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Abstract: In the presence of pseudo-static seismic forces, passive earth pressure coefficients behind retaining walls
were generated using the limit equilibrium method of analysis for the negative wall friction angle case (i.e., the wall
moves upwards relative to the backfill) with logarithmic spirals as rupture surfaces. Individual density, surcharge, and
cohesion components were computed to obtain the total minimum seismic passive resistance in soils by adding together
the individual minimum components. The effect of variation in wall batter angle, ground slope, wall friction angle, soil
friction angle, and horizontal and vertical seismic accelerations on seismic passive earth pressures are considered in the
analysis. The seismic passive earth pressure coefficients are found to be highly sensitive to the seismic acceleration co-
efficients both in the horizontal and the vertical directions. The results are presented in graphical and tabular formats.
Key words: seismic passive resistance, limit equilibrium, pseudo-static.
Résumé : En présence de forces sismiques pseudo-statiques, des coefficients de butée à l’arrière des murs de soutène-
ment ont été générés par la méthode d’analyse d’équilibre limite pour le cas d’angle de frottement négatif du mur (i.e.,
le mur bouge vers le haut par rapport au remblai) avec des surfaces de rupture en spirale logarithmique. La densité, la
surcharge et les composantes de cohésion individuelles sont calculées pour obtenir la butée sismique totale minimum
dans les sols en additionnant les composantes individuelles minimum. On considère dans l’analyse l’effet de la varia-
tion de l’angle d’inclinaison du mur, de la pente du sol, de l’angle de friction du mur, de l’angle de frottement du sol,
des accélérations sismiques horizontales et verticales sur les butées. On trouve que les coefficients de butée sismique
sont très sensibles aux coefficients d’accélération sismique tant dans les directions horizontale que verticale. Les résul-
tats sont présentés sous forme de graphiques et de tableaux.
Mots clés : butée sismique, équilibre limite, pseudo-statique.
[Traduit par la Rédaction] Choudhury and Subba Rao 981
Can. Geotech. J. 39: 971–981 (2002) DOI: 10.1139/T02-023 © 2002 NRC Canada
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surcharge, and cohesion components for the –δ case. In the Fig. 1. Sign convention used in the analysis.
determination of each of these components, logarithmic spi-
ral failure surfaces have been considered. The effect of a
wide range of parameters: wall batter angle, ground slope,
wall friction angle, angle of internal friction of soil, and the
horizontal and vertical seismic accelerations on seismic pas-
sive earth pressure coefficients have been studied.
Method of analysis
The limit equilibrium method is adopted for the calcula-
tion of seismic passive earth pressure coefficients in soils for
negative wall friction in the presence of pseudo-static seis-
mic forces. In the analysis, it is assumed that the rigid re-
taining structure is supporting dry, homogeneous backfill
with surcharge and that the occurrence of an earthquake
does not affect the basic soil parameters, i.e., unit cohesion
c, friction angle φ, and unit weight γ. In the domain under
consideration, uniform seismic accelerations are assumed to
be acting at a particular time in both horizontal and vertical
directions. Terzaghi (1943) has shown that for a smooth
wall, the rupture surface is planar and for values of |δ| > φ/3,
where φ is the soil friction angle, only a curved rupture sur-
face should be assumed in the analysis for the passive case.
Kumar and Subba Rao (1997) used a composite failure sur-
face (logarithmic spiral and planar) in their analysis of pas-
sive earth pressures under static conditions for the negative
wall friction angle case. In the present analysis, although
The initial radius ro and the final radius rf of the logarithmic
planar, composite and log-spiral failure surfaces were inves-
spiral are given by distances FJ and FB respectively. After
tigated. However, only the results for the critical failure sur-
satisfying the equilibrium equations and the Mohr-Coulomb
face, which was found to be log-spiral, are presented. This
failure criterion, for the force system shown in Fig. 2, the
approach is similar to Morrison and Ebeling (1995) for the
exit angle ξ at point J on the ground becomes
+δ case.
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Fig. 3. Values of Kpγd for (a) α = 0°, β = 0°, δ/φ = –0.5; (b) α = 0°, β = 0°, δ/φ = –0.75; (c) α = 15°, β = 0°, δ/φ = –0.5; (d) α = 15°,
β = 0°, δ/φ = –0.75; (e) α = –15°, β = 0°, δ/φ = –0.5; (f) α = –15°, β = 0°, δ/φ = –0.75; (g) α = 0°, β = 25°, δ/φ = –0.5; (h) α = 0°,
β = 25°, δ/φ = –0.75; (i) α = 0°, β = –25°, δ/φ = –0.5; (j) α = 0°, β = –25°, δ/φ = –0.75; (k) α = 15°, β = 25°, δ/φ = –0.5; (l) α =
15°, β = 25°, δ/φ = –0.75; (m) α = –15°, β = –25°, δ/φ = –0.5; (n) α = –15°, β = –25°, δ/φ = –0.75.
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Fig. 3. (continued).
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from negative to positive β. Figure 5 shows the variation. Equation 11 can be validated by checking the values of
The effect of an increase in the magnitude of δ/φ is to reduce Kpcd for δ/φ = –0.67 obtained from those reported for δ/φ =
the Kpγ d values, as shown in Fig. 6. –0.5 and –0.75. For example, consider α = 0°, β = 25°, φ =
The value of Kpγ d for any combination of φ, α, β, and δ/φ 30°, ca/c = |tan δ/ tanφ|. The actual values of Kpcd for δ/φ =
can be obtained by interpolation. The suggested formula for –0.5 and –0.75 are respectively, 3.906 and 1.057, from Ta-
this purpose is given by ble 1. Now, using eq. [11], Kpcd for δ/φ = –0.67 becomes
1.606 as against 1.666 in Table 1.
[11] log(Kpγ d ) xi = log(Kpγ d ) x 0
log(Kpγ d ) x1 − log(Kpγ d ) x 0
+ (xi − x 0) Conclusions
x1 − x 0
Based on the limit equilibrium method of analysis with a
where, x is any parameter such as, α, β, φ, or δ/φ and the ith pseudo-static approach for seismic forces, seismic passive
value is to be found out between two given consecutive 0 earth pressure coefficients have been obtained with respect
and 1 values. The error involved in this interpolation is to density, surcharge, and cohesion components for the case
within 5%. From Figs. 4, 5, and 6, it can be seen that the of negative wall friction angle, considering a logarithmic
variation of Kpγ d in log scale is almost linear for the reported spiral failure surface. The seismic passive earth pressure co-
consecutive design values for the parameters α, β, and δ/φ. efficients always decrease with an increase in the vertical
Similar trends observed for Kpγ d are found for Kpqd also, seismic acceleration, but the horizontal seismic acceleration
and the results are presented in Fig. 7. The interpolation for- results in either an increase or a decrease in the earth pres-
mula suggested in eq. [11] can be used for Kpqd also, by re- sure coefficients, depending on the combinations of α, β, and
placing Kpγ d with Kpqd in that equation. δ/φ. The effect of an increase in the value of the wall batter
The detailed values of Kpcd for specific combinations of angle α from negative to positive is to decrease the seismic
parameters α, β, δ/φ, and ca/c are given in Table 1. For any passive earth pressure coefficients for all combinations of kh
other combinations, eq. [11] can still be used for interpola- and kv. In the presence of seismic forces, ground slope varia-
tion by replacing Kpγ d with Kpcd. The missing values of Kpcd tion from negative to zero increases Kpγ d values, and a fur-
are due to nonconvergence of the solutions. The values of ther increase in ground slope is found to decrease Kpγ d
Kpcd decrease with an increase in the magnitudes of φ, δ/φ, values. As expected, an increase in the magnitude of δ re-
and ca/c. sults in lower seismic passive earth pressure coefficients.
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Fig. 7. Values of Kpqd for (a) α = 0°, β = 0°, δ/φ = –0.5; (b) α = 0°, β = 0°, δ/φ = –0.75; (c) α = 15°, β = 0°, δ/φ = –0.5; (d) α =
15°, β = 0°, δ/φ = –0.75; (e) α = –15°, β = 0°, δ/φ = –0.5; (f) α = –15°, β = 0°, δ/φ = –0.75; (g) α = 0°, β = 25°, δ/φ = –0.5; (h) α =
0°, β = 25°, δ/φ = –0.75; (i) α = 0°, β = –25°, δ/φ = –0.5; (j) α = 0°, β = –25°, δ/φ = –0.75; (k) α = 15°, β = 25°, δ/φ = –0.5; (l) α =
15°, β = 25°, δ/φ = –0.75; (m) α = –15°, β = –25°, δ/φ = –0.5; (n) α = –15°, β = –25°, δ/φ = –0.75.
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Fig. 7. (continued).
Acknowledgment References
The authors gratefully acknowledge the critical reviews Caquot, A., and Kerisel, L. 1948. Traite de mecanique des sols.
and helpful suggestions made by the reviewers. Gauthier Villars, Paris.
© 2002 NRC Canada
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Chen, W.F. 1975. Limit analysis and soil plasticity. In Develop- Morrison, E.E., Jr., and Ebeling, R.M. 1995. Limit equilibrium
ments in geotechnical engineering. Elsevier, Amsterdam. computation of dynamic passive earth pressure. Canadian
Davies, T.G., Richards, R., and Chen, K.H. 1986. Passive pressure Geotechnical Journal, 32: 481–487.
during seismic loading. Journal of Geotechnical Engineering, Okabe, S. 1926. General theory of earth pressure. Journal of the
ASCE, 112(4): 479–483. Japanese Society of Civil Engineers, Japan, 12(1).
Kerisel, J., and Absi, E. 1990. Active and passive earth pressure ta- Richards, R., Elms, D.G., and Budhu, M. 1990. Dynamic
bles. A.A. Balkema, Rotterdam. fluidization of soils. Journal of Geotechnical Engineering, ASCE,
Kumar, J. 2001. Seismic passive earth pressure coefficients for 116(5): 740–759.
sands. Canadian Geotechnical Journal, 38: 876–881. Sokolovski, V.V. 1965. Statics of granular media. Pergamon, London.
Kumar, J., and Subba Rao, K.S. 1997. Passive pressure coeffi- Soubra, A.-H. 2000. Static and seismic passive earth pressure coef-
cients, critical failure surface and its kinematic admissibility. ficients on rigid retaining structures. Canadian Geotechnical
Géotechnique, 47(1): 185–192. Journal, 37: 463–478.
Lee, I.K., and Herington, J.R. 1972. A theoretical study of the Terzaghi, K. 1943. Theoretical soil mechanics. John Wiley & Sons,
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Appendix B
Geometric expressions
H(1 + tan α tan β)
[B1] ro =
sin µ + cos µ tan β + eθ tan φ (sin η − cos η tan β)
π
[B2] µ= −φ−ξ
2
π
[B3] θ= −φ−ξ+η
2
[B4] la = rf cos η − ro cos µ
[B5] rf = roeθ tan φ
rf cos η − ro cos µ + H tan α
[B6] AJ =
cos β
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Moment expressions
γ(1 − kv) l + H tan α
M wd = γ(1 − kv)Hla (0. 5la + ro cos µ) − γ kh Hla rf sin η − + (la + H tan α) 2 tan β ro cos µ + a
H
[B7]
2 2 3
γk 2(l + H tan α) γ (1 − kv) 3 γk
+ h (la + H tan α) 2 tan β ro sin µ − a tan β + ro cos 2 µ sin µ + h ro3 cos µ sin2 µ
2 3 3 6
γ (1 − kv) 2 γk γ (1 − kv) 2 H tan α γ kh 2
H tan α rf cos η + H tan α − rf sin η
2H
+ ro rf cos 2 µ sin η − h ror 2f cos µ sin2 η + +
2 2 2 3 2 3
−
γ (1 − kv)ro3 e
3θ tan φ
{cos µ(3 tan φ cos θ + sin θ) + sin µ(3 tan φ sin θ − cos θ)}
3(1 + 9 tan φ) − 3 cos µ tan φ + sin µ
2
γ kh ro3 e3θ tan φ {sin µ(3 tan φ cos θ + sin θ) − cos µ(3 tan φ sin θ − cos θ)}
−
3(1 + 9 tan φ) − 3 sin µ tan φ − cos µ
2
γ(1 − kv) 3 γk
− rf cos 2 η sin η + h rf3 cos η sin2 η
6 3
AJ AJ
[B9] M Qd = q(1 − kv)AJ ro cos µ + cos β + qkh AJ ro sin µ − sinβ
2 2
[B10] M ppqd = Ppqd sin (δ + α) rf cos η + tan α − Ppqd cos (δ + α) rf sin η −
H H
2 2
c
[B11] M C = (rf2 − ro2 )
2 tan φ
π
rf sin − α + η
H
[B12] M C a = ca
cos α 2
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