Leadership 2 U57302: Prepare for and participate in

quality audits
RECORD OF RANGE AND UNDERPINNING KNOWLEDGE AND SKILLS
Candidate’s name Evidence Index
No.
Assessor’s name

Unit/Element U57302: Prepare for and participate in quality audits

Reference Element 1: Participate in audit
Element 2: Report to auditor
Element 3: Implement agreed actions
Date of
Observation
Range Observed

A. Documentation: B. Audit:

i. procedures and processes O i. internal O

ii. minutes of meetings O ii. external O

iii. reports O

iv. work instructions O

A.

Technical and Vocational Education and Training (TVET) Council

Underpinning Knowledge Checklist
Version 1.2 – January 2015 1
Leadership 2 U57302: Prepare for and participate in
quality audits
Underpinning Knowledge and Skills

1. What are the quality O 2. How to monitor work to O

management principles and
methods.
3. Why it is important to ensure
that records and documentation
are accurate, complete and up to
date and how to make these
readily accessible to auditors.
5. How to plan and monitor to
ensure that corrective actions are
carried out by agreed dates.
7. What are the quality standards
and procedures that apply to own
area of responsibility own area of
responsibility should be
discussed with the auditor.
9. What are the corrective actions
that were agreed in previous
audits.
ensure it consistently meets
quality standards and complies
with procedures.
O 4. How to identify areas where O
business processes, quality
systems or procedures could be
improved.
O 6. Why it is important that the O
auditor is provided with
relevant information, records
and documentation.
O 8. What records and O
documentation are required for
own area of responsibility.
 10. What are the recommendations 
O for improvements made in O
previous audits.

Technical and Vocational Education and Training (TVET) Council

Underpinning Knowledge Checklist
Version 1.2 – January 2015 2
Leadership 2 U57302: Prepare for and participate in
quality audits

Candidate’s Competence Status: Competent   Not Yet Competent 

Observations/feedback to candidate:

Assessor’s signature: Date:

Candidate’s signature: Date:

Internal Verifier’s signature (if sampled): Date:

External Verifier’s signature (if sampled): Date:

Technical and Vocational Education and Training (TVET) Council

Underpinning Knowledge Checklist
Version 1.2 – January 2015 3