GENERAL INFORMATION (Profile of Client)

This document is used to document general information regarding the entity and to document
general information regarding the specific engagement.

Name of the Entity

Nature of Assignment
Nature of the Business
Nature of the Product/Services
Statutory Audit/ Tax Audit/ Internal Audit/ VAT Audit/ Cost Audit/
Cost Compliance/ Transfer Pricing/ MAT Certification/ Return Filling/
Others Statutory Certificate.
Manufacturing/ Trading/ Service/ NBFC/ Real-Estate/ Banks

Nature of Entity Listed/ Public/ Private/ Government/ NBFC/ Trust/ Firms/ LLP/ One
Person Company/ JV/ AOP
Level of Entity as per Level 1/ 2/ 3
Accounting Standard

Name of the entity's (ultimate)

parent company

Relationship with Entity Existing/ New

Key Area or Focus Area Significant Risk Analysis:

Financial Information of Last (2016) (2015) (2014)

three years
Share Capital

Net Worth

Turnover

Profit

Secured Loan

Unsecured Loan

Current Liabilities

Investment

Fixed Assets

Current Assets
 Finance Cost

MAT/Current Tax

Ratio
Other legal/reporting e.g MAT Certificate/ NBFC Certificate/ Tax Benefit Certificate
requirements

Accounting Package

ENGAGEMENT SPECIFIC INFORMATION

Auditors Report- Opinion in Unqualified/ Qualified/ Matter of Emphasis/ Disclaimer

the previous year

Fiscal Year ending

Professional Fees/ Audit Fees

Professional Service provided Name of the Firm-

Method Of Reporting- Daily
,Weekly, fortnight, monthly

Estimated budget (in hours

and/or actual fees)

Engagement Team

Years on
Name Initials Level Man days Signature
engagement

Referring Member in the Client

Name Level Email address Telephone number