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In Review

The Negative Symptoms of Schizophrenia: A Cognitive


Perspective
Neil A Rector, PhD1, Aaron T Beck, MD2, Neal Stolar, MD-PhD3

Recent reports of improvement in the negative symptoms of schizophrenia following targeted


cognitive interventions have prompted interest in the cognitive underpinnings of these symptoms.
This review integrates current experimental research with the phenomenological accounts of patients
participating in cognitive therapy for these specific symptoms. We propose that, in addition to the
well-established role of neurobiological factors in their development and maintenance, specific
cognitive appraisals and beliefs play a role in the expression and persistence of negative symptoms.
This cognitive model of negative symptoms is based on a diathesis–stress formulation: a continuum
of predispositional traits from the premorbid personality to the full-blown negative symptomatology,
the incorporation of negative social and performance attitudes within these traits, and low
expectancies for pleasure or success in goal-oriented activities. We suggest that negative symptoms
represent, in part, a compensatory pattern of disengagement in response to threatening delusional
beliefs, perceived social threat, and anticipated failure in tasks and social activities. A psychological
aspect of this motivational and behavioural inertia appears to be the patient’s perception of limited
psychological resources—a perception that motivates patients to conserve energy by minimizing
investment in activities requiring effort.
(Can J Psychiatry 2005;50:247–257)
Information on author affiliations appears at the end of the article.

Clinical Implications
· Active psychological processes contribute to what appear to be mere behavioural and emotional
deficiencies and can be targeted in psychological treatments.
· Pharmacotherapy has been shown to improve the psychophysiological underpinnings of negative
symptoms, and there is evidence that cognitive therapy can help in mobilizing patients ’ latent resources
to promote emotional reengagement.

Limitations
· Additional experimental and clinical research is required to test some of the theoretical assertions
established in our cognitive model of negative symptoms

Key Words: cognitive therapy, schizophrenia, negative symptoms, cognitive appraisals, dysfunctional
beliefs
he past decade has seen considerable progress in the ary negative symptoms (2,3). In a recent RCT comparing CBT
T development and delivery of effective cognitive-
behavioural therapy (CBT) interventions for persistent symp-
plus enriched standard care with enriched standard care alone
(4), CBT was shown to significantly reduce both positive and
toms of schizophrenia, such as delusions and hallucinations. negative symptoms. Further, the changes in these symptoms
Recent randomized controlled trials (RCTs) have demon- were relatively independent: changes in negative symptoms
strated the ability of CBT to significantly and sustainably
were not simply a secondary consequence of change in posi-
reduce distress caused by the experience of positive symp-
toms (1–3). Much less attention has been given to understand- tive symptoms (or depression or medication). In view of this
ing and treating the negative symptoms of schizophrenia. preliminary evidence, it is desirable to provide a cognitive for-
Nevertheless, a growing number of studies have found that mulation for these symptoms as a guide to therapy and future
CBT also leads to clinically significant reductions in second- research.

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The Canadian Journal of Psychiatry—In Review

The Negative Symptoms of Schizophrenia greater genetic contribution to the emergence of negative
The importance of deterioration in emotional expression, symptoms opposed to positive symptoms (16,17). Further,
motivation, and behaviours has been central to schizophrenia obstetric complications in schizophrenia are more directly
since it was first described: as Kraepelin stated, the 2 funda- associated with the subsequent development of negative
mental processes underlying dementia praecox were “weak- symptoms, compared with positive symptoms (18). The
ening of the mainsprings of volition” and “the destruction of genetic and obstetric factors are hypothesized to result in
the personality” (5). Similarly, Bleuler observed that “the structural abnormalities, such as enlarged ventricles (19),
emotional deterioration stands in the forefront of the clinical which have been found in turn to be specifically associated
picture . . . many sit about the institutions to which they are with negative symptoms (20). Ventricular enlargement likely
confined with expressionless faces, hunch-up, the image of predates the onset of psychosis (21), since retrospective recall
indifference” (6). These early descriptions of emotional and has linked it to childhood motor abnormalities (22). Enlarge-
motivational dysfunction are closely aligned with the current ment of the ventricles may be secondary to diminished vol-
nosological description of negative symptoms as restrictions umes of cortical structures resulting from abnormal cell
in the range and intensity of emotional expression (affective migration, programmed cell death during gestation (23), and
flattening), in the fluency and productivity of thought and (or) abnormal pruning during adolescence (24). These
speech (alogia), and in the initiation of goal-directed behav- neuronal insults may produce aberrant connectivity between
iour (avolition) (7). The loss of ability to feel pleasure various brain regions, leading to poor integrative functioning
(anhedonia) has also been identified as an associated feature of the brain (25) and, hence, limited processing resources and
(7), although controversy exists regarding the significance of poor neurocognitive performance (23). Such cognitive defi-
this observation (see below). cits and the limited availability of processing resources (26)
likely render patients with negative symptoms particularly
Conceptually, the identification of negative symptoms as
vulnerable and provoke such adverse developmental stressors
characterized by loss of normal functioning and distinct from
as social and academic failure (27).
positive symptoms characterized by active excesses of normal
functioning has been articulated for over 150 years (8) and has The seminal role of neurobiological and neurocognitive defi-
remained central to the conceptualization of the psycho- cits in the pathogenesis of negative symptoms is established.
pathological processes of schizophrenia (9–12). At the pheno- This paper aims to outline what we believe to be important
menological level, an extremely large extant literature of psychological variables, the conceptualization and treatment
factor-analytic studies of schizophrenia has extracted 2 dis- of which require further investigation and attention. We fol-
tinct and often independent symptom factors, one reflecting lowed 2 lines of inquiry in examining evidence that might sup-
positive symptoms and a second measuring negative symp- port our formulations. First, we reviewed historical
toms, providing empirical support for their distinction (13). antecedents of the negative symptoms model and the sub-
sequent experimental literature relevant to our hypothesis;
Patients experiencing flat affect may speak in a monotone,
second, we drew on clinical material that illustrates the inter-
stare vacantly, and generally appear unresponsive to things
action of beliefs and interpretations with negative symptoms
going on around them. Brief and empty replies reflect alogia,
as well as with retrospective accounts of cognitive precursors
translated literally to mean “without speech” or “poverty of
to psychosis. We propose that certain active psychological
speech.” Alogia often takes the form of delayed comments or
processes contribute to what on the surface seem to be mere
slow responses to questions. Avolition is characterized by an
behavioural and emotional deficiencies.
inability to initiate and persist in goal-directed activities,
including basic functions of personal hygiene. While affec-
tive flattening, alogia, and avolition comprise the diagnostic Continuity and Predisposition
description of negative symptoms in the DSM-IV, other It is important initially to determine whether negative symp-
symptoms have also been included, depending on the toms represent a coherent construct that can be analyzed in
conceptual scheme (9,14). terms of its relation to relevant beliefs and expectancies. Are
the negative symptoms relatively stable over time? Do they
have trait-like characteristics that would suggest continuity
Diathesis–Stress Model of Negative Symptoms
with premorbid characteristics? The identification of
The starting point is an explicit diathesis–stress model of
subclinical precursors that overlap the clinical picture would
schizophrenia, according to which, as a result of a complex
suggest that the negative symptomology represents an
combination of genetic and environmental factors, certain
exacerbation of these precursor attributes.
individuals become susceptible to the development of nega-
tive symptoms during youth and adolescence (15). Quantita- While most patients experience waxing and waning of their
tive reviews of the extant literature have demonstrated a negative symptoms, only a small subgroup of patients

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The Negative Symptoms of Schizophrenia: A Cognitive Perspective

(approximately 15% to 20%, 28) appear to demonstrate highlight the restriction of social affiliation, described as a
greater stability in a constellation of core negative symptoms, pervasive pattern of social and interpersonal deficits marked
termed the “deficit syndrome” (28). The deficit syndrome is by acute discomfort with, and reduced capacity for, close
defined as the presence of 2 negative symptoms (specifically, relationships (7).
restricted affect, diminished emotional range, poverty of Importantly, patients with schizophrenia demonstrate signifi-
speech, curbing of interests, diminished sense of purpose, or cant elevations of these traits prior to the onset of their illness.
diminished social drive) for a period of 12 months that are These traits are also specifically associated with the expres-
determined not to be secondary to anxiety, medications, posi- sion of negative symptoms following illness onset, but they
tive symptoms, cognitive deficits, and (or) depression (29). appear to be unrelated to positive symptoms. Solano and De
Studies have established the relative stability of the core nega- Chavez found that 85% of outpatients with schizophrenia had
tive symptoms (28,30). Patients with core negative symptoms a history of premorbid personality disorders with schizoid,
may also have changes in symptom intensity and superim- schizotypal, and avoidant personality disorders being most
posed secondary negative symptoms, but a primary and common (34). Peralta and colleagues found schizoid and
enduring core of negative symptoms is hypothesized to persist schizotypal personality disorders in 39% of a large sample of
(28). For instance, a prospective study aimed to examine the inpatients with schizophrenia (35). Most critical to our argu-
stability and exacerbation of negative symptoms over 6 time ment, the presence of schizoid-schizotypal personality disor-
points in patients assessed within 2 years of onset (31). In this ders was specifically associated with more frequent and
study, patients receiving the deficit classification were found severe affective flattening and alogia but entirely unrelated to
to have more consistent elevations of negative symptoms, the positive symptoms of schizophrenia. Similarly,
compared with nondeficit patients (suggesting greater stabil- Lindstroem and colleagues found that outpatients suffering
ity), but the deficit patients were also found to experience clin- from schizophrenia with schizoid, schizotypal, and cluster A
ically significant fluctuations in their negative symptoms. The personality disorders were likely to display more prominent
relative stability and continuity of these symptoms superim- negative than positive symptoms (36). These studies provide
posed on periodic exacerbations could suggest that the more some support for the specific association between premorbid
enduring negative symptoms emerge from fixed neuro- schizoid withdrawal and negative symptom expression. Fur-
biological deficits. However, it is also possible that greater ther support for the predisposing role of schizoid traits comes
stability of symptoms in some patients could be related to from research on the presence of these traits in nonaffected
stable behavioural patterns and personality traits that existed first-degree relatives. Battaglia and colleagues found that the
prior to psychosis onset. first-degree relatives of patients with schizotypal personality
Many authors have identified relevant preexisting personality disorder (and other personality disorders) have a greater risk
and behavioural patterns and generally related them to the for schizoid and schizotypal personality disorders (as well as
negative symptoms in schizophrenia (6,32,33). Kretschmer schizophrenia), compared with a nonpsychiatric control
suggested that anesthetic (that is, trait) indifference is often a group (37).
precursor to the development of schizophrenia, whereas The importance of the dimensionality of “schizoidness” as
hyperesthetic (that is, reactive) avoidance is not (33). He also both a trait disposition to and clinical manifestation of nega-
asserted that anesthetic indifference could be considered as tive symptoms in schizophrenia has been further examined
both a clinical manifestation of schizophrenia and as a trait of within the research tradition on schizotypy (38–40). Mata and
normal temperament that predisposes to schizophrenia. This colleagues found that premorbid schizoid and schizotypal
dimensional view of schizophrenia resting on a continuum of traits in patients with schizophrenia predicted dimensional
expression of schizoid withdrawal has been retained in the schizotypy scores in nonaffected first-degree relatives (41).
current DSM classification of schizoid personality disorder. An important component of the schizoid traits and behav-
Persons with a schizoid personality disorder neither desire nor ioural disposition centres on negative beliefs, attitudes, and
enjoy close relationships; choose solitary activities; have little appraisals related to social engagement.
interest in experiences; take pleasure in few, if any, activities; In summary, negative symptoms are expressed along a contin-
lack close friends; appear indifferent to the praise or criticism uum. In some cases, negative symptoms may persist through-
of others; and show emotional coldness, detachment, and flat- out the illness (independent of other symptoms, that is, the
tened affect (7). The dimensional view of schizophrenia is deficit syndrome). Alternatively, they may appear only in
also captured in the current diagnostic criteria for schizotypal response to positive symptoms, to stressful events, or to
personality disorder, which not only emphasize attenuated neurocognitive medication side effects (7). We propose that
forms of positive symptoms (for example, ideas of reference, this continuum of expression is related, in part, to the intensifi-
odd and magical ideation, and suspiciousness) but also cation of the negative beliefs about the self and others that are

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The Canadian Journal of Psychiatry—In Review

embedded in the schizoid traits. As these beliefs become the 2 samples did not differ in clinician-rated measures of
hypervalent, patients resort to a familiar strategy of buffering social affiliation at baseline.
themselves from external threat and painful symptoms. This is
The problem of distinguishing between social and emotional
manifested not only in social isolation but also in blank faces,
withdrawal as part of the negative symptom constellation vs
poverty of speech, and diminished motivation for ordinary
syndromal depression has been recognized since its earliest
activities. Their attenuated verbal behaviour becomes alogia;
description (5,6). Depressive symptoms may be present at
their diminished drive is perceived as amotivation, their lim-
each phase—premorbidly, at acute onset, in the postacute
ited facial expressiveness as affective blunting, and their
period, and at the time of relapse—with epidemiologic and
hopelessness as apathy.
clinical studies converging on a 25% modal occurrence dur-
ing the longitudinal course of the disorder (49,50). However,
Negative Beliefs and Negative Expectancies numerous factor-analytic and longitudinal studies have
shown that secondary depressive symptoms can be reliably
Social Distancing Beliefs
distinguished from the negative symptoms of schizophrenia
Several studies have shown that an important component of (14). Fewer studies like that by Blanchard and colleagues (48)
the schizoid personality pattern centres on negative attitudes have been conducted to test whether there are qualitatively
toward social engagement. The most widely used scale, the distinct and enduring attitudinal differences toward affiliation
inexactly labelled “Social Anhedonia Scale” (42,43), is that distinguish these conditions. Blanchard and colleagues
loaded primarily with items minimizing the value of interper- found that negative attitudes toward social affiliation were
sonal affiliations: “Having close friends is not as important as more stable in patients with schizophrenia than in patients
many say,” “I attach very little importance to having close with depression.
friends,” and “I prefer hobbies and leisure activities that do
not involve other people.” Negative Beliefs About Performance
The values and preferences detailed in this questionnaire A cross-sectional examination of patients’ beliefs and atti-
seem to be connected to the social withdrawal manifested by tudes as assessed by the Dysfunctional Attitude Scale (DAS)
individuals with schizoid traits and conceivably function as a was compared with symptom expression assessed by
partial determinant of them. Several studies, for example, responses to the Positive and Negative Syndrome Scale
have shown that negative attitudes toward social affiliation, as (PANSS) (51,52). Endorsement of items on the DAS such as
measured by the Chapman scale, are a characteristic feature of “Taking even a small risk is foolish because the loss is likely to
those showing psychosis proneness (44,45). These attitudes be a disaster” and “If a person avoids problems, the problem
are also prominent in the biological relatives of individuals tends to go away” were significantly correlated with symp-
diagnosed with schizophrenia (46). For instance, Kendler and toms comprising the negative syndrome and were independ-
colleagues compared relatives of matched control subjects ent of positive symptoms. The association between these
with relatives of 5 proband groups: schizophrenia, psychotic autonomous beliefs and negative symptoms held after depres-
affective illness, nonpsychotic affective illness, other sion was controlled for. Table 1 shows selective DAS items
nonaffective psychoses, and nonpsychiatric control subjects that correlated significantly with the social and emotional
(46). They found that negative attitudes toward social affilia- withdrawal symptom ratings of the PANSS.
tion were the only self-report dimension to differentiate the Taken from the observed associations in Table 1, the pattern
relatives of schizophrenia probands from the relatives of other of responding on the DAS suggests that some patients are
psychopathological groups. prone to attach negative meanings to themselves for perceived
substandard performance. Attitudes such as “If I fail partly, it
Although social distancing is characteristic of other
is as bad as being a complete failure,” “If you cannot do some-
psychopathological states (for example, depression), the per-
thing well, there is little point in doing it at all,” and “If I fail at
sistence of these difficulties in patients with schizophrenia
work, I”m a failure as a person” feed into avoidance, apathy,
may distinguish them from patients with other conditions. For
and passivity. Significantly, these patients disagree with the
instance, Blanchard and colleagues found that patients with
statement, “Being isolated from other people leads to unhap-
schizophrenia evidenced greater stability in their (negative)
piness”—consistent with their sense that isolation protects
attitudes toward social affiliation than did a nonpsychiatric
them from the pain of rejection and, ergo, leads to happiness.
control group (47). A more recent study, following inpatient
This response obviously contrasts with the usual response of
admissions for acute treatment over a 1-year period, found
depression patients, who would agree with the statement (53).
that preference for social withdrawal remained stable in a
schizophrenia patient sample but was only transiently related Further, Barrowclough and colleagues found a significant
to symptom severity in depression patients (48). Interestingly, negative correlation between negative symptoms in

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The Negative Symptoms of Schizophrenia: A Cognitive Perspective

Table 1 Dysfunctional attitudes associated with social and emotional withdrawal in schizophrenia

Dysfunctional Attitude Scale items r P

If I fail at my work, then I am failure as a person. 0.437 0.001

If you cannot do something well, there is little point in doing it at all. 0.346 0.009

If I fail partly, it is as bad as being a complete failure. 0.265 0.048

If a person asks for help, it is a sign of weakness. 0.289 0.031

If I do not do as well as other people, it means I am an inferior human being. 0.358 0.007

Taking even a small risk is foolish because the loss is likely to be a disaster. 0.359 0.007

People will probably think less of me if I make a mistake. 0.265 0.048

If I ask a question, It makes me look inferior. 0.374 0.004

I should be upset if I make a mistake. 0.374 0.005

One can get pleasure from an activity regardless of the end result. –0.425 0.001

schizophrenia and patients’ evaluation of their positive attrib- withdrawal, and [or] psychomotor retardation) were concur-
utes, as well as a similar correlation with their positive atti- rent with positive symptom exacerbations to a greater extent
tudes about their role (54). Patients’ evaluation of personal than by chance (31).
worth seems to be grounded in their presumed deficits (for
Behavioural responses conceptualized as secondary to active
example, perceived lack of such personal attributes as attrac-
hallucinations and delusions can often be understood in terms
tiveness, intelligence, and social skills) together with per-
of the person’s fears, attitudes, beliefs, wishes, and the like.
ceived deficiencies in various domains (for example, social,
Negative symptoms associated with threatening delusions
interpersonal, or occupational). It is conceivable that dysfunc-
and hallucinations often reflect compensatory strategies that
tional attitudes and perceived personal and interpersonal inad-
serve as a form of protection against the putative threat. For
equacies converge to steer these patients to a “point of safety.”
example, one patient with an encapsulated paranoid delusion
In summary, preliminary evidence links negative symptoms spent the entire day in bed to alleviate his fears of being moni-
with related preexisting personality traits. The consolidation tored by government officials outside his home. Another
of negative attitudes toward affiliation and preference for patient, hearing voices attesting to her “worthlessness,” quit
social distancing prior to the onset of the illness may potenti- her part-time job and continuing education course and with-
ate the activation of negative symptoms following activation drew from family and friends because she feared making mis-
of the disorder. Specific attitudes and beliefs pertaining to takes, which would trigger a voice stating “You’re
negative performance evaluation in patients experiencing worthless.” Chadwick and Birchwood (55,56) found that
prominent negative symptoms are also hypothesized to be patients’ idiosyncratic delusional beliefs about voices’ power
associated with the persistence of negative symptoms. and authority determine whether they become engaged with
the voices or, alternatively, whether they become disengaged
Negative Beliefs Activated by Positive Symptoms
and withdrawn (57). In this way, beliefs and appraisals about
There is considerable interaction and overlap between nega-
the voice activity are more predictive of the emergence of sec-
tive symptoms and positive symptoms (7). For instance, to
ondary negative symptoms than is the mere occurrence of the
mitigate social threats, patients suffering from paranoia
voice activity itself.
engage in interpersonal avoidance and other active safety
behaviours. These patterns of emotional and social disen- In other instances, specific negative symptoms appear to fol-
gagement are said to constitute “secondary” negative symp- low from idiosyncratic delusional beliefs. One patient, for
toms as opposed to the so-called “primary” negative instance, was severely bullied throughout early grade school.
symptoms that are defined as independent of other emotional, Although he had previously shown excellent academic prom-
environmental, or pharmacologic factors. In support of the ise, he began to isolate himself and skip classes. When he did
secondary activation of negative symptoms in response to attend class, he spent most of his time daydreaming and fanta-
positive symptoms, recent research following patients pro- sizing about girls; on occasion, this produced erections in
spectively over an average period of 3 years found that nega- class, of which he was deeply ashamed. He stopped attending
tive symptom exacerbations (that is, blunted affect, emotional classes altogether and spent his time isolated in his room.

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Table 2 Negative expectancy appraisals associated with DSM-IV negative symptoms

Appraisals

Symptoms Low self-efficacy (success) Low satisfaction (pleasure) Low acceptance Low available resources

Affective flattening If I show my feelings, others I don’t feel the way I used My face appears stiff and I don’t have the ability to
will see my inadequacy. to. contorted to others. express my feelings.

Alogia I’m not going to find the I take so long to get my I’m going to sound weird, It takes too much effort to
right words to express point across that it’s boring. stupid, or strange. talk.
myself.

Avolition Why bother, I’m just going It’s more trouble than it’s It’s best not to get involved. It takes too much effort to
to fail. worth. try.

Upon assessment, all negative symptoms were rated as pres- participating in fewer activities that are likely to elicit pleasant
ent but were seen to be secondary to his delusional beliefs. emotions (58).
The patient was afraid to speak to people for fear that he might
Experimental studies have shown that patients with schizo-
have an erection in their presence and so kept all conversation
phrenia tend to exhibit significantly fewer positive and nega-
to a bare minimum (reflecting alogia). To prevent arousal, he
tive facial expressions in response to emotional stimuli than
intentionally minimized all activities and directed significant
do control subjects (59,60), especially if they have enduring
mental and physical energy to attempting to control his
negative symptoms (61). By contrast, their subjective reports
thoughts (reflecting anergia and withdrawal).
of emotional experience during exposure to emotional stimuli
indicate that they experience the full range of positive and
Cognitive Factors in the Expression of negative emotions and do so to the same degree as, or even
Negative Symptoms Independent of Positive more so, than nonpatient control subjects (59,60). Even
Symptoms patients with chronic and severe negative symptoms report
There also appear to be characteristic cognitive factors that experiencing the same range of positive and negative emo-
contribute to negative symptoms, independent of positive tions as those without enduring negative symptoms (although
symptoms. Specifically, a cognitive set characterized by low there is less expressivity in the former). As such, when
expectancies for pleasure, success, and acceptance, as well as patients, including those with prominent and severe negative
the perception of limited resources, contributes to the persis- symptoms, are presented with pleasurable stimuli, they can
tence of negative symptoms. As Table 2 illustrates, we pro- and do derive pleasure from these experiences.
pose that negative expectancy appraisals in part form the Germans and Kring resolved this inconsistency by suggesting
specific expression of negative symptoms. We address the that patients do not anticipate that pleasurable activities will
form and content of each negative expectancy in sequence. indeed be pleasurable, even though they do experience pleas-
ant emotion when presented with pleasurable stimuli (62).
Low Expectancies for Pleasure This explanation follows the distinction between appetitive
When provided with the opportunity to participate in pleasur- pleasure (that is, anticipating that something will bring plea-
able activities, patients often respond by stating (or simply sure) and consummatory pleasure (that is, the actual level of
thinking) “What’s the point?” “Why should I bother?” “It’s pleasure experienced from participating in an activity). Gard
too much work,” and the like. For instance, a patient who and colleagues compared patients with schizophrenia (n = 45)
spent several hours lying in bed decided to get his guitar from with nonpatient control subjects (n = 40), using a well-
the closet. He began to play a few chords and quickly realized validated measure of anticipatory and consummatory plea-
that the strings needed tuning. He thought, “Why bother? It’s sure (63). While patients with schizophrenia reported lower
more work than it’s worth,” and he turned on the television scores on anticipatory pleasure, they had the same degree of
instead. Patients not only appear to expect little enjoyment for consummatory (actual) pleasure as did nonpsychiatric control
their efforts but also focus on their high expectation of dis- subjects. Hence research supports the hypotheses that patients
pleasure. DeVries and Delespaul found that, compared with with schizophrenia maintain low expectancies for pleasure
nonpatient control subjects, patients with schizophrenia but, once engaged, show little impairment in their ability to
report experiencing more negative emotions and fewer posi- derive pleasure. This hypothesis is in line with the distinction
tive emotions in their daily lives, perhaps as a function of made between a dopaminergic system involved in responses

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The Negative Symptoms of Schizophrenia: A Cognitive Perspective

to expectations of reward (through associative learning) and the deterrents to action, he became motivated to follow
an enkephalin system involved in direct experiences of through on a given goal.
reward (64), according to which only the former has been
Since some patients do indeed report having greater difficul-
found to be diminished in those with prominent negative
ties with concentration, fine motor skills, and sustained effort
symptoms.
to see things through to the end, the following question
Despite their low expectancy for pleasure, patients do experi- emerges: Is this negative view of likely success accurate? A
ence some enjoyment once they are engaged in a task. For core difficulty contributing to negative performance expecta-
instance, one patient whose daily routine had been reduced to tion is that patients are easily defeated and consequently dis-
sleeping, eating, and attending doctors’ appointments identi- appointed in their performance. In addition to the frustration
fied a list of activities in which she used to take pleasure but no that follows from failing to meet self-directed goals, patients
longer anticipated enjoying. These included calling family, with prominent negative symptoms also experience consider-
vacuuming the house, taking baths, watching television, and able guilt in the perception that they have failed to meet oth-
praying. Although the initial ratings of expected pleasure ers’ past and present expectations. The double burden of
were close to zero, she subsequently reported experiencing persistently believing that they have failed to meet their own
mild satisfaction when vacuuming, moderate enjoyment dur- and others’ expectations consolidates core beliefs of being a
ing the bath and watching television, and high pleasure when “failure,” “useless,” “worthless,” and “a bum.” Patients
speaking with her mother on the telephone. It is important to become hypervigilant and exquisitively sensitive to the per-
obtain ratings at the time of the event because, upon recall, it is ception of criticism. For example, one patient, encouraged by
frequently noted clinically that patients tend to underestimate his mother to awake and get dressed for a doctor’s appoint-
their level of enjoyment. Of course, negatively biased recol- ment, reported feeling annoyed as he thought to himself, “I’m
lections serve to reinforce a negative view of the situation and always being hassled,” “I’m too tired,” and “They expect too
to minimize the pleasure taken. much from me.” He responded by going back to bed.
Barrowclough and colleagues found that the degree of per-
Low Expectancies for Success ceived critical comments from family members predicted the
presence and severity of negative symptoms but not positive
Patients also show bias in their reported low expectation of
symptoms (54). Conversely, when relatives were perceived as
success in a proposed task. They often expect to fail to meet
warm and supportive, patients evaluated their performance
given goals. If they meet their goals, they tend to perceive
more positively.
their performance as substandard, compared with their
expected performance. This negative outlook affects their Low Expectancies Owing to Stigma
motivation to initiate and sustain goal-directed behaviour, Previous reviews have extensively described the adverse
especially when under stress. Among patients, the impaired effect of a schizophrenia diagnosis (67,68). This adverse
role of executive functioning in maintaining goal-directed effect also figures prominently in published first-person
thoughts, especially on complex tasks (65,66), does not ade- accounts (see Schizophrenia Bulletin). Patients with promi-
quately account for the fact that patients do not at times com- nent negative symptoms characteristically experience defeat
plete simple tasks or the fact that they are engaged and making when their persistent symptoms interrupt their life goals, cre-
an effort toward a specific goal one day but not the next. ate great personal distress, and are frequently misconstrued as
Moreover, when sufficiently motivated, patients can carry out signs of laziness, ineptitude, or a “bad attitude.” The demoral-
complex tasks that seem to be beyond their capacity. ization resulting from the diagnosis of schizophrenia is signif-
icant: many patients refer to it in different ways as a type of
Many patients show negative expectations that interfere with
death sentence. Some patients painfully recognize that they
motivation and action. One socially isolated patient, for exam-
have missed our broader cultural goals—to work, have a life
ple, would pick up the phone to make a call but would then
partner, and enjoy leisure pursuits—even though they have
quickly hang up. The patient’s thought was “I’m not going to
not relinquished the desire for these goals. Many patients have
sound right; I’ll have nothing to say.” Attending day-hospital
previously developed negative beliefs that they are worthless,
groups, he was able to recognize similar performance-related
incompetent, or unsuccessful, which they view as validated
concerns when he thought about speaking to others (“I’m
by the limitations imposed by their disorder.
going to take too long to say everything that I’ll want to say”),
going to the gym (“I won’t be able to get through all the In addition to the real limitations produced by schizophrenia
weights”), and playing soccer (“I’m not going to be good symptoms, patients with prominent negative symptoms incor-
enough”)—areas that he listed at the beginning of treatment as porate these stigmatizing views into their self-construals.
areas wherein he was “lacking motivation.” As he recognized These symptoms have a negative influence on patients’

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Figure 1 Cognitive expectancies in the production of negative symptoms

Low Low
Expectancies for Expectancies for
Pleasure Success

Negative Symptoms

Affective Anergia Alogia Avolition Anhedonia


Flattening

Low Perception
Expectancies for of
Acceptance Limited Resources

perceived self-efficacy when they are faced with life chal- resources. For instance, a voluminous literature attests to
lenges. The following statements are common: “What do you reduced processing capacity for task-relevant cognitive oper-
expect, I’m mentally ill”; “It doesn’t matter what I do, it’s not ations—including but not limited to reduced ability to sustain
going to change the fact that I’m just a schizophrenic”; or concentration, maintain a task set, and establish an optimal
“There’s no hope for me , since I’ve got schizophrenia.” level of readiness for processing (26). Further, it has been sug-
gested that a reduced “pool of nonspecific resources” can lead
One patient, who used to enjoy playing badminton, developed
to apathy, alogia, affective flattening, and emotional with-
a sense that he was being “judged for being crazy” when he
drawal (70). However, we also propose that patients with
played. This patient stated that he knew he was being criti-
prominent negative symptoms exaggerate the limited avail-
cized because he perceived a “weird sensation” in his stomach
ability of resources as a result of their rigid defeatist cognitive
whenever he played—an experience similar to the misinter-
set.
pretation of bodily sensations as confirmation of delusional
beliefs (69). The fear of being judged “crazy” led him to avoid
Cognitive and behavioural avoidance of effortful engagement
playing badminton, although it had given him great pleasure.
may be similar to the cognitive processes at work in chronic
Another patient stated, “I’m just a label living in a bubble.”
pain and may reflect, in part, conscious and strategic attempts
When presented with the opportunity to work as a volunteer,
to limit “reinjury.” Patients with prominent negative symp-
he said, “Why bother, I’ve already been left behind. It’s as if I
toms often highlight “discomfort” and “low energy” when
have a yellow stripe down my back.”
confronted with personal challenges and fear that undertaking
an effortful activity will generate uncomfortable and unsus-
Perception of Limited Resources
tainable expectations from others. In this way, patients relin-
Beliefs about the perceived personal costs of expending
quish goals to establish a more acceptable comfort level.
energy in making an effort also contribute to a pattern of pas-
sivity and avoidance. When presented with the opportunity to
As the bidirectional arrows in Figure 1 indicate, the presence
participate in a putative pleasant activity, patients will state,
of a negative expectancy can serve as a catalyst for the activa-
“It’s too much,” or “I can’t handle it,” or “Why bother, it’s too
tion of other expectancies: the patient who habitually expects
much.” For instance, one patient referred for cognitive ther-
to fail at task pursuits is also likely to expect to derive little sat-
apy was concerned primarily about “low motivation and low
isfaction from those pursuits; the patient who expects not to
energy.” Even lifting his head from the pillow “took too much
have the energy to talk at a social gathering is more likely to
effort.”
expect to come across as detached and “strange.” Also, the
Patients’ subjective accounts of limited resources likely relation between negative expectancies and negative symp-
reflect, in part, an accurate perception of diminished toms is bidirectional, so the worsening of negative symptoms

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The Negative Symptoms of Schizophrenia: A Cognitive Perspective

further primes negative expectancy appraisals, creating a (72). These physiological disruptions may be primary ante-
vicious downward spiral. cedents to the lack of goal-directed activities or, alternatively,
may reflect in part the neurophysiological consequences of
Summary and Conclusions repetitive priming of negative expectancies.
We have proposed a cognitive perspective on the negative The understanding and management of negative symptoms is
symptoms that highlights the interaction of neurologic defi- especially important given their association with poor
cits, stressors, personality vulnerability, dysfunctional long-term functioning (73). Pharmacotherapy has been
beliefs, and negative expectancies in the development, shown to improve the psychophysiological underpinnings of
expression, and persistence of these symptoms. We have pre- negative symptoms, and as described, psychosocial interven-
sented supporting evidence based on empirical and clinical tions have successfully mobilized patients’ latent resources to
studies. The continuity of negative symptoms is supported by promote emotional reengagement. By focusing on patients’
the finding of attenuated negative symptoms in youths who latent resources (or “neuroplasticity”), clinicians can help to
eventually develop schizophrenia. The concept of an orga- move them toward a more fulfilling, less distressing life.
nized pattern is supported by the finding of schizoid,
schizotypal, and avoidant personality disorders in patients Acknowledgements
who develop schizophrenia. The hypothesis that a cluster of We thank Dr C Cather, Dr A David, Dr D Fowler, Dr D Fowles,
beliefs is associated with negative symptoms is supported by Dr E Granholm, Dr P Grant, Dr D Kingdon, Dr R Lewine, Dr J
McQuaid, Dr E Peters, Dr M Sosland, Dr D Turkington, Dr D
the finding of asocial or autonomous beliefs during the Warman, Dr J Wright, and Dr T Wykes for their comments on an
schizophrenic episode. The concept of expectancies of earlier draft of this manuscript.
nongratification is supported by experimental work with
expectancies. The tendency to withdraw when confronted References
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Résumé : Les symptômes négatifs de la schizophrénie : une perspective cognitive


Des études récentes sur l’amélioration des symptômes négatifs de la schizophrénie, par suite
d’interventions cognitives ciblées, ont suscité l’intérêt pour les fondements cognitifs de ces
symptômes. Cet article intègre la recherche expérimentale actuelle avec les témoignages
phénoménologiques de patients participant à une thérapie cognitive pour ces symptômes spécifiques.
Nous proposons qu’outre le rôle bien établi des facteurs neurobiologiques dans leur développement et
leur maintien, les évaluations et croyances cognitives spécifiques jouent un rôle dans l’expression et
la persistance des symptômes négatifs. Ce modèle cognitif des symptômes négatifs se fonde sur une
formulation diathèse-stress : un continuum de traits de prédisposition, de la personnalité prémorbide à
la symptomatologie négative complète, l’incorporation d’attitudes sociales et performantes négatives
dans ces traits, avec de faibles attentes de plaisir et de faibles attentes de succès dans des activités
visant l’atteinte d’objectifs. Nous suggérons que les symptômes négatifs représentent, en partie, un
modèle compensatoire de désengagement en réponse à des croyances délirantes menaçantes, à une
menace sociale perçue, et à un échec anticipé des tâches et activités sociales. Un aspect psychologique
de cette inertie comportementale et motivationnelle semble être la perception du patient de ses
ressources psychologiques limitées—une perception qui motive les patients à conserver leur énergie
en minimisant l’investissement dans des activités nécessitant un effort.

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