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Last literature review for version 16.3: October 1, 2008 | This topic last updated:
September 12, 2008
The types of mechanical ventilation, as well as its benefits, indications, and initiation are
discussed in this topic review. Potential complications are described separately. (See
"Ventilator-associated lung injury" and see "Pulmonary barotrauma during mechanical
ventilation" and see "Physiologic and pathophysiologic consequences of mechanical
ventilation").
Mechanical ventilation should be considered early in the course of illness and should not be
delayed until the need becomes emergent. Physiologic derangements and clinical findings can
be helpful in assessing the severity of illness (show table 2); however, the decision to initiate
mechanical ventilation should be based on clinical judgment that considers the entire clinical
situation [1,2]. Some of the objectives of mechanical ventilation are listed in the table (show
table 3) [2].
BENEFITS — The principal benefits of mechanical ventilation during respiratory failure are
improved gas exchange and decreased work of breathing:
The work of breathing can increase due to altered lung mechanics (eg, increased
airways resistance, decreased compliance) or increased respiratory demand (eg,
metabolic acidemia). The effort required to maintain this elevated work of
breathing may result in respiratory muscle fatigue and respiratory failure [1,3,4].
Mechanical ventilation can assume some or all of the increased work of breathing,
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INITIATION — Once it has been determined that a patient requires mechanical ventilation,
numerous decisions need to be made including whether invasive or noninvasive mechanical
ventilation is warranted, the mode of mechanical ventilation, the amount of support, and the
initial ventilator settings.
The decision about whether to initiate invasive or noninvasive mechanical ventilation requires
that the entire clinical situation be considered, including the underlying disease, its severity,
its rate of progression, and patient comorbidities. Generally speaking, a trial of noninvasive
positive pressure ventilation (NPPV) is worthwhile in patients with acute cardiogenic
pulmonary edema or hypercapnic respiratory failure due to chronic obstructive pulmonary
disease (COPD) who do not require emergent intubation and do not have contraindications to
NPPV [6-8]. Invasive mechanical ventilation is appropriate for most other patients. Patient
selection for NPPV is discussed in detail separately. (See "Noninvasive positive pressure
ventilation in acute respiratory failure", section on Patient selection).
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also exist. Selection of the mode is usually based on clinician familiarity and institutional
preferences [9,10]. The modes of mechanical ventilation are discussed in detail separately.
(See "Modes of mechanical ventilation").
Level of support — The level of ventilatory support refers to the proportion of the patient's
ventilatory needs that are met by the ventilator. It is an important consideration because
insufficient ventilatory support does not provide adequate rest for fatigued ventilatory
muscles. In contrast, excessive ventilatory support permits ventilatory muscles to atrophy.
An optimal level of support provides enough rest for the ventilatory muscles to recover from
fatigue without allowing atrophy.
The level of ventilatory support is determined by the mode and other settings. Generally
speaking, assist control tends to provide the most support, synchronized intermittent
mandatory ventilation provides the widest range of support, and pressure support tends to
provide less support:
The level of ventilatory support can vary over the widest range during synchronized
intermittent mandatory ventilation (show figure 2) [11]. Full ventilatory support is
provided when the set respiratory rate is high enough that the patient does not
trigger any ventilator-delivered breaths. At the opposite end of the spectrum, no
ventilatory support is provided when the set respiratory rate is zero and all breaths
are spontaneous. (See "Modes of mechanical ventilation", section on SIMV).
Pressure support can not provide full ventilatory support because patients must
exert some effort to trigger each breath. The amount of ventilatory support
provided during pressure support ventilation is directly proportional to the pressure
support level. (See "Modes of mechanical ventilation", section on Pressure
support).
Settings — There are numerous settings that need to be considered when mechanical
ventilation is initiated. These include the trigger mode and sensitivity, respiratory rate, tidal
volume, positive end-expiratory pressure, flow rate, flow pattern, and fraction of inspired
oxygen.
Trigger — There are two ways to initiate a ventilator-delivered breath: pressure triggering
or flow-by triggering. This section discusses each.
The trigger sensitivity should allow the patient to trigger the ventilator easily. A trigger
sensitivity that is too sensitive may cause a breath to be delivered in response to patient
movement or subtle pressure deflections caused by water moving within the ventilator
tubing. In contrast, a trigger sensitivity that is not sensitive enough increases patient effort
and may cause a prolonged period between the initial effort and the ventilator breath.
Pressure triggering can be used with the assist control or synchronized intermittent
mandatory ventilation modes of mechanical ventilation. (See "Modes of mechanical
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When flow-by triggering is used, a continuous flow of gas through the ventilator circuit is
monitored. A ventilator-delivered breath is initiated when the return flow is less than the
delivered flow, a consequence of the patient's effort to initiate a breath (show figure 3).
Flow-by triggering has been shown to decrease inspiratory work during continuous positive
airway pressure and the spontaneous breaths of synchronized intermittent mandatory
ventilation [12-14]. (See "Modes of mechanical ventilation", sections on Continuous positive
airway pressure and SIMV).
Tidal volume — The tidal volume is the amount of air delivered with each breath. The
appropriate initial tidal volume depends on numerous factors, most notably the disease for
which the patient requires mechanical ventilation. As an example, randomized trials found
that mechanical ventilation using tidal volumes of ≤6 mL per kg of ideal body weight (IBW)
improved mortality in patients with acute lung injury or acute respiratory distress syndrome
(ALI/ARDS) [15]. This is referred to as low tidal volume ventilation, which is described in
detail separately. (See "Mechanical ventilation in acute respiratory distress syndrome",
section on Low tidal volume ventilation).
The optimal tidal volume for patients who are mechanically ventilated for reasons other than
ALI/ARDS is unknown. An initial tidal volume of approximately 8 mL per kg of IBW seems
reasonable, albeit unproven and based only on clinical experience. Rarely should 10 mL per
kg of IBW be exceeded. The tidal volume can then be increased or decreased incrementally to
achieve the desired pH and arterial carbon dioxide tension (PaCO2), while monitoring the
auto-PEEP and airway pressure. Return to the previous tidal volume is indicated if the patient
develops auto-PEEP >5 cmH2O or a plateau airway pressure >30 cmH2O following an
increase in the tidal volume. Large tidal volumes can cause barotrauma or increase the risk
for ventilator-associated lung injury [16,17]. (See "Ventilator-associated lung injury").
During volume-limited ventilation, the tidal volume is set by the clinician and remains
constant. During pressure-limited ventilation, the tidal volume is variable. It is directly
related to the inspiratory pressure level and compliance, but indirectly related to the
resistance of the ventilator tubing. The clinician typically changes the tidal volume by
adjusting the inspiratory pressure level. (See "Modes of mechanical ventilation", sections on
Volume-limited and Pressure-limited).
Respiratory rate — An optimal method for setting the respiratory rate has not been
established. For most patients, an initial respiratory rate between 12 and 16 breaths per
minute is reasonable, although it may be modified according to the mode:
For patients receiving assist control, the respiratory rate is typically set four
breaths per minute below the patient's native rate (see "Modes of mechanical
ventilation", section on AC)
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Once the tidal volume has been established, the respiratory rate can be incrementally
increased or decreased to achieve the desired pH and PaCO2, while monitoring auto-PEEP.
Return to the previous respiratory rate is indicated if the patient develops auto-PEEP >5
cmH2O. Other approaches are equally acceptable.
For patients with ALI/ARDS, the required respiratory rate is higher (up to 35 breaths per
minute), in order to facilitate low tidal volume ventilation. Setting the respiratory rate during
low tidal volume ventilation is discussed separately. (See "Mechanical ventilation in acute
respiratory distress syndrome", section on Low tidal volume ventilation).
Monitoring for auto-PEEP as the respiratory rate is increased should not be overlooked. In an
observational study of 14 patients receiving low tidal volume ventilation, increasing the
respiratory rate was associated with development of a mean auto-PEEP of 6 cmH2O [18].
Increasing the inspiratory flow rate and the respiratory rate simultaneously may mitigate the
development of auto-PEEP.
Occasionally, patients may continue to have respiratory acidosis despite optimization of their
tidal volume and respiratory rate settings. In this situation, permissive hypercapnic
ventilation is appropriate. (See "Permissive hypercapnic ventilation").
Elevated levels of applied PEEP can have adverse consequences, such as reduced preload
(decreases cardiac output), elevated plateau airway pressure (increases risk of barotrauma),
and impaired cerebral venous outflow (increases intracranial pressure). (See "Positive
end-expiratory pressure (PEEP)", section on Contraindications).
Flow rate — The peak flow rate is the maximum flow delivered by the ventilator during
inspiration. Peak flow rates of 60 L per minute may be sufficient, although higher rates are
frequently necessary. An insufficient peak flow rate is characterized by dyspnea, spuriously
low peak inspiratory pressures, and scalloping of the inspiratory pressure tracing [19].
The need for a high peak flow rate is particularly common among patients who have
obstructive airways disease with acute respiratory acidosis. In such patients, a higher peak
flow rate shortens inspiratory time and increases expiratory time (ie, decreases the
inspiratory to expiratory [I:E] ratio). These alterations increase carbon dioxide elimination
and improve respiratory acidosis, while also decreasing the likelihood of dynamic
hyperinflation (auto-PEEP) [19]. (See "Positive end-expiratory pressure (PEEP)", section on
Auto (intrinsic) PEEP).
However, there are costs to increasing the peak flow rate. Increased peak flow rates can
increase the peak airway pressure [20]. In addition, the decreased inspiratory time lowers the
mean airway pressure, which can decrease oxygenation.
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Fraction of inspired oxygen — The lowest possible fraction of inspired oxygen (FiO2)
necessary to meet oxygenation goals should be used. This will decrease the likelihood that
adverse consequences of supplemental oxygen will develop, such as absorption atelectasis,
accentuation of hypercapnia, airway injury, and parenchymal injury. (See "Oxygen toxicity").
The oxygenation goal varies from patient to patient. As an example, a patient with ischemic
heart disease requires greater oxygenation than a patient with chronic hypoxemia due to lung
disease. Typical oxygenation goals include an arterial oxygen tension (PaO2) above 60 mmHg
and an oxyhemoglobin saturation (SpO2) above 90 percent. In patients with ALI/ARDS,
targeting a PaO2 of 55 to 80 mmHg and a SpO2 of 88 to 95 percent is acceptable when the
trade off would be higher plateau pressures and an increased risk of lung injury due to
alveolar overdistension (ie, volutrauma) [15,23]. (See "Ventilator-associated lung injury").
Patient-ventilator asynchrony can cause dyspnea, increase the work of breathing, and prolong
the duration of mechanical ventilation [25,26]. It can be detected by careful observation of
the patient and examination of the ventilator waveforms [27]. Generally, the abnormality that
is most readily apparent is failure of the ventilator to trigger a breath when the patient makes
an inspiratory effort. There are several common causes of patient-ventilator asynchrony:
Prolonged inspiratory time - Inspiratory time is the tidal volume divided by the
inspiratory flow rate. Attempts to increase the minute ventilation by raising only
the tidal volume result in an increased inspiratory time, causing patient discomfort
and asynchrony [18,28]. This problem may be avoided by increasing the
inspiratory flow rate when the tidal volume is increased, so that the inspiratory
time remains constant [29].
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- For many patients, typical initial settings include a tidal volume of 8 mL per kg of ideal
body weight (IBW), a respiratory rate of 12 to 16 breaths per minute, a positive
end-expiratory pressure (PEEP) of 5 to 10 cmH2O, a peak flow rate that creates an
inspiratory to expiratory (I:E) ratio of 1:2 to 1:3, and the lowest fraction of inspiratory
oxygen (FiO2) sufficient to meet oxygenation goals. (See "Initiation" above).
- For patients with acute lung injury or acute respiratory distress syndrome (ALI/ARDS),
initial ventilator settings typically include smaller tidal volumes (6 mL per kg of IBW) and a
higher respiratory rate than those described above. (See "Mechanical ventilation in acute
respiratory distress syndrome", section on low tidal volume ventilation).
REFERENCES
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11. Marini, JJ, Smith, TC, Lamb, V. External work output and force generation during
synchronized intermittent mechanical ventilation: Effect of machine assistance on
breathing effort. Am Rev Respir Dis 1988; 138:1169.
12. Sassoon, CSH, Giron, AE, Ely, EA, et al. Inspiratory work of breathing on flow-by
and demand flow CPAP. Crit Care Med 1989; 17:1108.
13. Hill, LL, Pearl, RG. Flow triggering, pressure triggering, and autotriggering during
mechanical ventilation [editorial; comment]. Crit Care Med 2000; 28:579.
14. Sassoon, CSH, Del Rosario, N, Fei, R, et al. Influence of pressure- and
flow-triggered synchronous intermittent mandatory ventilation on inspiratory
muscle work. Crit Care Med 1994; 22:1933.
15. Ventilation with lower tidal volumes as compared with traditional tidal volumes for
acute lung injury and the acute respiratory distress syndrome. The Acute
Respiratory Distress Syndrome Network. N Engl J Med 2000; 342:1301.
16. Dreyfuss, D, Soler, P, Basset, G, Saumon, G. High inflation pressure pulmonary
edema. Respective effects of high airway pressure, high tidal volume, and positive
end-expiratory pressure. Am Rev Respir Dis 1988; 137:1159.
17. International consensus conferences in intensive care medicine:
Ventilator-associated Lung Injury in ARDS. This official conference report was
cosponsoredby the American Thoracic Society, The European Society of Intensive
Care Medicine, and The Societe de Reanimation de Langue Francaise, and was
approved by the ATS Board of Directors, July 1999. Am J Respir Crit Care Med
1999; 160:2118.
18. Vieillard-Baron, A, Prin, S, Augarde, R, et al. Increasing respiratory rate to improve
CO2 clearance during mechanical ventilation is not a panacea in acute respiratory
failure. Crit Care Med 2002; 30:1407.
19. Tobin, MJ. Mechanical ventilation. N Engl J Med 1994; 330:1056.
20. Chiumello D, Pelosi P, Calvi E et al. Different modes of assisted ventilation in
patients with acute respiratory failure. Eur Respir J 2002; 20:925.
21. Al-Saady, N, Bennett, D. Decelerating inspiratory flow wave form improves lung
mechanics and gas exchange in patients on intermittent positive pressure
ventilation. Intensive Care Med 1985; 11:68.
22. Yang, SC, Yang, SP. Effects of inspiratory flow waveforms on lung mechanics, gas
exchange, and respiratory metabolism in COPD patients during mechanical
ventilation. Chest 2002; 122:2096.
23. Brower, RG, Lanken, PN, MacIntyre, N, et al. Higher versus lower positive
end-expiratory pressures in patients with the acute respiratory distress syndrome.
N Engl J Med 2004; 351:327.
24. Thille, AW, Rodriguez, P, Cabello, B, et al. Patient-ventilator asynchrony during
assisted mechanical ventilation. Intensive Care Med 2006; 32:1515.
25. Hansen-Flaschen, JH. Dyspnea in the ventilated patient: a call for patient-centered
mechanical ventilation. Respir Care 2000; 45:1460.
26. Georgopoulos, D, Prinianakis, G, Kondili, E. Bedside waveforms interpretation as a
tool to identify patient-ventilator asynchronies. Intensive Care Med 2006; 32:34.
27. Nilsestuen, JO, Hargett, KD. Using ventilator graphics to identify patient-ventilator
asynchrony. Respir Care 2005; 50:202.
28. Tobin, MJ, Jubran, A, Laghi, F. Patient-ventilator interaction. Am J Respir Crit Care
Med 2001; 163:1059.
29. Manning, HL, Molinary, EJ, Leiter, JC. Effect of inspiratory flow rate on respiratory
sensation and pattern of breathing. Am J Respir Crit Care Med 1995; 151:751.
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GRAPHICS
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Changes in airway pressure, flow, and volume as measured in the distal endotracheal
tube during unsupported and pressure-supported spontaneous breaths in intubated
patients. The unsupported patient (blue lines) must first generate an initial negative
pressure "spike" to open the ventilator demand valves and then must maintain a small
amount of negative pressure during inspiration to produce flow through the ventilator
circuitry. The addition of increasing levels of pressure support (green lines) provides
plateaus of positive pressure that augment the spontaneous tidal volume in accordance
with the patient's spontaneous respiratory flow demand and inspiratory time pattern.
Redrawn from Respir Care 1987; 32:447.
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Flow-by triggering involves the monitoring of gas flow through the circuit as it is
passed by the patient. The machine is triggered once the return flow is less than
delivered flow, due to the patient's inspiratory effort. The ventilator monitors
return flow (left upper panel), which decreases as patient effort begins (left
middle panel). The airway pressure and inspiratory flow required by flow
triggering (red dashed arrows) are less than those required to trigger a demand
valve (black solid arrows). Once the return flow has diminished, the base flow
increases as the machine is triggered; increased gas flow is then delivered to
the patient as shown in the graph in the upper right Adapted from Puritan
Bennett 1994, Form AA-1495
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Airway pressure (Paw) and flow rate shown for constant, decelerating, and
sinusoidal inspiratory flow waveforms. Inspiratory time and tidal volume
were held constant. Peak inspiratory airway pressures are similar with all
waveforms, but mean airway pressure is highest with the decelerating
inspiratory flow wave. Redrawn from Banner, MJ, Lanpontang, S, In:
Current Respiratory Care, Kacmarek, RM, Stoller, JK (Eds), BC Decker,
Philadelphia, 1988.
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