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Alexithymia and chronic diseases: The state of the art

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Giornale Italiano di Medicina del Lavoro ed Ergonomia Supplemento A, Psicologia
© PI-ME, Pavia 2011 2011; Vol. 33, N. 1: A47-A52
http://gimle.fsm.it ISSN 1592-7830

Ilaria Baiardini1,2, Silvia Abbà2,3, Margherita Ballauri2,3, Giulia Vuillermoz2,3, Fulvio Braido1

Alexithymia and chronic diseases: the state of the art

1 Allergy & Respiratory Disease Clinic, Genoa University


2 Scuola di Psicoterapia Cognitiva, Centro Clinico Crocetta, Torino
3 Clinical psychologist

ABSTRACT. Background. Alexithymia is a disorder of the


regulatory mechanism of the emotion elaboration; it is
Introduction
characterized by difficulties in differentiating and describing
feelings. Research indicates that alexithymia can be considered The term alexithymia, literally meaning “absence of
as a possible risk factor for a variety of medical conditions as it
words for emotions” (from the Greek “alexis”: no words
may increase susceptibility to disease development. The interest
in alexithymia has increased considerably over the past decade. and “thymos ”: emotion), was coined by Sifneos in 1973
The present review was aimed at providing a state of the art of (1) to describe specific difficulty in identifying and ver-
recent research on alexithymia in patients with chronic diseases. bally expressing emotions. Interest in alexithymia has
Methods. We reviewed most relevant papers on alexithymia and
its relationships with chronic diseases. Results. Numerous increased considerably over the past decade, moving on
investigations have been conducted in the fields of clinical an interdisciplinary level with numerous investigations
research, cognitive psychology, neurobiology, and psycho-neuro in the fields of clinical research, cognitive psychology,
endocrinology. Some researchers link alexithymia with insecure
parental attachment and adverse childhood experiences. neurobiology, and psycho-neuro endocrinology (2).
Alexithymia seems to be associated with different pathologies From the first introduction of the term, the construct of
and it seems to be an element of co-morbidity associated with an alexithymia has been evaluated, criticized and modified
increased risk of mortality. Moreover has been underlined the role
of alexithymia in influencing illness behaviours and as a
(3, 4).
consequence it influences clinical and patients reported outcomes. At present alexithymia is considered as a dimension-
Conclusion. Several processes or mechanisms by which al personality construct that encompasses a cluster of
alexithymia may influence health and illness have been explored. cognitive and affective characteristics relating to: diffi-
Present research findings on alexithymia suggest important
implications for the management of chronic diseases. culty in identifying feelings and distinguishing between
feelings and bodily sensations; difficulty in describing
Key words: alexithymia, chronic diseases, medical setting.
feelings; constricted imaginative processes; and a stim-
ulus-bound, externally oriented cognitive style (4). Ad-
RIASSUNTO. ALESSITIMIA E PATOLOGIE CRONICHE: ditional characteristics associated with the alexithymia,
LO STATO DELL’ARTE. Razionale. L’alessitimia è un disturbo
although not included in its definition, are a tendency
della regolazione affettiva caratterizzato dalla difficoltà di
riconoscere e descrivere le emozioni. La ricerca mostra come towards social conformity, and towards action to ex-
l’alessitimia possa essere considerata un possibile fattore press emotion or to avoid conflicts, lack of dreams,
di rischio per le patologie somatiche e possa aumentare la somewhat stiff wooden posture, paucity of facial emo-
suscettibilità allo sviluppo di malattie. L’interesse per
l’alessitimia è aumentato considerevolmente negli ultimi dieci tional expressions (4), less engagement in the psy-
anni. Lo scopo del presente lavoro di revisione è quello chotherapeutic process (5), cold/distant and non-as-
di fornire lo stato dell’arte della ricerca sull’alessitimia nei sertive personality styles (6).
pazienti con patologie croniche. Metodo. Sono stati rivisti
i lavori più rilevanti circa l’alessitimia e le sue relazioni con
Some authors have differentiated between a primary
le malattie croniche Risultati. Numerosi studi sull’alessitimia alexithymia which is developed very prematurely in the
sono stati condotti nel campo della ricerca clinica, della first phases of life and a secondary alexithymia which
psicologia cognitiva, della neurobiologia e della psico-neuro arises after a trauma or a severe pathology (7).
endocrinologia. Alcuni ricercatori hanno associato l’alessitimia
ad uno stile di attaccamento insicuro e ad esperienze infantili Although alexithymia has been introduced to explain
negative. L’alessitimia sembra associata con diverse patologie psychosomatic diseases, in recent years many resear-
e sembra costituire un elemento di comorbilità correlato ad un ches have recognized its relationship also with psychi-
aumento del rischio di mortalità. Inoltre è stato sottolineato
come l’alessitimia influenzi i comportamenti connessi alla atric and organic pathologies, in particular in chronic
salute, con implicazioni per gli indicatori di risultato, sia clinici situations (8, 9), like one of several possible risk factors
che riferiti dal paziente. Conclusioni. Sono stati esplorati diversi to alter the general susceptibility to stress (2, 3, 10-12).
meccanismi e processi attraverso i quali l’alessitimia può
influenzare la salute e la malattia. Quanto emerso dalla
It has been observed that it seems to increase unhealthy
letteratura circa l’alessitimia suggerisce importanti implicazioni behaviours (13) and susceptibility to organic diseases
per la gestione dei pazienti con patologie croniche. (14) notably immune-mediated disorders (15-17)
Parole chiave: alessitimia, patologie croniche, setting medico. via physiological, behavioural, cognitive or social path-
ways (13).
A48 G Ital Med Lav Erg 2011; 33:1, Suppl A, Psicol
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are: difficulty in identifying feelings, difficulty in describ-


The prevalence of Alexithymia ing feelings and externally oriented thinking. Total scores
range from 20 to 100: a 61 and further score indicates the
Alexithymia is not an all-or-none phenomenon, but it presence of alexithymia; a 51 or less score suggests there
is considered as a personality trait normally distributed in is no alexithymia; a score between 51 and 61 is considered
the general population, where the prevalence range is 10- indeterminate alexithymia. The results were also ex-
13% (18-20). Studies have evidenced higher levels of pressed as three factorial scores.
alexithymia in people with somatic diseases (21-24) and Some criticisms have been moved against TAS-20: it is
in patients suffering from psychiatric and psychological difficult to replicate its factor structure and it is associated
disorders (25-29). with negative affectivity (32, 46); Lane et al. (47) ques-
The influence of gender is not well established (30), tioned the ability of the questionnaire to detect the most
but most studies confirmed that men were more common- severe cases of alexithymia. Nevertheless TAS-20 remains
ly alexithymic than women (31). A strong correlation of the most widely used measure of alexithymia. Since alex-
alexithymia has been found with increasing age and its ithymia is marked by a deficit of self-reflexivity, and that
negative association with the level of education and in- self-report measures precisely for self-reflection, it is ad-
come have been found (31). visable to place TAS-20 side by side to other not self-re-
ported instruments (6, 48).

The assessment of Alexithymia


Etiopathogenesis
The most common method to explore alexithymia in
clinical practice is the judgment based on the interaction The aetiology of alexithymia seems include many fac-
with the patient. Obviously, this approach has all the lim- tors, including genetic influence, neurobiologic deficits,
its of non standardized methods. variation in brain organization. Neuroimaging studies on
A critical review of Kooiman (32) listed various in- healthy subjects suggested that alexithymic people have ab-
struments used to measure alexithymia. Some of these are normal frontal function: reduction of regional cerebral
structured interview: the Beth Israel Psychosomatic Ques- blood flow in both dorsal and ventral anterior cingulate (49-
tionnaire (BIQ) (33) the Alexithymia Provoked Response 50), during movie-induced emotions or projection of angry
Questionnaire (APRQ)(25, 34) and Karolinska Psychody- faces (51) and in the right insular, frontal and parietal cor-
namic Profile (KAPP) (35). The Scored Archetypal Test tices in response to angry and sad faces (51). However, it is
(SAT9) (36) and the Rorschach, Levels of Emotional important to note that other studies support an association of
Awareness Scale (LEAS) (37) are projective instruments. alexithymia with early traumatic experiences (52) or inse-
The California Q-set (CAQ) (38) is a self-report tool that cure attachment with caregivers (53) Specifically, research
can be filled in by the patient himself or by an observer, indicates that in alexithymic patients, it is typical to find a
while the Observer Alexithymia Scale (OAS) (39) must be type of avoidant attachment (54, 55). These patients, in fact,
completed by a subject’s acquaintance or relative. The tend to approach others in a non-empathic, cold and de-
Schalling-Sifneos Personality Scale (SSPS) (33), MMPI tached way; they avoid relationships and if they do, they re-
alexithymia subscale (40), the Amsterdam Alexithymia late in an impersonal way. These results indicate that at-
Scale (AAS) (41), the 20-item Toronto Alexithymia Scale- tachment style may not be the primary cause of alexithymia,
20 (TAS-20) (42) and the Bermond-Vorst Alexithymia but at least one risk nonspecific factor.
Questionnaire (BVAQ) (43) are self-report scales to be
filled in by the patient himself. Moreover, an international
group of psychosomatic developed the Diagnostic Criteria Association between Alexithymia and chronic diseases
for Psychosomatic Research (DCPR) (44), which consists
of a structured interview and diagnostic criteria for a num- A leading view of alexithymia is that it constitutes a
ber of psychosomatic syndromes, including alexithymia. risk factor not only for psychiatric and behavioral problems
Among these tools the TAS-20 (42) is certainly the most but also for the development, maintenance, or exacerbation
frequently used scale to assess alexithymia (2, 3). of medical or physical health problems that are influenced
The first TAS version, composed by 41 items, has been by disordered affect regulation (4). Alexithymia has been
developed more or less in the middle of the 80s from the associated with an expanding range of somatic pathologies
Toronto’s group (42) and its version constituted by 20 such as inflammatory bowel disease (21), myocardial in-
items which was introduced in 1994. The Italian investi- farction (22), chronic respiratory diseases (23, 24, 56, 57),
gators (45) have been one of the first to have it translated dermatologic conditions (12), coeliac disease (58), neuro-
into their own language and cross-validated the TAS-20, muscular disorders (11), diabetes (59).
which demonstrates reliability and factorial validity also Studies of the group of Kauhanen (14, 60) have shown
in various cultures and languages. that alexithymia is an element of comorbidity and it is as-
The questionnaire measures three factors congruent sociated with twice the risk of mortality, and in particular
with the alexithymia construct on a five-point Likert scale the risk of cardiovascular disease death was increased by
to utter own agreement or disagreement with each state- 1.2% for each 1-point increase in Toronto Alexithymia
ment (five items are negatively keyed). The three factors Scale (61).
G Ital Med Lav Erg 2011; 33:1, Suppl A, Psicol A49
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Several possible alternative explanations for the re- dyspnoea, or to a lack of response to the hypoxaemia
current finding that alexithymia is elevated in patients and/or hypercapnia produced during a severe asthma ex-
with various health problems have been proposed (13, acerbation (80-81).
62). For example, alexithymia is thought to avoid the suc- Brown et al. (82) studied 270 asthmatics during a se-
cessful regulation of negative emotions, resulting in in- vere attack, and, after adjusting for age, they observed that
creased negative affect, elevated resting sympathetic alexithymic asthmatics gave significantly lower scores for
arousal and immune impairments, which may contribute nine symptom/sign categories on the Asthma Symptom
to the development or exacerbation of somatic disease Checklist scale. The authors interpreted these results as
and pain. Another hypothesis relates alexithymia to ill- evidence that alexithymic individuals underestimate both
ness behavior, including patient’s ideas, affects, attitudes, physical and emotional components of asthma exacerba-
and behaviors in relation to illness and the sick role (62). tions, independently of the prior severity of the disease. A
According to this hypothesis, alexithymia may lead to so- greater frequency of asthma-induced recurrent hospital-
matic diseases throughout behavioral, maladaptive strate- ization was found in alexithymic patients (37.4 versus
gies and unhealthy actions. Alexithymia - by leading to 28.4% over 6 months), suggesting that their difficulty in
the failure to regulate affect - may prompt people to en- expressing the intensity and frequency of symptoms could
gage in behaviors that are risky for health. For example, lead physicians to underestimate asthma severity (83).
high level of alexithymia are present in people with eat-
ing disorders (63-65), alcohol or drug abuse or depen-
dence (66-69), a sedentary lifestyle (70), and a greater Clinical implications
body mass index (69).
This disregulation, typical of alexithymia, interacting Alexithymia was first described in people with classic
with other aspects (from genetic to behavioural and to psychosomatic disorders and subsequent research has con-
psychological conditions), could represent a risk factor for firmed high levels of alexithymia in patients with organic
somatic diseases in general. diseases. Moreover, an association between alexithymia
Several studies focused on the relationship between and dimensions that are relevant for health behaviors (i.e.
alexithymia and somatic symptoms at four different lev- locus of control, coping strategies, attachment style) has
els: the interaction with the physiological processes of ac- been found (84).
tivation, somato-sensorial amplification, persistence of The growing evidence that this personality trait is not
physical symptoms and symptoms’ perception. specific to psychosomatic disorders has led to the view of
It was shown that the association of alexithymia with alexithymia as a risk factor for those medical conditions
an increased sympathetic activity (heart beat and acceler- that are influenced by disordered affect regulation (4).
ated electrodermal activity and a lower oxygen consump- Despite little has been written regarding the value of
tion) (71, 72). This stable hyperactivity of autonomic evaluating alexithymia in medical settings, research find-
functioning suggests that alexithymic subjects may have ings provide important clinical suggestions for physicians,
the same physiological arousal observed under chronic psychologists, nurses and therapists involved in care of
stress conditions, whereas distress remains emotionally physically ill patients, as effectively underlined by several
unreadable. The amplification of perceived somatic symp- Authors (24, 63, 66, 85).
toms and the recognition of somatization disorder in pa-
tients with alexithymia were found in several studies: in • The links between alexithymia, immune function and
patients with chronic conditions, alexithymia was not re- psychophysiologic activity, stress the importance of
lated to the presence or severity of organic disease but to considering the patient as a whole. In other words, the
perceived symptoms (73). The close association between awareness of the bidirectional (“topdown and bottom-
alexithymia and pain was detected in cancer patients. The up”) interactions between mind/brain and body may be
results of two studies of an Italian group (74, 75) suggest particularly effective in treating the range of symptoms
that patients with cognitive difficulties in processing and associated with many chronic diseases. A global ap-
identifying feelings are more prone to experience higher proach directed toward addressing functional links be-
pain intensity and to describe pain sensations more dra- tween mind/brain and body would be particularly
matically. Moreover alexithymia has been shown to be adapt in managing the range of symptoms associated
predictive of symptoms persistence within six months af- with many chronic diseases.
ter treatment in patients with functional gastrointestinal • The construct of alexithymia permits to better under-
disorders (76) and the following year to surgical cholec- stand the perspective of some patients suffering from
tystectomy in patients with cholelithiasis (77). medical conditions. Traditionally, a lack of emotional
Symptoms’ perception is a crucial factor for a correct expression has been considered as the consequence of
self-management of chronic diseases. Several studies active defenses strategies (avoidance, inhibition, de-
showed as alexithymia may be associated to difficulties in nial, or repression). This view leads to certain expecta-
perceiving symptoms. For example, in many episodes of tions about patients, their relationships with clinicians,
near fatal asthma (NFA), a surprising delay in seeking and optimal treatment management. In other words,
medical assistance has been shown (78). Several authors defensive or avoidant patients are viewed as owning
have suggested that, in certain patients, this could be re- the capacity for emotional insight and expression if on-
lated to a deficit in the perception of symptoms, such as ly they would overcome their defenses. The belief that
A50 G Ital Med Lav Erg 2011; 33:1, Suppl A, Psicol
http://gimle.fsm.it

a patient is defensive can lead to frustration because


the patient is viewed as holding back or not trusting the Acknowledgements
caregiver. In contrast, the construct of alexithymia
constitutes an alternative way of considering these pa- Authors thank ARMIA (Associazione Ricerca Malattie Immuno-
tients, - that the patient has an emotional limitation, or logiche e Allergiche) and ASPADIRES (Associazione Disturbi Respira-
tori nel Sonno). Authors acknowledge Dr Patricia Gennari and Dr Mari-
confusion rather than active avoidance. Viewing the anna Bruzzone for linguistic assistance with the manuscript.
patient as someone who has difficulty, who “cannot”
rather than “will not”, to identify, distinguish and ver-
bally express emotions may improve the clinician’s References
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Reprint request: Ilaria Baiardini, University of Genoa, Allergy & Respiratory Disease Clinic, Department of Internal Medicine, Pad.
Maragliano, Largo Rosanna Benzi 10, 16132 Genova, Italy, Tel: +390103538933, Fax: +390103538904, E-mail: ilaria.baiardini@libero.it

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