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Numerical transformation of geochemical data: 1.

Maximizing geochemical contrast to facilitate information extraction


and improve data presentation
Clifford R. Stanley
Department of Geology, Acadia University, Wolfville, Nova Scotia, B4P 2R6, Canada
(e-mail: cliff.stanley@acadiau.ca)

ABSTRACT: Data transformation in geoscience has typically been motivated by


three objectives: (1) creating normally distributed data; (2) creating data that are
additive; and (3) making errors constant across the range of the data.
Historically, transformation of geochemical concentrations has been undertaken to
achieve normality. Unfortunately, most geochemical distributions are multi-modal
and derived from several geological sources. Thus no continuous, monotonic
transformations exist that can convert these into (even approximately) normal
distributions, and thus transformation for this purpose is neither generally achievable
nor justified. Transformations that create additivity are rare in geochemical applica-
tions, although they are important in error treatment and lithogeochemical data
analysis. These transformations effectively convert data into a form that can be
sensibly manipulated, and thus facilitate subsequent data analysis. Transformation to
stabilizing errors in geochemical data is also not common, although it is a useful
attribute in subsequent geochemical data analysis.
Another type of data transformation, designed to maximize geochemical contrast
(or maximize data variance), may be achieved by raising geochemical concentrations
to a power after transforming the data to the 0 ↔ 1 interval. The power that
produces the maximum variance in the transformed result creates the maximum
geochemical contrast, affording the geochemist an opportunity to extract the most
information from the geochemical data.
The ‘maximum data variance’ transformation is based not on the subsequent data
analysis result (e.g. recognizable geochemical patterns; circular reasoning where ‘the
end justifies the means’), but on an optimal property created by the transform. As a
result, this transformation provides significant advantage in subsequent data analysis
because results achieved are not subjective.
KEYWORDS: geochemistry, data analysis, transformation, geochemical contrast, constant variance,
normal distribution, additivity.

INTRODUCTION A variety of transformation functions have been employed in


Geochemical concentration data from soil, drainage sediment, geochemical applications. Some simple transformations include
rock, soil gas and till samples collected in mineral exploration or logarithmic
environmental investigations have frequency distributions that
differ in a variety of ways (Aubrey 1954, 1956; Jizba 1959; y = log(x) (1)
Vistelius 1960; 1964; Oertel 1969a, b; Sinclair 1976; Meisch &
Kork 1978; De Wijs & Meisch 1979; Stanley & Sinclair 1986; (Finney 1941; Razumovsky 1941; Gaddum 1945; Pearce 1945;
Schneider 1988; McLachlan & Basford 1988; Cohen 1991; Ahrens 1954a, b, 1957; Bennett 1956; 1957; Aitchison &
Stanley 2003a). Observed frequency distributions of these data Brown 1957; Laurent 1963; Chapman 1977; Miesch 1977);
may, among other forms, be positively or negatively skewed, square root
multi-modal, or even truncated by an analytical detection limit.
As a result, geochemists sometimes find it advantageous to
transform the geochemical data to enhance its characteristics y = √x (2)
before numerically or graphically evaluating them (Curtis 1943;
Bartlett 1947; Tukey 1957, 1958; Kruskal 1968; Draper & Cox (Bartlett 1936; Anscombe 1948; Freeman & Tukey 1950; Blom
1969; Draper & Hunter 1969). 1954); power

Geochemistry: Exploration, Environment, Analysis, Vol. 6 2006, pp. 69–78 1467-7873/06/$15.00  2006 AAG/ Geological Society of London
70 C. R. Stanley

y = x (3) direction. This cannot be done by averaging the azimuth


measurements (in degrees) because this will produce a result
(Moore 1957; Healy & Taylor 1962); Box–Cox that is inconsistent with the true, average physical direction.
Rather, these azimuths must first be transformed into direction
cosines, producing a set of easting (x) and northing (y)
y=x 1

(4) measurements corresponding to each azimuth (Fisher et al.

1987). These additivity-generating transformations are:
(Box & Cox 1964; Howarth & Earle 1979; Joseph & Bhaumik
1997); angular x = cos() and y = sin() (7)

y = arcsin√x (5) The resulting x’s and y’s can then be averaged, and the mean x
and y values (x̄ and ȳ) can then be converted back into the
(Zubin 1936; Eisenhart et al. 1947; Anscombe 1948; Ghurye average azimuth using:
1949; Freeman & Tukey 1950; Claringfold et al. 1953; Stevens
1953; Biggers & Claringfold 1954; Blom 1954; Fisher 1954); and
reciprocal SD
 = arctan ȳ

(8)

y=1 (6) Equations 7 and 8 are thus transformations that convert the
x original azimuths into and back from an additive set of variables
(Hoyle 1973) transformations. In these transformation func- that can be operated on (averaged) to determine the azimuth of
tions, the ‘s are commonly unconstrained, and therefore the ice flow direction (Fisher et al. 1987).
represent arbitrarily chosen parameters. Another example of additivity involves determination of
Historically, many of these transformations have been sampling error in geochemistry. Standard deviations of replicate
employed to create normally distributed variables (e.g. Hoyle samples collected in the field typically are used to estimate the
1973; Joseph & Bhaumik 1997; Box & Cox 1964); however, the combined magnitude of sampling and analytical (i.e. total) error.
commonly multi-modal nature of geochemical concentration Standard deviations of replicate analyses of the samples, in
data makes it virtually impossible to transform most geo- contrast, estimate only the magnitude of analytical error.
chemical concentrations into new variables with distributions Unfortunately, one may not simply subtract the analytical error
approximating normality. As a result, applying the above standard deviation (a) from the total error standard deviation
transformations to convert a multi-modal distribution into a (t) to determine the sampling error standard deviation (s),
normal one may not be realizable, and thus may be misguided. because errors are additive as variances (not as standard
Other reasons exist for transforming geochemical data, and deviations). As a result, we must square the total error and
these may impart, to the geochemical data, desirable features analytical error standard deviations, to produce the correspond-
that facilitate interpretation. Historically, and generally outside ing variances (Davis 1986). Then, by subtraction, we determine
the field of geochemistry, data have been transformed for three the sampling error variance, and by taking the square root we
different and distinct reasons (Tukey 1958; Dolby 1963; Kruskal determine the sampling error standard deviation. These power
1968; Hoyle 1973): (1) to create a new variable that is ‘additive’ (square and square root) transformations are used to create
(Elston 1961; Hoyle 1973); (2) to create a new variable that has new variables that are additive (the variances), and can be
‘constant variance’ (i.e. homoscedastic; Kendall & Stuart 1966; manipulated using the sum-of-variances equation:
Hoyle 1973); and (3) to create a new variable that is normally
distributed (Hoyle 1973; Joseph & Bhaumik 1997; Box & Cox s2 + a2 = t2 (9)
1964).
to determine sampling error.
A third example of additivity involves the inherent nature
Additivity of geochemical concentrations in rock samples, which vary
‘Additivity’ is the linear property of a variable and allows it to be because geological material transfer processes (fractional
numerically operated on in a linear manner that often has crystallization, diagenesis, metamorphism, weathering, hydro-
physical meaning (Elston 1961; Hoyle 1973). Additivity is not thermal alteration, etc.) have added and removed material to
commonly understood by geologists, because it is a data feature and from the rocks over time. Because the absolute amounts of
rarely sought, mostly because many geological variables are each element in the rocks vary in proportion to how much of
already ‘additive’. The several examples below illustrate geo- each element is added or removed, these element amounts are
chemical applications where transformations may be used to already linear (additive). For example, adding 1 g of Na to a
create additivity. 100 g rock containing 10% Na (i.e. containing 10 g of Na)
The first example involves a transformation required to produces a new rock with an amount of Na equal to the amount
obtain ‘additivity’ in till geochemical exploration, where knowl- initially present plus the amount that was added (11 g).
edge of the glacial flow directions is critical to data interpret- Unfortunately, the absolute amounts of elements in samples
ation. Glacial flow directions can be determined by measuring are not generally known in geochemistry because when the
the azimuths of the long dimensions of clasts within a till. samples are collected, information is lost about the size of the
Because elongate clasts line up parallel to the glacial flow rock. As a result, we normally describe rock compositions using
direction due to shear forces imparted by the moving ice (Mark element concentrations (proportions), and these are not neces-
1973), these measurements can be used to determine the ice sarily proportional to the material transfers that take place to
dispersal direction. As a result, after collecting an adequate cause compositional variability (Stanley & Madeisky 1995). This
number of till clast major axis azimuth measurements (generally is because addition or loss of an element can cause the
>50), the geochemist typically determines the average direction concentrations of other elements to change (via closure), even
of the major axes of the clasts to deduce the glacial flow though these elements were neither added nor removed (i.e.
Numerical transformations of geochemical data: 1 71

they are conserved; Chayes 1962; Stanley & Madeisky 1995). As be used to determine the relative change in the element
a result, a transformation may be used to convert the concen- concentration (dx/x). For the major element:
trations into molar Pearce element ratios (PERs; Pearce 1968;
Russell & Nicholls 1988; Russell & Stanley 1990a; 1990b; dx = dX  dS = 0.1  0.1 = 0.010  0.001 = 0.009 (14)
Stanley & Madeisky 1995), which are molar ratios with a x X S 10 100
conserved element denominator that acts as a standardizing
variable to circumvent the effects of closure. The PERs have for the minor element:
values that change linearly with the amount of material
dx = dX  dS = 0.1  0.1 = 0.100  0.001 = 0.099 (15)
transfer that the numerator element of the ratio undergoes x X S 1 100
during the material transfer process (Pearce 1968; Stanley &
Madeisky 1995). As a result, PERs are proportionally ‘additive’, and for the trace element:
and the equation used to obtain a PER from concentration
data is: dx = dX  dS = 0.1  0.1 = 1.000  0.001 = 0.999 (16)
x X S 0.1 100
x/gx
PERx/z = (10) In all cases, the closure term (dS/S)=0.001, but this closure
z/gz
effect is proportionally largest, relative to the material transfer
where the element concentrations (x and z) are in mass units effect (dX/X), for the major element and smallest for trace
(wt%, ppm, ppb, etc.), and the gram formula weights (g) are in element because the material transfer effects differ simply
grams/mole (Stanley & Madeisky 1995). This conversion because of the different concentration levels. Clearly, closure
formula is an ‘additive transformation’. Note that Equation 10 introduces significant amounts of additional variation to major
is also a multi-variate transformation, because it involves two elements, and has much less impact, introducing much less
variables (x and z). As a result, Equation 10 may not be variation, in elements with lower concentrations. In practice,
considered by some to be strictly a transformation because it is the effect of closure in trace elements is generally negligible, and
a function of two variables. Nevertheless, it does produce a new use of a transformation to create an additive geochemical
variable that is additive. variable from a trace element concentration is generally unnec-
One should note that although major element concentrations essary.
are typically not ‘additive’, due to closure, trace element Although the above three examples illustrate the relevance of
concentrations commonly are. This can be demonstrated by additivity transformations in geochemical data analysis, trans-
considering the definition of a concentration: formations to create new variables that have ‘additivity’ are
otherwise rarely undertaken in most geochemical applications.
x=X (11)
S
Error variance stabilization
where X is the mass of an element, S is the mass of a rock, and Another possible reason for data transformation is called ‘error
x is the mass concentration of that element. Taking the variance stabilization’. This has historically not been a tradi-
derivative of Equation 11 yields: tional motivation for data transformation in geochemical appli-
cations, but is a desirable trait for geochemical data that are to
dx = dX  X2 dS (12) be numerically or statistically evaluated. Error variance stabiliz-
S S ation is used to treat data that are ‘heteroscedastic’, having
and dividing both sides by x and rearranging, gives: magnitudes of variations (measurement errors) that change
across the range of the data. Most geochemical concentration
dx = dX  dS data are ‘heteroscedastic’, as analytical errors commonly
(13) increase with concentration (Thompson & Howarth 1973,
x X S
1976a, b, 1978; Thompson 1973, 1982; Fletcher 1981; Stanley &
This indicates that the relative change in an element concen- Sinclair 1986; Stanley 2003b). This makes data evaluation
tration is a function of the relative change in the amount of the difficult, because the variations attributable to measurement
element (dX/X; the effect of material transfer) and the relative error vary across the range of the data, and the criteria used to
change in the size of the rock (dS/S; the effect of closure). When determine whether observed concentration differences are real
material transfer does not involve a change in the size of the thus change across the range of concentrations as well.
rock (i.e. it is a perfect exchange process and dS=0), then the Transformation to stabilize the error in a geochemical
relative change in concentration is equal to the relative change variable creates a new variable that is ‘homoscedastic’ (has
in the amount of the element, and closure has no impact. As a constant error variance across the range of the new transformed
result, the magnitude of the dS/S term in Equation 13 describes variable), and this attribute can significantly simplify subsequent
the magnitude of the closure effect. This allows Equation 13 statistical tests, numerical procedures and the graphical presen-
to be used to illustrate why closure affects major element tation of the data. The transformation function used is specific
concentrations much more than trace element concentrations. to the model describing how measurement error changes with
Consider three rocks each containing a major element with a concentration, and propagation of the original heteroscedastic
concentration of 10 wt%, a minor element with a concentration error into the new variable results in new (transformed) error
of 1 wt%, and a trace element with a concentration of 0.1 wt%. that is homoscedastic. Evaluation of homoscedastic data is far
Each of these rocks undergoes a different type of hydrothermal simpler and leads to more compelling conclusions because the
metasomatism; in the first rock the major element is added, in data can be evaluated on an ‘even playing field’.
the second rock the minor element is added, and in the third Examples of error stabilizing transformations commonly
rock the trace element is added. Let us assume that the amount used in other scientific applications (Hoyle 1973) include:
of addition of each element is equal (0.1 g), and that the mass (1) the logarithmic transform (for proportional error; Equation
of each rock was initially 100 g. For each rock, Equation 13 can 1); (2) the square root transform (for Poisson error;
72 C. R. Stanley

Equation 2); and (3) the angular transform (for binomial error;
Equation 5).
To illustrate how these error-stabilizing transformations
work, consider Case 1, above. If proportional measurement
error is 10%, then =y=0.10 c, where c is an element concen-
tration. Propagation of this error into the logarithm of c (y=log
c) requires use of the generative error propagation equation
(Stanley 1990):

p p1 p

&S D & & Sxy DSxy D


2
y2 = y x2i + 2 (17)
xi xixj
i j
i=1 i=1j=i+1

In this case, there is only one variable (c), which we will assign
to x1, so Equation 17 simplifies significantly (the second term
equals zero). The only required partial derivative is thus: Fig. 1. Histogram of the 80 mesh (177 µm) fraction Cu
concentrations (in ppm) from 247 B-horizon soil samples collected

Syc D = 1c (18)
over the Daisy Creek strata-bound Cu–Ag prospect, Montana, and
analysed after an aqua regia digest with atomic absorption spec-
trometry (Stanley 1984). The minimum, maximum, mean, standard
deviation, skewness and kurtosis of these data are 10 ppm, 973 ppm,
and Equation 17 becomes: 74.964 ppm, 123.411 ppm, 3.830 and 17.595, respectively. Data have
been rescaled to the interval 0 ↔ 1 and are plotted with 40 class
2
SD
y2 = 1 (0.10c)2 = 0.01
c
(19)
intervals (note that this does not change the skewness and kurtosis).

Clearly, regardless of the magnitude of c, the error in y (the Unfortunately, most geochemical data derive from several
transformed variable) equals 0.01 and is constant (homo- geological sources. Because multiple rock types or geological
scedastic) across the range of y. materials may be represented in a geochemical survey dataset,
To date, no published geochemistry-related paper is known the frequency distribution of the geochemical data is commonly
to the author that transforms geochemical data for this purpose, multi-modal (Sinclair 1976; Stanley 1988). As a result, no matter
although ‘homoscedasticity’ would significantly facilitate a large what transformation is used, it is generally impossible to obtain
number of efforts to evaluate geochemical data. a truly normally transformed distribution, unless the transfor-
mation is not monotonic (in which case the fundamental
structure of the data is destroyed, and the information in the
Normality data is significantly altered). Application of the Box–Cox
In many geochemical applications, transformations are com- transform to the soil Cu concentration data from the Daisy
monly undertaken to convert, or attempt to convert, the Creek stratabound Cu–Ag prospect, Montana (Stanley 1984)
observed frequency distribution into one that is normal, illustrates this problem (Fig. 1). The frequency distribution of
approximately normal, or at least symmetric (e.g. Bartlett 1947; this dataset has been modelled using probability plot analysis
Draper & Cox 1969; Hoyle 1973). This is typically done for (Sinclair 1976; Stanley 1988), and is interpreted to consist of a
theoretical reasons, because subsequent statistical procedures mixture of three lognormal populations (Fig. 2), with means and
either require data that are normally distributed, or are substan- mean  one standard deviation concentrations (in square
tially simplified if the data are normally distributed (Hoyle brackets) of 26 [17, 38], 78 [55, 111] and 313 [198, 496] ppm
1973). A common transformation that has been used to convert that comprise 71, 19 and 10% of the data, respectively. These
data into a new variable that is at least ‘nearly normal’ is the component distributions can be related spatially to background,
Box–Cox transform (Equation 4). Typically,  is adjusted until chalcopyrite mineralized and chalcocite+bornite-mineralized
the resulting distribution has a skewness of 0 and a kurtosis or zones at the prospect, and so have validated geological causes
3 (or nearly so; Joseph & Bhaumik 1997; Box & Cox 1964; (Stanley 1984; Sinclair 1991).
0 and 3 are the expected values of these parameters for a normal Application of the maximum likelihood Box–Cox transform
distribution). A maximum likelihood objective function can be to these data significantly reduces the skewness and kurtosis of
maximized: this soil concentration variable (from 3.830 and 17.595, to 0.161
and 0.564, respectively). However, even though these par-

S D
ameters can be made more consistent with the expected values
n
for a normal distribution (0 and 3, respectively) by adjusting 
<max  n ln2 + (  1)
2 y &lnx
i=1
i (20) to 0.58 using the maximum likelihood approach of Joseph &
Bhaumik (1997), the resulting distribution is still multi-modal,
has a non-ideal skewness and kurtosis, and exhibits other
to determine the optimal value of  that produces a transformed significant departures from normality (Fig. 3). As a result, the
distribution with skewness and kurtosis closest to 0 and 3, frequency distribution from this transformation in no way
respectively (Joseph & Bhaumik 1997). Computer software in approximates a normal distribution, even though the transform
the form of a MATLAB procedure (BOXCOX.M) is available employed is designed to create a distribution approximating
that determines the maximum likelihood value of  for a normality. Nevertheless, the transform radically reduced the
Box–Cox transform that converts data into a newly trans- skewness of the data, because it stretched the data in concen-
formed variable with a distribution that comes closest to tration ranges where data frequencies are high, and compressed
normality (this procedure can be downloaded from the author’s the data in concentration ranges where data frequencies are low
website at http://www.acadiau.ca\cstanley\software.htm). (Fig. 4).
Numerical transformations of geochemical data: 1 73

Fig. 4. Plot of concentration versus the corresponding maximum


likelihood Box–Cox transformation values (Equation 4) for the Cu
concentrations from the Daisy Creek soil survey (=0.58; Stanley
1984). The dashed straight line has been drawn from the minimum
to the maximum Cu concentration to illustrate the non-linear
character of this transformation.

data in mineral exploration or environmental applications


typically benefits from results that exhibit high geochemical
Fig. 2. Probability plot of logarithmically transformed Cu concen- contrast (Rose et al. 1979; Levinson 1980). High geochemical
trations (in ppm) from the Daisy Creek soil survey (Stanley 1984). contrast makes patterns more easily and accurately interpreted,
The frequency distribution of the logarithmically transformed data and makes results more compelling. High geochemical contrast
can be modelled by a mixture of three component log-normal
populations with means,  one standard deviation values (in square can primarily be achieved a priori through prudent selection of
brackets), and component proportions (in %) of 26 [17, 38], 71%; 78 sampling and analytical strategies (determined via orientation
[55, 111] 19%; and 313 [198, 496] 10%, respectively. Thresholds to surveys) that result in geochemical data that emphasize com-
separate these three sub-populations are 55 and 150 ppm. positional differences and thus robustly respond to the anoma-
lism of interest (Rose et al. 1979; Levinson 1980; Chao 1984;
Hall 1992; Hall & Bonham Carter 1998). However, certain
numerical procedures (data transformations) can also be used to
enhance the contrast of geochemical concentration data that do
not exhibit high contrast a posteriori, even after prudent selection
of appropriate sampling and analytical procedures. These
transformations are not typically used in geochemical data
evaluation, but are quite common in remote sensing data
processing (Barrett & Curtis 1992; Richards 1993; Verbyla
1995). A variety of transformations (e.g. contrast stretching,
linear stretching, histogram equalization, etc.) are employed in
GIS applications to ‘stretch’ data (increase its variance) so that
features not initially evident can be discerned.
Unfortunately, some of these data transformations are not
monotonic functions, and thus fundamentally alter the relative
relationships between concentrations. Others, with complicated
functional forms, are used for purely empirical purposes, and
Fig. 3. Histogram of Box–Cox transformed Cu concentrations for thus may impart undesirable features to the data. As a result,
samples from the Daisy Creek soil survey (Stanley 1984). The the best transformations for enhancing geochemical contrast
maximum likelihood estimate of  is 0.58 (Joseph & Bhaumik
1997), causing the resulting Box–Cox transformed distribution to are those with simple functional forms, such as the power
have a skewness and kurtosis of 0.161 and 0.564, respectively. This transformation (Equation 3).
indicates that, despite the use of this ‘optimal transformation’, the One characteristic of the power transformation is that the
resulting distribution is not ‘nearly normal’. Data have been rescaled variance of the transformed result can be increased through
to the interval 0 ↔ 1 and are plotted using 40 class intervals to allow application of a larger power (), provided that the dataset
comparison with Fig. 1. contains nominal concentrations greater than one. This is
because, under this proviso, the maximum value in the dataset
UNITIZED POWER TRANSFORMATION TO increases as  increases. This feature makes a power transform
MAXIMIZE DATA VARIANCE a poor choice for enhancing geochemical contrast unless certain
The above motivations for transforming geochemical data are constraints can be applied, because no maximum variance exists
not the only ones that endow optimal characteristics to the if any raw data value exceeds unity.
resulting variables. Another reason for transforming data is to However, if data fall within the interval 0 ↔ 1, then
increase the amount of information revealed by the data. In every new variable resulting from transformation by a positive
geochemical applications, this is analogous to increasing geo- power (within the interval 0 ↔ `) will also be within the
chemical contrast. Evaluation of geochemical concentration interval 0 ↔ 1. As a result, if the data are first rescaled to within
74 C. R. Stanley

the interval 0 ↔ 1, the resulting standard deviations of different


power-transformed variables derived from data within the
interval 0 ↔ 1 can be compared.
Note that rescaling the data to within the 0 ↔ 1 interval can
also be accomplished by expressing the concentration as a
proportion; however, this may not result in a rescaled variable
that exhibits the full dynamic range across that interval (e.g.
Fe2O3 concentrations from a banded iron formation could
exhibit proportions ranging across a relatively small range
within the 0 to 1 interval).
For data within the interval 0 ↔ 1 raised to the power ,
it can be shown that as  approaches 0, the variance of the
power-transformed variable also approaches 0, because all
power-transformed values approach 1; similarly, as 
approaches `, the variance of the power-transformed variable
also approaches 0 because all power-transformed values
approach 0. Because the variance of the original data is positive
(a positive variance exists for the power transform when =1,
assuming that the original data exhibit more than one value),
there must be some value of  where the maximum variance in
the power-transformed variable is obtained (C. Leon, 2004,
pers. comm.). As a result, it is a simple process to determine the Fig. 5. Plot of power () versus the resulting standard deviation of
power () that causes the power-transformed variable to exhibit the power-transformed Cu concentrations from the Daisy Creek soil
maximum variance (e.g. using the ‘solver’ macro in Excel). survey (Stanley 1984). The power () that maximizes variance of the
The power-transformed variable with maximum variance ex- rescaled values in the interval 0.001 to 0.999 is 0.44, and produces a
hibits the maximum geochemical contrast, and consequently standard deviation of 0.159.
potentially reveals the most information embedded within the
data.
It should be noted that rescaling, through subtraction of the
mean and division by the range, requires some adjustment to
ensure that the minimum and maximum rescaled values do not
equal 0 and 1. This is because as  goes to 0 or `, 0 [ 1,
and thus if any rescaled value equals 0 or 1, the associated
standard deviation will not go to 0 because the power-
transformed values will converge on 0 and 1. As a result, the
rescaling transformation:

yi = SS xi  min
max  min
D
 (1  2ε) D +ε (21)

where ε is a small number (say, 0.001), ensures that the rescaled


values remain within the 0 ↔ 1 interval. This transformation is
‘affine’ and so retains the original relationships between the Fig. 6. Histogram of ‘maximum data variance’ transformed Cu
variable values. concentrations from the Daisy Creek soil survey (Stanley 1984). The
power () that maximizes variance of the rescaled values in the
Furthermore, if the original dataset contains a small number interval 0.001 to 0.999 is 0.44, and the resulting distribution has a
of positive or negative outliers, the power that maximizes the skewness and kurtosis of 2.069 and 4.519, respectively. This indicates
variance of the unit interval rescaled variable will tend to be very that maximizing variance does not produce a distribution that is
large (close to `) or very small (close to zero), respectively. ‘nearly normal’. Data have been plotted with 40 class intervals to
This may unduly stretch or compress the data during transfor- allow comparison with Figures 1 and 3.
mation, resulting in variations in the new variable that are
statistically insignificant, or the loss of resolution of statistically An example of the application of the ‘maximum data
significant variations. This problem can be avoided by excising variance’ transformation is presented in Figures 5, 6 and 7 using
the outliers from the dataset for the purpose of identifying the the Daisy Creek soil sample Cu concentrations (Stanley 1984).
power that maximizes the geochemical contrast, and then After unitizing the concentrations to within the interval 0 ↔ 1
applying the resulting transformation to these excised samples according to Equation 21, the resulting distribution has a
to re-include them in the dataset for subsequent interpretation. standard deviation of 0.128 (with a mean of 0.068), and a
Note that the maximum standard deviation obtainable using skewness and kurtosis of 3.830 and 17.595, respectively.
a power transform for an initially mono-modal distribution is After comparing the variances produced by different positive
less than the standard deviation of a uniform distribution on powers (), the power that maximizes the variance of the
that interval (equal to (10)/√12=0.288675), which is the resulting power-transformed distribution is 0.44 (Fig. 5). This
maximum theoretical standard deviation obtainable from a transformed distribution has a standard deviation of 0.248 (with
mono-modal frequency distribution on that interval. Unless the a mean of 0.049), which is larger than the original, unitized
initial distribution is significantly multi-modal, this establishes distribution standard deviation (of 0.128).
a maximum value that the resulting standard deviation can The resulting power-transformed distribution for the Daisy
reach. Creek soil survey is presented in Figure 6, and has a skewness
Numerical transformations of geochemical data: 1 75

Fig. 8. Example bubbleplot illustrating bubble diameters propor-


tional to values of 1, 2, 4 and 8 in the upper row, and bubble areas
proportional to values of 1, 2, 4 and 8 on the lower row (the
diameters of the leftmost bubbles are equal). Bubbles areas propor-
tional to value do not appear to exhibit significant contrast because
the human eye naturally perceives dimension (length) rather than area
(Treisman & Gormican 1988; Hoffman 1998).

Fig. 7. Plot of concentration versus the corresponding ‘maximum


data variance’ transformation values (Equation 3) for the Cu con-
centration range observed in soils from the Daisy Creek soil survey
(=0.44; Stanley 1984). The dashed straight line has been drawn from
the minimum to the maximum Cu concentration to illustrate the
non-linear character of this transformation, which also substantially
differs from the transformation in Figure 4.

and kurtosis of 2.069 and 4.519, respectively. As a result, it is


clearly not normally distributed. However, it has been stretched
monotonically within the interval 0 ↔ 1 (Fig. 7) such that its
variance is maximized. As a result, this transformed variable
exhibits an alternative optimal property, that of maximum
geochemical contrast.
Use of the maximum variance transformed values in data
analysis and presentation may thus afford substantial advantage.
Statistical tests may be more powerful, and geographic trends
may be more compelling when the geochemical contrast is
enhanced. As a result, use of this transformation before
data analysis or presentation may facilitate identification of
additional information in the data.
Other examples of transformation for this purpose have
been presented in Stanley et al. (2003); Moore et al. (2003).
Computer software in the form of a MATLAB procedure
(MAXVAL.M), that, like the Excel ‘Solver’ macro, deter-
mines the power producing the maximum variance in the
transformed variable, but which also produces a number of
additional graphs to validate the results, can be downloaded
from the author’s website (http://www.acadiau.ca\cstanley\
software.htm).

Data presentation Fig. 9. Bubbleplot of raw Cu concentrations from the Daisy Creek
Presentation of the above transformed data in geographic space soil survey (Stanley 1984). Values were rescaled to the interval 0 ↔
may lead to recognition of spatial patterns that can be associated 1, and the bubble diameters are proportional to this rescaled value.
with geological features of interest. However, like the selection
of an appropriate transformation, selection of an appropriate
format to present the transformed concentration data is very patterns. Unfortunately, there is no theoretical reason or
important. Geochemical data are typically punctual data, col- guarantee for any spatial patterns to exist a priori (e.g. some
lected from finite points in space. Most geochemical samples surveys result in ‘salt-and-pepper’ type patterns reflecting
are collected from small volumes, but the results of geochemical measurement of a geochemical variable that lacks regional
analysis of these samples are typically expected to represent correlation). As a result, because geochemical data are not
significantly larger regions of a survey area (e.g. on a square soil fundamentally regionalized, and this may be in part due to
grid, an actual sample may be derived from a single soil pit of inadequate sample support (either the sizes of the samples are
25 cm  25 cm area, but the sample spacing may be 50 m  too small, or the samples are not truly representative of the
50 m). As a result, many geochemical concentrations do not areas from which they have been collected; Clark 1979; Sinclair
represent an integrated signal from across a large sample region, & Blackwell 2002), contouring of geochemical data is generally
but rather are typically grab samples from specific finite not justified before spatial examination proves that patterns or
locations. trends actually exist. Consequently, an alternative method for
Nevertheless, experience has shown that geochemical displaying geochemical data to allow recognition of a spatial
samples collected in this way may exhibit discernible spatial trend, other than contouring, is necessary so that contouring is
76 C. R. Stanley

Fig. 10. Bubbleplot of raw Cu concentrations from the Daisy Fig. 11. Bubbleplot of Box–Cox transformed Cu concentrations
Creek soil survey (Stanley 1984). Values were rescaled to the interval from the Daisy Creek soil survey (Stanley 1984). Values were rescaled
0 ↔ 1, but in contrast to Figure 9, these bubble areas are to the interval 0 ↔ 1, and the bubble diameters are proportional to
proportional to this rescaled value. this rescaled value.

justified. A way to examine geochemical data in space without


employing contouring involves the use of bubbleplots. which have a frequency distribution that is highly positively
Bubbleplots are diagrams composed of circles (or bubbles) skewed (Stanley 1984). As a result, a priori expectation of the
located at sample sites; the sizes of the bubbles are proportional spatial pattern defined by these data should involve a small
to the sample values. Typically, the sample values are propor- number of large bubbles and a large number of small bubbles
tional to the bubble diameters or to the bubble areas (e.g. both (reflecting the large skewness in the data). Figure 9, where the
of these options are available in the bubbleplot facility in concentrations are proportional to bubble diameter, illustrates
Microsoft Excel). Figure 8 presents two rows of bubbles; this feature precisely. In contrast, Figure 10 implies that the
those in the top row have bubble diameters proportional to the original data are much less positively skewed, and so does not
values 1, 2, 4 and 8, whereas those in the bottom row have appear to be consistent with the underlying distribution of the
bubble areas proportional to these same values. Unfortunately, data (this is only because the human eye is less sensitive to
if the values are proportional to the bubble areas (bottom row, differences in area). As a result, this example illustrates that
Fig. 8), the bubble sizes do not appear to reflect the fact that the human perception is more sensitive to dimension (or length)
associated values successively double from left to right. This is than to area, and thus bubbleplots employed in geochemical
because the human eye (and brain) is more sensitive to a length applications should have bubble diameters that are proportional
(one dimension) than an area (two dimensions; Treisman & to the geochemical variable to be investigated.
Gormican 1988; Hoffman 1998). The bubbles in the bottom Additional bubbleplots depicting the transformed results
row do not exhibit a size contrast commensurate with the from the Box–Cox transformation (Figs 3 and 4), and the
numerical contrast of the associated values. In fact, the bubble ‘maximum data variance’ transformation (see Figs 6 and 7) for
diameters in the bottom row actually increase in proportion to the Daisy Creek soil survey Cu concentrations (with values
the square root of the associated values. Because human proportional to bubble diameters) are presented in Figures 11
perception is length-based rather than area-based, use of and 12. These bubbleplots depict the underlying geochemical
bubbleplots with bubble areas proportional to sample values is pattern to greater and lesser degrees, and the differences in
not recommended, as it will result in plots that lack accurate the patterns are a function of the effects of the different
representations of geochemical contrast (there appears to be transformations employed.
less contrast than actually exists). All of these bubbleplots (Figs 9, 11 and 12) present both an
Two bubbleplots with bubble diameters and areas that objective representation of the data, the different bubble
are proportional to sample concentrations are presented in diameters proportional to the raw or transformed data, and a
Figures 9 and 10. These display the Cu concentrations from the subjective representation of the data, the different coloured
Daisy Creek soil survey (after rescaling to the interval 0 ↔ 1), bubbles (light-, medium- and dark-grey) that correspond to
Numerical transformations of geochemical data: 1 77

program, and (3) provides a resulting variable that exhibits the


maximum geochemical contrast, and thus affords the geo-
chemist with the best opportunity to identify previously unrec-
ognized information in the data.
In the ‘maximum data variance’ transform, the nature of the
transformed variable’s resulting frequency distribution is not a
criterion used to assess whether the transform is appropriate or
not. This is because the desired characteristic sought, that of
‘maximum data variance’, is achieved a priori through use of the
associated transform. Thus, geochemists can avoid the tempta-
tion of employing circular logic to justify their data analysis. The
transformation employed is not justified based on the interpret-
ability of the results of the data analysis procedure, and thus is
scientific. As a result, use of a ‘maximum data variance’
transform will result in a more objective evaluation of geo-
chemical data, and provide new opportunities to recognize new
characteristics in the data that have not been previously
identified. Evaluation of the frequency distributions of geo-
chemical data should routinely include examination of the
results of this data transformation procedure. The resulting
transformation may be effectively represented using bubble-
plots with diameters that are proportional to the transformed
values.

This paper benefited from helpful discussions with Dr Carlos Leon,


Department of Mathematics and Statistics, and Dr Darlene Brodeur,
Department of Psychology, Acadia University. It has been supported
by an NSERC Discovery Grant to the author.

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