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Silje Hukkelberg
Department of Mental Health, Norwegian Institute
of Public Health Oslo, Norway
The present study used meta-analysis to evaluate the role of self-identity in the
theory of planned behavior (TPB). Altogether, 40 independent tests (N = 11607)
could be included in the review. A large, sample-weighted average correlation
between self-identity and behavioral intention was observed (r+ = .47). Multiple
regression analyses showed that self-identity explained an increment of 6% of the
variance in intention after controlling for the TPB components, and explained an
increment of 9% of the variance when past behavior and the TPB components
were controlled. The influence of self-identity on behavior was largely mediated by
the strength of behavioral intentions. Theoretical implications of the findings are
discussed.jasp_611 1085..1105
1
Correspondence concerning this article should be addressed to Jostein Rise, Norwegian
Institute for Alcohol and Drug Research, P.O. Box 565, Sentrum 0105, Oslo, Norway. E-mail:
jr@sirus.no
1085
The relation between attitudes and behavior has been an area of major
concern in social psychology ever since the seminal review by Wicker (1969),
indicating that the ability of attitudes to predict behavior is actually quite
poor (cf. Eagly & Chaiken, 1993). Perhaps the most important attempts to
remedy this problem have been the introduction of the theory of reasoned
action (Fishbein & Ajzen, 1975) and its successor, the theory of planned
behavior (TPB; Ajzen, 1988).
The theory of reasoned action (TRA) proposed that the concept of behav-
ioral intention (e.g., “I intend to buy organic produce”) mediates the rela-
tionship between attitude and behavior, and put forward the concept of
subjective norm as a second predictor of intention. Whereas attitude refers to
the person’s overall evaluation of performing the behavior (e.g., “For me,
buying organic produce would be good/bad”), subjective norm refers to per-
ceived social pressure from important others to perform, or not to perform,
the behavior (e.g., “Most people who are important to me think that I should
buy organic produce”).
The theory of planned behavior (TPB) added the concept of perceived
behavioral control to the TRA as a third predictor of intention. Perceived
behavioral control (PBC) refers to the perceived ease or difficulty of perform-
ing a behavior (e.g., “For me, buying organic produce would be easy/
difficult”). Thus, according to the TPB, the more positive the person’s
attitude, the stronger the subjective norms and the greater the perceived
control over the behavior, the more likely it is that the person will intend to
perform the behavior. Correspondingly, the stronger the intention to
perform the behavior, the more likely it is that the person will perform the
behavior, assuming, of course, that the person possesses “actual control”
over the performance (see Ajzen & Madden, 1986; Sheeran, Trafimow, &
Armitage, 2003).
Several meta-analyses have shown that behavioral intention is predictable
from the three components of the TPB (e.g., Armitage & Conner, 2001a;
Godin & Kok, 1996; Sheeran & Taylor, 1999). However, the level of predic-
tion is far from perfect; the variance explained in intention ranges from just
28% to 40%, on average. This consideration has led several researchers to
question the sufficiency assumption of the TPB; that is, the assumption that
the theory adequately captures all theoretical determinants of intention. In
fact, Ajzen (1991) relaxed this assumption when he developed the TPB,
stating that the TPB is, in principle, open to inclusion of additional predictors
so long as they increase the explained variance in behavioral intentions.
Accordingly, several researchers have proposed additional predictors that
might be used to augment the model’s predictive validity (for reviews, see
SELF-IDENTITY META-ANALYSIS 1087
Abraham, Sheeran, & Johnson, 1998; Conner & Armitage, 1998). The aim of
the present research is to provide the first comprehensive quantitative assess-
ment of one important additional variable; namely, self-identity.
However, identity theorists (e.g., Biddle et al., 1985) have argued that
attitudes, norms, and self-identity have different motivational roots. Indi-
viduals conform to attitudes for instrumental reasons and to norms for fear
of being rejected by significant others (i.e., external sanctions), whereas one
acts in accordance with one’s self-identity for self-verification reasons. That
is, people are motivated to retain and affirm the sense of self and identity
(cf. Stets & Burke, 2000): People act to be consistent in their identity stan-
dard. By this account, when the social categorization including the identity is
activated, the person behaves so as to maintain consistency with the mean-
ings held in the identity standards. Accordingly, self-identity will tend to
predict intentions above the components of the TPB.
The second reason why self-identity may not predict intention after TPB
components have been taken into account relates to the possibility that
self-identity may simply reflect past performance of a behavior. The argu-
ment is that people understand what kind of persons they are by making
inferences based on their past behavior (i.e., through a self-perception
process; Bem, 1972). This idea suggests that self-identity should have no
direct effect on behavioral intentions once the effect of past behavior has
been controlled. Relatively few empirical studies have addressed this issue,
and mixed findings have been obtained.
Some studies have observed that self-identity retains a unique effect on
behavioral intentions after TPB components and past behavior have been
taken into account (Conner, Warren, Close, & Sparks, 1999; Hildonen, 2001;
Thompson & Rise, 2002); some studies have not shown an independent
effect of self-identity on behavioral intentions (e.g., Fekadu & Kraft, 2001);
whereas in other studies it has not been possible to separate the effect of
self-identity on intention from that of past behavior because other predictors
were included in the same step (Conner & Flesch, 2001; Conner & McMillan,
1999; Terry, Hogg, & White, 1999). In sum, it remains unclear whether the
association between self-identity and behavioral intention merely reflects
experience with the focal behavior.
A further conceptual difficulty associated with evaluating the strength of
the self-identity/intention relation relates to a general problem with what can
be termed the additional-variables paradigm in TPB research. In this para-
digm, researchers identify a variable that is not specified in the TPB, measure
that variable in a TPB study of a particular behavior, and then assume that
if the variable captures unique variance in intention (after TPB predictors are
controlled), then their variable constitutes an additional predictor in the
TPB. As O’Keefe (2002) pointed out, this practice undermines the principle
of parsimony and is likely to lead to the development of a plethora of
behavioral intention models whose validity and generalizability are indeter-
minate (also see Trafimow, 2004).
SELF-IDENTITY META-ANALYSIS 1089
To guard against this problem, O’Keefe (2002) proposed two criteria that
should be used to evaluate additional predictors in the TPB. First, a given
conceptual candidate should provide a large additional contribution to the
prediction of intention (after controlling for components of the TPB), which
reaches well beyond statistical significance. Second, the proposed concept
needs to demonstrate its utility in predicting behavioral intentions across a
wide range of behavioral domains.
However, it is clear that primary research studies are rarely in a position
to satisfy O’Keefe’s (2002) criteria. What is needed is a meta-analytic strategy
that accumulates effect sizes across studies in a manner that permits general
conclusions. Only one meta-analysis of the self-identity/intention relation has
been conducted to date (Conner & Armitage, 1998), and this review deserves
updating, for two reasons. First, the meta-analysis examined only six studies;
and second, past behavior was not taken into account in the analysis. The
conclusion we draw is that a new meta-analysis of the self-identity/intention
relation—one that includes recent research and that permits statistical
control of both TPB components and past behavior—is overdue.
Method
Selection of Studies
Several procedures were used to collect the samples of studies: (a) social
scientific databases (e.g., BIDS, Conference Papers Index, PsychLit) were
searched; (b) reference lists of identified papers were evaluated for inclusion;
and (c) authors of published papers were contacted for potential unpublished
studies and studies that were in press. In order to be included in the review,
a bivariate statistical association between self-identity and behavioral
1090 RISE ET AL.
Meta-Analytic Strategy
Results
Armitage & Conner (1999a) Students Eat a low-fat diet 221 .57
Armitage & Conner (1999b) Hospital workers Eat a low-fat diet 413 .56
Armitage & Conner (1999c) General population Eat a low-fat diet 110 .54
Armitage & Conner (2001b, Study 1) Prospective students Donate blood 134 .69
Armitage & Conner (2001b, Study 2) Students Donate blood 172 .44
Arnold et al. (2006) General population Intentions to work for 978 .19
National Health Services
Åstrøm & Rise (2001) Young adults, Eat healthy food 735 .65
general population
Austin & Sheeran (2001) Students Give money to charity 251 .17
Campbell & Sheeran (2001) Students Exercise 181 .56
Conner & Flesch (2001) Students Casual sex 384 .29
Conner & McMillan (1999) Students Cannabis use 249 .81
Conner, Warren, Close, & Sparks Students Alcohol consumption 176 .48
(1999, Study 1)
Conner, Warren, Close, & Sparks Students Alcohol consumption 175 .57
SELF-IDENTITY META-ANALYSIS
(1999, Study 2)
1091
Table 1 Continued
Conner, Warren, Close, & Sparks Students Alcohol consumption 159 .65
(1999, Study 3)
1092 RISE ET AL.
de Pelsmacker & Janssens (2007) General population Speeding behavior 334 .23
Evans & Norman (2003) Adolescents Road crossing 1833 .42
Fekadu & Kraft (2001) Female adolescents Use contraceptives 354 .31
Giles, McClenahan, Cairns, & University students Donate blood 100 .59
Mallet (2004)
Hagger & Chatzisarantis (2006, University students Various mundane 241 .83
Study 1) behaviors
Hagger & Chatzisarantis (2006, University students Dieting behavior 250 .80
Study 2)
Hildonen (2001) Students Buy ecological products 206 .69
Jackson, Smith, & Conner (2003) University employees Physical activity 85 .50
Mannetti, Pierro, & Livi (2004) Students and young Recycling 230 .41
workers
Moan & Rise (2006) Adolescents Reduce smoking 145 .31a
Moan, Rise, & Andersen (2004) Parents Smoking 159 .25
Ouellette & Wood (1998) Students Various behaviors 71 .69
Rapaport & Orbell (2000) University students Provision of emotional 195 .23
support and practical
assistance
Rise & Ommundsen (2010, Study 1) Spanish students Quit smoking 204 .17
Rise & Ommundsen (2010, Study 2) Norwegian students Quit smoking 204 .34
Robinson & Smith (2002) General population Buy sustainable-produced 550 .30
foods
Sheeran (1998) Students Purchase British beef 182 .44
Sparks & Guthrie (1998, Study 1) UK sample, general Eat a low-fat diet 242 .64
population
Sparks & Guthrie (1998, Study 2) Danish sample, Eat a low-fat diet 216 .70
general population
Sparks & Guthrie (1998, Study 3) Finnish sample, Eat a low-fat diet 239 .46
general population
Sparks & Shepherd (1992) General population Eat organic vegetables 261 .37
Spence & Townsend (2006) General population Attitudes toward 99 .74
genetically modified
foods
Terry, Hogg, & White (1999) Community residents Household recycling 143 .56
Theodorakis (1994) Females Participate in a physical 395 .31
fitness program
Theodorakis, Bagiatis, & Goudas University students Teach individuals with 99 .71
(1995) disabilities
Thompson & Rise (2002) College students Exercise and recycle 232 .61
drinking cartons
SELF-IDENTITY META-ANALYSIS
a
Because self-identity was measured with respect to smoker identity, whereas intention was measured with respect to smoking
reduction, this correlation has been recoded.
1093
1094 RISE ET AL.
Table 2
Thus, 1.3% of the variance was a result of unreliability, and 4.1% of the
variance was a result of sampling error.
The discriminant validity of self-identity, compared to the other compo-
nents of the TPB, was also supported by the findings (Table 2). The highest
average correlation was between self-identity and attitude (r+ = .37). The
magnitude of this association indicates that there is only modest conceptual
overlap between the two concepts. Similarly, small to medium correlations
were obtained between self-identity and both subjective norm and PBC
(r+s = .29 and .25, respectively).
Table 3
In the next analysis, TPB variables were entered on the first step, past
behavior was entered on the second step, and self-identity was entered on the
third step of a hierarchical regression (k = 16; N = 3488). The TPB compo-
nents accounted for 31% of the variance (see Table 4), and past behavior
explained an additional proportion of the variance (5%). In the final step,
self-identity was able to account for a highly reliable increment of 9% in
the variance explained in behavioral intentions. In this subgroup of studies,
Table 4
Discussion
satisfy O’Keefe’s (2002) criteria and warrant the conclusion that self-identity
constitutes an important additional predictor in the TPB.
Theoretical implications of this conclusion also deserve attention. Atti-
tude theorists (e.g., Eagly & Chaiken, 1993) have argued that self-identity
refers to a particular class of behavioral outcomes and, therefore, should
overlap with standard attitude measures that (according to both the TRA
and TPB) capture these outcomes. However, two findings in particular seem
to contradict this analysis. First, the variance shared by self-identity and
attitude was quite modest (R2 = .14); and second, self-identity had a signifi-
cant association with intention, even after the association between attitude
and intention was statistically controlled. Both of these findings should have
been impossible if attitude and self-identity referred to the same concept.
Instead, our findings seem to be more consistent with Biddle et al.’s (1985)
perspective that self-identity has different motivational origins, compared to
attitude and subjective norm. According to this view, a key component of
people’s motivation to formulate behavioral intentions (and, subsequently,
to enact those intentions) is to reinforce, support, and confirm their sense of
self (see Stets & Burke, 2000). In this context, it is timely to reinforce the idea
that the role of self-identity should be interpreted in terms of socially defined
influences, distinct from normative influences (Åstrøm & Rise, 2001; also see
Hagger & Chatzisarantis, 2006). Thus, self-identities derive from socially
constructed categories or types of person, which are accepted by individuals
as descriptive of themselves (see Thoits & Virshup, 1997). In this capacity, the
role of self-identity in the TPB provides an account of the failure of subjective
norm (i.e., the social influence component of the TPB) as a predictor of
intentions, as compared with attitudes and PBC (see Ajzen, 1991).
The findings are also contrary to a self-perception theory perspective on
the nature of self-identity, for similar reasons. Although there was a reliable
association between past behavior and self-identity, the variance shared by
the two concepts was quite modest (R2 = .11), and self-identity predicted
intention, even after past behavior was controlled. Thus, although the acqui-
sition of particular self-identities may be derived, at least in part, from
experience of particular behaviors, self-identity is clearly not simply reducible
to such experience.
Finally, it may be worthwhile to note that self-identity is distinct
from group identity, although both of them are social identities (Stets &
Burke, 2000; Thoits & Virshup, 1997). While self-identity constitutes
me-identification—that is, identification of the self as, say, a smoker—and
includes the meanings, expectations, and activities related to being a smoker,
group identity constitutes we-identification of the self with, say, other
smokers, which implies acting on behalf of the group of smokers (cf. Thoits &
Virshup, 1997). This distinction tends to be blurred in conceptualizations
1100 RISE ET AL.
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