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Agricultural and Forest Meteorology 142 (2007) 216–233

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Biogeophysical effects of land use on climate: Model simulations


of radiative forcing and large-scale temperature change
Richard A. Betts a,*, Peter D. Falloon a, Kees Klein Goldewijk b, Navin Ramankutty c
a
Met Office, Hadley Centre for Climate Change, Exeter, UK
b
Netherlands Environmental Assessment Agency (MNP), Bilthoven, The Netherlands
c
Department of Geography, McGill University, Montreal, Canada
Received 30 March 2005; received in revised form 9 August 2006; accepted 10 August 2006

Abstract
Changes in land cover affect climate through the surface energy and moisture budgets. Here we assess the importance of these
biogeophysical effects for present-day climate, and quantify the radiative forcing of historical climate change by land use change for
comparison with radiative forcings due to anthropogenic changes in greenhouse gases and aerosols. We also discuss the
implications of biogeophysical effects for the use of forestry as a tool for mitigating climate change through carbon sequestration.
Our model results suggest that since most historical deforestation has taken place in temperate regions where the main climatic
effect is an increase in surface albedo, the dominant biogeophysical effect of past land cover change has been a cooling. The
northern mid-latitude agricultural regions are simulated to be approximately 1–2 K cooler in winter and spring in comparison with
their previously forested state. This conflicts with the suggestion that land use change is responsible for the warming observed over
the 20th century. The increase in albedo by 1750 is simulated to exert a negative radiative forcing of approximately 2 W m2
locally over Europe, China and India, suggesting a potential anthropogenic influence on climate before fossil fuel burning began.
The present-day global mean radiative forcing by anthropogenic surface albedo change relative to the natural state is simulated to be
0.2 W m2, which is comparable with the estimated forcings relative to pre-industrial times by stratospheric and tropospheric
ozone, N2O, the halocarbons, and the direct effect of anthropogenic aerosols. In cold regions, afforestation or reforestation would
decrease the surface albedo and induce a positive radiative forcing (warming) which could partly or completely offset the negative
forcing (cooling) due to carbon sequestration. This suggests that carbon sink plantations could be less effective than expected at
reducing warming, and could even cause further warming. However, we note that reforestation (or avoided deforestation) in tropical
regions could exert a double cooling effect through carbon sequestration and increased evaporation and cloud cover.
# 2006 Published by Elsevier B.V.

Keywords: Land use; Climate change; Biogeophysical effects; Radiative forcing; Surface albedo

1. Introduction land surface is subject to direct alteration by human


activities. As well as affecting climate through absorption
Forty-four to forty-nine million hectares of the global or emission of greenhouse gases (biogeochemical
land surface are currently classified as either crops, effects), land cover change can influence climate by
pasture or grazing, meaning that at least 34% of the global modifying the physical properties of the land surface
(biogeophysical effects). The nature of the vegetation
affects the surface fluxes of radiation, heat, moisture and
* Corresponding author. momentum, so modifying the vegetation cover can
E-mail address: richard.betts@metoffice.gov.uk (R.A. Betts). change the lower boundary conditions of the atmosphere

0168-1923/$ – see front matter # 2006 Published by Elsevier B.V.


doi:10.1016/j.agrformet.2006.08.021
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 217

and hence impact the climate (Pielke et al., 1998). useful indicator of the relative importance of the different
Conversion of forest to cropland or pasture reduces the mechanisms of global temperature change. The radiative
aerodynamic roughness of the landscape and decreases forcing concept has its limitations; for example, climate
both the capture of precipitation on the canopy and the sensitivity to a given level of forcing can vary by 50% or
root extraction of soil moisture; these changes tend to more depending on the characteristics of the forcing and
decrease evaporation and hence reduce the fluxes of the altitude at which the radiative flux changes act
moisture and latent heat from the surface to the (Hansen et al., 1997a; Christiansen, 1999). Furthermore,
atmosphere, which acts to increase the temperature near radiative forcing cannot be used to quantify all
the surface (Lean and Rowntree, 1993). Also, a forested mechanisms of climatic perturbation, such as those
landscape generally has a lower surface albedo than open which act directly via surface moisture fluxes. Never-
land, particularly in conditions of lying snow when theless, when used with care, radiative forcing can
shortwave radiation is trapped by multiple reflections provide a means of comparing the influence of different
within the forest canopy (Betts and Ball, 1997). perturbation mechanisms on climate. Land-use-induced
Deforestation can therefore lead to increased shortwave surface albedo change perturbs the radiation budget by
reflection, which provides a cooling influence (Thomas modifying the absorption of shortwave radiation; this
and Rowntree, 1992; Bonan et al., 1992; Douville and shortwave radiative forcing can then be compared with
Royer, 1997). the radiative forcings by greenhouse gases, aerosols and
The relative importance of these processes depends solar output changes to assess the importance of surface
on local conditions such as the underlying surface albedo change in relation to these other climatic
albedo and soil moisture availability, and can vary with influences.
season and location (Betts, 1999). Surface albedo Radiative forcings due to human activities are
change may provide the dominant influence of mid- and frequently quantified with relation to the start of the
high-latitude land cover change on climate (Bonan industrial era, typically considered as 1750 (e.g.
et al., 1992; Betts, 1999; Bounoua et al., 2002), with Ramaswamy et al., 2001), since this was the time at
deforestation causing cooling, whereas in the moist which anthropogenic emissions of greenhouse gases
tropics the main effect may be via evapotranspiration became significant. However, since agriculture was
with deforestation causing warming. In the 1970s, already widespread in parts of Europe and Asia by this
before concern about anthropogenic greenhouse-forced time (Ramankutty and Foley, 1999; Klein Goldewijk,
climate change became widespread, Sagan et al. (1979) 2001), the present-day forcing relative to 1750 is likely to
suggested that humans had exerted an overall cooling be different to the forcing relative to naturally vegetated
influence by increasing global albedo. Brovkin et al. state. A comparison of land use forcing with other
(1999) used an Earth System Model of Intermediate radiative forcings therefore requires an estimate of the
Complexity to simulate the climatic effects of anthro- land use forcing relative to the vegetated state at the start
pogenic land cover change from the potential natural of industrial era (circa 1750). Here we provide such an
state to the present-day, and found that overall estimate. We use reconstructions of past land cover to
biogeophysical impact of global land cover changes perform a spatially explicit simulations of radiative
was a cooling as suggested by Sagan et al. (1979). Betts forcing at 1750, 1850, 1900, 1950 and 1990 relative to
(2001) and Govindasamy et al. (2001) used General natural (hereafter ‘‘NAT’’). These show the magnitude
Circulation Models (GCMs) of climate for similar and pattern of radiative forcing prior to fossil fuel burning,
studies and found similar results. Here we discuss the how these have changed over the last 250 years, and allow
results of Betts (2001) and compare them with other diagnosis of radiative forcing at 1990 relative to 1750.
studies. The pre-industrial era (pre-1750) is widely regarded
Perturbations to the Earth’s radiation budget, such as as being free from anthropogenic influence on climate.
changes in albedo, can be compared directly with the However, since large parts of Europe and south-east
effects of greenhouse gases and aerosols through the Asia had already been deforested before the industrial
concept of radiative forcing. This can be thought of as a revolution, the resulting change in surface albedo could
perturbation to the global radiation budget prior to any already have been exerting a radiative forcing of climate
feedbacks resulting from the response of other aspects of by the time fossil fuel burning began. Therefore, it may
the climate system, and is conventionally defined as the not be realistic to describe the pre-industrial era as ‘‘pre-
change in the net flux at the tropopause. Since the anthropogenic’’. Here, using our simulations of
radiation budget is the fundamental driver of the climate radiative forcing at 1750 relative to NAT, we estimate
system, the concept of radiative forcing can provide a the extent of this pre-industrial anthropogenic influence.
218 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

Finally, we discuss the implications of land-use (a) Impact of current land use on climate. Two climate
induced albedo changes for the use of forestry activities model simulations were performed with land
for reducing greenhouse-forced climate change. The surface parameters representing current and natural
United Nations Convention on Climate Change vegetation, and a third was performed with only the
(UNFCCC) aims to limit anthropogenic climate change, albedo parameters representing natural vegetation
and the Kyoto Protocol to the UNFCCC provides a while the remaining parameters were set to the
framework for measuring and monitoring this in terms current vegetation state (Section 3).
of the net carbon emissions of the parties to the (b) Simulation of the radiative forcing due to land use
convention. The Kyoto Protocol allows parties to use change up to the present-day (Section 4). Within a
carbon sequestration by afforestation and reforestation simulation of present-day climate, the radiation sub-
to offset emissions of fossil fuels when calculating net model was used to simulate radiative forcing due to
carbon emissions (UNFCCC, 1997), implying that net land use change relative to natural vegetation for
carbon emissions are representative of the net effect on 1750, 1850, 1900, 1950 and 1990.
climate. However, increased forest cover also decreases (c) Simulation of the radiative forcing due to reforesta-
surface albedo, especially in snowy regions, exerting tion and comparison with the estimated radiative
warming which could partly or wholly offset the forcing due to carbon sequestration (Section 5).
cooling due to CO2 removal through carbon sequestra- Again within a simulation of present-day climate,
tion (Betts, 2000). Here we compare these effects in the radiation sub-model was used to simulate the
terms of radiative forcing and compare with other local radiative forcing due to afforestation at any
studies of this issue. point where forest can currently be supported.
This paper presents or reviews a number of climate
modelling studies investigating the following questions We discuss the key implications and common
concerning the biogeophysical impacts of land cover messages from these three studies, and present
change on climate. recommendations for the consideration of the biogeo-
physical effects of land use change within policy-
(1) What is the overall biogeophysical impact of current relevant climate change science.
human-induced land surface changes on global
climate? 2. Model and data
(2) Is albedo change the main mechanism for this
impact? 2.1. The Hadley centre climate model
(3) How does albedo change compare with other human
influences on climate over the past 250 years? The climate and radiative forcing simulations were
(4) Was human-induced albedo change prior to the performed with the HadAM3 Atmospheric General
industrial revolution large enough to provide a Circulation Model (Pope et al., 1999). This simulates
significant impact on climate before the period global atmospheric and land surface processes at a
normally considered as being subject to human horizontal resolution of 2.58  3.758, using the
interference? Edwards and Slingo (1996) radiative transfer scheme
(5) Do the impacts of forests on albedo affect their and the Met Office Surface Exchange Scheme
usefulness in reducing greenhouse-forced climate (MOSES) land surface model (Cox et al., 1999).
change? Together these parameterize surface albedo using
vegetation-dependent parameters and snow depth
Questions 1 and 2 are addressed with full climate (Hansen et al., 1983; Betts, 2000). In each gridbox,
simulations. Questions 3–5 are addressed using simula- the parameters representing ‘‘snow-free albedo’’ and
tions and estimates of radiative forcing. Changes in ‘‘maximum deep-snow albedo’’ are assigned values
greenhouse gas concentration exert a forcing primarily in dependent on the local land cover types. Both albedo
the infrared part of the spectrum (longwave), whereas parameters are assigned lower values for woodlands
surface albedo change exerts a forcing at wavelengths in and forests compared to open land such as natural
and around the visible region (shortwave). A positive grassland, pasture and cropland (Cox et al., 1999; Betts,
radiative forcing implies a warming influence, and a 2000). Each parameter is assigned one value per
negative forcing implies cooling. gridbox as a weighted mean of the contributions from
The above questions are addressed with a series of all land cover types. A single gridbox mean albedo
three related studies: value is calculated between the limits of snow-free and
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 219

deep-snow albedo, according to snow depth and present-day land cover dataset (hereafter ‘‘WHS’’) at a
temperature. resolution of 18. WHS specifies 53 land cover classes,
The radiative forcing due to surface albedo change including 11 crop classes and 7 pasture/grazing classes.
can be calculated within HadAM3 by performing WHS allows up to two classes per 18 grid square; a
additional sets of calculations of surface albedo and the primary class covering 75% of the square, and a
shortwave radiation budget on a model timestep. Data secondary class covering 25%. HadAM3 surface
fields of snow-free albedo and deep-snow parameter parameters such as snow-free and deep-snow albedo
values representing alternative land cover states can be are derived at 18 resolution from this dataset, and are
used to calculate alternative albedo values under the then bi-linearly interpolated to the GCM resolution.
same climatic conditions (including snow cover and Here, the WHS dataset and land cover classification
temperature). The results from only one set of radiation system is used in studies (a), (b) and (c) above as a basis
calculations are passed to the rest of the atmosphere for the derivation of other land cover datasets
model; the rest are only diagnostic and do not affect the representing (a) natural vegetation, (b) various states
evolution of the model. Comparison between the of anthropogenically modified vegetation over the last
different outgoing shortwave radiation fluxes represents 250 years, and (c) hypothetical extreme states of
the perturbation in the radiation budget due only to the vegetation for a sensitivity study.
direct influence of land cover differences on surface In study (a), comparing the climate simulated with
albedo, prior to any response of the climate system such current and natural vegetation, WHS was used directly
as changes in temperature or snow cover. This therefore to represent present-day land cover (Fig. 1a) and was
quantifies the radiative forcing due to land cover-related also combined with output from the ‘‘DOLY’’ vegeta-
albedo changes. tion model (Woodward et al., 1995) to produce a
MOSES also simulates other influences of land cover reconstruction of potential natural vegetation (‘‘NAT’’).
on the atmosphere; the rate of evapotranspiration and To create NAT, anthropogenic land cover classes in
the fluxes of latent and sensible heat depend on the WHS (Fig. 1b) were removed. In gridboxes where some
parameters of rooting depth, aerodynamic roughness natural vegetation already existed in WHS, these classes
length and canopy water holding capacity. An infiltra- were assumed to represent the potential vegetation of
tion enhancement factor represents the effect of the gridbox and were therefore extrapolated to cover the
vegetation on the porosity of the soil. All four of these entire box. In gridboxes where WHS specified no
parameters are assigned larger values for forested land natural vegetation, the vegetation was specified through
compared to open land (Cox et al., 1999), generally reference to the dominant plant functional types
resulting in greater rates of evapotranspiration from suggested for that location by climatic rules within
forests. This results in a greater flux of moisture to the DOLY (Woodward et al., 1995). Natural classes in
atmosphere and a larger ratio of the latent to sensible WHS were left unchanged (Betts, 2001). The resulting
heat fluxes, which exerts a cooling influence relative to vegetation distribution in NAT (Fig. 1c) was similar to
unforested land. other estimates (e.g. Haxeltine and Prentice, 1996).
The simulation of transpiration in MOSES also Having derived 18 land cover maps of the appropriate
depends on the resistance to water vapour loss from form, data fields of the MOSES land surface parameters
within plant stomata. This is represented in terms of its were derived and interpolated to the GCM resolution of
inverse, stomatal conductance, which is aggregated to 2.58  3.758. This gave two sets of parameter fields
the large-scale variable of canopy conductance using representing current vegetation (WHS) and natural
the leaf area index (LAI, the area of leaf per unit area of vegetation (NAT). A third set of parameter fields was
ground). While stomatal conductance is explicitly also constructed taking the snow-free albedo parameter
simulated, LAI is prescribed as a further vegetation- fields from NAT and the remaining parameters from
specific parameter, which again has larger values for WHS – this was labelled ‘‘ALBNAT’’. This was for use
forests than open land. in separating the effects of albedo changes from those of
the other parameters.
2.2. Representing land cover in the past and In study (b), WHS was combined with historical
present and in sensitivity studies reconstructions of past land cover (Ramankutty and
Foley, 1999, Klein Goldewijk, 2001) in order to
In the standard configuration of HadAM3, the represent the anthropogenic changes in land cover over
global datasets of the vegetation parameter values are time whilst retaining maximum consistency with the
derived using the Wilson and Henderson-Sellers (1985) parameter fields used in the standard well-validated
220 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

Fig. 1. (a) Summary of WHS dataset. Actual dataset consists of 53 land cover classes; for clarity, these are grouped here according to the dominant
plant functional type. (b) Coverage of agricultural classes in WHS dataset. Agriculture covering less than 25% of a 18 gridbox is not resolved. (c)
Summary of NAT dataset, with classes grouped as described in (a).

HadAM3. For each year studied, the coverage of each Goldewijk (2001) (Fig. 2). The coverages of the WHS
WHS land cover class was adjusted to be consistent natural vegetation classes were then adjusted to
with the historical reconstructions. WHS crop class compensate for the area vacated or occupied by the
fractions were adjusted to agree with those recon- adjusted agricultural classes, with natural vegetation
structed by Ramankutty and Foley (1999), and WHS again being taken from DOLY in gridboxes where WHS
pasture classes were adjusted to agree with Klein did not specify a natural vegetation class.
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 221

Fig. 2. Fraction of the land surface at the GCM grid scale defined as under direct human influence (crops plus pasture) in this study, for (a) 1750 and
(b) 1990.

Although the fractions of WHS crop classes were replacement of agricultural land with forests between
adjusted in consistency with the historical reconstruc- 1900 and 1990.
tions, there is currently little information available on Each dataset from 1750 to 1990 was used to derive
the exact type of crop present in each location over albedo parameter fields for use in radiative forcing
time. It was therefore assumed that the crop class calculations. For each year considered, global fields of
specified in WHS for the present day for a given snow-free albedo and deep-snow albedo were derived
gridbox was applicable at all times since 1750. In from the reconstructed land cover data, allowing the
gridboxes where the reconstructions suggest crops but simulation of surface albedo and the shortwave
WHS specified no crop classes, arable land use was radiation budget for each year considered.
assumed. In study (c), two further sets of albedo parameters
The above method was used to construct land cover were derived to enable the radiative forcing due to
datasets with the WHS classification system for 1750, afforestation to be simulated at all gridboxes in the
1850, 1900, 1950 and 1990. In general these showed an temperate and boreal forest regions where forest can be
increase in land deforested for agriculture from 1750 supported under the current climate. These ‘‘forestation
onwards, although in some locations such as the NE gridboxes’’ were defined as gridboxes north of 23 8N in
United States, land abandonment had led to a which WHS forest or woodland classes occurred in
222 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

NAT. The first set of albedo parameters represented the present-day vegetation, and the second used the NAT
‘‘open land’’ state in each forestation gridbox, with the reconstruction of potential natural vegetation. In each of
albedo parameters being set to either the existing non- these two simulations, the land use scenario was used to
forest state (in gridboxes where such a state already derive datasets of all the land surface parameters
exists in WHS) or arable land (in gridboxes where WHS required by the MOSES land surface scheme, and the
specifies only forest classes) (land cover state atmosphere responded fully to all of these. In the third
‘‘NOFOR’’). The second set represented the ‘‘carbon simulation, only the snow-free albedo and deep-snow
sink plantation’’ state in each forestation gridbox, with albedo parameters were set to the natural vegetation
the albedo parameters in each gridbox being set to those states; all other land surface parameters were set to the
appropriate to dense coniferous forest (land cover state present-day state as specified in WHS. This simulation,
CONIF). It is recognised that in some cases these may ‘‘ALBNAT’’, therefore enabled us to test the hypothesis
not represent the most likely unforested or forested that surface albedo change was the dominant biogeo-
state; in the coldest regions the most likely deforested physical driver of climate.
state might be grassland rather than arable land, and All three simulations were 20 years in length. Sea
some afforestation schemes may actually involve surface temperatures (SSTs) and sea ice coverage were
broadleaf species such as poplar. However, the prescribed to observed climatological values which
implications of these for the albedo parameters are varied over the annual cycle, meaning that potential
estimated to be minor and within the limits of feedbacks from SSTs and sea ice changes were not
uncertainties arising from other features of the model permitted. This constrained the internal variability of the
such as the simulated snow depth. simulations allowing a more statistically robust signal of
regional climate change to be obtained in continental
3. Climatic effects of present-day land use interiors, but also meant that changes over or near the
relative to the potential natural vegetation state oceans may be unrealistic. The results presented here are
considered useful as a guide to the effect of land use
To simulate the biogeophysical effects of current change on global and regional radiative forcing and
land use on climate, three simulations were performed the climate response in continental interiors, but the
with HadAM3. The first used the WHS dataset for global climate response simulated here may not be

Fig. 3. Twenty-year mean seasonal temperature differences between climates simulated with WHS and NAT. Differences discussed in the text were
statistically significant at the 95% confidence level or better, according to a Student’s t-test on the timeseries of means from each individual year with
autocorrelation considered.
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 223

representative of the true response involving SST and sea cover reducing the mean downward shortwave radiation
ice feedbacks. Atmospheric CO2 was prescribed to the flux, and were not seen when comparing the ACT
present-day concentration, so there were no feedbacks climate with ALBNAT (Fig. 4).
from the carbon cycle. In the Sahel, dry-season (DJF) temperatures were
In the comparison between the WHS and NAT higher with WHS than with NAT (Fig. 3), with the flux
simulations, the largest and most extensive temperature of latent heat away from the surface being reduced. The
differences were in the temperate agricultural regions in contemporary agricultural vegetation had less access to
the northern winter and spring (Fig. 3). 1.5 m tempera- the soil moisture store than the natural savanna
tures in central North America, the Eurasian agricultural vegetation due to shallower mean rooting depths, so
belt and China were 1–2 K lower in the simulation with allowed less transpiration during the dry season.
WHS than that with NAT in December, January and Similarly, the start of the Indian monsoon season
February (DJF) and March, April and May (MAM). The (MAM) was warmer with WHS than with NAT, again
simulated surface albedo was higher by 0.1 or more with with the latent heat flux being smaller with actual
WHS in these seasons, as a result of lying snow remaining vegetation. With ALBNAT, the 1.5 m temperature in
exposed in the deforested areas. A similar albedo increase both the Sahel and India was similar to that simulated
and temperature reduction was seen when comparing the with WHS, indicating a negligible effect of the surface
WHS climate with ALBNAT (Fig. 4), which suggests that albedo change in those regions.
this surface albedo difference was the main driver of the The mean 1.5 m temperature over all land points was
temperature change in these regions during this part of 0.06 K lower with WHS than with NAT, but the global
the year. Although the albedo difference was greatest in land-mean 1.5 m temperature in ALBNAT was not
DJF, the impact on the net surface shortwave radiation significantly different from that in the NAT climate. The
flux and surface temperature was greater in MAM when results from this model therefore suggest that the
the solar zenith angle is smaller. In the annual mean, surface albedo increase in temperate agricultural
temperature changes of 0.5 to 1 K were seen in these regions dominates the impact of present-day land use
areas (Fig. 5). on global land temperature, with the areas warmed by
Lower temperatures were also seen with WHS reduced evaporation making a relatively minor con-
relative to NAT across central and Western Europe in tribution at the global scale. Consequently, diagnosis of
MAM (Fig. 3), despite a lack of snow cover and hence the radiative forcing should provide a useful means of
minimal albedo change in this season. These tempera- comparing past and present global land use with other
ture differences were associated with increased cloud influences on climate.

Fig. 4. Twenty-year mean seasonal temperature differences between WHS climate and ALBNAT.
224 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

Fig. 5. Twenty-year annual mean temperature differences between WHS and NAT climates.

It should be noted that these model results apply only exerted by perturbing the land cover since major land
to large scales (tens to hundred of km or greater). While clearance began? This question can be addressed by
field measurements in boreal forest regions often show calculating the radiative forcing due to present-day
warmer temperatures in forests than in adjacent open land cover relative to the potential natural vegetation.
areas (Betts et al., 2001), these situations are not Comparison of this radiative forcing with those due to
comparable with the large-scale replacement of forest greenhouse gas and aerosol changes puts surface
with open land considered here. This is because of the albedo change in overall context with other anthro-
additional complexities of smaller-scale processes such pogenic forcings.
as advection across neighbouring land cover types at the However, since the other anthropogenic forcings
field scale. Numerical weather prediction models have have been mainly present only since the industrial
been shown to produce improved large-scale forecasts revolution, a second question concerns the importance
of near-surface temperature in high latitudes when the of land cover change over the industrial period. This
lower albedo of forest is included as described here question is of interest to the Intergovernmental Panel on
(Viterbo and Betts, 1999). This suggests that models Climate Change, which routinely compares all anthro-
such as MOSES are realistic in their representations of pogenic drivers of climate change over the period since
the influence of temperate and boreal forests on fossil fuel burning began (Ramaswamy et al., 2001).
regional-scale temperature through albedo. Quantification of this requires estimation of the
radiative forcing relative to the vegetation state at
4. Radiative forcing due to historical surface reference time for the other forcings, which is
albedo changes conventionally 1750. Since a considerable degree of
land cover change had already occurred by 1750 (Klein
The concept of radiative forcing can be used to Goldewijk, 2001), the albedo forcing since this time
compare the climatic influences of different drivers could be different to that relative to the potential natural
without the additional uncertainties associated with the vegetation state.
climate sensitivity of the model. Since albedo change Anthropogenic vegetation change which had already
appears to be the dominant biogeophyical effect of past occurred by the time of the industrial revolution will
land use change on temperature at the global scale, have acted as an anthropogenic forcing of the climate
diagnosis of the radiative forcing due to surface albedo system prior to the commencement of fossil fuel
change is useful for comparing the mean climatic burning. However, the climate of the pre-industrial
impacts of historical land cover change with other large- period is sometimes described as ‘‘pre-anthropogenic’’.
scale anthropogenic forcings such as increased green- If a significant radiative forcing was being exerted by
house gas concentrations. anthropogenic land cover change at this time, this would
When comparing surface albedo change with other mean that the pre-industrial climate was subject to
anthropogenic influences on the climate system, the human influence and therefore was not pre-anthropo-
first question is; what radiative forcing have humans genic. A third question is, therefore; what was the
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 225

radiative forcing due to surface albedo change by 1750 The same global distributions of cloud and snow cover
relative to the potential natural vegetation state? were used in all sets of calculations, so the only
In this section, we address all of these questions by difference was surface albedo, which depended on the
using the radiation scheme within HadAM3 to simulate snow-free and deep-snow albedo parameters. The
the surface albedo and outgoing shortwave (SW) difference in OSR for two different land surface states
radiation for potential natural vegetation (NAT) and gives the radiative forcing due to surface albedo change
for observed or reconstructed land cover states at 1750, (Betts, 2001). Therefore, OSR(1990)–OSR(1750) gives
1850, 1900, 1950 and 1990. For each of the dates, the the radiative forcing due to land cover change between
difference in outgoing SW relative to NAT provides the 1750 and 1990.
simulation of the radiative forcing by albedo change The difference between the outgoing shortwave
relative to the undisturbed state. The difference relative fluxes simulated with 1750 albedo and with ‘‘natural
to 1750 provides the radiative forcing exerted over the vegetation’’ albedo gave the simulated radiative forcing
industrial era. due to deforestation-induced albedo change up until
Betts et al. (2006) performed a 20-year simulation 1750 (Fig. 6). The forcing was approximately
with HadAM3, setting atmospheric CO2 to its present- 2 W m2 over Europe and northern China. Although
day concentration and prescribing sea-surface tempera- a large proportion of China was cultivated at that time,
tures and sea ice to a present-day climatology as in much of this was in warmer regions where the relative
Section 3 above. On each six-hourly radiation timestep, infrequency of snow cover reduced the impact of
surface albedo and the shortwave radiation fluxes were deforestation on surface albedo. In northern China,
calculated six times at each gridbox, one calculation for long-lasting snow cover allowed land cover change to
each historical land-cover state. Only the calculations exert large impacts on surface albedo.
performed with 1990 albedo were passed to the rest of A forcing of 1 to 2 W m2 was simulated in
the model; the other vegetation parameters were set to central and northern India, but in contrast, the forcing in
the 1990 state. The simulated near-surface climate was north-east India and Bangladesh was positive 1 W m2.
therefore that of the present-day, retaining consistency This resulted from the assumption that the local 1750
with the prescribed sea-surface temperature climatol- croplands were largely rice paddies, as is the case today.
ogy and atmospheric CO2 concentration. The open water results in a low surface albedo. Natural
For each land surface state, the surface albedo in vegetation at these points was allocated the albedo of
each gridbox and the associated outgoing shortwave grassland – although rice paddies are generally in
radiation flux (OSR) at the tropopause were calculated. naturally wet areas, the uncultivated state would

Fig. 6. Simulated annual mean radiative forcing at 1750, 1850, 1900, 1950 and 1990 relative to NAT.
226 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

probably feature less standing water since this is forcing had now more than doubled since 1750, being
actively maintained for rice paddies. 0.14 W m2 by 1900.
Negative radiative forcings were simulated in some Between 1900 and 1950 the forcing intensified by a
parts of the Americas, but these areas were small since similar degree in most areas, with local forcings of over
European settlers had arrived only relatively recently 5 W m2 being simulated in all the main centres of
and major agricultural expansion had yet to take place. global agriculture (Fig. 6). North American agriculture
The global mean radiative forcing at 1750 was continued to expand westwards, widening the area of
0.06 W m2. negative radiative forcing. In contrast, however, local
In 1850, the simulated forcing relative to the natural forcing decreased in the north-east USA, where
state showed generally similar global patterns to that in cropland abandonment and forest regrowth had led to
1750 but with increased magnitudes of local forcings decreased surface albedo since 1900. The global mean
(Fig. 6). In most of Eastern Europe the forcing was over forcing by 1950 was 0.18 W m2, three times that of
3 W m2, and over 4 W m2 in some locations. 1750.
Similar increases in forcing were seen in southern The pattern of forcing remained similar up to the
China, but in northern China the local forcing had final simulation at 1990, with continental-scale expan-
reached approximately 4 to 5 W m2. Over the sion being slower than before 1950 but local forcings
north-east USA, a forcing of 1 to 2 W m2 was intensifying due to continued expansion at the sub-grid
simulated over a wider area than in 1750, reflecting the scale (Fig. 6). The global mean radiative forcing at 1990
westward expansion of European settlement. The global relative to NAT was simulated as 0.24 W m2.
mean forcing in 1850 relative to NAT was The difference between the 1990 and 1750 OSR
0.10 W m2. gives the forcing by surface albedo change since the
By 1900 North American agriculture had under- industrial revolution (Fig. 7); the global mean forcing is
gone major expansion, and at the GCM resolution the 0.18 W m2, three-quarters of the forcing simulated
land cover was subject to some degree of modification relative to NAT.
in almost all gridboxes in the eastern half of the
present-day conterminous USA. A radiative forcing 5. Implications of biophysical effects for carbon
of 1 W m2 or more is simulated over that region, sink plantations
with the forcing exceeding 5 W m2 in the
intensively cultivated north (Fig. 6). In Europe, India Afforestation and reforestation feature prominently
and China the forcing continued to increase in among proposals for mitigating climate warming
intensity while the extent of the disturbed areas (UNFCCC, 1997), due to their potential to sequester
remained similar to that in 1850. The global mean carbon from the atmosphere. However, since forests

Fig. 7. Simulated annual mean radiative forcing at 1990 relative to 1750.


R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 227

also influence climate though biogeophysical mechan- The potential carbon sequestration over one forest
isms, the overall influence of carbon sink forest harvest rotation period, both above and below ground,
plantations on climate could be somewhat different to was estimated from regional data (Nabuurs and
that expected on the basis of carbon cycle impacts Mohren, 1995; Nilsson and Schopfhauser, 1995)
alone. In particular, since high-latitude forests exert a (Fig. 8a). Harvest rotation periods were typically 40–
warming influence on climate through surface albedo, 80 years, varying from region to region according to
this could act to offset the reduction in greenhouse- local standard practice (Nilsson and Schopfhauser,
forced climate change afforded by carbon sequestration. 1995). The resulting slow-down of the atmospheric CO2
Clearly this needs to be considered if the desire is to use rise was calculated for each 1 ha plantation, taking into
forestation to reduce climate warming. account the responses of other components of the
To investigate the potential importance of albedo carbon cycle which lead the atmospheric CO2 rise to be
changes due to afforestation, Betts (2000) performed a approximately 50% of the actual emissions (Fig. 8b).
sensitivity study considering the placement of 1 ha The greatest CO2 reduction per hectare of plantation
coniferous plantations at points throughout the tempe- was 0.06 parts per trillion by volume (pptv) in temperate
rate and boreal forests regions. The carbon sequestra- North America, where sequestration was estimated as
tion potential and surface albedo change were 200–400 t C ha1 The least CO2 reduction per hectare
calculated, and their influences on global climate were was 0.02 pptv in the former Soviet Union, where the
compared in terms of their contribution to the global estimated sequestration potential was approximately
mean radiative forcing. 100 t C ha1 The global mean longwave radiative

Fig. 8. Derivation of global longwave radiative forcing due to illustrative afforestation of 1 ha plantations. (a) Estimated carbon sequestration (above
and below ground). (b) Reduction in global atmospheric CO2 concentration for a 1 ha plantation at each point shown. The value in one pixel gives the
reduction in global atmospheric CO2 concentration as a result of the carbon sequestration in 1 ha of plantation estimated in (a) for that pixel alone. (c)
Longwave radiative forcing resulting from the CO2 reductions in (b). The value in one pixel shows the global mean radiative forcing arising from the
carbon sequestration in 1 ha of plantation in that pixel alone.
228 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

forcing F that would arise from each plantation’s CO2


reduction DC was found using:
 
C  DC
F ¼ 5:35 ln
C
where C is the 1997 CO2 concentration of 363.8 ppmv
(Myhre et al., 1998).
This then gave a measure of the cooling influence of
carbon sequestration by a 1 ha plantation in different
regions in the temperate and boreal forests latitudes
(Fig. 8c). The global mean longwave radiative forcing
by 1 ha of plantation ranged from 0.3 nW m2 in the
former Soviet Union to 0.8 nW m2 in temperate
North America.
The surface albedo change and associated shortwave
radiative forcing were calculated with the radiative
transfer scheme of HadAM3 (Edwards and Slingo,
1996) as described in Section 2.1. A 20-year
equilibrium simulation of present-day climate was
performed, and within this, two additional sets of albedo
and shortwave radiation calculations were performed at
each gridbox. In one set, the snow-free and deep-snow
albedo parameters were set to those for the unforested Fig. 9. Derivation of global shortwave radiative forcing due to
state NOFOR, and in the other set the albedo parameters illustrative afforestation of 1 ha plantations. (a) Difference in annual
mean surface albedo simulated for forest and non-forest states. (b)
were set as for dense coniferous forest CONIF. Local shortwave radiative forcing due to surface albedo change
Comparison of the two sets of results showed the (W m2). (c) Global shortwave radiative forcing due to surface albedo
direct effect of the vegetation type on surface albedo change (nW m2 for 1 ha of plantation). The value in each pixel
and outgoing shortwave radiation; the difference in represents the global mean shortwave radiative forcing due to 1 ha of
outgoing shortwave radiation gave the shortwave afforestation in that pixel alone.
radiative forcing due to the vegetation change. This
method allowed feedbacks from snow and cloud cover annual mean albedo difference between the two land
to be excluded, which was necessary for consistency cover types at a given gridbox depended on the duration
with the calculation of longwave forcing above. of deep snow cover in that gridbox; where snow cover
In snow-free conditions, albedo varied from approxi- was longest-lasting, such as in Eastern Siberia and
mately 0.2 for unforested land to 0.15 for coniferous Canada, the annual mean albedo difference was 0.2 or
plantations. In deep snow conditions, however, unfor- greater (Fig. 9a). So, while unforested land in these
ested land became totally snow-covered leading to a locations reflected around 40% of solar radiation, dense
bright albedo of around 0.8. In contrast, coniferous coniferous plantations reflected only 20% and absorbed
plantations remained uncovered by snow and hence the rest. The difference in outgoing shortwave radiation
relatively dark, with a maximum albedo of 0.25. The at the tropopause was approximately 20 W m2 in the

Fig. 10. Estimated global net radiative forcing (nW m2 for 1 ha of plantation) due to both carbon sequestration and surface albedo change: the sum of
forcings shown in Figs. 8c and 9c. The value in each pixel represents the global mean net radiative forcing due to 1 ha of afforestation in that pixel alone.
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 229

most snow-covered regions; this was the local shortwave changing from potential natural vegetation to present-
radiative forcing (Fig. 9b). The contributions of each 1 ha day. Matthews et al. (2004) simulated a global cooling
plantation to global shortwave radiative forcing were of 0.06 to 0.35 K due to biogeophysical effects of land
found by dividing the local shortwave forcings by the cover change over the last 300 years, again with albedo
Earth’s surface area in ha (Fig. 9c). These were then change providing the dominant influence.
added to the global longwave forcings (Fig. 8c) to give Although the greenhouse gas emissions from land
the net radiative forcing by each 1 ha plantation (Fig. 10). cover change have been included in GCM simulations
It was found that in the more snow-covered areas, of historical climate change, the related biogeophysical
such as eastern Siberia and most of Canada, the positive changes are generally neglected. Since the mid-latitude
radiative forcing by albedo reduction was greater than cooling simulated here is of a similar magnitude to the
the negative forcing by carbon sequestration (Fig. 10). warming observed over the industrial era, the omission
This implies that afforestation/reforestation in these of land cover change may limit the ability of these
locations would act to increase climate warming rather models to reproduce observed past climate changes at
than decreasing it. If the intention were to slow climate the regional scale. In particular, a large proportion of
warming, forestation in these regions would therefore climate observations have been taken in areas under-
be counterproductive. going changing land use, so GCM simulations should
Even in other areas where the albedo forcing was include land cover changes if they are to be compared
smaller than the sequestration forcing, the net forcing against these data for the detection of anthropogenic
(Fig. 10) was considerably less than that due to climate change.
sequestration alone (Fig. 8c). In Scandinavia, for In the regions simulated as cooler with current land
example, the net global forcing from 1 ha of plantation use, the observed temperature change since instru-
was 0.2 nW m2, around 50% of that arising from mental records began in 1860 is a warming of 0.7–0.8 K
carbon uptake. So, even though forestation would still (IPCC, 2001). Since land use change in the form of
exert an overall cooling effect, this would be only half of deforestation is simulated to exert a cooling effect, this
that indicated by merely accounting for carbon. result conflicts with the suggestion that land use change
Similar conclusions were drawn by Claussen et al. has been the main driver of the large-scale warming
(2001) using an intermediate complexity model, but observed over temperate land over recent decades.
further studies with other full-complexity models or Moreover, it suggests that the climate change in these
more observationally based methods have yet to be regions may have been greater in the absence of the
performed. cooling effect of deforestation. Temperate forest
clearance may therefore have contributed to a reduction
6. Discussion and conclusions in the rate of climate warming.
Since, from a global perspective, albedo change is
The first study discussed here suggests that historical the dominant biogeophysical effect of past land use
deforestation has exerted an overall cooling influence, change on temperature, this allows a direct comparison
because most deforestation has taken place in temperate between land use and other radiative forcings. The
regions where the dominant influence is through an second study discussed here estimated the radiative
increase in surface albedo particularly in winter and forcing due to anthropogenic surface albedo change at
spring. In these seasons, the 1.5 m temperature the present day and 1750 relative to the potential natural
simulated in the Eurasian and North American vegetation state, and therefore also provided an estimate
agricultural regions is up to 2 K lower with actual of the radiative forcing at the present day relative to
rather than potential vegetation, and the annual mean 1750. The global shortwave radiative forcing by the
cooling is approximately 0.5–1 K. Localised warming surface albedo change relative to pre-agricultural times
is seen in some low-latitude areas, attributable to is simulated to be 0.24 W m2, which suggests that
reduced evapotranspiration. The global mean tempera- the climatic influence of land use is small in comparison
ture change is 0.02 K, but it should be noted that this with the current anthropogenic CO2 forcing but
study used prescribed sea surface temperatures, which comparable with that of the ‘‘minor’’ greenhouse gases
will have contsrained the global temperature response. and aerosols. This estimate falls between those of
In studies using coupled ocean-atmosphere models, 0.4 W m2 (Hansen et al., 1997b) and 0.08 W m2
Govindasamy et al. (2001) and Brovkin et al. (1999) (Govindasamy et al., 2001). The simulation by Hansen
simulated a global cooling of 0.25 and 0.35 K et al. (1997b) included significant land cover changes in
respectively as a result of albedo increases due to the African savannas, which are not seen in the datasets
230 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

used here. This may simply reflect differences in the forcing to be 0.18 W m2 in the global mean. This is
definition of anthropogenic land cover change. Myhre close to that estimated by Hansen et al. (1997a) who
and Myhre (2003) examined the sensitivity of land use simply assumed 50% of current land-cover change by
albedo forcing estimates to uncertainties in the land use 1750, however, the Betts et al. (2006) estimate is based
data and albedo parameter values, and found that the on a more rigorous treatment of land cover change.
forcing relative to natural vegetation could range from Matthews et al. (2003) estimated the forcing relative to
0.55 to 0.47 W m2 although positive values were 1700 to be 0.15 W m2, considering only cropland
considered very unlikely. changes (Ramankutty and Foley, 1999) and not
The results also suggest that surface albedo change pastures. These results therefore support the IPCC,
was exerting a significant radiative forcing by 1750, 2001 estimate of 0.2 W m2, but perhaps suggest that
indicating that humans were already affecting climate the lower limit of the uncertainty range should be higher
through land cover change before the burning of fossil than zero.
fuels began. The climatic impact of carbon emissions The global mean surface albedo forcing of
from land clearance would have been small, because the 0.18 W m2 over the industrial period is smaller
low emission rate could have been largely offset by than the global forcing by greenhouse gases
absorption in the oceans or unconverted land ecosys- (2.5 W m2, Ramaswamy et al., 2001); whereas the
tems. However, unless the land is subsequently greenhouse forcing is relatively uniformly distributed
abandoned, deforestation leads to a permanent change across the globe, the albedo changes simulated here
in surface albedo. Hence a single deforestation event were very localised. Nevertheless, the global surface
can exert a very long-term radiative forcing relative to albedo forcing (Fig. 11) is of a similar magnitude to the
the previously undisturbed state. forcings by the direct effect of sulphate and other
Deforestation would therefore have been exerting a aerosols (Fig. 12), stratospheric and tropospheric ozone,
cooling influence on climate at 1750. Another cooling the halocarbons, and N2O (Ramaswamy et al., 2001).
influence would have been solar forcing, i.e. changes in The similar magnitude of the surface albedo and
solar output. The global mean surface albedo forcing in aerosol radiative forcings is important because changes
1750 has been estimated here to be 0.06 W m2, which in the underlying surface albedo could affect the
is approximately 10% of the global solar forcing at the radiative forcing due to aerosols. Similarly, the aerosol
Maunder Minimum relative to present-day (Crowley, loading may modify the forcing due to surface albedo
2000). However, the local surface albedo forcing over change. Sulphate aerosol loading has changed in much
Europe has here been estimated as 2.0 W m2, so the same regions that have experienced major land
locally the land use forcing may have been 3–4 times surface albedo change (i.e. the most populated parts of
larger than the solar forcing. Furthermore, in addition to the temperate regions), although biomass burning
providing a direct negative radiative forcing, land aerosol changes are generally in somewhat different
clearance would have led to an increased exposure of areas (less densely populated forest and savanna
lying snow and hence increased the significance of any regions—Ramaswamy et al., 2001). Estimates of the
changes in snow cover resulting from climate changes time evolution of aerosol forcings and surface albedo
driven by other influences. A given change in snow forcings may therefore need to be repeated considering
cover would exert a greater positive feedback on changes in each other.
temperature change if taking place on open land rather The local annual mean shortwave radiative forcing
than forested land, so would contribute to a greater due to anthropogenic surface albedo change exceeded
climate sensitivity. Land clearance would therefore 5 W m2 in parts of Europe, North America and the
have increased the sensitivity to solar forcing and other cooler regions of Asia (Figs. 6 and 7), which is
drivers of northern hemisphere climate. Land use considerably greater than the forcings relative to pre-
change could therefore have contributed to the Northern industrial times exerted by greenhouse gases (2 W m2)
Hemisphere cold period of the 17th Century (the ‘‘Little and the direct effect of sulphate aerosols (1.5 W m2)
Ice Age’’). (Sagan et al., 1979; Brovkin et al., 1999; over these areas (Ramaswamy et al., 2001). Conse-
Govindasamy et al., 2001) quently, although we have concluded that global mean
The second study also provided an explicit simula- radiative forcing is useful for comparing the global
tion of the forcing due to land use relative to 1750, a effects of anthropogenic albedo change and other
quantity, which is important for studies of climate forcings, we also note that the highly regionalised
change in the industrial era. By differencing the fluxes nature of the anthropogenic surface albedo forcing may
at 1990 and 1750, Betts et al. (2006) simulated this render such global comparison less useful when
R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233 231

Fig. 11. Timeseries of simulated global mean shortwave radiative


forcing due to land use change relative to natural vegetation.

considering the implications of different forcings at


local scales.
The third study discussed here suggested that in large
parts of the temperate and boreal forest areas, the
decrease in surface albedo by forestation is as important
as carbon sequestration in its forcing of climate. As a
result, forest carbon sinks in these regions could exert a
much smaller cooling influence than expected, or even
exert an overall warming influence. Clearly, then, Fig. 12. Timeseries of simulated global mean radiative forcings due to
carbon accounting alone can give a false impression of anthropogenic aerosols (copyright IPCC, reproduced with kind per-
mission).
the potential for forest plantations to mitigate climate
warming. If forestry activities are to be included in the
quantification of national contributions to climate although past land use change has exerted only a
change, their influence on surface albedo should also relatively small global mean radiative forcing in
be considered. comparison with increasing greenhouse gases, this
The introduction to this paper also discussed other may not reflect the full consequences of land use change
biogeophysical effects of land cover change in addition for regional climates.
to surface albedo, particularly changes in the surface The emissions scenarios routinely used to drive
moisture budget leading to shifts in the ratio of latent simulations of future climate change (Nakicenovic
and sensible heat fluxes and changes in precipitation et al., 2000) imply significant land use changes. A
(Pielke et al., 2002). Although albedo change appears to number of the scenarios differ greatly in their land cover
be the most significant biogeophysical effects at the states, especially at the regional scale, with some
global scale at the present time, we note that this is due regions seeing afforestation in some scenarios and
to the predominant historical land cover change having deforestation in others. Most climate model simulations
been deforestation in temperate regions. Deforestation do not currently include the biogeophysical land surface
is now rapidly in progress in the tropics, and this would changes associated with these scenarios – this may
be expected to increase the global importance of land mean that the climate changes may not be fully
use-related surface moisture budget changes. Moreover, consistent with the socioeconomic scenarios with which
we note that many of the consequences of climate they are driven, at least at the regional scale. If such
change for human society will depend more on simulations are to be used to inform strategies for
regional-scale changes than global averages, so adapting to climate change, the simulated changes
information on global mean radiative forcings and should be consistent with the driving scenarios at the
global mean surface temperature changes may be less local scale as well as at the global scale. The
useful than information on regional climate changes biogeophysical effects of future land use change,
including precipitation. Therefore we suggest that including albedo changes and other processes, should
232 R.A. Betts et al. / Agricultural and Forest Meteorology 142 (2007) 216–233

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GCM simulation of climate and climate sensitivity. Clim. Dyn. 15,
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