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EMPIRICAL STUDIES doi: 10.1111/scs.

12329

Managing the initiation and early implementation of health


promotion interventions: a study of a parental support
programme in primary care

Anna Westerlund MSc (PhD Student)1, Rickard Garvare PhD (Professor)2, Monica E. Nystro € m PhD
1,3 1 1
(Senior Lecturer) , Eva Eurenius PhD (Researcher) , Marie Lindkvist PhD (Senior Lecturer) and Anneli
Ivarsson PhD (Assistant Professor)1
1
Department of Public Health and Clinical Medicine, Epidemiology and Global health, Ume a, Sweden, 2Department of
a University, Ume
Business Administration, Technology and Social Sciences, Lule a, Sweden and 3Department of Learning,
a University of Technology, Lule
Informatics, Management and Ethics, Medical Management Centre, Karolinska Institutet, Stockholm, Sweden

Scand J Caring Sci; 2017; 31; 128–138 Findings: Interviews and questionnaires provided descrip-
tions of factors influencing the initial ICDP implementa-
Managing the initiation and early implementation of
tion. Uncertainty on how to manage important factors and
health promotion interventions: a study of a parental
vague change strategies was reported. Discrepancies in the
support programme in primary care
perceived levels of importance versus manifestation were
found regarding several factors, including hands-on sup-
Background: Mental health problems are increasing port, time and resources, communication and information,
among children and adolescents worldwide, and paren- a comprehensive plan of action, follow-ups, and external
tal support programmes have been suggested as one and internal collaborations. Manifested factors were a need
preventive intervention. However, the actual impact for change, motivation and the ICDP’s compatibility with
and low rates of adoption and sustainability of preven- existing norms, values and practices.
tion programmes have proven to be a concern, and Conclusions: Implementing a parental support programme
thus, further studies on their implementation are in a complex setting will benefit from being preceded by
needed. a thorough examination of the intervention and the tar-
Aim: This study focused on the initial implementation of get context and the development of clear implementation
the International Child Development Programme (ICDP) strategies based on the results of that examination. This
in primary care. The aim was to investigate the involved study provides insights into how and by whom knowl-
actors’ views on factors likely to affect implementation edge on implementation is applied during the launch of a
and the strategies used to manage them. health promotion programme, and these insights might
Design: A case study design with a mixed-methods help increase the rate of adoption and the use of such
approach combining quantitative and qualitative data programmes and thereby increase their effectiveness.
from questionnaires and interviews was used.
Methods: Eighty-two professionals at different positions in Keywords: child health, health promotion, implementa-
the involved organisations participated. Directed content tion, parental support programme, parent–child relation-
analysis was used for analyses, focusing on perceived levels ship, primary care.
of importance and the manifestation of implementation
factors. Submitted 17 February 2015, Accepted 11 December 2015

reduces the risk of numerous health problems for the


Introduction
child and has positive effects that can carry over into
Social and emotional well-being is fundamental to child adulthood (1–3). Increasing rates of mental health prob-
development, and a healthy parent–child relationship lems are a major concern in many countries (4–7), and
parental support programmes have been suggested to be
cost-effective means to prevent these problems (8).
Correspondence to:
Studies have shown that programmes focusing on devel-
Anna Westerlund, Department of Public Health and Clinical
Medicine, Epidemiology and Global health, Ume
a University, SE
oping a positive interaction between parents and their
901 87 Ume a, Sweden. children have the greatest impact on children’s mental
E-mail: anna.westerlund@umu.se health (9).

128 © 2016 Nordic College of Caring Science


Managing early implementation of parental support 129

Parental support programmes can be selective, that is Factors that might enhance the spread of innovations
targeting specific groups based on an identified risk fac- were found in system-related categories (e.g. leadership
tor, or universal, that is targeting a total population (10). and strategic vision), adopter-related categories (e.g. ten-
In Sweden, the use of selective parental support pro- sion for change and motivation), process-related cate-
grammes has been widely recognised, but lately it has gories (e.g. hands-on support and feedback on the
become more common to implement parental support progress of the implementation) and categories related to
programmes on a universal level in order to promote the innovation itself (e.g. innovation–system compatibil-
general mental health among children. ity and perceived relative advantage). Most studies
This study focuses on the International Child Develop- included in the review focused only on a few of the fac-
ment Programme (ICDP) that is directed towards parents tors depicted in the model, and the authors commented
and other caregivers. The programme is offered at a uni- on the small number of empirical studies that have
versal level and is based on the theories of developmental investigated the complexities of disseminating and sus-
and humanistic psychology with a focus on empathy and taining innovations. Particularly rare is research that
sensitive adult adjustment (11). The ICDP is noninstruc- evaluates changes in the impact that different factors
tive and aims to guide caregivers’ interactions with chil- have at different stages of implementing an innovation
dren. It is used in about 35 countries, but the evidence (25). Like Walker (23) and Greenhalgh (24), Fixsen and
supporting the programme’s effectiveness remains sparse. colleagues (25) asserted that the understanding of the
A recent Norwegian study evaluating the impact of the components of the implementation and the factors that
ICDP on parenting skills and parent–child relationships promote its effectiveness must increase as a means to
reported an increase in positive attitudes towards child bridge gaps between knowledge and practice. Based on
management, improved parental strategies, better child their review, Fixsen et al. divided the process of imple-
management and a reduced impact of childhood difficul- mentation into the following six stages: (1) Exploration
ties (11). The authors suggested further studies to evalu- and Adoption, (2) Programme Installation, (3) Initial
ate community-wide implementations. Implementation, (4) Full Operation, (5) Innovation and
Previous studies have shown that both the rate of (6) Sustainability (25) in order to be able to better under-
adoption and the sustainability of health promotion and stand the details of an implementation process.
preventive interventions are often low (12–17), and Even though the body of literature on the implementa-
many potential health benefits of such efforts are there- tion of interventions in health care is extensive, a gap
fore never achieved. In a review of 500 studies of health between knowledge and action remains, and the low rate
promotion and prevention programmes, it was found of adoption and sustainability of prevention programmes
that the implementation level affects the intended out- is a concern. A recent review of implementation research
comes, that is uncertainty regarding the implementation calls for more empirical research, both for inductive
level acts as a barrier to evaluating the programmes approaches aimed at further construction of theory and
(18). Evaluations of parental support programmes are for deductive application of existing models and theories
scarce, incomplete and mostly focused on selective pro- to study how, to what extent and under what conditions
grammes (10). The evidence base for universal pro- the use of implementation theories, models and frame-
grammes needs to be strengthened, as does the works contributes to more effective implementation (26).
knowledge on how to address any specific challenges The shortage of studies looking at both the implementa-
they encounter during implementation (19). In order to tion and impact of parental programmes provides an
evaluate a universal parental support programme, it is argument for more empirical studies of practical adher-
crucial to know how and to what extent a programme ence to knowledge on implementation when launching
has been implemented. parental programmes in different settings. Accordingly,
In general, successful implementation of an interven- this study focuses on the early stages of a community-
tion depends on many factors (20–22). Walker et al. wide implementation of the ICDP in primary care. The
elaborated on how factors found to be common to many overall aim was to investigate the involved actors’ views
change efforts interact to influence change (23). The fac- on factors that are likely to affect implementation and if
tors included change content, context, process and indi- and how these factors were managed during the pro-
vidual differences, and the authors argued that more gramme’s early stages. Our main research questions were
knowledge in this area could aid decision-makers in as follows: (1) how did different actors perceive the
ensuring successful change and development. Greenhalgh impact of a variety of implementation factors during the
and her colleagues presented a review addressing factors first stages of implementation of the ICDP, (2) what
that influence the spread of innovations in health ser- strategies were used by the involved actors to manage
vices (24). Their findings were summarised in a model of these factors in order to facilitate the implementation
factors on the micro, meso and macro levels that must be process and (3) did the chosen strategies contribute to
attended to during the implementation of interventions. more effective implementation in this case?

© 2016 Nordic College of Caring Science


130 A. Westerlund et al.

third-level course is needed to become a certified advisor


Empirical setting
of the ICDP and to teach at levels I and II. This study
The study was conducted in one of the 21 County Coun- concentrates on the period around the level I training
cils that provide tax-funded healthcare services in Swe- course, which consisted of two-two-day-long workshops
den (27). Maternal and child health services are free of held 1 month apart for personnel at ten HCs in the
charge and reach nearly all parents during pregnancy county. HC practitioners were divided into five groups
and all children aged 0–6 years in Sweden. The studied with each group starting the training course at different
County Council has about 40 health centres (HCs) where times in a sequential manner between November 2010
HC practitioners, that is midwives and child health and March 2011. Besides the HC practitioners who were
nurses, work together in shared premises and sometimes supposed to put the ICDP into practice, there were peo-
together with preschool teachers and social workers. A ple with more strategic or facilitating roles who were
central child health care (CHC) unit has the overall mis- involved in the implementation process, including HC
sion to support, supervise and develop child health care managers from the ten HCs, CHC managers (chief medical
in the county. In 2005, the Salut programme (hereafter officers and healthcare developers), CHC psychologists from
called Salut), a multisectorial child health promotion pro- the CHC unit and Salut facilitators from the County Coun-
gramme aimed at children, adolescents and their parents cil’s public health unit. Altogether 92 people were
was initiated (28–32). A need to strengthen the psy- directly or indirectly involved in the implementation pro-
chosocial support to parents and children offered by the cess. Fig. 1 provides an overview of the planned ICDP
HCs in the county was identified, and this initiated the implementation and the involved actors.
idea to introduce the ICDP. The aim of implementing the
ICDP was to improve parental care competence, parent–
Informants
child interactions and attachment patterns. By participat-
ing in an ICDP training course, HC practitioners’ work Out of the 92 actors involved in the ICDP intervention, 82
practices, including the provision of parental support informants participated in the study by answering ques-
groups, were assumed to be improved. The ICDP imple- tionnaires, participating in interviews, or both. A question-
mentation started with ten HCs located in different naire was distributed twice targeting all participating HC
municipalities within the county with the intention to practitioners (n = 66). The response rates were 100% for
disseminate the ICDP throughout the rest of the county’s the first questionnaire and 82% for the second.
HCs at a later date. Twenty-one informants were interviewed, including six
out of ten HC managers, both CHC managers, four out of
eight CHC psychologists and four out of six Salut facilita-
Methods
tors (two were excluded because they were part of the
research team). The HC practitioners were approached via
Study design
email, and the first seven who agreed to participate as
A case study design with a mixed-methods approach was informants were interviewed (three open preschool teach-
used (33); that is, both qualitative and quantitative data ers, two child health nurses, one midwife and one social
were collected through questionnaires and semistruc- worker). All professions were represented, and informants
tured interviews. Directed content analysis (34) was used came from six out of the ten HCs. After reaching all types
to analyse the interview data, meaning that the cate- of professions during this first round, and when interviews
gories used were established beforehand by derivation were found to provide similar answers, no more partici-
from the implementation theories outlined above. Factors pants were recruited for interviews.
from Greenhalgh’s diffusion of innovation model (24)
were used to structure the questionnaires and interviews
Procedures
and to aid in data analysis. The first three programme
stages according to Fixsen were investigated, including Primary data were collected between November 2010
Exploration and Adoption, Programme Installation and and May 2011 during the initial implementation stage
Initial Implementation (25). Descriptive statistics and (stage three), and retrospective data were collected
bivariate analysis were used to summarise and interpret regarding stages one and two. In the questionnaires, the
the quantitative data. informants were encouraged to reflect upon the entire
period – from being introduced to the ICDP up to the
present day (stages 1–3).
The ICDP interventions
The ICDP course programme consists of three levels. The Questionnaires. The first questionnaire was distributed in
aim of the first two levels is to inspire and train profes- the morning of the first day of each level I course. A sec-
sionals to become certified ICDP counsellors, and the ond identical questionnaire was sent out 6 weeks after

© 2016 Nordic College of Caring Science


Managing early implementation of parental support 131

Figure 1 Overview of the ICDP implementation


process over time, the number of involved actors
and their roles in the process.

each course had finished. The questionnaire was con- process- and innovation-related factors), and the ques-
structed by the research team and aimed to measure the tions were ordered to follow the implementation process
implementation factors’ degree of importance and degree chronologically. The guide also provided the possibility to
of manifestation. The 14 statements in the questionnaire add other factors of importance. The interviews were
concerned factors that were system related (managerial adapted to fit the roles of different actors; for example,
support, dedicated time for implementation, anchoring of the questions posed to HC practitioners focused on their
the ICDP implementation on relevant organisational views on if and how the implementation process was
levels, the ICDP’s fit with other activities and workplace being, or had been, strategically managed and if so by
attitudes towards learning new things), adopter related whom (i.e. if factors perceived as important were in fact
(HC practitioners’ motivation to apply the ICDP and their attended to by someone). Interviews with Salut facilita-
need to develop work practices), process related (a compre- tors and HC and CHC managers sought to identify strate-
hensive plan of action for the ICDP implementation, the gies that were consciously used to enhance the
presence of key change agents, hands-on support, forums implementation process and to handle known implemen-
for sharing experiences and systematic follow-ups) and tation factors.
innovation related (compatibility between the ICDP and
current workplace values and culture and the possibility
Data analysis
to adapt/reinvent the ICDP to current practice). Infor-
mants were instructed to indicate the degree of impor- Questionnaire data were analysed by focusing on differ-
tance of a specific implementation factor and to what ences between the level of importance and the level of
degree the same factor was currently addressed or mani- manifestation and on differences between measurement
fested on a 5-point Likert scale (from ‘not at all’ to ‘a occasions. Paired differences between importance and
very high degree’). The term ‘manifestation’ refers to manifestation for each individual factor were analysed
whether a factor was strategically managed and/or ‘put using Wilcoxon’s signed-rank test. To quantify differences
in place’. between importance and manifestation, standardised
effect sizes were calculated (35). An effect size of 0.2 was
Interviews. Semistructured interviews were conducted to considered a small effect, 0.5 was considered an interme-
provide information on the informants’ views on impor- diate effect, and 0.8 was considered a large effect. Paired
tant factors, as well as potential factors not covered by differences between the two occasions were analysed
the questionnaire, and to identify strategies used to man- with Wilcoxon’s signed-rank test. The significance level
age these factors or to find other information of impor- was defined as p < 0.05. IBM Statistics (version 20) was
tance. The interviews were conducted during the later used for the statistical analyses.
stage of the course period (February–May 2011) and All interviews were audio-recorded and transcribed
lasted 8–75 minutes (mean 55 minutes). verbatim. Qualitative content analysis, with a directed
The interview guide consisted of themes that approach (34), was performed in an iterative manner
corresponded to the questionnaire (system-, adopter-, using several steps (36–38). First, sentences or phrases

© 2016 Nordic College of Caring Science


132 A. Westerlund et al.

Active code yes/no


that contained relevant information were structured into
meaningful utterances that included contextual informa-

(manifestation)
tion. These utterances were then condensed. Second,
each utterance was classified chronologically into one of
the three stages of Exploration, Programme Installation

Yes

Yes
No

No
and Initial Implementation based on the time period

Communication/information
referred to by the informant (25). In the third step, the
text units were classified into one of the four main factor

implementation factors
categories – system, adopter, process or innovation – and

Relative advantage
Themes/identified
factors/themes were identified and labelled. Finally, fac-

Comprehensive
plan of action
Compatibility
tors were marked with an ‘action code’ (yes/no/partly)
based on whether the factor had been described as mani-
fested (i.e. actively managed, not managed or partly
managed). An example of the analysis of the interviews
is given in Table 1.

Innovation factor

Innovation factor
Main category

Process factor

System factor
Ethical considerations
The informants received written and oral information
regarding the overarching national strategy for develop-

installation stage

Exploration stage
ing parental support and the study’s purpose. Before dis-

adoption stage

adoption stage
Exploration and

Exploration and
tributing the first questionnaire (which also included this

Programme
information), the attending researcher provided informa-

Stage
tion that participation was voluntary, how answers
would be processed, how data would be handled and
how the presentation of results would be done on the

Considerations regarding
innovation compatibility
Lack of communication

regarding the process


group level in such way that individuals could not be
Condensed utterance

A lack of planning
identified. Participation in the study was based on

and preparation
and information
informed consent. The study was approved by the Regio-
nal Ethics Committee at Ume a University (Dnr 2010-

306-32O).
Table 1 Examples of how qualitative data from interviews were coded and analysed

Results
‘When we looked into it, ICDPa seemed to be the method closest to the existing

The results of the study are reported according to the


we felt from the beginning that we had not received any information . . .

research questions. First, HC practitioners’ perceptions on


different implementation factors’ degree of importance
‘In an ideal world we would have had the time to plan this effort

and degree of manifestation as captured by the question-


‘From the very beginning, we could see the benefits with this’.
‘We really do not know what is going to happen next because

naires are presented. Secondly, more detailed results on


differently . . . and prepare for the implementation. If only

the informants’ perspectives on factors of importance, the


ICDP, the International Child Development Programme.
so we do not know what form this process will take’.

strategies used to manage these and the progress of the


approach and practice in child health care today’.

implementation are presented stage by stage. Finally, a


summary of the interview results structured by stages
and categories of implementation factors is provided,
including additional factors discussed in interviews and
not covered by the questionnaires.
we had not been in such a hurry’.

Questionnaire results regarding importance and manifestation


of implementation factors
Original utterance

The questionnaires focused on factors related to the inno-


vation or intervention being implemented, the imple-
mentation process and the adopter. Table 2 presents the
results of the statistical analysis comparing the perceived
importance and manifestation of the factors. The paired
a

© 2016 Nordic College of Caring Science


Managing early implementation of parental support 133

Table 2 Health centre practitioners’ estimations of the degree of importance and manifestation of factors during early implementation of ICDPb

Questionnaire Questionnaire Difference between


1 (n = 66) 2 (n = 54) measurements

Median Median Effect


(Q1, Q3) (Q1, Q3) sizea
Effect Effect
Implementation factors Importance Manifested sizea Importance Manifested sizea Importance Manifested

System factors
Clear managerial support 4.5 (4,5) 4 (3,4) 0.36 5 (4,5) 3 (2,4) 0.51
Dedicated time for implementation 5 (4,5) 3 (1,3) 0.57 5 (4,5) 2 (2,3) 0.57
(all necessary activities included)
Anchoring of the ICDPb) implementation 4 (4,5) 2 (1,3) 0.56 5 (4,5) 2 (1,3) 0.54
on relevant organizational
levels and the ICDP’s fit with
other planned activities
Attitude towards learning 5 (4,5) 4 (3,5) 0.45 4.5 (4,5) 4 (3,4) 0.48
new things in the
workplace (a learning environment)
Adopter factors
Motivation 4 (4,5) 4 (3,4) 0.44 5 (4,5) 4 (4,4) 0.43 0.20 0.25
Need for change 5 (4,5) 3 (3,4) 0.47 5 (4,5) 3 (2,4) 0.54 0.31
Process factors
A comprehensive plan of action 5 (4,5) 1 (1,2) 0.58 4.5 (4,5) 2 (1,3) 0.58 0.25
(for the ICDP implementation)
The presence of key actors with 4 (4,5) 2 (1,3) 0.55 5 (4,5) 2 (1,3) 0.58
the responsibility for
driving the implementation forward
The possibility to get hands-on 4 (4,5) 1 (1,2) 0.57 5 (4,5) 1 (1,2) 0.59
process support
Forums for discussions and exchange 4 (4,5) 2 (1,3) 0.57 4.5 (4,5) 2 (1,3) 0.58
of experiences, knowledge, etc.
Systematic follow-ups 4 (4,5) 2 (1,3) 0.56 4 (3,5) 2 (1,3) 0.58
Innovation factors
Compatibility between the ICDP and current 4 (4,5) 3 (3,4) 0.49 5 (4,5) 4 (3,5) 0.43
workplace values and culture
Possibility to adapt the ICDP 4 (4,5) 3 (2,4) 0.54 5 (4,5) 3 (3,4) 0.54
to current practice

Effect size measures for Wilcoxon’s signed-rank test of paired differences for each individual between importance and manifestation and for dif-
ferences in importance and manifestation between measurement occasions.
a
Only effect sizes for significant tests are shown.
b
ICDP, the International Child Development Programme.

differences for each individual respondent between and manifestation. The most common estimations were
importance and manifestation were considered significant ‘very high’ for degree of importance and ‘not at all’ for
for all factors with p-values below 0.001. Effect size cal- degree of manifestation. None of the individual process
culations showed the largest differences between impor- factor results differed much from this pattern.
tance and manifestation for the process factors, where A majority of the informants viewed the importance of
importance was always rated higher than manifestation. system factors as ‘high’ or ‘very high’, while the estima-
The smallest differences were found regarding adopter tions of these factors’ manifestations were more varied.
factors and innovation factors. Few significant changes The factor ‘learning environment in the workplace’
between measurement occasions were found. (based on the questionnaire statement: There is a positive
The vast majority of informants rated all process factors attitude towards learning new things to add to existing practice
as ‘not at all’ or ‘only slightly’ manifested, while the esti- at my workplace) stands out as being estimated more posi-
mated importance of the same factors was rated as being tively regarding manifestation than the other factors. If
‘relatively high’ or ‘very high’. Process factors showed this factor is excluded from the analysis, the overall pat-
the highest degree of discrepancy between importance tern becomes more negative because the discrepancy

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134 A. Westerlund et al.

between the importance and manifestation of the factors course. An informant from the CHC stated: ‘People from
widens. Salut were involved in getting funding. They arranged for this
For the adopter factors, both ‘motivation’ and ‘need for education, made all necessary contacts, and sort of did the job!
change’ were viewed as ‘highly important’, and their It is really good that they did!’ Other than this, no division
manifestations were also rated high. The same pattern of roles and responsibilities among the groups of strategic
can be seen regarding the innovation factors. These actors seemed to have been made. One statement pro-
results show that both of these categories contain factors vided by one of the Salut facilitators describes the situa-
that the informants stated are both important and tion: ‘We are still struggling with our role in relation to the
manifested. CHC unit in terms of how we should see ourselves and what
our mission is in relation to theirs. We wish that everything we
do will eventually be “owned” by them’. HC practitioners
Interviewees’ descriptions of early stages of the
expressed annoyance concerning the lack of information
implementation process
about the ICDP and the lack of time to prepare for the
Stage 1 - Exploration and adoption. When referring to the course: ‘We had not received proper materials before starting
first stage, the Salut facilitators, CHC psychologists and the course. For example, we were supposed to have read the
CHC managers all described how careful considerations, main course book before day one of the course, but we did not
with a focus on the intervention’s compatibility with know about that book’. Besides HC practitioners’ participa-
existing practice, had been made before deciding to tion in the first-level course, no activities specifically
implement the ICDP. One CHC psychologist stated, ‘When directed to enhance the implementation and sustainabil-
we looked into it, the ICDP seemed to be the method closest to ity of the ICDP were provided for in terms of dedicated
the existing practice in child health care today’. The CHC unit time and/or resources. No systematic follow-up of the
had received requests from HC practitioners regarding process had been planned, and none of the informants
strengthening their competence and work practices con- were clear on how to follow up on potential results. HC
cerning parental support. The ICDP was considered by practitioners, as well as some Salut facilitators, pointed
Salut facilitators, CHC psychologists and CHC managers this out as a deficiency: ‘If you never evaluate, you can never
as a promising way to promote children’s mental well- know. How can someone put so much money, time, and effort
being, which was presented as the main goal for imple- into something, an education or programme or whatever, and
menting the ICDP. However, all informants stated that not make sure they get what they expect out of it?’
discussions across groups regarding visions and specific
goals, especially among HC managers, were insufficient. Stage 3 - Initial implementation. When referring to the
Interviews with HC managers indicated that their third stage, HC practitioners expressed concerns that pro-
involvement and commitment regarding the ICDP were cess factors – such as ‘communication and information’,
limited, if not entirely absent, and this was exemplified ‘hands-on support’ and ‘a comprehensive plan of action’
by statements like ‘What are you talking about? That we – were not manifested or managed by anyone. No clear
have decided to engage in what? ICDP?’ The interviews pro- expectations on what actually should be done after the
vided no indications of a clear or commonly known divi- training course were expressed. HC practitioners stated
sion of roles and responsibilities between involved actors. that these deficiencies led to confusion and irritation.
No comprehensive plan of action seemed to have been Further, they did not perceive that there were any actors
disseminated at this stage. The HC practitioners stated responsible for enhancing the implementation, and they
that they had not received information regarding ICDP or expressed ambiguity regarding how they were supposed
its implementation process before the first day of the to transfer what they learned from the course into their
training course, and they provided statements like, ‘We work practice: ‘Is it up to us now to do what we want with
really do not know what is going to happen next because we this new knowledge? Shall we offer parental groups according
felt from the beginning that we had not received any informa- to the ICDP now or should we just let what we’ve learned
tion. So we do not know what shape this process will take’. inspire us in our daily meetings with parents and children?’
They also confirmed the lack of managerial support and Among the strategic informants, views differed regard-
considered this to be a problem. However, the vast ing responsibilities for the process factors. Some Salut
majority of the HC practitioners expressed a positive view facilitators viewed the CHC unit as responsible for pro-
on the ICDP intervention, as exemplified by statements viding hands-on support and structured feedback and for
like, ‘From the very beginning, we could see the benefits with arranging communication channels among the practition-
this!’ ers. Others from the Salut constellation claimed that HC
managers were the natural key actors and owners of the
Stage 2 - Programme installation. The Salut facilitators implementation: ‘I would say that the manager at each
were described by all respondent categories as being health centre should be responsible for “making things happen”
responsible for arrangements regarding the ICDP training at his or her health centre’. For the direct question of

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Managing early implementation of parental support 135

whether such opinions on division of responsibilities had practitioners offered a consistent description of the early
been communicated or discussed across different groups stages of programme implementation. Overall, the inter-
of actors, all of the answers were ‘No’ or ‘I don’t know’. view results showed a clear discrepancy between per-
There was no indication of a discussion on division of ceived levels of importance and perceived levels of
responsibilities taking place. Some informants argued that manifestation, especially for the process-related and sys-
insufficiencies regarding the implementation process tem-related factors. Factors perceived to be well mani-
were due to the short time frame for the implementation fested through all stages were motivation, relative
– which was a restriction put in place by the external advantage of the intervention itself, need for change and
funding agency – resulting in limited time for preparation the intervention’s compatibility.
and anchoring activities: ‘In an ideal world we would have Interviews with informants at strategic levels mainly
had the time to plan this effort differently and prepare for the confirmed the views of the HC practitioners. Table 3 pro-
implementation. If only we had not been in such a hurry’. vides an overview of all factors described in the inter-
With the exception of the HC managers, the motivation views as being important by at least one respondent
to implement the ICDP was stated by all informants to be when referring to the different stages of the programme
high at this stage, especially among the HC practitioners. implementation (25). Whether these factors were per-
Several HC practitioners mentioned high compatibility ceived to be manifested/managed or not (yes/no/partly)
between the ICDP and the current approach at the HCs: based on the view of the majority of informants is also
‘In many ways, this is what we have always done. Now this presented. Factors are labelled in accordance with the
has been confirmed, which has strengthened us in our work questionnaire (outlined in Table 3). Factors brought up
with parents and children’. that were not included in the questionnaire are
highlighted.
In the interviews, four new factors not covered by the
Summary of interview findings
questionnaire were brought up. Besides the HC man-
The interview findings were consistent with question- agers, all informants mentioned the innovation’s ‘relative
naire results in terms of discrepancies between the differ- advantage’ (innovation factor), ‘communication/informa-
ent factors’ importance and their manifestation. All HC tion’ (process factor) and ‘visions and goals’ related to

Table 3 Overview of implementation factors stated as important by the 21 informants in interviews, structured by stages, categories and themes

Stages of implementation Categories Themes/identified implementation factors Managed or manifested

1. Exploration and Adoption System Clear vision and goals Partly (clear vision exists among
some groups of informants)
Clear management support No
Adopter Own perceived need for change Yes
Process Communication/information No
Division of roles and responsibilities No
Intervention Compatibility Yes
Relative advantage Yes
2. Programme Installation System Anchoring No
Dedicated time and resources Partly (for the course)
Comprehensive plan of action No
Adopter Motivation Yes
Process Communication/information No
3. Initial Implementation Adopter Motivation Yes
Process Communication/information No
Comprehensive plan of action No
Key actors responsible for implementation No
Division of roles and responsibilities No
Hands-on support No
Exchange of experiences No
Systematic follow-ups No
Intervention Compatibility Yes
Possibility to adapt ICDP to current practice Yes
Relative advantage Yes

New factors brought up in interviews are given in italics.

© 2016 Nordic College of Caring Science


136 A. Westerlund et al.

the innovation (system factor). The factor ‘division of support programmes are offered over limited time periods
roles and responsibilities’ (process factor) was mentioned and under more stringent conditions, and with the pur-
by all Salut facilitators and by a majority of the infor- pose of targeting specific groups based on identified risk
mants from the CHC unit (managers and psychologists) factors, this might be less of a challenge.
when referring to the exploration stage. It can be argued that the multitude of actors with dif-
ferent accountabilities in combination with insufficient
communication contributed to the slow initial implemen-
Discussion
tation of the ICDP. When many actors are involved, it is
A starting point of this study was the problem of low likely more difficult to clarify roles and responsibilities
adoption rates of health promotion programmes and the regarding different aspects of the implementation process.
possibility that this might partly be due to lack of aware- The studied case provides a description of implementa-
ness or ignorance of existing knowledge on implementa- tion factors and barriers to implementation that were not
tion and change in healthcare settings. In this case, addressed, even though they were perceived as important
adherence to existing knowledge on implementation was by the actors involved. It also addresses some of the why’s
weak, that is mainly the factors in Greenhalgh et al.’s dif- as stemming from the external context, such as the restric-
fusion of innovation model (24). The results reflect a tions and time frames imposed by the external financer.
shortage of strategies for managing crucial aspects of the The latter also concerns the intervention itself, mainly
ICDP implementation, meaning that time and effort put restrictions on the use of ICDP based on level of training,
into the initiative at its early stage (e.g. the training and the lack of clarity regarding the intentions and expec-
course) might to some extent have been wasted. More tations on the adaptation of ICDP to current practice versus
importantly, this could have threatened the ability to use the maintenance of fidelity to the original ICDP protocol.
the ICDP as parental support and thereby not met the
aim of preventing mental illness among children and
Methodological considerations
adolescents. The question of whether chosen strategies
and ways of managing important factors enhanced the As a case study, the possibility for generalisation lies in
implementation is not possible to answer based on these its connection to building new or using existing theory
results. Still, it can be concluded that despite the lack of (40). In this study, we used previous research and models
strategies and the confusion and irritation that arose as a on implementation factors to aid our interpretation of
consequence, motivation was not missing in this case. the data, which makes the results comparable to other
The ICDP was perceived by a large majority of informants similar studies but also limits the openness for new find-
to be potentially beneficial, not only for parents and chil- ings. The value of combining quantitative (question-
dren but also for all actors involved. This implies that if naires) and qualitative (interviews) measurements, that is
innovation-related factors are manifested (i.e. the inno- the mixed-methods approach, in case studies was con-
vation is wisely chosen), this could positively affect other firmed because the results from the questionnaires con-
factors such as motivation. This finding is consistent with structed on the basis of existing frameworks were
results from a similar study on the dissemination of inno- expanded by the interviews based on open-ended ques-
vations (39). Thus, it seems that careful considerations tions. However, our results did not exhaust the area of
made regarding the choice of intervention in this case potential implementation factors that can influence this
might somewhat have compensated for the lack of strate- type of preventive programme. The interviews took place
gies to manage other central factors. between the two rounds of questionnaires, and there is a
Based on our findings, a question can be raised regard- possibility that the practitioners were affected by the con-
ing how to ensure an adequate level of implementation tent of the questionnaire. Thus, although the interview
when the ICDP is offered at a universal level and, as in data added new information, a limitation of a more
this case, is supposed to be adapted and merged into deductive approach is that other issues of relevance for
existing work practices in HCs. In this case, the expecta- the implementation might have been unintentionally
tions on actions were vague and the direction of change excluded. The study largely reflects the perceptions of
was not clarified or supported by managers or key strate- female participants of similar age, but this proportion of
gic actors during the early stages of the intervention’s women mirrors the general female predominance in
implementation. This in turn indicates that the use and these sectors in Sweden.
impact of the ICDP might vary among HCs regarding The similarity of issues raised by informants in differ-
both content and extent. If the intention is to merge new ent data sources and regardless of profession or role in
approaches with current similar work practices, it the initiative strengthens the reliability and validity of
becomes difficult to monitor and evaluate the effects of the results as a representation of the implementation pro-
the intervention, especially for universal preventive pro- cess. That all HC practitioners at the participating HCs
grammes (18). In situations where selective parental and a majority of the key programme actors took part in

© 2016 Nordic College of Caring Science


Managing early implementation of parental support 137

the study ensures the representation of potentially differ- and the use of health promotion interventions, thereby
ent perspectives. Interviews with HC managers were in increasing the probability of reaching the intended health
general very short. The fact that these managers had benefits. We suggest that further attention be paid to
sparse knowledge on the ICDP implementation was issues of practical adherence (or nonadherence, as in this
unexpected and was an important result in itself, espe- case) to existing knowledge on implementation
cially when considering the fact that a vast majority of when initiating health promotion and preventive
HC practitioners emphasised the importance of manage- interventions.
rial support. All managers had been informed about and
accepted the implementation of the ICDP at their HC.
Epilogue
Therefore, we did not exclude these from the study.
The strength of this study is that it reflects the views of Results from a follow-up study of the continuing ICDP
professionals at several organisational levels, including implementation indicate that the perceptions of several
front-line staff and perspectives of personnel at more factors have changed among all types of informants,
strategic levels. Unquestionably, perspectives from the especially regarding the process-related factors, and that
target group of the intervention (i.e. parents) as well as the division of roles and responsibilities has been
measures regarding the ICDP’s effect on well-being of clarified.
both parents and their children would have strengthened
the study. Due to the recent launch of the initiative and
Acknowledgements
its somewhat hesitant start, no such data could be
obtained at the time of the study, but these perspectives The authors would like to thank all respondents for their
can be addressed in future follow-up studies. time and effort.

Conclusion Author contributions


It can be concluded that if key actors and stakeholders AW, RG, AI, EE and MN designed the study; AW col-
fail to clarify expectations, involve key individuals for lected the data; AW, RG and ML conducted the analyses;
process support and develop strategies to manage known and AW, RG and MN drafted the manuscript. All authors
implementation factors during initiation and early imple- read, contributed to and approved the final manuscript.
mentation, the aims of health promotion and preventive
programs like the ICDP might not be met.
Ethical approval
Implementing the ICDP in a complex organisational
setting will benefit from being preceded by a thorough The study was approved by the regional Ethics Commit-
examination of the intervention and the target context tee at Ume €
a University, Sweden (Dnr 2010-306-32O).
and a development of implementation strategies based on
the results of such an examination. Agreeing on the divi-
Funding
sion of roles and responsibilities for different implementa-
tion factors can enhance the progress during the early This work was financially supported by the Swedish
implementation stage. National Institute of Public Health through the ‘Swedish
A better understanding of how ‘if, how and by whom’ national strategy for developed parental support’ and was
knowledge on implementation and change is applied in undertaken within the Ume a Centre for Global Health
empirical cases could help increase the rates of adoption Research, a Forte-supported Centre of Excellence.

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