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ANNUAL
REVIEWS Further
Cognitive Therapy: Current
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Status and Future Directions
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• Top cited articles Aaron T. Beck1 and David J.A. Dozois2
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1
• Our comprehensive search Department of Psychiatry, University of Pennsylvania, Philadelphia, Pennsylvania;
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email: abeck@mail.med.upenn.edu
2
Department of Psychology, University of Western Ontario, London, Ontario, Canada;
email: ddozois@uwo.ca

Annu. Rev. Med. 2011. 62:397–409 Keywords


First published online as a Review in Advance on cognitive vulnerability, psychotherapy, treatment outcome, cognitive
August 3, 2010
behavior therapy
The Annual Review of Medicine is online at
med.annualreviews.org Abstract
This article’s doi:
Cognitive therapy is a system of psychotherapy with a powerful theoret-
10.1146/annurev-med-052209-100032
ical infrastructure, which has received extensive empirical support, and
Copyright  c 2011 by Annual Reviews.
a large body of research attesting to its efficacy for a wide range of psy-
All rights reserved
chiatric and medical problems. This article provides a brief overview
0066-4219/11/0218-0397$20.00
of the conceptual and practical components of cognitive therapy and
highlights some of the empirical evidence regarding its efficacy. Cog-
nitive therapy (often labeled generically as cognitive behavior therapy)
is efficacious either alone or as an adjunct to medication and provides a
prophylaxis against relapse and recurrence.

397
ME62CH28-Beck ARI 4 December 2010 14:36

OVERVIEW coordinated, goal-oriented strategies (e.g.,


From its inception more than 45 years ago approaching pleasure, avoiding pain) (13, 14).
(1–3), cognitive therapy has been theory driven. The fight-flight response, for instance, arises
Cognitive schema:
a well-organized Specifically, Beck’s objectives for deriving and from four systems (13): cognitive (perception of
cognitive structure of evaluating this system of psychotherapy in- threat), affective (feelings of anxiety or anger),
stored information and
volved an overall plan to construct a compre- motivational (the impulse to confront or flee
memories that forms the threatening stimulus), and behavioral (the
the basis of core beliefs hensive theory of psychopathology that maps
clearly onto the treatment approach, to inves- implementation of action). In this construct,
about self and others
tigate scientific support for the theory, and onset of a particular condition (e.g., panic
to test the efficacy of therapeutic interven- disorder) is believed to occur when these
tions (3, 4). Cognitive theory and therapy were different systems shift from a fairly quiescent
first developed for depression (1, 2) and later state to a highly activated state. In the example
systematically applied to suicide prevention of panic disorder, this might occur when the
(5), anxiety disorders (6), personality disorders fight-flight response is activated by “false
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(7), substance abuse (8), and, most recently, alarms” (e.g., misperceiving bodily sensations
schizophrenia (9, 10). as harmful to the organism). Cognitive theory
Cognitive therapy (CT), often discussed un- suggests that psychopathology is characterized
der the generic label cognitive behavior therapy by the activation of a conglomerate of related
(CBT), is now widely represented in training or contiguous dysfunctional beliefs, meanings,
programs in psychology, psychiatry, medicine, and memories that operate in coordination
social work, nursing, and other allied health with affect, motivation, behavior, and physio-
professions that value evidence-based practice logical responses. Different psychopathological
(11). CT and CBT have been described as “the conditions are associated with specific biases
fastest growing and most heavily researched that influence how an individual incorporates
systems of psychotherapy on the contemporary and responds to new information.
scene” (12, p. 332). This article provides a brief According to Beck’s model (1–3, 6, 15, 16),
overview of the conceptual, practical, and em- the cognitive appraisal of internal or external
pirical aspects of CT. After highlighting some stimuli influences and is, in turn, impacted by
of its basic concepts and the research pertain- these other systems. Thus, although cognition
ing to Beck’s cognitive theory, we discuss the plays a key role in this model (i.e., the as-
general approach to treatment and review the signment of meaning is crucial to understand-
literature on its efficacy. We conclude by out- ing maladaptive behavior), it is recognized that
lining some directions for future research. mental health problems involve a complex in-
terplay among diverse and interrelated systems
(17).
Within the cognitive system are different
COGNITIVE THEORY levels of cognition, ranging from surface-level
Cognitive theory is based on the presumption thoughts to “deeper” cognitive schemas (18,
that information processing is crucial for 19). Cognitive schemas are organized structures
human adaptation and survival. Without the of stored information that contain individuals’
ability to process information from the envi- perceptions of self and others, goals, expecta-
ronment, synthesize it, and formulate a plan tions, and memories. These elements are well-
for dealing with it, we would not survive. The organized within the cognitive structure (20)
cognitive (or information processing) system is and influence the screening, coding, categoriza-
intricately tied to other affective, motivational, tion, and interpretation of incoming stimuli and
and behavioral repertoires. Each of these the retrieval of stored information. Schemas
repertoires, or systems, serves an individual are adaptive insofar as they afford efficient pro-
function and also operates in synchrony toward cessing of information; however, when they

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ME62CH28-Beck ARI 4 December 2010 14:36

become negatively biased, maladaptive, rigid, proximal to a given situation than are other lev-
and self-perpetuating, they can contribute to els of cognition, they are functionally related to
psychopathology. one’s deeper beliefs and schemas and seem to
Diathesis-stress
Maladaptive cognitive schemas are believed arise associatively as different aspects of one’s model:
to develop during early periods of the life core belief system are activated. a psychological theory
span and become increasingly consolidated and When negative cognitive schemas are acti- that predicts that
organized as new experiences are assimilated vated, as in depression, they are not only identi- psychiatric disorders
result from the
into the existing belief structure (3, 15). Poor fiable but can be shown to have an influence on
interaction of a
early attachment experiences and other adverse information processing, as manifested by cog- predisposition (e.g.,
events (e.g., childhood maltreatment), for ex- nitive biases, and have an impact on symptom genetic, cognitive
ample, may contribute to the development of development. When a depressive episode has diatheses) and negative
a maladaptive belief system. Cognitive theory remitted, the negative schemas are deactivated life events. When an
underlying
is essentially a diathesis-stress model. In other (or vice versa).
vulnerability is strong,
words, it is possible to have a maladaptive belief Another aspect of Beck’s model is content less stress is necessary
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system and not exhibit symptoms so long as the specificity (16, 17). That is, different emotional to trigger the behavior
cognitive schema (and related systems) is not experiences and forms of psychopathology are or disorder; when the
activated. Once triggered by external events, related to a unique cognitive profile or set of predisposition is weak,
a greater amount of
drugs, or endocrine factors, however, the cog- beliefs (see Table 1 for some examples of sys-
stress is typically
nitive schema triggers a cascade of information- tematic biases associated with different disor- needed before an
processing biases (1, 4, 15, 16, 18). These may ders). To illustrate, depression is related to individual develops the
be attention, memory, or interpretational bi- thoughts and beliefs concerning personal loss, disorder
ases. For instance, individuals with anxiety dis- deprivation, and failure (15). Persons with clini- Automatic thoughts:
orders perceive themselves as vulnerable and cally significant anxiety tend to overestimate the the flow of cognitions
the world as dangerous. Such individuals at- probability of risk while simultaneously under- (considered the
cognitive byproducts
tend selectively to threat-pertinent information estimating their resources for coping with po-
of activated schemas)
at the expense of information that is inconsis- tential threats. Their thoughts focus on themes that arise in our
tent with threat or information that suggests of the self as vulnerable, the world as danger- day-to-day lives and
one has sufficient resources for dealing with it. ous, and the future as potentially catastrophic are not accompanied
An individual who is vulnerable to depression, (6). A person with dependent personality disor- by direct deliberation
or volition
to consider another example, may have an un- der has a view of the self as weak, helpless, and
derlying belief that he or she is unlovable. This incompetent (7).
belief may become especially salient when ad- The empirical literature has provided con-
verse circumstances activate an underlying neg- siderable support for various aspects of Beck’s
ative schema. Such an individual may then at- cognitive theory. Hundreds of studies have
tend selectively to and recall information that is demonstrated that individuals filter informa-
consistent with this negative view of self (e.g., tion and respond to stimuli in a way that is
paying attention to cues that are suggestive of consistent with their preexisting beliefs and
being unloved and minimizing information that assumptions. Some research has also demon-
is inconsistent with that belief). strated that negative cognitive biases precede
The activation of a maladaptive cognitive the development of anxious (e.g., 21) and de-
schema, along with the ensuing information- pressive (e.g., 22) symptoms. Supportive ev-
processing biases, is also apparent in more idence has been obtained for the ideas that
surface-level cognitions or what are referred to there are distinct levels of cognition that work
as automatic thoughts. This term refers to the in synchrony to impact emotional and behav-
stream of positive and negative thoughts that ioral responses and that an emotional experi-
runs through an individual’s mind unaccom- ence or clinical disorder can be characterized by
panied by direct, conscious deliberation. Al- a unique set of beliefs and automatic thoughts
though such thoughts are more superficial and (i.e., content specificity; see 16, 18). Schema

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ME62CH28-Beck ARI 4 December 2010 14:36

Table 1 The cognitive profile of psychological disorders (14; reprinted with permission)
Disorder Systematic bias in processing information
Depression Negative view of self, experience, and future
Hypomania Inflated view of self and future
Anxiety disorder Sense of physical or psychological danger
Panic disorder Catastrophic interpretation of bodily/mental experiences
Phobia Sense of danger in specific, avoidable situations
Paranoid state Attribution of bias to others
Hysteria Concept of motor or sensory abnormality
Obsession Repeated warning or doubts about safety
Compulsion Rituals to ward off perceived threat
Suicidal behavior Hopelessness and deficiencies in problem solving
Anorexia nervosa Fear of being fat
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Hypochondriasis Attribution of serious medical disorder


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organization (see 18), activation (e.g., 23), and the validity of one’s belief system) (27). This
the contribution of cognitive vulnerability to general approach is used early in therapy to
the incidence of psychiatric disorders (e.g., 24) target more proximal and surface-level cogni-
have also been supported by empirical research. tions (e.g., automatic thoughts, dysfunctional
attitudes) and in later sessions to modify deeper
cognitive structures and core beliefs.
COGNITIVE THERAPY CT is not the replacement of negative
CT rests on three main propositions (25, 26): thoughts with positive ones; rather, it aims to
help individuals shift their cognitive appraisals
 The access hypothesis: With appropriate
from ones that are unhealthy and maladaptive
training, motivation, and attention, indi-
to ones that are evidence-based and adaptive.
viduals can become aware of the content
Essentially, patients learn how to become sci-
and process of their thinking.
entific investigators of their own thinking—to
 The mediation hypothesis: The manner treat thoughts as hypotheses rather than as
in which individuals think about, inter- facts and to put these thoughts to the test.
pret, and construe events influences their Framing a belief as a hypothesis provides an
emotional and behavioral responses. opportunity to test its validity, affords patients
 The change hypothesis: Individuals can the ability to consider alternative explanations,
become more functional and adaptive by and permits them to gain distance from a
intentionally modifying their cognitive thought to allow more objective scrutiny (11).
and behavioral responses to the circum- Patients learn to modify their thoughts so that
stances they face. they are congruent with existing evidence.
Cognitive therapy is a structured, collaborative When thoughts are aligned with evidence, and
process that helps individuals to consider both negative feelings exist, the cognitive therapist
the accuracy and usefulness of their thoughts helps patients to deal with emotional sequelae
through processes of exploration (determin- by introducing coping strategies, fostering skill
ing one’s idiosyncratic meaning system and development and/or problem solving.
maladaptive beliefs), examination (reviewing Cognitive therapists help patients to move
the evidence for and against a particular be- through the process of exploration, exami-
lief and considering alternative interpretations nation, and experimentation using collabora-
or explanations), and experimentation (testing tive empiricism, guided discovery, and Socratic

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ME62CH28-Beck ARI 4 December 2010 14:36

dialogue. Collaborative empiricism means that in the weekly therapy session by applying them
the patient and the therapist become coinvesti- in the “real world,” and improves treatment
gators both in ascertaining the goals for treat- outcome (29).
ment and investigating the patient’s thoughts. The specific techniques utilized in CT tend
Methods of guided discovery are used to help to vary depending on the disorder being treated
patients to test their own thinking through per- and the case formulation. They typically in-
sonal observations and experiments rather than clude (a) establishing the therapy relationship,
via cajoling or persuasion. Through this pro- (b) behavioral change strategies, (c) cognitive
cess, patients are able to shift from “a convic- restructuring strategies, (d ) modification of
tion mode to a questioning mode” (28, p. 216). core beliefs and schemas, and (e) prevention of
In addition, by collaboratively designing new relapse/recurrence. Given that it is not possible
experiences to try out (called behavioral exper- to describe the science and art of CT in this
iments), patients are able to acquire a different brief article (interested readers are referred to
perspective on themselves and their situations more detailed discussions in 11, 14, 25, 30), we
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(14). Socratic dialogue is a method of guided instead provide a capsule summary of these five
discovery in which the therapist asks a series components.
of carefully sequenced questions to help define The therapeutic relationship is a key in-
problems, assist in the identification of thoughts gredient of all psychotherapies, including CT.
and beliefs, examine the meaning of events, or There appears to be a bidirectional relationship
assess the ramifications of particular thoughts between the patient’s perception of the thera-
or behaviors. peutic alliance and outcome: The connection
CT is time limited. The average length between patient and therapist may facilitate
of CT in outcome studies is between 12 and change, and symptom change, in turn, en-
24 weekly sessions, although there is more hances the bond between patient and therapist
variability in clinical practice (25). The initial (11). Many of the basic interpersonal vari-
sessions are often focused on enhancing the ables common to other psychotherapies (e.g.,
therapeutic alliance, identifying the specific warmth, accurate empathy, unconditional pos-
problem(s) that brought the patient into treat- itive regard) serve as an important foundation
ment, socializing the patient to the cognitive for cognitive and symptomatic change. As Beck
understanding of psychopathology, and symp- et al. (15) noted, however, these characteristics
tom relief via behavioral strategies. At this time, “in themselves are necessary but not sufficient
the therapist plays a more active role than the to produce an optimum therapeutic effect”
patient. As therapy progresses, the emphasis (p. 45).
shifts from symptom amelioration to the exam- Behavioral strategies are used to test and al-
ination and modification of the patient’s pat- ter automatic thoughts and assumptions and to
terns of thinking, and the patient assumes a facilitate new learning. In a behavioral experi-
more active role in identifying problems and so- ment, for instance, a patient may predict an out-
lutions and developing homework assignments. come based on his or her automatic thoughts
Toward the end of therapy, sessions are usually and beliefs, conduct an agreed-upon behavior,
spread apart so that the patient can consolidate and evaluate the evidence in the context of the
gains and increase his or her confidence in the results of this new experiment. A related ap-
application of newly learned skills. “Booster” proach is hypothesis testing, which has both
sessions are frequently scheduled one or two cognitive and behavioral components. A resi-
months after the end of therapy. dent who insists, “I am not a good doctor,” for
Homework assignments (also called action example, can be asked to generate a list of char-
plans) are an important component of CT. acteristics or criteria that would constitute be-
Homework provides opportunities to enhance ing a good physician (e.g., ability to establish
the mastery and generalization of skills learned rapport; knowledge base; capacity for making

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ME62CH28-Beck ARI 4 December 2010 14:36

decisions under pressure). The “experiment” this analysis of the evidence, patients are then
would then involve collecting data by monitor- taught to generate alternative thoughts that in-
ing his or her behavior and seeking input from corporate the evidence and lead to a shift in
colleagues and supervisors which may help to their emotional experience. If a given thought
modify this conviction (e.g., “I am a good doctor is inconsistent with the weight of factual evi-
for my level of experience and training”) (14). dence on the subject (e.g., “I am unlovable”),
Other behavioral techniques are used to alter the therapist helps the patient to alter and re-
the patient’s reinforcement schedule (thereby align the thought so that it is evidence-based
increasing pleasure or mastery), habituate to and, consequently, more adaptive and helpful.
feared stimuli (exposure therapy), relax (pro- Sometimes collecting more information or con-
gressive muscle relaxation), or prepare for up- ducting a behavioral experiment is also used to
coming situations (behavioral rehearsal). Given test a certain belief.
that these strategies are used to foster cognitive After a number of sessions using the DRT,
change, the therapist routinely assesses the pa- the therapist and patient may notice a consistent
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tient’s perceptions, thoughts, and conclusions pattern in the types of automatic thoughts that
after each experiment (14). are elicited. This is because automatic thoughts
Cognitive restructuring strategies are also and cognitive distortions (e.g., “If I fail at X,
used to help patients identify and test the va- then I am not worthwhile”) are functionally re-
lidity of their cognitions. One important tech- lated to deeper core beliefs and schemas. The
nique for eliciting and evaluating negative auto- modification of these core beliefs and schemas
matic thoughts is the Daily Record of Thoughts is believed to result in the most generaliz-
(DRT). A DRT entry consists of three columns able change and the greatest prevention of re-
representing the situation encountered, the lapse (33, 34). These “deeper” beliefs are tested
emotion or symptoms experienced, and associ- and reconfigured using Socratic dialogue and
ated thoughts. Once patients are reliably able to guided discovery, role plays, behavioral exper-
identify the automatic thoughts that carry the iments, and other change strategies (11, 15,
greatest emotional charge, the process of an- 25, 30).
swering back to these thoughts (or putting them The final sessions of treatment are focused
on trial) can begin. This process often involves on consolidating the skills learned and on
writing down the evidence that pertains to a the prevention of relapse/recurrence. This in-
particular belief and developing an alternative cludes, among other things, a gradual titra-
thought that incorporates the facts that bear tion of sessions and spreading apart of their
on the belief. By writing down an activating timing, reviewing the treatment strategies that
event, the mediating thoughts, and the ensuing were utilized and were most helpful, creating
emotional response, the patient maintaining a a plan for the future, discussing feelings about
DRT achieves more objectivity about and dis- the termination of therapy, preparing for set-
tance from his or her thoughts. The evidence backs, identifying possible triggers of relapse,
pertaining to a particular belief is then exam- and ensuring that the patient makes internal at-
ined using guided discovery and collaborative tributions for change.
empiricism.
Specifically, patients are asked a number of
questions, including: “What is the evidence for EMPIRICAL EVIDENCE FOR
or against this belief?” “What are the alter- COGNITIVE THERAPY
native ways to think about this situation?” “If CT/CBT is one of the most actively researched
my best friend or loved one knew that I had psychotherapies (35) and has received consis-
this thought, what would he or she say to me?” tent empirical support for a host of mental
“What would it mean about me even if this par- health problems and conditions (36, 37). We
ticular thought was true?” (25, 30–32). From focus first on the efficacy of CT for depression,

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as this has been most extensively studied, and treatment, but a lower relapse rate for CT com-
also highlight findings for other psychiatric dis- pared to continuance medication.
orders and medical illnesses. Consistent with these findings are studies
that have examined potential mechanisms for
the prophylactic benefits of CT. It appears that
CT for Unipolar Depression CT and antidepressant medication may both
More than 75 clinical trials and numerous meta- change certain aspects of negative thinking
analyses have been published on CT for unipo- (such as information processing, automatic
lar depression (35). For an acute episode of thoughts, and dysfunctional attitudes; e.g., 22,
depression, the response achieved with CT is 33) but that CT may further modify some of
similar to that achieved with behavior therapy the “deeper” cognitive structures (e.g., reduced
(38), other bona fide psychological treatments activation of negative thinking following a
(39), and antidepressant medication, and all of negative mood manipulation1 in CT relative
these produce results superior to placebo (see to pharmacotherapy) that give rise to relapse
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27, 40). Early findings (41) suggesting that CT and recurrence (23, 33, 34, 49). Several studies
was not effective for severe depression (42) have have also assessed neuroimaging changes in
generated considerable controversy among re- cognitive therapy (50). Goldapple et al. (51), for
searchers, and the perception that CT is not example, examined neurobiological responses
effective for severe depression has persisted to CT (in unmedicated depressed outpatients)
despite compelling data to suggest otherwise and compared these findings to an independent
(see 11 for review). DeRubeis et al. (43), for sample of individuals treated with selective
example, conducted a mega-analysis in which serotonin reuptake inhibitors (SSRIs). Dif-
they pooled the data from four related tri- ferential pre- versus post-treatment changes
als and found that CT was as effective as an- in brain metabolic activity (measured by
tidepressants (imipramine and nortripyline) for positron emission tomography) were obtained
the treatment of severely depressed individu- in individuals treated with CT compared to
als. More recent studies have also demonstrated those treated with antidepressant medication.
that CT and pharmacotherapy (paroxetine) are These researchers proposed that a top-down
equally effective for severe depression (44, 45). (cortical-limbic) therapeutic mechanism may
The weight of evidence suggests that CT/CBT have been active in CT, whereas a bottom-up
is efficacious for depression, though it remains (limbic-cortical) mechanism may have been
possible that the effect may be somewhat over- active in antidepressant treatment.
estimated as a result of publication bias (e.g.,
the file-drawer effect; see 46).
In addition to its efficacy for the acute phase CT for Other Psychiatric Disorders
of major depressive disorder, CT also carries Butler et al. (35) reviewed meta-analyses of
an advantage, relative to antidepressant medi- treatment outcome for CT/CBT for a num-
cation, for the prevention of relapse. Gloaguen ber of psychological disorders. A total of 16
et al. (47), for instance, reported that the av- methodologically rigorous meta-analyses were
erage risk of relapse (based on follow-up pe- identified from 1967 to 2004, which incorpo-
riods of one to two years) was 25% following rated 9,995 research participants in 332 stud-
CT compared to 60% following antidepres- ies. The review focused on effect sizes found by
sant medication. Some studies also indicate that studies that compared outcomes of CT/CBT
patients who receive CT alone are no more
likely to relapse after treatment than are those
who continue to receive medication (45, 48). 1
A negative mood state is induced by prompting research
Hollon et al. (45) found equal outcomes be- participants to think of a sad time in their lives, by listening
tween medication and CT in the acute phase of to sad music, etc.

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ME62CH28-Beck ARI 4 December 2010 14:36

with outcomes for control groups, providing an physical illnesses including chronic pain, back
overview of the efficacy of CT/CBT. Large ef- pain, sleep disorders, fatigue and functional
fect sizes were obtained for patients with unipo- impairments related to cancer, health-related
lar depression, generalized anxiety disorder, anxiety, rheumatoid arthritis, chronic fatigue
panic disorder, social anxiety, and childhood syndrome, fibromyalgia, irritable bowel syn-
internalizing problems (the latter included de- drome, hypertension, tinnitus, headaches,
pressive, anxious, and somatic disorders). Mod- sexual dysfunctions, and various neurological
erate effect sizes were found for patients treated conditions (54, 55). CT/CBT has demon-
for couple distress, anger, childhood somato- strated efficacy for a number of psychological
form disorders, and chronic pain. Small effect outcome variables (e.g., distress, attitudes,
sizes were obtained for recidivism in sexual of- adherence to treatment regime, improved
fenders. CBT also showed promising results as coping with pain) as well as physiological in-
an adjunct to medication for schizophrenia (10). dices that are impacted by stress (e.g., lowered
Epp & Dobson (40) recently reviewed the blood pressure, improved immune response;
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treatment-outcome literature for CT/CBT and see Reference 54 for review). For some ill-
summarized the meta-analytic data according nesses, there have been a sufficient number
to absolute efficacy (the extent to which CBT of studies to warrant systematic reviews and
demonstrates superior outcome to no treat- meta-analyses. This literature demonstrates
ment, waitlist controls, or treatment as usual), various biopsychosocial benefits of CT/CBT
efficacy relative to pharmacotherapy, and effi- for back pain (56, 57), hypochrondriasis (58),
cacy compared to other forms of psychotherapy irritable bowel syndrome (59), chronic fatigue
(see Table 2). Considerable empirical support (58, 60), fibromyalgia (61), headache (62),
has accumulated for the efficacy of CT/CBT. insomnia (63, 64), adjustment to cancer (65,
For some disorders (e.g., some anxiety disor- 66), and the management of diabetes (67).
ders, bulimia nervosa), the evidence is com-
pelling enough to suggest that CT/CBT should
be considered the treatment of choice. The SUMMARY AND
literature also suggests that CT/CBT is at FUTURE DIRECTIONS
least as effective as medication for a range of Considerable empirical evidence has accumu-
problems, although direct comparisons are not lated that supports the theory and practice of
found for some disorders (e.g., bipolar disorder, CT, and this model has been expanded over
psychosis) for which CT/CBT is used adjunc- time to incorporate evidence from experimen-
tively (25). A recent meta-analysis of CT/CBT tal cognitive science and the neurosciences (13,
in the treatment of schizophrenia, severe de- 16, 68). Moreover, several official reports in
pression, and bipolar disorder was less positive the United Kingdom and the United States
(52), suggesting that CT/CBT is no more ef- have recommended the use of CT/CBT for a
fective than nonspecific interventions for the number of common psychiatric conditions (4).
treatment of schizophrenia, although method- Notwithstanding these treatment recommen-
ological flaws in the meta-analysis tend to vitiate dations and the wealth of research underlying
the findings (53). CT, it is not a panacea for all mental health
problems (e.g., 69). For example, more purely
behavioral interventions sometimes perform as
CT for Medical Illnesses well as CT/CBT for depression and anxiety in
CT/CBT is also effective for the treatment of psychotherapy outcome trials. It is important
anxiety and depression that are comorbid with to point out, however, that the use of behav-
medical problems (54). In addition, a number ioral interventions has always been part and
of randomized controlled trials have reported parcel of CT proper (15). In addition, the the-
benefits of CT/CBT for a wide range of ory states that whatever treatment is used so

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Table 2 Summary of efficacy findings by disorder or problem (40; reprinted with permission)
Efficacy relative
Absolute Efficacy relative to other
Disorder Treatment efficacy to medications psychotherapies
Unipolar depression CBT + + 
Bipolar disorder∗ CBT + =
Specific phobia Exposure and cognitive ++ + +
restructuring
Social phobia Exposure and cognitive ++  
restructuring
Obsessive-compulsive disorder Exposure and response + +
prevention and cognitive
restructuring
Panic disorder Exposure and cognitive ++  +
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restructuring
Chronic post-traumatic stress Exposure and cognitive + =
disorder techniques
Generalized anxiety disorder CBT + + +
Bulimia nervosa CBT + + +
Binge eating disorder CBT + =
Anorexia nervosa CBT + + =
Schizophrenia∗ CBT + +
Marital distress CBT + 
Anger & violent offending CBT +
Sexual offending CBT + −∗∗ +
Chronic pain CBT + 
Borderline personality disorder CBT + 
Substance-use disorders CBT + =
Somatoform disorders CBT + + +
Sleep difficulties CBT + + +

Symbols: A blank space indicates insufficient or no evidence; –, negative evidence; +, positive evidence; = , approximate equivalence; ++, treatment of
choice;  equivocal evidence; CBT, efficacy of specific components unknown; ∗ , CBT is typically used as an adjunct to medication in these disorders;
∗∗
, efficacy relative to physical treatments (i.e., surgical castration and hormonal treatments).

that the patient improves (or if improvement CT also produces shifts in “deeper” levels of
occurs via spontaneous remission), the negative cognition (23, 33) and that targeting this depth
beliefs must also normalize. Indeed, Harmer of change may account for reduced relapse rates
et al. (22) recently found that the administra- in CT relative to medication.
tion of antidepressant medication modulated There are a number of important future di-
emotional processing in depressed individuals rections for the field. During the past couple
prior to shifts in their mood state or symptoms. of decades, we have witnessed a tremendous in-
Such findings support the primacy of cognition crease in multiwave2 longitudinal studies that
in therapeutic change and are consistent with
the idea that there are myriad ways in which to
modify cognition. In addition to altering infor- 2
Multiple points of assessment, not just pre- and post-
mation processing, however, we contend that intervention.

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ME62CH28-Beck ARI 4 December 2010 14:36

have supported the diathesis-stress model of clarify the important mechanisms of change in
cognitive vulnerability (18). Researchers are CT. Some studies have, indeed, suggested that
also better understanding gene-environment cognitive change is an important mediator of
interactions in the context of psychopathology. symptom change (11, 19, 33), but additional re-
For example, a replicable relationship has been search is needed to ensure that these findings
found between negative cognitive processing are robust and, if they are, to determine which
and the short version of the serotonin trans- strategies (and psychotherapeutic doses) pro-
porter gene (68). Additional empirical work is duce the most stable cognitive change. Enor-
necessary to further elucidate how genetic, neu- mous strides have been made in understanding,
rophysiological, environmental, and cognitive evaluating, and refining CT over the past four
factors contribute to psychopathology and to and a half decades. We believe that similar fu-
understand the intricate relationships among ture progress will be made in improving our
cognitive, affective, motivational, and behav- knowledge base of cognitive vulnerability and
ioral systems. Future research will no doubt also optimizing the delivery of CT.
Annu. Rev. Med. 2011.62:397-409. Downloaded from www.annualreviews.org
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SUMMARY POINTS
1. CT/CBT is the fastest growing and most researched contemporary system of
psychotherapy.
2. The empirical literature has provided considerable support for Beck’s cognitive theory
and therapy.
3. Three main propositions in CT are the access hypothesis (it is possible for individuals to
become aware of the content and processing of their thinking), the mediation hypothesis
(the way in which individuals think about themselves and their circumstances impacts
subsequent emotional and behavioral responses), and the change hypothesis (by modi-
fying cognitive and behavioral responses, an individual can become more functional and
adaptive).
4. The main techniques used in CT focus on establishment of the therapeutic relationship,
behavioral change strategies, cognitive restructuring, the modification of core beliefs and
schemas, and the prevention of relapse and recurrence.
5. A key advantage of CT is that it effectively treats the acute episode of psychiatric disorders
(with or without medication) and provides a prophylaxis against relapse.

DISCLOSURE STATEMENT
Aaron T. Beck is President Emeritus of the Beck Institute for Cognitive Therapy, a nonprofit
organization. He has no financial interest in this organization.

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Annual Review of
Medicine

Contents Volume 62, 2011

Role of Postmarketing Surveillance in Contemporary Medicine


Janet Woodcock, Rachel E. Behrman, and Gerald J. Dal Pan p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 1
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Genome-Wide Association Studies: Results from the First Few Years


and Potential Implications for Clinical Medicine
Joel N. Hirschhorn and Zofia K.Z. Gajdos p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p11
Imaging of Atherosclerosis
D.R.J. Owen, A.C. Lindsay, R.P. Choudhury, and Z.A. Fayad p p p p p p p p p p p p p p p p p p p p p p p p p p p25
Novel Oral Factor Xa and Thrombin Inhibitors in the Management
of Thromboembolism
Bengt I. Eriksson, Daniel J. Quinlan, and John W. Eikelboom p p p p p p p p p p p p p p p p p p p p p p p p p p p41
The Fabry Cardiomyopathy: Models for the Cardiologist
Frank Weidemann, Markus Niemann, David G. Warnock, Georg Ertl,
and Christoph Wanner p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p59
Kawasaki Disease: Novel Insights into Etiology
and Genetic Susceptibility
Anne H. Rowley p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p69
State of the Art in Therapeutic Hypothermia
Joshua W. Lampe and Lance B. Becker p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p79
Therapeutic Potential of Lung Epithelial Progenitor Cells Derived
from Embryonic and Induced Pluripotent Stem Cells
Rick A. Wetsel, Dachun Wang, and Daniel G. Calame p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p95
Therapeutics Development for Cystic Fibrosis: A Successful Model
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Early Events in Sexual Transmission of HIV and SIV
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HIV Infection, Inflammation, Immunosenescence, and Aging
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The Increasing Burden of HIV-Associated Malignancies


in Resource-Limited Regions
Corey Casper p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 157
Biliary Atresia: Will Blocking Inflammation Tame the Disease?
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Advances in Palliative Medicine and End-of-Life Care
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Clostridium difficile and Methicillin-Resistant Staphylococcus aureus:
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Antiestrogens and Their Therapeutic Applications in Breast Cancer


and Other Diseases
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Mechanisms of Endocrine Resistance in Breast Cancer
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Multiple Myeloma
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Muscle Wasting in Cancer Cachexia: Clinical Implications, Diagnosis,
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David Cella, James T. Dalton, and Mitchell S. Steiner p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 265
Pharmacogenetics of Endocrine Therapy for Breast Cancer
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Therapeutic Approaches for Women Predisposed to Breast Cancer
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New Approaches to the Treatment of Osteoporosis
Barbara C. Silva and John P. Bilezikian p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 307
Regulation of Bone Mass by Serotonin: Molecular Biology
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Alpha-1-Antitrypsin Deficiency: Importance of Proteasomal
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Disease–Associated Protein Aggregates
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Hepcidin and Disorders of Iron Metabolism
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vi Contents
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Interactions Between Gut Microbiota and Host Metabolism


Predisposing to Obesity and Diabetes
Giovanni Musso, Roberto Gambino, and Maurizio Cassader p p p p p p p p p p p p p p p p p p p p p p p p p p p p 361
The Brain-Gut Axis in Abdominal Pain Syndromes
Emeran A. Mayer and Kirsten Tillisch p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 381
Cognitive Therapy: Current Status and Future Directions
Aaron T. Beck and David J.A. Dozois p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 397
Toward Fulfilling the Promise of Molecular Medicine
in Fragile X Syndrome
Dilja D. Krueger and Mark F. Bear p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 411
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Stress- and Allostasis-Induced Brain Plasticity


Bruce S. McEwen and Peter J. Gianaros p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 431
Update on Sleep and Its Disorders
Allan I. Pack and Grace W. Pien p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 447
A Brain-Based Endophenotype for Major Depressive Disorder
Bradley S. Peterson and Myrna M. Weissman p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 461

Indexes

Cumulative Index of Contributing Authors, Volumes 58–62 p p p p p p p p p p p p p p p p p p p p p p p p p p p 475


Cumulative Index of Chapter Titles, Volumes 58–62 p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 479

Errata

An online log of corrections to Annual Review of Medicine articles may be found at


http://med.annualreviews.org/errata.shtml

Contents vii

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