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A Doctoral Dissertation
Presented to the Graduate Faculty of the
Department of Psychology
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In Partial Fulfillment of the
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Requirements for the Degree of
Doctor of Philosophy in Clinical Psychology
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Long Island University
April 2009
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Certified By:
Copyright 2009 by
Kusterer, Katherine DeMeo
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ABSTRACT
involvement have also been shown to mediate this relationship. However, there is little
research that examines these relationships within an older adolescent population or that
has studied specific components of parental involvement. This study evaluated the
relationships between four parenting styles and academic achievement as well as the
mediating effect of three types of parental involvement was assessed. A total of 136
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students, 72 from a university and 64 from a high school, completed self-report
evaluated. The mediation model proposed was only partially supported. Only one of the
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components of parental involvement, described as parental support of academic
endeavors, was found to mediate the effect of parenting styles on academic achievement.
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This relationship existed when school attitudes were used as the outcome. However,
these findings were not significant. Though this study has limitations, the findings
provide another layer of data within this field of research. Implications and future
ACKNOWLEDGEMENTS
I would first like to thank my parents, Diane and Nick, for their love and support.
You have always encouraged me to find what I love to do and persevere until I reach my
goals. This dissertation, and my entire graduate career, would not have been possible
without your guidance and support. I'd also like to thank my sisters, Jen and Liz, for
always being there for me. Whether it was in the form of a quick "study break"
conversation or by digging through old stats notebooks, you have both helped me
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I am truly grateful to my husband and best friend, Brian. From my first graduate
school application to the last revision on this dissertation, you have been my ceaseless
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cheerleader, my steadfast shoulder to lean on, and the nagging voice in my head that says,
"Shouldn't you be doing your work right now?" Thank you for your unwavering love
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and support. I never could have done this without you.
I would like to thank the family and friends who encouraged me throughout
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graduate school. Your assistance, understanding, and knack for making me laugh are
greatly appreciated.
Finally, I would like to thank Dr. Gary Kose for his guidance from the beginning
of this project and at each step along the way. I would also like to thank Dr. Joan Duncan
and Dr. Paul Ramirez for their thoughtful feedback, guidance, and encouragement.
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TABLE OF CONTENTS
ABSTRACT ii
ACKNOWLEDGEMENTS iii
TABLE OF CONTENTS iv
LIST OF TABLES vi
I. INTRODUCTION 1
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Peer Groups 18
V. RESULTS 36
Preliminary Analyses 36
Hypothesis Testing 44
Additional Analyses 62
Summary of Findings 66
VI. DISCUSSION 68
Overview 68
Parenting Styles 69
Peer Groups 71
Parental Involvement 71
Academic Achievement 72
Limitations of this Study 73
Implications and Avenues for Future Research 74
REFERENCES 76
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APPENDICES 87
Appendix A Long Island University Recruitment Flyer 87
Appendix B South Side High School Recruitment Flyer 88
Appendix C Consent Form for Long Island University 89
Appendix D Consent Form for South Side High School 90
Appendix E Parental Consent Form for South Side High School 91
Appendix F Assent Form for South Side High School 92
Appendix G Demographic Questionnaire 93
Appendix H Parenting Style Index 94
Appendix I The Big Five Inventory 97
Appendix J Peer Orientation Index 104
Appendix K School Attitude Assessment Survey - Revised 105
Appendix L Parenting Context Questionnaire - Involvement Items 110
Appendix M Parent Involvement Measure Ill
Appendix N IRB Approval 112
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vi
LIST OF TABLES
Table Page
1. Demographic Characteristics 37
2. Parenting Styles 39
Peer Orientation 40
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Academic Achievement 45
7. Pearson Correlations Between Authoritative and Neglectful Parenting and
Family Environment IE 48
Chapter I
INTRODUCTION
Parents play a highly influential role in their child's development. Baumrind (1967)
identified that preschool children raised by parents with differing parenting styles varied in
their degree of social competence. Baumrind (1971) proposed a theory of parenting which
states that the manner in which parents resolve their child's joint needs for both nurturance
and limit-setting has a major impact on the degree of social competence achieved and the
behavioral adjustment of their children. This theory identified three qualitatively different
patterns of parental authority (Baumrind, 1971). This typology was subsequently modified by
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categorizing families according to their levels of parental demandingness (control,
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supervision, maturity demands) and responsiveness (warmth, acceptance, involvement)
(Maccoby & Martin, 1983). Redefining parenting styles in terms of the interactions between
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these two dimensions produced a fourfold typology: authoritarian, authoritative, indulgent and
neglectful.
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Parents who are classified as parenting in an authoritarian style are highly demanding
and unresponsive. Authoritarian parents tend to emphasize obedience and respect for
between high levels of demandingness and high levels of responsiveness. These parents
consistently monitor conduct, but they are also warm and supportive (Baumrind, 1991b;
Dornbusch, Ritter, Leiderman, Roberts, & Fraleigh, 1987). Indulgent and neglectful styles
are both characterized by nondemandingness, but they differ in their level of responsiveness.
style. Parents who are neither demanding nor responsive display a neglectful style of
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parenting. These parents do not monitor their children's behaviors or support their interests,
and they are often disengaged from parental responsibilities (Maccoby & Martin, 1983).
Research in psychology and education has demonstrated that general parenting styles
and specific parenting practices shape a child's development (Lamborn, Mounts, Steinberg,
Dornbusch, 1991; Steinberg, Lamborn, Dornbusch, & Darling, 1992). Studies have also
demonstrated that parental influence does not decline as children mature into adolescence
(Baumrind, 1991b; Steinberg, Lamborn, Darling, Mounts, & Dornbusch, 1994; Stevenson &
Baker, 1987). However, there is limited understanding of the processes through which
parenting styles influence adolescent development. In addition, there are few studies of the
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mechanisms that intervene between parenting and adolescent outcomes, specifically
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adolescents' achievement outcomes (Glasgow, Dornbusch, Troyer, Steinberg, & Ritter, 1997).
The focus of the present research is on the role of parenting styles in the lives of
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adolescents. It will examine the relationship between each of the four parenting styles and
academic achievement. Specifically, this study will assess the mediating effects of parental
Furthermore, the present research will also examine the contribution of the adolescent's
personality factors to the relationship between these variables. Peer orientation will be
assessed to account for the potential influence peers may have on adolescent achievement.
between each of the parenting styles and academic achievement, specifically that there will be
achievement and a negative con-elation between neglectful parenting and high levels of
academic achievement. Parenting styles will also be significantly correlated with parental
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school involvement, specifically that authoritative parenting will be positively correlated with
parental involvement and neglectful parenting will be negatively correlated with parental
involvement. Based on Steinberg et al. (1992), parental school involvement will be more
highly correlated with academic achievement within authoritative parenting families. The
involvement. Additionally, parenting styles will be correlated with certain Big Five
personality dimensions. These personality dimensions are also expected to correlate with
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indulgent parenting styles. Finally, students who are less susceptible to negative peer
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influences are expected to have higher levels of academic achievement.
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Chapter II
LITERATURE REVIEW
personality development, and peer orientation in adolescents. These are the main areas of
Parenting Styles
Parental attitudes toward child-rearing and the family life are an important influence in
a child's personality development (Schaefer & Bell, 1958). Personality theory provides a
rationale for the conceptualization and quantification of parental attitudes through the
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identification of a related set of concepts which point to a person's tendency to orient and act
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with respect to objects in a certain manner. These concepts include emotional, cognitive, and
motivational elements and imply stable personality characteristics (Schaefer & Bell, 1958).
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Assuming that these characteristics are related to the type of relationship a parent develops
with his or her child, measuring these characteristics would permit predictions of the parent's
behavior with his or her child and the future personality adjustment of the child (Schaefer &
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Bell, 1958).
observation has revealed that the impact of parental attitudes and practices on the
developmental behavior of the child is profound (Walsh, 1968). Baumrind (1967) identified
that preschool children reared by parents with differing parenting styles varied in their degrees
of social competence. She proposed a parenting style theory which posits that the manner in
which parents resolve their child's joint needs for both nurturance and limit-setting has a
major impact on the degree of social competence achieved and the behavioral adjustment of
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their children (Baumrind, 1971). This approach focused on the presence of different
parenting elements (such as warmth, demands, and supervision) and assumed that the impact
of any one element depends, in part, on the arrangement of all others. As such, parenting
style is viewed as a characteristic of the parent that alters the effectiveness of family
socialization practices and the child's receptiveness to such practices (Darling & Steinberg,
1993).
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supervision, maturity demands) and responsiveness (warmth, acceptance, involvement)
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(Maccoby & Martin, 1983). Redefining parenting styles in terms of the interactions between
these two dimensions produced a fourfold typology. The primary difference between
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Baumrind's model (1971) and Maccoby and Martin's model (1983) is that the latter
"neglectful." These styles are both characterized by nondemandingness, but they differ in
responsiveness engage in an indulgent style of parenting. These parents are warm and
accepting, but they exercise little authority, make few demands for mature behavior, and
allow considerable self-regulation by the child or adolescent. Parents who are neither
demanding nor responsive display a neglectful style of parenting. These parents do not
monitor their children's behavior or support their interests, and they are often disengaged
Parents who are classified as engaging in an authoritarian style are highly demanding
and unresponsive. These parents attempt to mold and control the behavior and attitudes of
their children according to a set of standards. They expect the rules they impose to be
obedience and respect for authority (Baumrind, 1991b). In contrast, authoritative parents
maintain a balance between high levels of demandingness and responsiveness. They establish
and firmly enforce rules and standards for their children's behavior, which is expected to be
socially responsible and mature. These parents consistently monitor conduct, but they are
also warm and supportive. They encourage communication with their children and validate
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the child's point of view (Baumrind, 1991b; Dornbusch et al., 1987).
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Although the parenting style classifications were originally developed for research on
family socialization practices during childhood, they have also been used to study the links
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between family interaction patterns and areas of adolescent functioning. Studies have
investigated the significance of parenting styles for older children and adolescents, and
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research has shown that parental influence does not decline as children mature into
adolescence (Baumrind, 1991b; Steinberg et al., 1994). Slicker (1998) found that the effects
of parenting styles persist when the typology is applied to graduating high school seniors,
indicating that these effects have long range developmental ramifications for the child.
scored higher on measures of psychosocial competence and school achievement, and lower on
measures of internal distress and problem behavior when compared to adolescents from
nonauthoritative families (Garg, Levin, Urajnik, & Kauppi, 2005; Lamborn et al., 1991;
Steinberg et al., 1992). Ethnic and cultural variations in the impact of parenting styles have
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been found (Darling & Steinberg, 1993; Dornbusch et al., 1987), but this empirical pattern
appears to transcend gender, family structure, age, and social class distinctions. According to
Walker (2008), these results were due to authoritative parents' tendency to instill academic
and social competence by helping their children balance the need for autonomous, active
behavioral control during home-based learning activities such as homework promotes on-task
behavior, makes the environment predictable and consistent, and protects students from
children opportunities for independent practice with concepts and procedures (Walker, 2008).
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In contrast, adolescents with neglectful parents showed the lowest level of adjustment among
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the four parenting styles. These adolescents are the most disadvantaged with respect to social
parenting (Steinberg, Mounts, Lamborn, & Dornbusch, 1991; Steinberg et al., 1992;
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Steinberg, Elmen, & Mounts, 1989). Steinberg and colleagues (Steinberg et al., 1991,1992)
democracy. These studies have attempted to examine authoritativeness through these three
that may mediate the impact of parenting practices on child and adolescent competence
(Gottfried, Fleming, & Gottfried, 1994; Grolnick, Ryan, & Deci, 1991; Steinberg, Elmen, &
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Mounts, 1989; Steinberg et al., 1992), including psychosocial maturity, work orientation, and
a tendency for self-regulation. In general, these studies indicated that the direct effects from
parenting factors to academic outcomes are either weak or nonsignificant. Instead, there are
Parent Involvement
or her role as a parent and to the fostering of optimal child development" (Maccoby & Martin,
1983, p. 48). The history of research in parent involvement stems from sociological theories
noting the importance of background factors, such as parent education, in predicting school
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achievement. From these findings, theorists began to explore processes through which
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background factors might exert their forces (Grolnick & Slowiaczek, 1994). This research,
which linked background variables and achievement, represented home and school as separate
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and parents as passive contributors to their child's schooling (Stevenson & Baker, 1987).
Parent involvement in American schools has been present since the beginning of
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formalized schooling. However, the nature of the collaboration has evolved through time
(Epstein & Sanders, 2002). Initially parents maintained a high degree of control over
schooling by controlling the hiring of teachers. By the middle of the 20th century, there was
strict separation between the roles of families and the roles of schools. Schools were
responsible for academic topics, while families were responsible for moral and cultural
education. At this time schools accepted little input from the families. Currently, given
greater demands for children's achievement, school and families have formed partnerships
and shared the responsibilities for children's education (Hill & Taylor, 2004). In this context,
parental involvement relates to parents' interest and participation in their children's schooling
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and learning. This participation is reflected in a range of home- and school-based behaviors
teaching. Parental involvement can target the cognitive, behavioral, and motivational aspects
of children's learning (Seginer & Vermulst, 2002). Involvement often consists of the
personnel, assisting in academic activities at home, and attending school events, meetings of
parent-teacher associations, and parent-teacher conferences. For middle and high school
students, discussions between parents and adolescents about school and plans for the future
are often included in definitions of parental academic involvement (Hill & Taylor, 2004).
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Unlike research on parenting styles, early empirical research on parental involvement
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was limited by the lack of a guiding theoretical framework (Fan & Chen, 2001). However,
Epstein (1987) proposed a widely recognized typology to account for different levels of
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parental involvement in a child's education. Initially Epstein (1987) identified four types of
involvement at school, and parent involvement in learning activities at home. Epstein (1992)
later expanded the typology and identified six types of opportunities for parent involvement in
the perspective of the school, focusing on what schools can do to stimulate more active
parent involvement.
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Within the realm of educational research, parental involvement has typically focused
on one specific activity, such as going to school functions (Stevenson & Baker, 1987), helping
with homework or course selection, the specific encouragement of school success, or the
number of contacts between families and schools (Iverson, Brownlee, & Walberg, 1981).
Several studies have demonstrated the positive effects of parental involvement in children's
schooling (e.g., Fehrmann, Keith, & Reimers, 1987; Steinberg et al., 1992). In general, these
studies (Jeynes, 2005; Steinberg et al., 1992; Stevenson & Baker, 1987) indicated that
students whose parents are more involved in their education earn higher grades in school,
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According to Hill and Taylor (2004), there are two major mechanisms by which
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parental involvement promotes achievement. The first is by increasing social capital, which
refers to parents' skills and information, thereby making parents better equipped to assist their
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children in school-related activities. As parents establish relationships with teachers and
school administrators, they learn important information about the school's expectations for
homework, how to help with homework, and how to supplement their child's learning at
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home (Lareau, 1996). When parents are involved in schooling, they meet other parents with
whom they can share information about and insight on school policies and practices. Parents
might also learn from each other which teachers are the best and how difficult situations have
been handled in the past. Additionally, when parents and teachers interact, teachers learn
about parents' expectations for their children (Hill & Taylor, 2004). Baker and Stevenson
(1986) found that compared with parents who were not involved, involved parents developed
more complex strategies for working with schools and their children to promote achievement.
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achievement (Hill & Taylor, 2004). Social control occurs when families and schools work
communicated to children at both home and school (McNeal, 1999). When parents and
teachers agree on both behavioral and academic goals for children, the agreement serves as a
sort of social constraint that reduces problem behaviors. Children then receive similar
messages about appropriate behavior across settings and from different sources, ensuring that
the messages are clear and reducing confusion about expectations (Hill & Taylor, 2004).
Parents' involvement with their children's schooling is not a uniform process, and
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researchers have studied many dimensions of parental involvement. Researchers have
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distinguished between at-home academic involvement and at-school academic involvement
(Eccles & Harold, 1996). At-home academic involvement has been described as contact
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between parent and child that is focused on the child's schooling (Shumow & Miller, 2001).
Home-based involvement includes activities like direct help with schoolwork, guidance on
course selection, and advice on career planning. At-school involvement requires parents to
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initiate, or be available for, contact with school personnel, including activities like attending
Fan and Chen (2001) conducted a meta-analysis of the relationship between parental
involvement and students' academic achievement. The results of this analysis found that
for watching TV, for doing schoolwork, etc.), had the weakest relationship with students'
academic achievement (r ~ .09), whereas parents' aspirations and expectations for children's
educational achievement appeared to have the strongest relationship with students' academic
Parental school involvement is thought to decrease as children move to middle and high
school, partly because adolescents increasingly become more autonomous and due to parents'
beliefs that they may not be able to assist with more challenging high school subjects (Eccles
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& Harold, 1996). Despite this belief, few parents stop caring about or monitoring the
academic progress of their high school-age children, and parental involvement remains an
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important predictor of school outcomes through adolescence (Hill & Taylor, 2002). However,
parents may experience a decrease in their feelings of efficacy as their children grow older. It
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is possible that parents may be less knowledgeable about the subject matter being taught in
more advanced and specialized courses. Parents may also feel that the methods used in
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teaching various subjects are very different from the methods used when they were in school.
Consequently, parents may worry that they will mislead or confuse the children if they try to
help (Eccles & Harold, 1993). Based on this theory, Shumow and Lomax (2002) posited that
parents' efficacy beliefs could predict reports of parental involvement, parental monitoring,
and parent-child communication. They found that parental efficacy predicted reported
parental involvement and parental monitoring among parents of adolescents overall and
within each of the racial or ethnic groups studied, with control for environmental aspects of
(Shumow & Lomax, 2002). The findings of the study also showed that reports of
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their parents (Steinberg & Silverberg, 1986) and increase their self-reliance (Epstein &
Connors, 1995). Parental involvement practices that seem appropriate when children are at
the elementary school level may become inappropriate when they enter high school, and it
may be difficult for parents to determine which involvement activities are developmentally
appropriate (Deslandes & Cloutier, 2002). Thus, parents may find ways to become involved
in less direct, more developmentally appropriate ways (Hill et al., 2004). For example,
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although direct helping with homework declines in adolescence, parent involvement during
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middle and high school is associated with an increase in the amount of time students spend on
homework and an increase in the percentage of homework completed (Epstein & Sanders,
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2002). Adolescents may also be resistant to certain forms of parental involvement as they
strive for more independence. However, Deslandes and Cloutier (2002) found that
adolescents are in favor of supporting most parental involvement in school activities across
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achievement of African American students in the twelfth grade. The results of Jeynes's
(2005) study indicated that having "highly involved parents" contributes to the academic
outcomes for African American students. The effects are statistically significant when
controlling for gender, but the relationship was attenuated when SES variables were added to
the analysis. Though this finding identifies SES as being a factor in the relationship, it does
Although research on the effects of parent involvement suggests that it has positive
students has been limited (Keith et al., 1998). In addition, most of this research has used
more active and multidimensional view of the parent is inherent in the notion of parent
patterns and parenting practices (Fan & Chen, 2001; Hong & Ho, 2005). Researchers have
focused on it as a key mediator between background factors and achievement (Grolnick &
Slowiaczek, 1994).
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Grolnick and Slowiaczek (1994) proposed a conceptualization of parent involvement
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in children's schooling that integrates developmental and educational constructs and includes
domain. Grolnick and Slowiaczek (1994) underscored the importance of examining the
child's experience of the parent's involvement because the child must experience the
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resources in order for the resources to have an influence. They identified three dimensions of
includes overt behaviors such as going to the school and participating in school activities.
Parent's personal involvement includes the child's affective experience that the parent cares
about school, and has and enjoys positive interactions with them around school. The
materials such as books and current events (Grolnick & Slowiaczek, 1994).
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Personality Development
personality development depends upon the development of his or her sense of identity.
and self-esteem. Unlike children, adolescents are able to differentiate their view of
themselves from others' perspectives (Feldman, 2000). Adolescents are also capable of
seeing various parts of themselves simultaneously (Adams, Montemayor, & Gulotta, 1996).
Along with this capability, they begin to evaluate the different aspects of themselves in new
ways, such as academic performance, physical appearance, and social success (Chan, 1997).
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Factors like gender, race, and socioeconomic status, as well as the combination of these
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factors, affect the development of self-esteem.
parents and teenagers (Smetana, 1995). At the beginning of adolescence, parents tend to hold
most of the power and influence over the relationship. By the end of adolescence, power and
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influence have become more balanced, and the result is a more egalitarian relationship
between parents and their children. Despite the more balanced relationship, parents typically
literature regarding an exact age at which late adolescence begins, the range from ages 16
2000). Demographically, individuals this age undergo a series of closely spaced and
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formative life events (e.g., choosing a college, leaving home, and matriculating into college,
starting careers; Blonigen et al., 2008). Adolescents at this age also begin to define their
identities and make commitments to roles in life (Arnett, 2000). One developmental construct
behave, think, and feel in consistent ways (Blonigen, Carlson, Hicks, Krueger, & Iacono,
2008). In addition, personality traits are conceptualized by many to represent stable and
enduring patterns of thinking, feeling, and behaving that become increasingly solidified
throughout adulthood (Costa & McCrae, 1997). While various structural models of
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personality have been utilized in the literature, a five-factor model has largely been accepted
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as a comprehensive taxonomy for organizing personality dimensions (Tackett, Krueger,
the Big Five personality traits (McCrae & Costa, 1987). These traits are: neuroticism,
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correlates with many personality dimensions for which the English language has a word and
none of these traits correlates highly with any of the other four. Neuroticism is defined as a
and to enjoy the company of other people. It is associated with warmth, assertiveness, and
impulsiveness (Costa, McCrae, & Dye, 1991). These two traits are identified by both
supporters and skeptics of the Big Five model as traits relevant to much of human behavior
concern for the welfare of others. Conscientiousness refers to a tendency to show self-
experience is a tendency to enjoy new intellectual experiences and new ideas (Costa, McCrae,
scholastically. Despite this assertion that personality traits are related to academic
performance, research about how this factor affects academic achievement is not as developed
as research on other factors related to achievement (Fenollar, Roman, & Cuestas, 2007). The
studies that have been conducted (Dollinger & Orf, 1991; Goff & Ackerman, 1992; Wolfe &
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Johnson, 1995; Dwight, Cummings, & Glenar, 1998) have produced mixed results.
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Conscientiousness (Dwight, Cummings, & Glenar, 1998; Wolfe & Johnson, 1995) as well as
openness to experience (Dollinger & Orf, 1991) were found to positively correlate with high
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grades. Extraversion was found to have an inverse relationship with GPA (Goff & Ackerman,
1992).
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recent study assessed GPA as well as academic satisfaction. The researchers found that
with grades (Trapmann, Hell, Hirn, & Schuler, 2007). Heaven and Newbury (2004) assessed
adolescents' attitudes to school and self-rated academic performance. They found that
adolescent personality factors were the main predictors of adolescents' school attitudes while
parental characteristics were the only significant predictors of teenagers' self-rated academic
performance.