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4.
CHRIS LORENZ
ABSTRACT
I arguehere that the articlesin this forum containbasic agreements.All threereject natu-
ralism, reductionism,and monism while retaining causality as an explanatorycategory,
and all threeemphasizethe role of time and arguefor a view in which cultureis regarded
as both structuredand contingent.
The differences among the explanatoryproposals of Hall, Biernacki, and Kane are as
importantas the similarities:while Hall favors a Weberianapproach,Biernackiarguesfor
a primarilypragmaticexplanationof culture,and Kane for a primarilysemiotic explana-
tion. I argue that all three positions face immanent problems in elucidating the exact
natureof culturalexplanation.While Hall leaves the problem of "extrinsic"ideal-typical
explanationunsolved, Biernacki simply presupposes the superiorityof pragmatic over
other types of cultural explanation, and Kane does the same for semiotic explanation.
Hints at culturalexplanationin the form of narrativeremainunderarguedand are built on
old ideas of an opposition between "analysis"and "narrative." This is also the case with
the latest plea for "analyticnarratves."I conclude that a renewedreflection on this oppo-
sition is called for in orderto come to grips with culturalexplanationand to get beyond
the old stereotypes regarding the relationship between historical and social-scientific
approachesto the past.
I. BASIC AGREEMENTS
I first want to chart the common ground in the philosophy of history occupied by
Hall, Biernacki, and Kane.
II. IMPORTANTDIFFERENCES
porally very disparateevents and thus creates its own temporality.That Mink
characterizesthe historical mode of understandingas "configurationalunder-
standing"-and thus uses the very concept of configurationfor history tout court
and not just for a "social-scientific"type of history,as Hall does-is as telling as
can be.8 So synchronicityratherthan diachronicityis typical for narrativeexpla-
nation, as Mink emphasizes explicitly. Therefore,I find Hall's contrastof narra-
tive versus analysis-and its concomitantcontrastof specific versus configura-
tional history-questionable as a basis for genre distinctions.
The second "revelatory"aspect of Hall's comment on Hunt concerns his
explanationof Hunt's use of narrativestrategies. Hall's idea is that Hunt took
"refuge"in configurationalhistory just because "the historical record was too
thin to tell 'what really happened' through narrative"(334); this betrays three
importantquestionablepresuppositions.
The first problematic presupposition is that historians, ideally, produce a
"pure"and "intrinsic"narrativehistorythatconsists of the history as it was expe-
rienced by the historical actors, a history that is temporallystructuredand does
not contain any "configurationalimpurities."This implies that history is basical-
ly the "untoldstory"of the actors,and thatit is the historian'stask to (re) tell this
story. Moreover,since "intrinsic"history is ideal history, "extrinsic"history is
only second best. In my view, however, there is not one ideal model of history;
neither is there one ideal relationshipbetween "intrinsic"and "extrinsic"per-
spectives in narratives.A demographicor economic history is as legitimate as a
biography,and each containsboth intrinsicand extrinsic elements.
The second problematicpresuppositionis thatthereis a "natural"or ideal rela-
tionship between researchand writing in history: a "thick"historicalrecord, in
Hall's view, correspondswith a normalnarrativeform. This presuppositioncon-
flicts with the well-established "relativeautonomy"of the composition phase
(Darstellung)vis a vis the researchphase (Forschung)in history.Therefore,the
form of representation in history is always underdeterminedby historical
research.Researchonly determinesthe limits of historicalrepresentation.9
The idea of a "determinative"relation between research and composition in
history has been discredited by all the abovementionedtheorists of narrative,
who have recognized that narrativeis basically a retrospectiveconstructionand
selection of the historian.Although Hall recognizes, with Schutz, the fact that
"forthe acting subject,even in relationto 'the same' events, meaningis unstable,
contextual,and dependenton temporalperspective"(337), he does not drawcon-
clusions from the fact-although statedby him elsewhere10-that the same holds
8. L. Mink, "Historyand Fiction as Modes of Comprehension,"in History and Theory:Contem-
porary Readings,ed. Fay et al., 121-137.
9. See Probing the Limitsof Representation:Nazism and the "Final Solution,"ed. S. Friedldnder
(Cambridge,Mass., 1992);andC. Lorenz,"YouTellYourStory,I Tell Mine: Some Reflectionson Truth
andObjectivityin History,"OsterreichischeZeitschriftffirGeschichtswissenschaften10 (1999), 563-585.
Interestingly,Hall could have referredto Droysen, who held thata narrativerepresentationof historyis
dependenton the possibilityof reconstructinga continuousdevelopment,andthatcontinuitypresuppos-
es a continuousrecord.See J.-G. Droysen,Historik,ed. P. Leyh (Stuttgart/BadCanstatt,1977), 234.
10. Cf. Hall, Culturesof Inquiry,91: "Narration,both in lifeworldly conduct and in inquiry,is a
narrationof narration,the interpretationof reinterpretationss"
true for the historians who constructnarratives.If he had realized that it is the
historianwho determinesthe relationshipbetween the "extrinsic"(retrospective
or anachronistic)perspectives and the "intrinsic"perspectives of the historical
actors,he would not have tried to connect the narrativeperspectivesdirectly to
"thestate of the record."
Hall's thirdproblematicpresuppositionis his idea that the "thickness"of the
historicalrecordis a simple "given,"and thus not a notion relative to the ques-
tions asked and the representationalgoal. This presuppositionis not correct: a
biography,for instance,presupposesa differentkind of recordthan a world his-
tory,andthe same recordthatmay be regardedas "thick"for a world historymay
be very "thin"for a biography.The qualityof the recordis thus wholly question-
andframe-dependent,and the idea of a "natural"relationbetween the state of the
recordand narrativerepresentationa chimera.
b. Configurationalhistory and explanation
Now it's time to take a closer look at Hall's configurationalhistory.This type
of history is characterizedby Hall as analytical,theoretical,and as workingwith
theoreticallyconstructed"sociohistoricalmodels" of an ideal-typical character
(336). It is later exemplified in his two models of collective religious suicide.
According to Hall configurationalhistory aims at the constructionof models or
ideal types that transcendspecific histories and the "intrinsicmeaning"horizons
of the actors.They bring out the "extrinsic"generalcharacteristicsof "intrinsic"
specific histories. Framedin Jon Elster's terminology,Hall holds that configura-
tional history deals with the sub-intentionaland the supra-intentionalaspects of
social action, while specific historydeals with its intentionalaspects11:"Whereas
the balance of inquiryin specific history is tipped towardusing narrativeto ana-
lyze unfolding situationsas they are meaningfulto the actors involved, configu-
rationalhistory tilts towardanalyzing the structuralinterplayof diverse events
and phenomenaand their unintendedconsequences"(335). Configurationalhis-
tory is thus presentedas the core business of "analytic"social scientists,just as
special history appearsas the core business of "narrative"historians.'2
This Weberianview of the interdisciplinarydivision of laborhas a long pedi-
gree, as does the view that the sociological models somehow fulfill an explana-
tory function in relationshipto specific histories. This view, however, contains
several unresolved problems that are inheritedby all who adopt the Weberian
position.Let me specify two of these problemsthatoccur in Hall's paperand that
are centralto the topic of cultureand explanation.
The first problemis in what sense models and ideal types can be regardedas
explanatory.In Hall's case this problemboils down to whetherhis ideal types or
models of collective religious suicide fulfill explanatoryfunctions vis a vis the
cases. Hall's statements regarding this fundamentalquestion remain ambigu-
11. Jon Elster, Explaining Technical Change: A Case Study in the Philosophy of Science
(Cambridge,Eng., 1983), 84ff.
12. In Culturesof Inquiry Hall connects configurationalhistory firmly to social theory. See, for
example, the scheme on 206.
ume of Das Kapital, and in his own study of the fabricationof labor). Insteadof
treatingthese three analyses of culturalpracticesas theories, and their explana-
tory claims as claims that can only be assessed in comparisonwith the explana-
tory claims of other theories on the same subject (there is no lack of competing
explanationsof, say, nationalismor the marketeconomy), Biernackipresentshis
favorite theories directly as adequate descriptionsand explanationsof what is
going on in "practice"(thatis, in reality).28
Alas, the concept of practiceis as problematicas the concept of "experience"
in this context. Both are frequently used as illicit substitutesfor "reality"and
must be confrontedwith the same critical question, namely the question how a
representationrelates to alternative representationsof the same phenomena.
Since naive realism is damagedbeyond repair,there is no way around"critical"
and pluralversions of realism (such as "internalrealism"29).So if my readingof
Biernackiis correct,one could accuse him on this point of doing exactly what he
criticizes the Geertzianculturalistsfor: favoringone type of culturalexplanation
(pragmaticinsteadof semiotic) over all others without specifying the arguments
for this preferencein the cases underreview.
28. In "Methodand Metaphor,"81, however,Biernackiis far more to the point than in his SSHA-
paper,in which the comparativeargumentis completely absent:"If we do not legitimateour concepts
and theoriesby attachingthem to an ultimatefoundationin the objects understudy, we can do so by
adoptingthe proceduresof inquiryand contest best suited for laying bare our self-made construalof
those objects."The research design, therefore, should contain "an attemptto comparativelyassess
opposing explanations."
29. See my "Historical Knowledge and Historical Reality: A Plea for 'InternalRealism'," in
History and Theory:ContemporaryReadings, ed. Fay et al., 342-377.
30. Kane is even prescriptivevis a vis historianswhen she states that "culturalexplanationof his-
toricalprocesses and transformations. . . must uncoverthe constructionand transformationof mean-
ing, and that in this historiansmust begin with the investigationof the structuresof culture"(313, ital-
ics mine).
Actually, Kane faces two explanatoryproblems:the first one and by far the
most important is the explanation of the different Irish "discourses,"the
"Discourse of Retribution"and the "Discourse of Conciliation,"followed by
theirlater"fusion"in the "Constitutionaldiscourse aroundthe dominantsymbol
'Land'." The second explanatory problem is the history of the Irish Land
Movementand war itself, in which these discourses functioned.
Her discourse on "discourses"and "semiotic relations"notwithstanding,her
explanationof the genesis of these discourseslooks prettymuch like a tradition-
al historicalnarrative.It is mainly a developmentalhistory,going from one illus-
trativeevent to another(without any concern for the representativevalue of the
illustratedcases, however).It is a history of "how certainevents are given narra-
tive form"and of how "competinggroups often refer to the same event but nar-
rativizeit differentlyto promotetheir own discursiveposition" (318). "The cru-
cial theoreticalpoint,"Kane emphasizes, "is that the narrativeitself is contested
territory"(318). This partof Kane's explanationis in fact a very shorthistory of
Irish ideology, that is, a history of developing and changing ideas.
How these ideas are linked to the actions and events of the Land Movementis
the otherexplanatoryproblem,but Kane barely touches on it. Given her explicit
focus on the explanationof cultural"structuresof meaning,"this limitationis, of
course, legitimateand was to be expected.31 Nevertheless,I have a problemwith
her proposals for the linkage of "symbolic structures"to agency, because she
seems to be defending two positions instead of one.
In her introductoryparagraph,she adoptsthe agency/structure position of social
theoristslike AnthonyGiddensand PierreBourdieu,32emphasizingthe "explana-
tory focus on the recursivityof meaning,agency,and structure-and more specif-
ically, the mutualtransformation of social structure,social action,andculturalsys-
tems-in historicaltransformation" (311). On page 312 she asserts, accordingly,
that"meaningstructureandmeaningconstructiontogetherform the basis for cul-
tural explanationin historicalprocesses."Structureand action here seem to be
equally important.However,in her furtheranalysis she silently moves to a more
"structuralist" semiotic position.She posits thathistoriansof culture"mustbegin
with the investigationof the structuresof culture"(312)-and thus,by implication,
not with its construction. And although she recognizes that these "cultural mod-
els" are (potentially differently) interpretedby groups and individuals when
appliedto their experience,she holds that "these structuresshould be the initial
theoreticaland analytic focus in studying meaning construction"(314, italics
added).
The ambivalenceof Kane's position can be detected in the following passage:
Meaning constructionmust be analyzed in the first and last instance in reference to the
internal,or the semiotic, structureof symbolic systems. I do not claim a causal priorityof
symbolic systems over human agency, contingent events, or other structuralconditions.
31. Nevertheless,she announceson page 311 that she will presentan "empiricalanalysis of polit-
ical alliance duringthe IrishLandWar, 1879-1882."
32. See Van den Berg, "Social Mechanisms,"for a fundamentalcritiqueof Giddens and Bourdieu
and the other modernstructure/agencytheorists.
33. For this debate see History and Theory:ContemporaryReadings, ed. Fay et al., and my arti-
cle "CanHistories Be True?"
34. See L. Griffin, "Narrative,Event-StructureAnalysis and Causal Interpretationin Historical
Sociology,"AmericanJournalof Sociology 98 (1993), 1094-1133; R. Franzosi,"A Sociologist Meets
History:CriticalReflections upon Practice,"Journal of Historical Sociology 9 (1996), 354-392; New
Methodsfor Social History, ed. L. Griffinand M. van der Linden (Cambridge,Eng., 1999).
35. A. C. Danto, Analytical Philosophy of History (Cambridge,Eng., 1965).
36. R. Bates, A. Greif, M. Levi, J.-L. Rosenthal,and B. Weingast,AnalyticNarratives (Princeton,
1998), reviewed by Brian M. Downing, History and Theory39 (2000), 88-97.
37. Bates et al., AnalyticNarratives, 10.
38. Rejectingthe Hempeliancovering-lawtheoryof explanationhas turnedinto somethinglike a rit-
ual beatingof a deadhorse.See W. Salmon,FourDecades of ScientificExplanation(Minneapolis,1990).