewer. We note that in a few
cases eurythmia abandons proportions2 (see also Frézouls 1968: 443–444,
445).
Pierre Gros (1990: 120, n. 3, and 179, n. 8.4 and n. 9.1) believes that the
initial project of Vitruvius referred solely to symmetria and the treatment
of eurythmia is foreign to this project. Undoubtedly this view is related to
his conclusion that the examples of optical illusions Vitruvius gives are
heterogeneous and of a level not beyond that of the school (Gros 1982:
672). What seems clear is that the close, and forced, bridging of these
two incompatible approaches is possible if eurythmia is understood as a
198 A. Ph. Lagopoulos
activity, while the second as a state that is the aim and e¤ect of this activ-
ity (Watzinger 1909: 211–212, 214, 220; see also Scranton 1974).
There are overlappings between Vitruvius’s concepts (see also Frézouls
1968: 445; Knell 1985: 30), but Watzinger attempts with his above pro-
posal to discover their correspondence and coherence. I find his proposal
generally convincing, though not perhaps throughout; for example, while
the nature of appropriateness corresponds to a state, the suggested man-
ners of achieving it are processual. On the other hand, the order accord-
ing to which Vitruvius presents the six concepts founding ‘‘his’’ theory of
architecture poses another problem. Heiner Knell (1985: 34, 168), while
believing that the concepts belong to a holistic conception, does not try
to explain Vitruvius’s sequence. Robert L. Scranton (1974: 499) proposes
a logical sequence, but it is not convincing.5
Vitruvius’s theory of architecture has been approached from four dif-
ferent perspectives: as a loose whole; as an integrated whole; as a whole
composed of two repetitive (sub-) wholes, corresponding to di¤erent
viewpoints, since they are considered to be related as processual cause
to desired e¤ect; and as composed of concepts that may be organized in
a significant sequence, di¤erent, however, from the one proposed by
Vitruvius himself. It is reasonable to think that Vitruvius, in his attempt
to systematize architectural theory, would have a tendency to harmonize
the concepts used. This integration would certainly imply some intellec-
tual acrobatics, given that the three pairs discussed by Watzinger are re-
lated to di¤erent Greek schools of thought, with a di¤erent origin and
historical development (see Schlikker 1940: 55–112; Pollitt 1974: for
example, 24–31, 67–70). However, in spite of the eclectic nature and the
triple aesthetics of De architectura, and without discounting the insights
of other scholars, I believe we may assume that the actual order of pre-
sentation of the concepts is in accordance with the following rationale.
Appropriateness and distribution, two ‘‘lateral’’ concepts according to
Frézouls (1968: 45), share the common characteristic, which also di¤eren-
tiates them from the other four concepts, that they involve factors exter-
nal to architecture, which are heterogeneous, or otherwise external con-
straints that influence the architectural project. Distribution covers only
such factors, appropriateness mainly such factors, with the addition of the
matching of architectural elements with architectural elements. We may
thus agree with Watzinger that the two concepts are closely akin. Further-
more, the fact that Vitruvius presents them sequentially and puts them at
the end of the discussion of his fundamental concepts perhaps gives us a
clue as to the logic underlying the whole sequence of the concepts.
In fact, in architectural practice the architect has to start with the con-
straints, which o¤er a context within the limits of which it is then possible
Semiotics of the Vitruvian city 201
the parts of a work to each other and to the whole (Pollitt 1974: 15–16,
17, 26, 162, 167; Grassi 1962: 49–53; Raven 1951: 147–148). Symmetria
is an aesthetic (or rather quasi-aesthetic) and cosmic principle, through
which the work of art is imbued with and participates in the cosmic har-
mony. As we shall see, the concept is used by Vitruvius in exactly the
same sense (see also Gros 1990: LVI–LVII and 57, n. 2); indeed, this is
not the only case in which Vitruvius’s thought shows Pythagorean influ-
ences (Kessissoglu 1993: 89–90, 100). Symmetria is the nuclear concept
of De architectura (see also Gros 2001: 16, 22) and, as I shall try to
show, of the Vitruvian city.
Figure 1. The gnomon on the levelled marble slate (according to Fleury 1990, reprinted by
permission of Les Belles Lettres)
of this line — he manifestly means for us to take as radius the chord cor-
responding to the above arc, but he does not clarify how to perform this
operation7 (Plommer 1971: 161). Two diameters should unite these points
by twos and thus the two eighths corresponding to the south (auster) and
the north (septentrio) wind will be defined. The remaining parts of the cir-
cumference should be divided in equal parts, three to the right and three
to the left, and with the tracing of the appropriate diameters the equal
divisions of the eight winds will be obtained. The remaining winds (and
sectors) are solanus (E), eurus (SE) coming from the winter (solsticial)
sunrise, favonius (W), africus (SW) from the winter sunset, caurus (NW)
and aquilo (NE) — Figure 2. The number of the winds (eight), writes
Vitruvius, is related to both their names and the orientations from where
they blow (I.VI: 6–7, 12–13).
This analytical description of the tracing of the eight-part windrose is
linked, as we shall see, to a tantalizingly laconic description of the tracing
of the street network of the city — manifestly a new city (see also Fleury
1990: XCVI). But let us start from the beginning. In the chapters on
urban planning theory (I: IV–VII) — the most complete left to us from
antiquity and to which the tracing of the windrose belongs — Vitruvius
opens the discussion with the walls of the city and begins with the selec-
tion of the site, which must be ‘‘very healthy.’’ The site must be elevated
(which does not necessarily mean on a summit), free from fog and frost,
exposed to a temperate orientation, neither hot nor cold, and must not be
next to marshland, since in this case the morning breezes which reach the
city at sunrise will be conjoined with fog and thus the bodies of the inhab-
Semiotics of the Vitruvian city 205
Figure 2. The eight-part windrose of Vitruvius according to the most ancient extant manu-
script of his work, Harleianus 2767. Three manuscripts of his text include a figure of the
eight-part windrose. If this figure were derived from the original text, it would be the only one
extant among his figures (reprinted by permission of the publishers and the Trustees of the
Loeb Classical Library from Vitruvius: vol. I, Loeb Classical Library8 volume 251, translated
by Frank Granger, Cambridge, MA: Harvard University Press, copyright : 1931 by the Pres-
ident and Fellows of Harvard College. The Loeb Classical Library8 is a registered trademark
of the President and Fellows of Harvard College)
itants will receive the poisonous exhalations of the beasts of the marsh.
Vitruvius continues with the orientation of the walls; he is against orien-
tation towards two of the cardinal directions, south and west, on the
grounds that they involve too much heat.8 Alternation of heat and cold
damages bodies and inanimate objects.
Organisms are constituted, as Vitruvius writes (I.IV: 5–8), by the ele-
ments, the ðstoiweĩaÞ of the Greeks, which are heat, humidity (water),
earth, and air, and the qualities of living beings are determined, according
to their species, by mixtures of these elements naturally proportioned.
, We
recognize here the Pythagorean principle of isonomia ðisonomíaÞ, that is,
206 A. Ph. Lagopoulos
— and that of the military factor — Vitruvius comes now to the last ele-
ment, air. Protection from the winds allows a site and an organism to be
healthy. This protection is achieved if the tracing of the avenues and
alleys is not oriented in the direction of the winds, but follows the ‘‘angles
[he means the vertices] formed between two directions of the winds’’
(I.VI.7). Thus, we shall be able to protect the dwellings and public streets
from the violence of the winds, which break on the angles of the buildings
and are dissipated. Otherwise, the rush of the winds coming from the
open spaces of the sky and their abundant blowing constrained in the nar-
row alleys lead to their circulating with violence.
Vitruvius closes his urban planning theory (I.VII: 1–2) with what we
would call today ‘‘location theory’’ applied to the urban level (the selec-
tion of the site is also related to location theory, but on the regional level).
He writes that, after the creation of the network of alleys and avenues,
what must be studied is the choice of the locations for the sacred build-
ings, the forum and the other public places, thus concentrating on what
he manifestly considers as the main unitary elements of the city (see also
Tosi 1984: 427). These constructions, together with the walls and their ac-
companying towers and gates, constitute the public spaces of the city,
which are one part of ‘‘building’’ — itself one of the three parts of archi-
tecture together with horology and mechanics — the other being private
building (I.III.1 — the above items are the subjects of Vitruvius’s books).
If the wall is on the sea, the forum must be near the port, otherwise it must
be located in the center of the city — the typical location of the forum in
Roman cities. He prescribes that the capitolian triad, Jupiter, Juno, and
Minerva, must be located at the highest place — in this manner, the
gods can see and thus protect, and can be seen and thus addressed; the
elevation of the Capitolium is also typically Roman. He then proceeds to
location prescriptions for temples of other gods, which follow the Etrus-
can tradition but not the practices of his times.
showing, as he says, the way to avoid the harmful winds by moving the
alignments of the avenues and the alleys out of their course — unfortu-
nately, the drawing has been lost.
Fleury (1990: 186, n. 2) poses two crucial questions in respect to this
puzzling description of the tracing of the street network: what is the in-
strument called a ‘‘gnomon’’ and what does ‘‘between the vertices’’
mean, that is, to what kind of operation does this expression refer? There
have been di¤erent interpretations concerning these questions. As to the
first, Fleury’s interpretation of the gnomon in this expression is literal: a
gnomon is a right angle. How then is this angle used? And finally, what
is the pattern of the street network?
The customary interpretation of Vitruvius’s description goes back to
the Renaissance. Alberti, the well-known theoretician of architecture of
the quattrocento, in his De re aedificatoria is well aware of Vitruvius’s
work. I have argued elsewhere (Lagopoulos 1993: 128–132, 1998: 388–
397) that, although Françoise Choay (Choay 1980: 12, 15, 16, 107–108)
maintains that Alberti in this work does not have recourse to an urban
model, he actually does propose such a model, a radial-concentric one,
exemplified by the city of the tyrant. I based my reconstruction of this
plan (Figure 3) on information given by Alberti himself in di¤erent parts
of his ten books, starting from his description of the tyrant’s city with its
emphatic concentricity. I proposed that he introduces the radial pattern
both because he knew it from urban reality and because he was inspired
by Plato’s cosmic ideal city-state in the Laws. Finally, I suggested that his
proposal integrates both the Roman tradition of the cross-shaped cosmic
complex of the cardo and decumanus, the two principal streets of the
Roman city, and the Christian cosmic city, the heavenly Jerusalem. We
should add to this many-layered intertext Alberti’s interpretation of the
Vitruvian city, since the circular contour and the radial form of the street
network may be derived from Vitruvius: the first from Vitruvius’s state-
ment that ‘‘cities are not to be planned square, nor with projecting angles,
but curvilinear, so that the enemy may be seen from several sides’’
(I.V.2), and the second as an interpretation of the expression ‘‘inter angu-
los’’ in the passage discussed above.
Alberti’s proposals were fundamental for the establishment of the Re-
naissance model city; though other architects of the quattrocento, such as
Filarete and Martini, also contributed, both followed Alberti’s work and
all of them were influenced by Vitruvius (Lavedan 1959: 12, 14, 23). Mar-
tini proposes an ideal octagonal city with four gates situated in the middle
of four sides of the octagon and on the extremities of the two main streets
of the city, which cross at right angles. There are eight towers at the ver-
tices of the octagon. The radial street network also includes two axes bi-
Semiotics of the Vitruvian city 209
Figure 3. Reconstruction of the city of the tyrant as proposed by Alberti (according to Lago-
poulos 1998)
secting the right angles of the two main streets. The resulting eight streets
converge on a central octagonal square; between this square and the city
walls three octagonal rows of blocks and three narrower octagonal streets
are situated, the whole plan thus consisting of a set of three consecutive
octagonal rows of buildings, embedded the one within the other. Four
secondary squares are situated between the blocks forming the rows and
on the secondary radial streets (Figure 4). It is clear that we are again
210 A. Ph. Lagopoulos
Figure 4. The ideal octagonal radial-concentric city of Martini (from Lavedan 1959, re-
printed by permission of Éditions Jacques Lenore)
Figure 5. The ideal circular radial-concentric city of Fra Giocondo (from Lavedan 1959, re-
printed by permission of Éditions Jacques Lenore)
the sides, of the octagon. In the middle of the central octagonal square is
a circular element, and there is a set of four consecutive octagonal rows of
buildings, embedded the one within the other; eight secondary squares
are situated between the blocks and on the bisectors of the street angles.
This plan gives the main, radial streets the right orientation according to
Vitruvius, but it fails to do so for the secondary ones, because the latter
are not perpendicular (and parallel) to the former. Frank Granger, in his
1931 translation of De architectura, gives the octagonal plan reproduced
in Figure 7, a close variant of the Galiani plan, which also fails to accord
with Vitruvius in the case of the secondary streets.
plan is strong, since the circle, its center and the symmetrically disposed
diameters are the elements of the Vitruvian windrose. Put another way,
the pressure of the text pushes us towards the radial plan. The fact, how-
ever, that this reading violates the literal text prompts us to seek for
another reading, which, as we shall see, is not only literal, but also in
line with the external environment of the text, that is, the urban ideas
and realizations, preceding or surrounding it, that were known to or
could have been known to Vitruvius. Let me first briefly present this
environment.
Among the ancient Greeks, there had never been any newly created
city with a radial plan. However, there existed a semiotic urban model
composed of a center, the agora, and its circumference, on which all citi-
zens are ideally supposed to be located; all citizens should be located at
an equal distance from the agora because of the democratic — here polit-
ical — principle of isonomia, equality of political rights. Thus this model,
which is not only political but also cosmic, essentially emerges from an
unspecified number of radii. The model is a sub-model of a wider model
consisting of concentric circles and covering urban and regional space up
to the confines of the earth (cf. Lagopoulos 1978: 109–110). This kind
of isonomia is the political equivalent of the biological isonomia, and
they both derive from the cosmic order, from which symmetria was also
derived.
Both the above and the Platonic radial-concentric model were, how-
ever, purely theoretical models, while the actual model, realized in a great
number of cases, was the Hippodamian grid plan. The grid plan was also
the Roman urban model. It has the advantage of a quick and easy divi-
sion of the land, and is convenient for infrastructures. But for the
Romans, as for the Greeks, it was also filled with cosmic connotations.
When constructing a new settlement during the empire, the Roman sur-
veyors, the agrimensores, would trace two perpendicular axes, the decu-
manus (W-E) and the cardo (N-S), intersecting in the middle of the future
settlement (Figure 8). The decumanus connoted the course of the sun and
the cardo the axis of the universe. Facing east, they called the region to
their right regio dextrata (DD: dextra decumanum) and that to the left re-
gio sinistrata (SD: sinistra decumanum). The region in front of the cardo
was regio ultrata (VK: ultra k[c]ardinem) and that to the back regio
citrata (KK: kitra k[c]ardinem). Streets parallel to both axes were then
traced and each section of the perpendicular streets was labeled according
to the quadrant in which it was located and its relative distance from each
axis.
The point of intersection of the two axes, DMKM (decumanus maxi-
mus - kardo maximus), was considered to be the center and the navel of
214 A. Ph. Lagopoulos
Figure 8. The geometrical system of the Roman surveyors for the tracing of the street net-
work and the blocks of a settlement (according to Müller 1961)
the quadripartite universe. This is the point where the groma, the instru-
ment with the help of which the two axes were traced, was placed; at and
around this point were located the mundus (the sacrificial center of the
settlement, created during the foundation rite), the forum and the capito-
lium. This point was considered as the origin of the settlement: as Hygi-
nus Gromaticus writes, ‘‘ab uno umbilico in quattuor partes omnis centur-
iarum ordo componitur’’ (from a navel into four parts follows all the order
of the blocks — for the above, see Müller 1961: 11–27, 33).
The grid plan was the pattern used universally and for centuries by the
Roman surveyors and it is utterly improbable that an architect-engineer
like Vitruvius, who also addresses himself to clients of architects and tries
to communicate an operational knowledge, would propose an urban plan
totally independent from this practice and tradition. But if, for some rea-
son contradicting all of his work, Vitruvius had indeed decided to do so,
he would surely have had to be — and he certainly would have been in
his text — explicit about his unorthodox proposal, while simultaneously
Semiotics of the Vitruvian city 215
Figure 10. The grid plan as traced after this operation (both according to Fleury 1990, re-
printed by permission of Les Belles Lettres)
sides, the one side passing through two consecutive vertices and the other
below the two next vertices and through the third. But only the first case
is consistent with the requirement that the streets should be oriented be-
tween the directions of the winds, because the orientation of the street it
prescribes coincides in fact with that of a pair of perpendicular diameters
of the windrose. In the second case, on the contrary, the orientation of
each pair of sides is towards either the cardinal points or the intermediary
points, which goes against the Vitruvian prescription.
Fleury’s proposal is aligned with the views of Per Gustaf Hamberg.
Starting from the idea that the use of two di¤erent terms for the streets
correspond to a specific and known type of plan, Hamberg argues that
Vitruvius cannot be referring to the ‘‘typical’’ Roman plan (cf. Figure 8).
This plan is seen, for example, in Aosta (Augusta Praetoria), in which the
streets, intersecting at right angles, have an approximately equal width
(the streets uniting opposite gates are slightly larger, according to Ham-
berg) and the blocks are almost square. For Hamberg, in this model there
Semiotics of the Vitruvian city 217
Figure 11. Knell’s (1985) proposal for the Vitruvian city (reprinted by permission of WBG)
(but he does not substantiate his argument) — Fleury 1990: C–CII and
146–149, n. 2).
Fleury also agrees with Hamberg that Vitruvius was inspired by the
planning principles presiding over the Greek colony of Naples. The urban
model of this city is labeled by Hamberg ‘‘per strigas.’’ Its street plan
seems to date from the second half of the fifth century BC and includes
three principal avenues at equal distances, traditionally called plateae,
which are intersected at right angles by about twenty lanes, also at equal
distances; the proportion of the sides of the insulae is 5:1 (Figure 12).
Hamberg thinks that the model per strigas is the typical Greek form for
a regular city, and that the plan of Naples was the application of this at
the time quite modern model. The plan would belong to the period when
Figure 12. The plan per strigas of Naples (from Lavedan and Hugueney 1966, reprinted by
permission of Éditions Jacques Lenore)
Semiotics of the Vitruvian city 219
1959: 23). This oscillation may even appear in the views of one and the
same person. I already made reference to Fra Giocondo’s ideal radial-
concentric city. However, as Fleury (1990: CI) reminds us, the very same
Fra Giocondo included in his drawings an ideal plan close to that of
Naples — where he had worked between 1489 and 1495 — accompanied
by meteorological orientations derived from Vitruvius (Figure 12); the
similarity of this plan to Vitruvius’s city was already noted by Hamberg
(1965: 124–125). But we shall not oscillate here; we shall close the Vitru-
vian case with a verdict for the grid plan, the traditional Roman cosmic
plan, with special emphasis on the cosmic, as I shall try to show.
In addition to oscillations, there have been unconvincing compromises
of di¤erent sorts. I already referred to the first kind of compromise, which
is early and is exemplified by Martini and Galiani, as well as Vasari the
Younger (1598), who attempted to reconcile in one plan with an octago-
nal contour the two opposed plans (see Lavedan 1959: 25–26) — Figure
14. Two recent compromises are due to Hugh Plommer (1971: 160, n. 4
and 161–162, n. 2) and T. Kurent (1972). The first gives a variant of
Galiani’s plan (Figure 15), which has the triple advantage that it follows
Figure 13. The ideal square grid city of Fra Giocondo (from Hamberg 1965, reprinted by
permission of Blackwell Publishing)
Semiotics of the Vitruvian city 221
Figure 14. The compromise of Vasari the Younger between the radial-concentric and the grid
plan (from Lavedan 1959, reprinted by permission of Éditions Jacques Lenore).
Figure 15. Plommer’s (1971) compromise proposal for the Vitruvian city (reprinted by per-
mission of Cambridge University Press).
octagon), but would not use the encircling octagonal figure. Vitruvius,
who would not have been privy to this knowledge, would incline hesi-
tantly to the octagonal form. The only settlement which to some extent
follows Vitruvius’s octagonal plan would be Calleva Atrebatum (Silches-
ter), which however also follows the logic of the octagram, implanted by
the surveyor who was in charge of the tracing. Kurent attempts, in the
name of Vitruvius, to reconcile a by-product of the radial plan, the octa-
gon, with the grid plan, by using as his example Silchester, which, how-
ever, is almost precisely oriented to the cardinal points (Figure 16).
Both the operation with the gnomon that Fleury reconstructs and the
diameters of the octagon define the orientation of the city plan. They
can only lead to two di¤erent pairs of orientation: one E/NE-W/SW
and N/NW-S/SE, and another E/SE-W/NW and N/NE-S/SW. Each
of these two pairs is related to two perpendicular axes, which derive
from the rotation, clockwise or anticlockwise, by 22.5 degrees of the me-
ridian line with the E-W axis; this angle is due to the fact that the axes
coincide with the bisectors of the angles formed by the cardinal and the
intermediary directions (see also Hamberg 1965: 116; Paulys Realencyclo-
pädie 1958: Winde, 2366). If, on the other hand, the plan proposed by
Vitruvius was radial, the street network would follow simultaneously all
eight orientations.
Granger (1931: 63, n. 1) observes that at Dougga (Thugga) in Tunis
there is a large windrose — about 9 m. in diameter — with twelve winds,
which agree closely with those given by Vitruvius. During about eighty
years of the second century, a monumental forum was built in this Afri-
can city. Toward the end of this period, during the reign of Commodus in
the last quarter of the second century, the Pacuvii family was responsible
for the construction of an extension of the forum, a complex including the
rebuilding of an older market, a temple of Mercury and a porticoed
square between them (Figure 17). On the white pavement of this square,
the above windrose was inscribed in the beginning of the third century
(Gros and Torelli 1988: 261; Poinssot 1958: 12, 32–33; Golfetto 1961:
20, 36). The two axes of the circular windrose are oriented to the cardinal
points with a divergence of about 6 degrees (clockwise, i.e., from the east
southward).
These axes are diameters of three concentric circles (Figure 18). The
narrow zone between the two outer circles is divided, by lines following
the radii, into 24 equal parts. These parts are grouped by pairs so that
12 equal groupings are obtained; the four central groupings are divided
into two equal parts by the axes of the windrose. The names of 12 winds
are inscribed on the groupings. These names are from north clockwise as
follows: Septentrio, Aquilo, Euraquilo, (Vul)Turnus, Eurus, Leuconotus,
Semiotics of the Vitruvian city 223
Figure 16. The compromise of Kurent (1972) between the octagon and the grid plan (re-
printed by permission of Živa Antika)
Figure 17. The forum, the Windrose square and the market of Dougga (from Poinssot 1958,
reprinted by permission of the General Director of the Institut National du Patrimoine, Minis-
tère de la Culture et de la Sauvegarde du Patrimoine, Republic of Tunisia)
the two have six winds in common whose regions overlap. Both Arthur
Golfetto (1961: 36) and Heiner Knell (1985: 43, n. 126) observe that the
Dougga windrose is in accordance with the Vitruvian windrose, though
Knell is not certain that it has its origins in Vitruvius. Before Knell, R.
Böker (Paulys Realencyclopädie 1958: Winde, 2355–2356) had expressed
the opinion that the Dougga windrose has its origins in the twelve-part
windrose of Timosthenes (see also Khanoussi and Maurin 2000: 101).
The Windrose square and the market are later than the forum, together
with which they form an L-shaped whole. The southern side of the square
is exactly parallel to the southern side of the forum and we may thus con-
sider that their direction corresponds to the intended W-E axis. The west-
ern side of the market is exactly perpendicular to this axis and thus its di-
rection should correspond to the N-S axis. The two axes are actually
oriented E/NE-W/SW and N/NW-S/SE and diverge from the cardinal
points by 15 degrees, but from the axes of the windrose, by 21 degrees,
which according to Knell (1985: 43) represents a very good approxima-
tion to the Vitruvian prescription.
Semiotics of the Vitruvian city 225
Figure 18. The Dougga windrose (Khanoussi and Maurin 2000, reprinted by permission of
Ausonius)
What conclusions can we draw from the above data? From the view-
point of the names and locations of the winds, the Dougga windrose is
close to both the eight-part (and the 24-part) Vitruvian and the Timosthe-
nian windroses, in fact closer to the former. On the other hand, from the
geometrical viewpoint, it is identical to the latter. However, beyond these
formal comparisons, it is reasonable to assume that an urban windrose in
a Roman city of the Imperial period should be related to Vitruvius, what-
ever its specific form and organization. It should also be noted that the
Dougga windrose is connected to Vitruvius, not only through its form
and organization, but also through its use. The Dougga windrose is at-
tached to (open) spaces and not streets, but manifestly the former should
226 A. Ph. Lagopoulos
obey the health factor as much as the latter. Given this, the 21 degrees di-
vergence of the axes of the complex and the forum from those of the
windrose could in fact be a reference to Vitruvius. I shall come back im-
mediately to this point. But their divergence from the actual cardinal
points is of 15 degrees, and it is quite improbable that the Roman sur-
veyors would have made a mistake of 7.5 degrees, as would be the case
if they had wanted to achieve the Vitruvian divergence of 22.5 degrees.
We must assume that they deliberately sought to achieve a divergence
like the one actualized. We can show that this divergence is absolutely
compatible with the Vitruvian modus operandi.
The windrose is not operational, but commemorative and decorative,
since it was constructed some years after the construction of the complex
and about a century after the construction of the forum, which both had
its own orientation and dictated that of the complex. What is remarkable
about a twelve-part windrose is that the ‘‘between the vertices’’ operation
allows for the use of three di¤erent types of gnomon. In the case of the
first type, one side of the gnomon passes through two consecutive vertices
and the other below the next four vertices and through the fifth vertex. In
the second case, one side passes below the next and through the second
vertex, and the other below the next three vertices and through the fourth
(see acb, Figure 19). And in the third case, each side passes below two
vertices and through the third, the sides of the gnomon being equal (ac’b,
Figure 19). The sides of this last isosceles gnomon correspond, depending
on the position of the gnomon, to three di¤erent pairs of perpendicular
axes, which in all cases pass through the middle of the arcs of the winds
and thus do not follow the prescriptions of the windrose (the position ac’b
of the gnomon exemplifies one of the three possible cases of orientation).
Exactly the same observation is valid for the first type of gnomon (which
is not shown in Figure 19). Only the three pairs of perpendicular axes to
which correspond the sides of the second type of gnomon are in accor-
dance with the directions dictated by the windrose (the position acb of
the gnomon shows one of the three possible cases). Thus, this it the type
of gnomon, which is suitable for the Vitruvian prescription in the case of
the twelve-part windrose, and this type does not generate square city
blocks.
On the basis of a twelve-part windrose, the E-W axis of urban space
has three possible orientations with reference to the east. In the first case,
it diverges from the east by 15 degrees to the north (which gives for the
perpendicular axis a divergence of 15 degrees from the north towards the
NW); in the second case, it diverges by 45 degrees to the north or south
(both leading to the same pair of perpendicular axes); and in the third, it
diverges by 15 degrees to the south (which gives for the perpendicular axis
Semiotics of the Vitruvian city 227
Figure 19. Diagram of the twelve-wind and 24-part Dougga windrose. n: The windrose’s
north. N: Real north. AA-BB: Main axes of the windrose. XX-YY: Orientation of the axes of
the forum and the whole central complex. acb and ac’b: two possible results of the ‘‘between
the vertices’’ operation; the first case corresponds to the actual operation
228 A. Ph. Lagopoulos
the second, fire and air, which correspond to light, are opposed to earth
and water, darkness. The third structure is not a simple dualistic one,
but dualistic and ternary: there are two opposite poles, fire (day) and
water (night), and a middle term, air and earth (in-between gradations
— Bollack 1965: 238–239). As we already saw, when first referring to
the elements, Vitruvius grouped them as fire and water, and earth and
air. In the preface of Book VIII, he starts with a brief historical account
of the theories on the original element or elements and his reference to the
elements follows the sequence water-fire-air-earth (also present in II.II.1).
This sequence is comparable to his original grouping. Then he presents
the elements in the order air-fire-earth-water, which is totally di¤erent
from the above (elsewhere the sequence is again di¤erent). This order is
comparable to the grouping of the elements in the second Empedoclean
structure, but it is itself unstructured. Vitruvius’s first grouping of the ele-
ments could also be considered as related to the third structure of Empe-
docles: the relation would be that in both cases earth and air compose one
group, and Vitruvius’s grouping of fire and water would unite in a single
group the two opposite poles of Empedocles (cf. Fleury 1990: 129–130,
n. 2); however, no easy justification exists for this latter conjunction of
two opposite poles. We may conclude, then, that even though Vitruvius
is well acquainted with the Greek theory of the elements, he is not aware
of their qualitative structural bonds.
Living organisms in general and man in particular constitute for Vitru-
vius, as for the Greeks, mixtures of the four elements. These mixtures
have specific and di¤erent proportions for birds (cf. the element air), fish
(cf. water), and terrestrial animals (cf. earth), proportions, which secure
their equilibrium and thus their good health. We may conclude that, since
man is a composition of the four cosmic elements, he is a microcosm. The
condition of this microcosm is dependent for Vitruvius on two kinds of
orientation, each of which represents a relation to a cosmic element. The
first element is fire, attached to the heat of the sun; when out of propor-
tion, heat destroys the equilibrium of the elements. The second is air,
which acts in a similar way: the winds must be well proportioned, that
is, not violent but sweet. The tracing of the windrose and the street net-
work, and that of the walls in respect to the sun, are, then, the urban
planning devices through which one can regulate the right dose of the cor-
responding element and thus maintain the cosmic equilibrium in man.
Man-as-microcosm also depends on the other two cosmic elements.
For Vitruvius, humidity may fill the pores of the body and destroy equi-
librium, because the other elements are altered by the liquid element
and end up diluted and thus the qualities derived from their correct pro-
portion are dissolved. Exposure to the humidity of the winds may be
230 A. Ph. Lagopoulos
damaging to the organism. But also the natural proportion of earth in the
latter may be excessively increased, due to an excess of food, or de-
creased, and then the other elements are weakened. In general, organisms
su¤er or are dissolved by excess or defect of the elements.
Thus, the cosmic equilibrium of the substance of man-as-microcosm is
secured by the elements and, in relation to them, by the orientation and
form of the city. But the site in which the city is located is also of the same
nature as man. For Vitruvius (I.IV.4), there are healthy and unhealthy
sites, and even in the former organisms become weak from the heat in sum-
mer, while even the very unhealthy sites become healthy in winter, because
cold strengthens. Fleury (1990: 127, n. 4.1) observes this shift from organ-
ism to site and considers that there may have been an omission in the text
of a second reference to the organism, because for him it is not literally
sites that become solid from cold, but men living in them. But it is quite
possible that there is no word missing and the shift is due to the close
analogy for Vitruvius between sites and organisms. Such an analogy
appears in respect to the winds, since Vitruvius (I.VI.3) writes that protec-
tion from them renders a site healthy for organisms in good health.
Sites, like organisms, are in fact discussed by Vitruvius in relation to
the four elements. As we saw in the beginning of this essay, a site is a
function of:
– Earth, because it must be elevated and provided with good quality
pasture.
– Water, because it must be free from fog and frost, far from marshes
(except if certain conditions are fulfilled, including contact with the
sea), and provided with good quality water.
– Fire, because it must be exposed to a temperate orientation, neither
hot nor cold.
– Air, because, when the city is located near marshes, the morning
breezes bring to the city the poisonous exhalations of the beasts of
the marshes, and because if the winds are cold they wound, if hot
they infect, and if humid they are injurious.
We see that the site is in its substance homologous to the organism,
since it is composed by the very same four elements and each element
must show specific properties. Not only man is a microcosm, but also
the site on which the city will be founded.
that Eratosthenes of Cyrene, using the gnomon, found that the circumfer-
ence of the earth is 252,000 stades, that is, 31,500,000 paces, and thus the
eighth part occupied by each wind is 3,937,500 paces. We may deduce
that the circumference of the windrose stands for that of the earth, and
its eight-part division figures the distribution of the winds on earth. We
also saw that for Vitruvius the winds and the orientations from which
they originate constitute an inseparable whole (see also Fleury 1990: 168,
n. 8). These orientations are related to celestial phenomena and mainly
the course of the sun; the origins of four winds, solanus and favonius,
and eurus and africus, are explicitly related to the sunrise and the sunset.
We also note that aquilo (the NE wind) is symmetrical to eurus (SE) with
respect to the east and, since eurus is associated (very approximately) with
the winter sunrise, aquilo was surely associated with the summer solsticial
sunrise. For similar reasons, caurus should have been associated with the
summer sunset. The remaining two winds, auster and septentrio, are both
associated with the meridian line, traced in function of the course of the
sun (but north was also the direction of the pole star).
In Book VI (I.5), Vitruvius gives an image of the universe, according to
which the upper and lower parts of the universe meet on a circumference
located on the plane which also includes the horizontal section of the
earth (and passes through its center); this circumference is the celestial ho-
rizon (see also Gros 2001: 22). The horizon extends as a circle between
east and west and is naturally level. We may deduce that the trajectory
of the sun touches this horizon, the sunrises and the sunsets being points
on it. After the reference to these two cardinal points, Vitruvius traces
a straight line from north to south. The fact that the circumference of
the earth is concentric to the celestial horizon, and the similarity between
the windrose and the circle of the horizon including the cardinal points,
lead to the conclusion that the windrose also connotes the horizontal sec-
tion of the universe, that is, it is an abridged cosmogram. It is on this cir-
cumference that the origins of the winds and the trajectory of the sun
meet.
Describing the windrose, Vitruvius uses the right versus left opposition.
After the definition of the eighths of the south and of the north on the
windrose, the rest of its circumference is divided into three equal parts to
the right and then three to the left. When referring to the 24-wind wind-
rose, he also uses the same opposition in order to define the positions of
the new winds he adds. In the case of the eight-wind rose, if Figure 1 was
drawn by Vitruvius himself (which is however debatable; see Gros 1988:
58), and since north is above, the eastern part corresponds to the right
and the western to the left. In the case of the 24-wind rose, he is looking
from the periphery towards the center and, using as reference the eight
232 A. Ph. Lagopoulos
directions, he relates to each one of them two winds, always starting with
the one to the right (see also Fleury 1990: 178, n. 1). In both cases, there
is a middle term between right and left, the meridian in the first case,
one of the eight winds in the second. In this latter case, he starts from
the south, as he also does with the tracing of the parts of his windrose,
and proceeds clockwise, both in his general movement and in the partial
right-to-left movements. He follows the same movement in his descrip-
tion of the four winds, only that here he starts from the east; and a neigh-
boring starting point together with the clockwise direction are used in
his description of the four intermediary winds that leads to the eight
winds.
According to Frontinus and Hyginus, the Etruscan augurs, the haru-
spices, divided earth into a right northern part and a left southern part;
thus, we can deduce that the dividing line, the E-W axis, corresponded
to the apparent course of the sun (see Fleury 1990: 160, n. 4). According
to Pliny the Elder, the Etruscans divided the celestial circle into sixteen
parts — i.e., an eight-part division subdivided into equal halves —
arranged around two main axes orientated N-S and E-W, the former
being the principal one; the angles of the sectors are equal to 22.5 degrees.
The line of view was from north to south, and there was a left, eastern
and favorable part and a right, western and unfavorable one (Figure 20).
The same north-to-south direction, or one towards the east, was used
by the Roman priests during the foundation rite of a settlement, when
they projected the celestial templum on earth, as well as by the surveyors
(Müller 1961: 26, 38–45).
Figure 20. The Etruscan division of the celestial circle: 1: Left, eastern and favorable part. 2:
Right, western and unfavorable part
Semiotics of the Vitruvian city 233
From the sphere to the cube. Vitruvius (V.Praef.: 3–5) writes that
Pythagoras and his sect formulated their rules in texts, which were related
to a cube. He defines the cube as a body with all its edges equal and its
faces square, which, when it is thrown, remains stable and immobile
whatever face it rests on. For our author, the Pythagoreans related the
length of a written work to a cube: the work should have no more than
three cubes, the cube equaling 216 lines. This number of lines makes the
memory stable in the manner of the stability of the cube. These things, he
writes, have been observed by our forefathers in the order of nature. The
latter term thus refers to a geometrical figure and its properties, as well as
to a number attached to the cube.
After the above preface, Vitruvius (V.I: 1–3) describes the forum. In It-
aly, he writes, the forum is used for gladiatorial shows and is surrounded
by colonnades, and balconies on the upper floors. The upper columns
must be a quarter less than the lower ones, because the latter bear more
weight. Writing on the foundation of buildings (III.IV.1), he states that
we must seek if possible to reach solid soil. Above the ground, we build
walls and on these columns. These walls must be thicker by one-half
than the columns, because they receive a greater load. Both these pre-
scriptions aim at solidity and this latter is legitimized with a metaphor
from nature (Gros 1990: 128, n. 6). Thus, in the first passage Vitruvius
explains that the change in the diameter of the columns imitates the natu-
ral growth of trees and, if the higher part of a thing is narrower than the
lower, it is rightly arranged both as to height and thickness. According to
J.J. Pollitt (1974: 69–70), Vitruvius holds in general that art must seek its
prototypes in nature, and this idea is a corollary of the Hellenistic decor
theory, which he applied to architecture.
The solidity of a building, then, transfers to the building a regularity
found in trees, and thus we are dealing with the imitation of a natural
model. According to Vitruvius, this model is thicker at the roots and
then gradually diminishes towards the summit. Not only is thickness a
function of height, a fully formulated qualitative proportional rule, but
also in the modeled object this rule takes on a quantitative expression.
The regularity embodied by the tree is not vague, but it is a rule of a spe-
cific kind, which can then be applied to a building using mathematical
proportions: it has all the necessary characteristics with which Vitruvius
would define a law of nature.
From the trees to the animal world. We saw that the good health of the
various kinds of leaving creatures is due to the specific proportions in
each of them of the four cosmic elements. Thus, the cosmic interplay of
the elements, active in the universe, is transferred into the individual or-
ganisms, including man, and acquires in each case a di¤erent structure.
236 A. Ph. Lagopoulos
tion of the universe. The observation of the planets shows that their rota-
tion is regulated by mechanical laws. The forefathers imitated the prece-
dents of nature and were inspired by the divine works, developing useful
applications. We thus learn that the laws of the universe are of a mechan-
ical nature and they are incorporated into machines. Let us examine these
machines more closely.
Writing about the machines of traction, that is, for raising loads, Vitru-
vius (X.III.1) states that the principles of their motion are two di¤erent
and cooperating principles: the straight line and the circle. Louis Callebat
and Philippe Fleury (1986: 114–115, n. 3 and 115, n. 1) note that these
two concepts are not used here in their dynamic sense, but the straight
line coincides with the axis of rotation and the circle with a circumfer-
ence. If we relate the line-axis to the universe, we recognize in the line
the cardo, the (immobile) axis of rotation of the universe, the one extrem-
ity of which is in the north, in the highest point of the universe relative to
the earth and beyond even the stars of the Great Bear, and the opposite
extremity under the earth in the south (VI.I: 5 and 6, and IX.I: 2–4) — cf.
Soubiran 1969: 75–76, n. 8 and 10. But then we may relate the circle to
the rotation of the universe and the planets. For Vitruvius, the universe
is the supreme container of everything that belongs to nature and is coin-
cidental with the spherical heavens (cf. Soubiran 1969: 74–75, n. 6 and 7).
The two poles of the cardo were placed as centers by the power of nature.
Nature also installed the (immobile) earth — and the sea — in the central
place of the universe, and placed a wide circular zone, transversal to the
cardo, equidistant from the poles and inclined towards the south, which is
constituted by the twelve signs (of the zodiac), that is, the distribution of
the stars into twelve equal parts. The movement of these signs is subject
to the immutable laws of the rotation of the heavens.
The inventions, which protect against danger are the scorpions and the
ballistae (X: X and XI). They are both regulated by symmetria. Concern-
ing the scorpions — which throw arrows — all their dimensions are cal-
culated on the basis of the length of the arrow used: the ninth of it defines
the diameter of each of the four openings in the frame of the scorpion —
in front and above the ground — in which twisted cords are stretched.
This diameter is in turn the unit for all the measurements of the scorpion.
The same logic is applied to the ballistae: their measurements are again
referred to a unit that is the diameter of holes, this diameter depending
now on the weight of the stone to be thrown. Vitruvius adds that the nec-
essary calculations cannot be done by just anybody, but only by those
who have a sound knowledge of the geometrical treatment of numbers
and their multiples. In his very first book, he had already stated the
same presupposition, there accomplished through music: the architect
238 A. Ph. Lagopoulos
organized around a cross and having a marked center. This figure is also
behind the cosmogram composed of two crosses with a common center,
turned by 45 degrees to each other and accompanied by the squares of
which they are the diagonals. A square inscribed diagonally within a cir-
cle, its diagonals forming a cross, is a cosmogram, and the same holds for
the city plans incorporating a sixteen-part division of the horizon. In the
above context Marconi analyzes the urban proposals of Alberti, Filarete,
Martini and Fra Giocondo, to whom I also made reference earlier. He
also discusses the case of Cesare Cesariano. For Marconi, Cesariano
establishes a close connection between the homo ad circulum (combined
with the homo ad quadratum), who has his navel as center and articulates
a two-cross and two-square composition inscribed within a circle, and
cosmograms based on Vitruvius’s first Book; it is from there that Cesaria-
no’s radial city emanates, with its eight main sectors, sixteen sub-sectors
and twenty-four directions.
Marconi argues that these ideas, figures, and city plans are derived
from Vitruvius’s views. In fact, on the one hand he takes the position
that the man-as-microcosm theory of classical antiquity, also present in
Plato’s Timaeus, passed into the Middle Ages and then the Renaissance,
and observes that Vitruvius’s version was influential during the latter. On
the other, he points out that the idea of the relation between cosmogra-
phy — itself inseparable from the man-as-microcosm concept — and the
city, as well as the plan of the city, were inherited by the Middle Ages and
the Renaissance from Vitruvius.
I cannot but agree with Marconi that the influence of Vitruvius on Re-
naissance urban planning was major. And in fact his ideas, figures and
city plan were a major — but not the only — source of inspiration for
the Renaissance. Marconi finds a continuity between the sacred center of
the Rome of Romulus, its mundus, which was the umbilicus urbis, and the
navel of Vitruvius’s figure of the homo ad circulum; he also identifies the
circle surrounding homo with the horizon, without however extending on
this argument. Concerning the comparable figure of the windrose, Mar-
coni stresses in its construction the circle, the pattern of the inscribed
square and the divisions of the windrose into eight and sixteen parts. He
considers that the square within a circle is the preeminent cosmological
diagram of the first Book and that the importance given to the orienta-
tion of the city parallels that given to the relation between the city and
cosmography. The comparison between the homo ad circulum and the
windrose leads Marconi to conclude that Vitruvius applies to the city the
theory of the microcosm.
What I feel is missing from Marconi’s argumentation is the systematic
evidence from Vitruvius’s work that would support it. This is what I have
Semiotics of the Vitruvian city 245
attempted with the present essay. I have tried, through a semiotic analy-
sis, to articulate the text of Vitruvius on the city plan with its contexts and
his concern for the symbolic level. My conclusion is that behind Vitru-
vius’s urban text and his literal urban discourse there is a subtext — or
rather a super-text — a worldview, as Gros puts it (2001: 22), and a con-
notative discourse; and behind the codes of salubrity and defense there
are the connotative cosmic and aesthetic codes and a connection to the
anthropomorphic code. These codes are closely related to each other and
unified by the laws of the universe and the sacredness attached to it. Their
shared quality of symmetria o¤ers Vitruvius an ontological anchoring for
building and the city (see also Grassi 1962: 163). Thus, the above codes
are not simple additions to, nor peripheral extensions or decorations
of, the urban text. They are, in Vitruvius’s discourse, the hidden prime
movers of the urban, and structure the nucleus of his (borrowed) ideology
on built space.
Notes
* I should like to express my warm thanks to Professor Pierre Gros, who had the pa-
tience to read my text carefully more than once and whose penetrating observations
were of great help to me.
1. This study represents a much-expanded version of a paper delivered at the 1998 Urbino
colloquium of the International Association for the Semiotics of Space (see Lagopoulos
2000).
2. Lise Bek (1985) develops interesting ideas on the actualization of eurythmia in Roman
architecture and urban planning. According to Bek, eurythmia was a principle already
used in the Hellenistic period for temples and in urban planning, where it took the form
of the panoramic view. However, the form that eurythmia was given in the work of Vi-
truvius (or maybe earlier) was that of the stricter ‘‘view planning.’’ The latter may be
observed and is predominant in domestic architecture, and derives from the use of ‘‘op-
tical axiality,’’ that is, the determination of a visual axis depending on the viewer. For
Bek, the descriptions of the Roman authors — from which she drew her above conclu-
sion — refer to the visual impression created by a building in its environment, a gar-
den, the interior of a building or the sight from inside outwards, an impression accom-
panied by semantic oppositions. She believes that this approach is similar to the
conception with which these buildings were realized. View planning was a purely aes-
thetic principle referring to the ‘‘elevation’’ (by which she means the visual image) and
was not restricted to isolated buildings, but also extended to building complexes, more
specifically the forum.
Bek opposes this emphasis on the viewer to the interest in the strict geometrical or-
ganization of the ground plan, related to symmetria. According to her, in the monu-
mental architecture of the imperial period the two coexist, but optical axiality tends to
coincide with the geometrical axis of the ground plan. Bek reminds us that Vitruvius
states that in the temples, erected for the eternal gods, symmetria must be observed as
246 A. Ph. Lagopoulos
closely as possible. She rightly thinks that eurythmia did not influence the Roman city
plan; according to her, the latter was a sacred ground ruled by symmetria (which is
true, but for the Greek city) as Vitruvius defines it, through the partition into streets,
squares and insulae.
The building complexes in the cityscape, ruled by eurythmia, should be considered as
a visualization of the city plan, and thus the harmony of symmetria would be percepti-
ble to the viewer; view planning would correspond to the visual expression of the sa-
credness of the city. Thus, the city would be situated mid-way between the sacred tem-
ple ruled by symmetria and profane domestic architecture ruled by eurythmia, being
both the sacred ground of eternity and the setting for daily life.
3. Friedrich Wilhelm Schlikker (1940: 74–77) believes that eurythmia cannot be identified
with the visual correction of symmetria and that such correction is just one case of
eurythmia. However, Vitruvius seems to generally hold this view; Schlikker apparently
extrapolates (see also 1940: 70–71) from the Peripatetics to Vitruvius.
4. In a perceptive article, Gros (1976: for example, 672, 673, 675, 685, 690–692, 693–694,
695) reminds us that Vitruvius uses simple numerical relations — and these in fact cor-
respond to the original meaning of symmetria. However, Gros shows that some of
them are simplifications corresponding to an earlier use of irrational numbers. He at-
tributes the tendency to use irrational numbers as numerical relations to Vitruvius’s
lack of familiarity with irrational numbers, which are related to geometrical construc-
tions. According to Schlikker (1940: 66), this latter relation was discovered in Greece at
the end of the fifth century BC and this aspect of geometry opposes it to symmetria.
But, following him, during the next century relations including irrational numbers
were integrated into symmetria.
Herman Geertman disagrees with the conclusion of Gros concerning Vitruvius’s un-
familiarity with irrational numbers. Geertman agrees with Gros that in the three cases
he comments upon — which refer to elements of columns — Vitruvius translates geo-
metrical procedures to numerical relations and concedes that the latter occasionally
show a lack of comprehension of geometrical construction. Discussing generally the
use of geometry in architecture by the Greeks and the Romans, Geertman makes a dis-
tinction between the direct application of geometrical figures, that is, the initial tracing
of a building by using a geometrical figure, and a conception in terms of geometrical
figures which is, however, materialized with numerical means. He relates the numerical
approach to geometry to persons like Plato and Eudoxus and he argues that in archi-
tecture the numerical system is found together with the geometrical system in five
houses from Pompeii and three temples in Asia Minor, all from the third century BC.
He concludes that the use of a numerical system derived from geometry was then cur-
rent practice; the numerical equivalents of geometrical proportions would be derived
on the basis of fixed rules.
Now, according to Geertman, Vitruvius considered geometry too complex to use as
a guide and felt that numerical relations o¤er a clearer picture. Geertman concedes
that, compared to the above Hellenistic system, the numerical relations Vitruvius for-
mulates present gaps and fail to represent adequately the original geometrical system,
depriving it of its structure. He believes, nevertheless, that the same comparison shows
that Vitruvius’s relations are derived from geometry. In this case, Vitruvius would not
himself perform forced simplifications of a pure Hellenistic geometrical system, but he
would be following Hellenistic numerical constructions; he did not introduce a new sys-
tem, but oversimplified traditional knowledge. Geertman also concludes that Vitruvius
was familiar with the architectural systems based on the direct application of geometry
(Geertman 1984a: 33, 52 and 1984b: 54, 57–58).
Semiotics of the Vitruvian city 247
Despite his very thorough study of ancient architecture, I do not think that Geert-
man’s disagreement with Gros is convincing. We can infer from Gros that Vitruvius
was aware of the issue of geometry and the irrational numbers, but what Gros argues
is that he was not in a position to handle it. Gros complements this position with an-
other one: Vitruvius would believe that only numerical relations deliver the pure laws
of architecture (Gros 1988: 55–56). While Geertman compares the numerical relations
presented by Vitruvius to his convincingly inferred Hellenistic system and concludes
that they do not correspond well to the original geometrical system, he nevertheless be-
lieves that Vitruvius was familiar with the latter. But even if Vitruvius’s sources in-
cluded such a system — and we do not know in this case to what degree a geometrical
system might have been present in those sources — his data, with the drawbacks that
Geertman himself notes, do not allow us to conclude that, beyond the numerical sys-
tem, Vitruvius had mastered geometry and irrational numbers.
5. Knell’s representation of what he considers to be Vitruvius’s holistic conception places
symmetria in the center and sees eurythmia as the integrator of the system. Between
these two, one group evolves from symmetria to ordering and disposition, on the
grounds that symmetria refers to the former and makes possible the latter; and another
group evolves from the same starting point to appropriateness, through its relation to
symmetria, and distribution, which he understands as part of appropriateness. As for
Scranton, he starts from Watzinger’s observation about the division of the six concepts
into two groups, the one referring to activities and the other to qualities, and proposes
the sequence symmetria, eurythmia, and appropriateness, followed by disposition,
ordering, and distribution.
6. In his excellent study on ancient Greek and Roman winds, Karl Nielsen argues that
from the first century BC we find in antiquity two competing windrose systems: the
twelve-part windrose of Timosthenes, the admiral of Ptolemy II Philadelphus, and the
eight-part windrose of an unknown author. The first is a developed form of Aristotles’s
windrose and fully geometrical, that is, divided in equal parts, without introducing ir-
regularities due to the points of the solstices. The second is equally geometrical, derived
from the equal division of four quadrants and thus related to a regular octagon. It is
this second, Hellenistic, windrose, which was borrowed by Vitruvius (Nielsen 1945:
41–42, 46–49, 74–75).
The twenty-four winds are for Vitruvius produced by the eight main winds, through
their variations in the very large space where they blow, caused by changes in direction
and leaps. Based on Vitruvius’s description of the twenty-four winds and his logic con-
cerning the eight winds, there is no doubt that the former are arranged symmetrically
as to the two main axes N-S and E-W.
7. Fleury (1990: 171–172, n. 1) rightly suggests the chord as the radius. He also indicates
that the sixteenth of the circumference is defined geometrically through three successive
divisions: that of the circumference through two perpendicular diameters, that of one
of its four equal parts by tracing the bisector of the right angle, and that of one of the
eighths thus arrived at by tracing the bisector of the angle corresponding to it.
8. Fleury (1990: XCVI–XCVII and 126, n. 6) deduces that Vitruvius inclines towards an
orientation of the site to the east. On the other hand, Vitruvius recommends the avoid-
ance of the orientation towards the course of the sun for granaries, which must be ori-
ented to the north or northeast (VI.VI.4), and the use of the orientation to the north
for covered cellars. Also, the openings of bedrooms and libraries must be orientated
to the rising sun, baths and winter apartments to the winter sunset, picture galleries
and apartments that need a steady light to the north (I.II.7).
9. Another one is that the walls should be oriented towards the north or northeast.
248 A. Ph. Lagopoulos
10. The principle of this proposal is entirely convincing, however, not all arguments in
favor of the grid plan are equally well founded. H. von Hesberg (1989: 135), for exam-
ple, maintains that Vitruvius’s observation concerning the breaking of the winds on the
angles of the buildings suggests streets crossing at right angles. But there is no neces-
sary relation between the breaking of the winds on the angles and the grid plan.
If Vitruvius’s proposes a grid plan — and he does — then there is such a breaking, but
the sole fact of breaking does not necessarily lead to a grid, since a radial-concentric
plan may have the same result (as is clear from Hugh Plommer’s proposal presented
below).
11. The valorization of the right is general in the Roman tradition. Thus, for example,
according to Vitruvius (III.IV.4) the number of steps leading up to the temples must
be odd, so that, as we start ascending with the right foot, the same foot will also be
set on top (for this access dextro pede, see also Fleury 1990: 93, n. 11.1; Gros 1990:
135, n. 2).
12. Music has in common with astronomy the discussion of the harmony of stars and
musical chords (I.I.16).
13. The aesthetic quality of the ratio 1:1 is attested in a quite di¤erent context. In III.V.11,
Vitruvius writes that the projection of the cornice, dentil included, must be equal to the
height from the frieze to the top of the cymatium of the cornice. He then generalizes
this prescription by writing that all projections are more graceful when they project as
much as their height. Gros (1990: 187, n. 5) notes that this rule is for Vitruvius one of
the essential conditions of beauty, and beauty in this case is visual harmony founded on
a simple rational fact.
14. The same inscription of a square within a circle, this time the eye of the volute of the
Ionic capital, allows the tracing of the rest of the volute (III.V.6; see also Gros 1990:
160–164, n. 3 and 4). The same inscription also leads to the determination of the hol-
low of the flutes of the Doric columns (IV.III.9).
15. Knell (1985: 66) observes that it is naive to add the two perfect numbers. He notes,
however, that this operation shows the importance of the numerical system based on
the foot for architecture.
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