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4/5/2020 Upper structure - Wikipedia

Upper structure
In jazz music, the term upper structure or upper structure triad refers to a voicing approach
developed by jazz pianists and arrangers defined by the sounding of a major or minor triad in the
uppermost pitches of a more complex harmony.[1]

Contents
Examples
Application
Shorthand notation
See also
Sources
External links

Examples
Example 1: Below, a common voicing used by jazz pianists is given for the chord C7♯9 (C major chord
with a minor 7th, and extended with an augmented 9th).

In the lower-stave the notes E♮ and B♭ are given. These form a tritone which defines the dominant sound,
and are the major 3rd and flattened 7th of the C7♯9 chord.

In the upper-stave the notes E♭, G, and B♭ are given together: these form an E♭ major triad.

Play 

This E♭ major triad is what would be called the upper structure. Considered in relation to the root C, the
notes of this E ♭ major triad function, respectively, as the sharpened ninth (actually a flattened tenth,
enharmonically equal to the sharpened ninth which forms the root of the E ♭ major chord), fifth, and
seventh in relation to that root.

(Note: the root C is omitted here, and is often done so by jazz pianists for ease of playing, or because a
bass player is present.)
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Example 2: The following example illustrates the notes of an F♯ minor triad functioning as part of a
C13♭9♯11 chord (C major chord with a minor 7th, minor ninth, augmented 11th, and major 13th):

Play 

In relation to the root of C, the C♯ (enharmonic with D♭) functions as a flattened ninth, the F♯ functions
as a sharpened eleventh, and the A functions as the thirteenth.

Application
Determining which additional pitches can be juxtaposed with the chord is achieved by considering the
relationship between a particular chord and the scale it implies. An example follows:

1. The chord C13♭9♯11 contains the following notes, from the root upwards: C, E, G, B♭, D♭, F♯, A;
2. The following octatonic scale contains all of these pitches, and fits/matches up with the C13♭9♯11
chord: C–D♭–D♯–E–F♯–G–A–B♭–C; these scale elements form a pool from which melodic and
harmonic devices might be devised.
3.

Shorthand notation
Common jazz parlance refers to upper structures by way of the interval between the root of the bottom
chord and the root of the triad juxtaposed above it.[2] For instance, in example one above (C7♯9) the triad
of E ♭ major is a (compound) minor 3rd away from C (root of the bottom chord). Thus, this upper
structure can be called upper structure flat three, or US♭III for short.

Example two (C13 ♭ 9 ♯ 11) is called upper structure sharp four minor, and can be written shorthand as
US♯iv.

Other possible upper structures are:

USII – e.g. D major over C7, resulting in C13♯11


US♭V – e.g. G♭ major over C7, resulting in C7♭9♯11
US♭VI – e.g. A♭ major over C7, resulting in C7♯9♭13
USVI – e.g. A major over C7, resulting in C13♭9
USi – e.g. C minor over C7, resulting in C7♯9
US♭ii – e.g. D♭ minor over C7, resulting in C7♭9♭13

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4/5/2020 Upper structure - Wikipedia

US♭iii – e.g. E♭ minor over C7, resulting in C7♯9♯11

See also
Extended harmony
Jazz chord
Jazz scales
Polychord
Chordioid

Sources
1. Ellenberger, Kurt. Materials and Concepts in Jazz Improvisation, p.20.
2. "The Jazz Piano Book". Mark Levine. (1989). Petaluma, CA: Chapter Fourteen - Upper Structures
pages 109-124

External links
Upper Structures for Piano Voicings and Improvisation – Major and Minor triads as upper structures
(http://www.mdecks.com/piano.html)

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This page was last edited on 12 March 2020, at 13:15 (UTC).

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