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Geotechnical and Geophysical Site Characterisation 5 – Lehane, Acosta-Martínez & Kelly (Eds)
Fines Content Correction Factors
© 2016 Australian for SPTSociety,
Geomechanics N Values – Liquefaction
Sydney, Australia, ISBN 978-0-9946261-1-0
Resistance Correlation
Fines Content Correction
For Volume 2: Factors for SPT N Values – Liquefaction
Resistance
M. M. ShahienCorrelation
Geotechnical
Tanta University, Tanta, Egypt and Geophysical Site Characterisation 5 – Lehane, Acosta-Martínez & Kelly (Eds)
© 2016 Australian Geomechanics Society, Sydney, Australia, ISBN 978-0-9946261-2-7
M. M. Shahien
Tanta University, Tanta, Egypt
ABSTRACT: It is common practice to evaluate liquefaction potential from correlation between liquefaction
resistance as determined from field performance of soil deposits during past earthquake events and in-situ
pen-etration test results. Historically, Seed and co-workers started the correlation with SPT N values. In such
ABSTRACT: It isinfluence
cor-relations, the commonofpractice
non- ortolow-plastic
evaluate liquefaction
fines is takenpotential from by
into account correlation
correctingbetween
SPT N liquefaction
values with
resistance
fines content correcting factors. The correction factors are based on empirical data. The events
as determined from field performance of soil deposits during past earthquake and factors
correction in-situ
pen-etration
increases with the increase in fines content (FC) up to FC of about 35% and remains constant withsuch
test results. Historically, Seed and co-workers started the correlation with SPT N values. In any
cor-relations,
further increasethe influence of non- orlaboratory
in FC. However, low-plasticinvestigations
fines is taken into
showaccount by correcting
a significant SPT N
reduction in values with
the cyclic
fines content
resistance correcting
of sands factors.FCThe
contain-ing correction
greater factors
than 35%. are based after
Furthermore, on empirical
re-visitingdata. The
of the SPTcorrection factors
N –liquefaction
increases with the increase in fines content (FC) up to FC of about 35% and remains
case histories, Green et al. (2006) observed a trend consistent with the significant drop in the cyclic constant with any
further increase
resistance of soils in containing
FC. However, FC>laboratory
35%. Thisinvestigations
paper providesshow a significant
a new reduction factors
set of correction in the that
cyclic
is
resistance of sands contain-ing FC greater than 35%. Furthermore, after re-visiting of the SPT N
consistent with field and laboratory observa-tions. The correction factors are applicable to wide ranges of FC –liquefaction
case histories,
greater than 35%. Green et al. (2006) observed a trend consistent with the significant drop in the cyclic
resistance of soils containing FC> 35%. This paper provides a new set of correction factors that is
consistent with field and laboratory observa-tions. The correction factors are applicable to wide ranges of FC
1 INTRODUCTION
greater than 35%.
1.1 General
1TheINTRODUCTION
most common practice to evaluate liquefaction
potential
1.1 General (initiation or triggering) is to use correlation
between liquefaction resistance as determined from
The
field most commonofpractice
performance to evaluate
soil deposits during liquefaction
past earth-
potential
quake events and in-situ penetrationtotest
(initiation or triggering) is useresults.
correlation
His-
between liquefaction
torically, Seed resistancestarted
and co-workers as determined from
the correlation
field
with performance
SPT N values. of soil deposits
Such effort during
startedpast earth-
with the
quake events and in-situ penetration
“simplified” procedure by Seed and Idriss (1971). test results. His-
torically,
Using theSeed and co-workers
correlation started the correlation
between liquefaction resistance
with SPT N values. Such effort started
and penetration test results relies on an extensive with da-
the
“simplified” procedure by Seed and
tabase of field performance for soil deposits which Idriss (1971).
Using
did or the did correlation
not liquefy between liquefaction
during past earthquake resistance
events.
and penetration test results relies
Databases of such performances were developed on an extensive da-
tabase of field performance for soil
over the years (Tokimatsu and Yoshimi, 1983; Seed deposits which
did or 1984;
et al., did notJamiolkowski
liquefy duringetpast al., earthquake events.
1985; Ambraseys,
Databases of such performances
1988; Fear and McRoberts, 1995; Cetin et al., 2000;were developed
over
Idrisstheandyears (Tokimatsu
Boulanger, 2006;andandYoshimi,
Shahien, 1983;
2007).Seed
The
et al., 1984; Jamiolkowski et al., 1985;
developed correlation was in the form of cyclic re- Ambraseys,
1988;
sistance Fear
ratioand(CRR)
McRoberts,
versus 1995;
SPT NCetin et al.,
values 2000;
corrected
Idriss and Boulanger, 2006; and Shahien,
for both procedure and effective overburden pressure 2007). The
developed correlation was in the form
(N1)60. The correlation was presented for clean sand of cyclic re- Figure 1. CRR versus (N1)60 curves based on case histories for
sistance ratio (CRR) versus SPT N
base curve and for other values of fines content asvalues corrected various Fines Content (After Seed et al. (1984) modified by
for bothinprocedure
shown Figure (1).and effective
Similar overburden
correlations werepressure
devel- Youd et a. (2001)).
(N
oped )
1 60 .
for other in situ tests such CPT and Vs sand
The correlation was presented for clean (e.g.
Figure 1. CRR versus (N1)60 curves based on case histories for
base various Fines Content (After Seed et al. (1984) modified by
Youdcurve et al., and
2001).for other values of fines content as
Youd et a. (2001)).
shown in Figure (1). Similar correlations were devel-
oped for other in situ tests such CPT and Vs (e.g.
Youd et al., 2001).
663
1.2 Existing fines content correction factors was based on Peck (1997). It is interesting that such
correction lies within the range of the other correc-
It has been common practice to correct (N1)60 to
equivalent clean sand (N1)60-CS using the following tions. With the exception of the Shahien and Mesri
correction, all the other corrections have limiting
expression:
correction value for FC ≥ 35%. Further noted is the
N1 60 CS N1 60 N1 60 (1) wide range of corrections.
Sand
Liquefaction Resistance, CRR
with
Fines
Base Curve
Clean Sand Figure 3. ∆(N1)60 versus FC relationships in the literature
(FC≤5%)
664
author to investigate the matter. Thus the aim of this tween measured N values and FC using the data from
paper is to provide a set of correction factors ob- the database of Cetin et al. (2000).
tained using different approach.
As discussed earlier, most of the FC correction fac- Skempton (1986) collected more data of the kind
tors existing in the literature are derived from field for granular soils with different particle size charac-
performance correlation such as that in Figure 1. A teristics. Skempton (1986) followed the same form
different approach is followed in this paper. The pro- and proposed that the relationship between (N1)60
posed correction factors developed in this paper uti- and Dr to be in the following form:
lizes two correction factors; (1) Correction factors to N1
correct influence of FC on penetration resistance, ab (3)
and (2) Correction factors to correct influence of FC Dr 2
on CRR. Combining both correction factors results
in correction factors to correct influence of FC on where, a+b is constant that decreases with the in-
CRR versus penetration resistance correlation. crease in mean particle size of the granular soil.
Cubrinovski & Ishihara (1999), (2000) & (2001)
used SPT measurements of field deposits along with
2 CORRECTION FOR INFLUENCE OF FINES data of high-quality undisturbed samples to prove
CONTENT ON PENETRATION RESISTANCE that a+b defined as CD is dependent on grain charac-
teristics such as particle size, gradation and fines
2.1 Influence of FC on penetration resistance content. It was further suggested that grain charac-
Standard Penetration Test (SPT) is a dynamic test. teristics can be well represented by void ratio range
Depending on the compressibility or contractiveness (emax-emin) or the difference in the void ratio between
of the tested soil, a penetration induced excess the loosest, emax, and densest, emin, packing states.
porewater pressure tends to develop during penetra- The following correlation was proposed by Cubri-
tion. The excess water pressure tends to dissipate novski & Ishihara for gravelly, clean sand and sands
with a rate that depends on the permeability of the with fines:
soil. As non/low plastic fines content increases in the
soil, the contractiveness increases thus the excess
N1 60 9
(4)
emax emax
C
porewater pressure increases and the permeability Dr 2
D 1.7
decreases thus the dissipation of the water pressure
tends to be slower. Both actions tend to decrease the
measured SPT N values. Thus, as FC increases, the 2.3 Relationship between void ratio range and FC
measured N value decreases and the deviation from Cubrinovski & Ishihara (2002) proposed a relation-
representing the original state of denseness of the soil ship between void ratio range and FC for natural
increases. Such deviation necessitates the correction sandy and silty soils based on comprehensive data.
of the measured N. Figure (5) shows relationship be- The range of data used, as well as the average corre-
665
lation by Cubrinovski & Ishihara, is shown in Figure
20
80 RCRRFC, to correct CRR for FC is introduced in
10 65 Figure (9) based on Polito (1999) data. The correc-
50 tion factor has two values with a transition zone sep-
35
0
arating the above mentioned two ranges.
0 20 40 60 80 100 1.2 Limiting Fines Content
Fines Content, FC, %, Coarse grained
1.0
RCRRFC=CRR FC/CRR
Behavior
Figure 7. Correlation between (N1)60 versus FC for various Dr.
0.8
The range of data in Figure (7) resembles the 0.6
range of data in Figure (5) taking into consideration
the fact that in Figure (7) N values are corrected for 0.4 Non/Low Plastic Silt
Behavior
the influence of effective overburden pressure, while 0.2 Transition
in Figure (5) N values are not corrected for overbur- 0.0
Zone
666
4 COMBINED CORRECTION FOR INFLUENCE with FC>35% used by Green et al. (2006) (Figure 4)
4 OF FC ON CRR-(N
COMBINED 1)60 RELATIONSHIP
CORRECTION FOR INFLUENCE are
withused in this
FC>35% section
used to evaluate
by Green the curves
et al. (2006) (Figureob-
4)
OF FC ON CRR-(N ) RELATIONSHIP
The correction factors in Figures (8) and (9) can be
1 60
tained using the approach presented in this
are used in this section to evaluate the curves paper and
ob-
shown in Figure
tained using (11). Those
the approach data are
presented in plotted in Fig-
this paper and
applied on the clean
The correction sandinbase
factors curve
Figures (8)shown
and (9)in can
Figure
be
(1). Figure (10) shows a clarifying sketch to explain ure (12) together with the relationships
shown in Figure (11). Those data are plotted in for FCFig-
of
applied on the clean sand base curve shown in Figure 35%, 50%, 60% and 80%thefrom Figure (11).for FC of
how Figure
(1). the CRR (10) versus
showspenetration
a clarifyingresistance
sketch tofor silty
explain ure (12) together with relationships
sand with FC can be obtained. For FC
how the CRR versus penetration resistance for silty ≤LFC, RN FC 35%, 50%, 60% and 80% from Figure (11).
0.6
<1 (Figure 8) and RCRR
sand with FC can be obtained. FC =1 (Figure 9). Thus
For FC ≤LFC, RNFC the 0.6 FC
resulting curve shallRCRR
be a shift to the left 9).
reducing
Thus the
CRRCRR
<1 (Figure 8) and =1 (Figure the 0.5 35 15
penetration resistance
FC
values. On the other hand, for FC ≤5%
resulting curve shall be a shift to the left reducing the 0.5 35 15 ≤5%
Ratio,
FC>LFC, RN <1 (Figure 8) and RCRR
penetration resistance values. On the other hand, for
FC FC <1 (Figure 0.4
9). Thus the RNresulting curve shall reflect reduction in
Ratio,
FC>LFC, FC<1 (Figure 8) and RCRRFC<1 (Figure 0.4 SPT Clean Sand
penetration resistance
9). Thus the resulting curve and reduction in CRR
shall reflect (Figure
reduction in
Resistance
0.3 Base Curve
10). Figure (11) shows the SPT clean
penetration resistance and reduction in CRR (Figure sand base SPT(Figure
Clean Sand
1)
Resistance
curve and CRR
10). Figure (11)versus
showspenetration
the SPTresistance
clean sand for base
var- 0.3 Base Curve
(Figure 1)
ious
curvevalues
and CRRof FC obtained
versus using the
penetration corrections
resistance for pre-
var- 0.2
sented in
ious values this
ofpaper.
FC obtained using the corrections pre- 0.2 50%
Cyclic
0.6
sented in this paper. 0.1
50%
Cyclic
0.6
0.1 80% 60%
0.5 FC≤5% 0.0 80% 60%
FC≤5%
CRR CRR
0.5 0.0 0 1
0 20 30 40 50
0.4
Ratio,
Correction Base
SPT Curve
Clean Sand (N1various
Figure 11. CRR versus (N1)60 for )60 FC
Resistance
0.5 No Liquefaction
Cyclic
(9) (9)
Figure
for FC>LFC
Figure
0.1 FC = 35%
Figure (8) Correction
Resistance
0.3 FC ≥ 35%
0.0 0 10 20 30 40 50 Youd and Idriss (2001)
0.3 FC ≥ 35%
Cyclic
0 10 20
(N1)60 30 40 50
0.2
Cyclic
0.5 Joint 11th Intl. Conf. on Soil Dynam and Earthqu. Eng.and the
1
35 5 ≤5%
3rd Intern. Conf. on Earthqu. Geotech. Eng. Berkeley, CA, 32-56.
0.4 Idriss, IM, and Boulanger, R.W. (2010). SPT- Based Liquefaction
Triggering Procedures. Centre for Geotech. Modeling, Dep. of
Civil and Environ. Eng., Univ. of California, Davis, California. .
0.3 SPT Clean Sand Jamiolkowski M, Baldi G., Bellotti R., Ghionna V. and Pasqualini E.
Base Curve
(1985).“Penetration resistance and liquefaction of sands,”
Proceedings of 11th Int. Conf. Soil Mech. and Geotech. Eng., San
0.2
Francisco, 3, 1891-1896.
Kayen, R.E. and Mitchell, J.K. (1997). “Assessment of liquefaction
0.1 potential during earthquakes by Arias intensity,” J. of Geotech.
FC > 35% - Proposed and Geoenviron. Eng., ASCE, 123(12): 1162-1174.
Meyerhof, G. G. (1957) Discussion on Research on determining the
0.0 density of sands by penetration testing. Proc. 4th Int. Conf. on
0 1
0 20 30 40 50 Soil Mech. and Found. Engrg ., Vol. 1: 110.
(N1)60 Peck (1997) personal communication
Figure 13. CRR versus (N1)60 for various FC and liquefaction/ Polito, C.P. (1999). The Effects Of Non-Plastic and Plastic Fines On
The Liquefaction Of Sandy Soils. PhD Thesis, Virginia Poly-
no liquefaction case records for 35<FC≤92% technic Institute.
Polito, C.P. and Martin, J.R., II (2001). “Effects of non- plastic fines
on the liquefaction resistance of sands,” J. of Geotechnical and
6 CONCLUSION Geoenvironmental Engineering , ASCE, 127(5): 408-415.
Polito, C.P. and Martin, J.R., II (2003). “A reconciliation of the ef-
This paper presents an alternative approach to obtain fects of non-plastic fines on the liquefaction resistance of sands
fines contents correction to the liquefaction re- reported in the literature,” Earthquake Spectra , 19(3): 635-651.
sistance versus penetration resistance relationship. Robertson, P.K., and Wride, C.E. 1997. Cyclic liquefaction and its
evaluation based on the SPT and CPT. In:Proc. of the national
The obtained correction confirmed the already exist- center for earthquake eng. research, NCEER. Report no. 970022.
ing one for fines content ≤ 35% (Youd et al., 2011). Seed, HB. and Idriss, IM.(1971) "A simplified procedure for evalua-
However, it provided new correction for fines con- ting soil liquefaction potential." Journal of Soil Mechanics and
tent > 35% that is consistent with field case records. Foundation Engineering, ASCE, 97, 9, 1249-1274.
Seed, H.B., Idriss, I.M., and Arango, I. (1983). “Evaluation of lique-
faction potential using field performance data, J. of Geotech.
Eng., ASCE, 109(3): 458-482.
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668