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eRAN

Capacity Monitoring Guide

Issue 01
Date 2016-03-07

HUAWEI TECHNOLOGIES CO., LTD.


Copyright © Huawei Technologies Co., Ltd. 2016. All rights reserved.
No part of this document may be reproduced or transmitted in any form or by any means without prior written
consent of Huawei Technologies Co., Ltd.

Trademarks and Permissions

and other Huawei trademarks are trademarks of Huawei Technologies Co., Ltd.
All other trademarks and trade names mentioned in this document are the property of their respective
holders.

Notice
The purchased products, services and features are stipulated by the contract made between Huawei and the
customer. All or part of the products, services and features described in this document may not be within the
purchase scope or the usage scope. Unless otherwise specified in the contract, all statements, information,
and recommendations in this document are provided "AS IS" without warranties, guarantees or
representations of any kind, either express or implied.

The information in this document is subject to change without notice. Every effort has been made in the
preparation of this document to ensure accuracy of the contents, but all statements, information, and
recommendations in this document do not constitute a warranty of any kind, express or implied.

Huawei Technologies Co., Ltd.


Address: Huawei Industrial Base
Bantian, Longgang
Shenzhen 518129
People's Republic of China

Website: http://www.huawei.com
Email: support@huawei.com

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eRAN
Capacity Monitoring Guide About This Document

About This Document

Purpose
Growing traffic in mobile networks requires more and more resources. Lack of resources will
affect user experience. This document provides guidelines on LTE FDD and LTE TDD
capacity monitoring including details on how to identify resource allocation problem and on
how to monitor network resource usage. Capacity monitoring provides data reference for
network reconfiguration and capacity expansion and enables maintenance personnel to take
measures before resources insufficiency affects network QoS and user experience.

NOTE

The main control, transmission, and baseband processing units are deployed on the same board and share the
CPU for BTS3202E, BTS3203E and BTS3911E. The main control board and baseband board in this
document are boards in BTS3202E, BTS3203E and BTS3911E. The CPU usage of the main control board is
the CPU usage of boards in BTS3202E, BTS3203E and BTS3911E.
This document does not apply to scenarios where a large amount of traffic volume is involved. For guidance
in these scenarios, contact Huawei technical support.

The following table lists the eNodeB types and the corresponding eNodeB models.
eNodeB Types eNodeB Models

Macro 3900 series base stations, that is, BTS3900,


BTS3900A, BTS3900L, BTS3900AL, and
DBS3900

Micro BTS3202E, BTS3203E and BTS3911E

LampSite DBS3900 LampSite

Product Version
The following table lists the product version related to this document.

Product Solution Version Product Version


Name

BTS3900AL l SRAN11.1 V100R011C10

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Capacity Monitoring Guide About This Document

Product Solution Version Product Version


Name

BTS3900 l eRAN11.1

BTS3900A

BTS3900L

DBS3900

DBS3900
LampSite

BTS3202E

BTS3203E

BTS3911E

Intended Audience
This document is intended for:

l Field engineers
l Network planning engineers

Organization
1 Changes in eRAN Capacity Monitoring Guide

This section describes changes in each issue of this document.

2 Overview

This section describes the types of network resources to be monitored and the method of
performing capacity monitoring.

3 Network Resource Monitoring(FDD)

4 Network Resource Monitoring (TDD)

5 Resource Congestion Problem Identification

This section describes how to identify resource congestion problems. Network exceptions can
be found through KPI monitoring. If a KPI deteriorates, users can analyze relevant access
counters to decide whether the deterioration is caused by resource congestion.

6 Related Counters

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Conventions
Symbol Conventions

The symbols that may be found in this document are defined as follows.

Symbol Description

Indicates an imminently hazardous situation which, if not


avoided, will result in death or serious injury.

Indicates a potentially hazardous situation which, if not


avoided, could result in death or serious injury.

Indicates a potentially hazardous situation which, if not


avoided, may result in minor or moderate injury.

Indicates a potentially hazardous situation which, if not


avoided, could result in equipment damage, data loss,
performance deterioration, or unanticipated results.
NOTICE is used to address practices not related to personal
injury.

Calls attention to important information, best practices and


tips.
NOTE is used to address information not related to
personal injury, equipment damage, and environment
deterioration.

General Conventions

The general conventions that may be found in this document are defined as follows.

Convention Description

Times New Roman Normal paragraphs are in Times New Roman.

Boldface Names of files, directories, folders, and users are in


boldface. For example, log in as user root.

Italic Book titles are in italics.


Courier New Examples of information displayed on the screen are in
Courier New.

Command Conventions

The command conventions that may be found in this document are defined as follows.

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Convention Description

Boldface The keywords of a command line are in boldface.

Italic Command arguments are in italics.

[] Items (keywords or arguments) in brackets [ ] are optional.

{ x | y | ... } Optional items are grouped in braces and separated by


vertical bars. One item is selected.

[ x | y | ... ] Optional items are grouped in brackets and separated by


vertical bars. One item is selected or no item is selected.

{ x | y | ... }* Optional items are grouped in braces and separated by


vertical bars. A minimum of one item or a maximum of all
items can be selected.

[ x | y | ... ]* Optional items are grouped in brackets and separated by


vertical bars. Several items or no item can be selected.

GUI Conventions
The GUI conventions that may be found in this document are defined as follows.

Convention Description

Boldface Buttons, menus, parameters, tabs, window, and dialog titles


are in boldface. For example, click OK.

> Multi-level menus are in boldface and separated by the ">"


signs. For example, choose File > Create > Folder.

Keyboard Operations
The keyboard operations that may be found in this document are defined as follows.

Format Description

Key Press the key. For example, press Enter and press Tab.

Key 1+Key 2 Press the keys concurrently. For example, pressing Ctrl
+Alt+A means the three keys should be pressed
concurrently.

Key 1, Key 2 Press the keys in turn. For example, pressing Alt, A means
the two keys should be pressed in turn.

Mouse Operations
The mouse operations that may be found in this document are defined as follows.

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Action Description

Click Select and release the primary mouse button without


moving the pointer.

Double-click Press the primary mouse button twice continuously and


quickly without moving the pointer.

Drag Press and hold the primary mouse button and move the
pointer to a certain position.

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Capacity Monitoring Guide Contents

Contents

About This Document.....................................................................................................................ii


1 Changes in eRAN Capacity Monitoring Guide.......................................................................1
2 Overview......................................................................................................................................... 2
2.1 Network Resources(FDD).............................................................................................................................................. 3
2.2 Network Resources (TDD)............................................................................................................................................. 4
2.3 Capacity Monitoring Methods........................................................................................................................................6

3 Network Resource Monitoring(FDD)........................................................................................7


3.1 Overview........................................................................................................................................................................ 8
3.2 Downlink User Perception............................................................................................................................................10
3.3 User Capacity Usage.....................................................................................................................................................11
3.4 PRACH Performance................................................................................................................................................... 13
3.5 PDCCH Resource Usage.............................................................................................................................................. 14
3.6 Throughput License Usage........................................................................................................................................... 16
3.7 Paging Resource Usage................................................................................................................................................ 17
3.8 Main-Control-Board CPU Usage................................................................................................................................. 18
3.9 Baseband-Processing-Unit CPU Usage........................................................................................................................19

4 Network Resource Monitoring (TDD).................................................................................... 22


4.1 Introduction.................................................................................................................................................................. 23
4.2 User Throughput...........................................................................................................................................................25
4.3 RRC Connected User....................................................................................................................................................27
4.4 PRACH Resource Usage.............................................................................................................................................. 30
4.5 CCE Utilization Rate.................................................................................................................................................... 31
4.6 RRC Connected User License Utility Ratio................................................................................................................. 32
4.7 Traffic Volume License Utility Ratio........................................................................................................................... 33
4.8 Paging Resource Utility Ratio...................................................................................................................................... 33
4.9 CPU load Avg of MPT(%)........................................................................................................................................... 34
4.10 CPU load Avg of BBP(%).......................................................................................................................................... 35

5 Resource Congestion Problem Identification........................................................................ 37


5.1 Resource Congestion Indicators................................................................................................................................... 38
5.1.1 RRC Resource Congestion Rate................................................................................................................................38
5.1.2 E-RAB Resource Congestion Rate............................................................................................................................38

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Capacity Monitoring Guide Contents

5.2 Resource Allocation Problem Identification Process................................................................................................... 39

6 Related Counters......................................................................................................................... 40

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eRAN
Capacity Monitoring Guide 1 Changes in eRAN Capacity Monitoring Guide

1 Changes in eRAN Capacity Monitoring


Guide

This section describes changes in each issue of this document.

01 (2016-03-07)
This is the first official release.
Compared with issue Draft A (2015-12-30), this issue does not include any change.

Draft A (2015-12-30)
This is a draft.
Compared with issue 02 (2015-06-20) of V100R010C10, this issue does not include any new
information or changed any issues.
Compared with issue 02 (2015-06-20) of V100R010C10, this issue deleted the following
issues:
l Transport Resource Group Bandwidth Usage.
l Ethernet Port Bandwidth Usage.

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Capacity Monitoring Guide 2 Overview

2 Overview

About This Chapter

This section describes the types of network resources to be monitored and the method of
performing capacity monitoring.

2.1 Network Resources(FDD)


2.2 Network Resources (TDD)
2.3 Capacity Monitoring Methods

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Capacity Monitoring Guide 2 Overview

2.1 Network Resources(FDD)


Figure 2-1 shows the resources to be monitored.

Figure 2-1 Network resources to be monitored

Table 2-1 describes the types of network resources to be monitored and impacts of resource
insufficiency on the system.

Table 2-1 Network resources


Resource Type Meaning Impact of Resource Resource
Insufficiency on the Monitoring Item
System

Cell Physical Bandwidth Users may fail to be 3.2 Downlink User


resou resource consumed on the admitted, and Perception
rces blocks air interface experience of admitted
(PRBs) users is affected.

Synchroniz Maximum User experience is 3.3 User Capacity


ed user number of affected. Usage
capacity synchronized
users in a cell

Physical Random access Access delays are 3.4 PRACH


random preambles prolonged, or even Performance
access carried on the access attempts fail.
channel PRACH
(PRACH)
resources

Physical Downlink control Uplink and downlink 3.5 PDCCH


downlink channel scheduling delays are Resource Usage
control resources prolonged, and user
channel experience is affected.
(PDCCH)
resources

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Capacity Monitoring Guide 2 Overview

Resource Type Meaning Impact of Resource Resource


Insufficiency on the Monitoring Item
System

eNod Licensed Maximum User perception and 3.6 Throughput


eB throughput throughput in an customer income are License Usage
resou eNodeB affected.
rces
Paging eNodeB paging Paging messages may 3.7 Paging Resource
resources capacity be lost, affecting user Usage
experience.

Main- Processing KPIs deteriorate. 3.8 Main-Control-


control- capability of the Board CPU Usage
board CPU main control
board of the
eNodeB

Baseband- Processing KPIs deteriorate. 3.9 Baseband-


processing- capability of the Processing-Unit CPU
unit CPU baseband Usage
processing unit
(BBP)

2.2 Network Resources (TDD)


Figure 2-2 shows the network resources to be monitored.

Figure 2-2 Network resources to be monitored

Table 2-2 describes the types of network resources to be monitored and impacts of resource
insufficiency on the system.

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Capacity Monitoring Guide 2 Overview

Table 2-2 Network resources


Resource Type Meaning Impact of Resource
Resource Monitoring
Insufficiency Indicator
on the System

Cell resources Physical Bandwidth Users may fail 4.2 User


resource block consumed on to be admitted, Throughput
(PRB) the air interface and experience PRB usage
of admitted
users is
affected.

Physical Random access Network access 4.4 PRACH


random access channel fails and the Resource
channel access delay is Usage
(PRACH) prolonged.

Physical Downlink Uplink and 4.5 CCE


downlink control channel downlink Utilization
control channel scheduling Rate
(PDCCH) delays are
prolonged, and
user experience
is affected.

Connected user Number of The key 4.3 RRC


RRC_CONNE performance Connected
CTED users indicators User
(KPIs)
deteriorate, and
user experience
is affected.

eNodeB Connected user Maximum New services 4.6 RRC


resources license number of users cannot be Connected
that can be admitted, and User License
served by the experience of Utility Ratio
eNodeB admitted users 4.3 RRC
is affected. Connected
User

Throughput Maximum User experience 4.7 Traffic


license traffic volume and customers' Volume
supported by income are License Utility
the eNodeB affected. Ratio

Paging eNodeB paging Paging 4.8 Paging


capacity messages may Resource
be discarded, Utility Ratio
and user
experience is
affected.

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Capacity Monitoring Guide 2 Overview

Resource Type Meaning Impact of Resource


Resource Monitoring
Insufficiency Indicator
on the System

MPT CPU Processing KPIs 4.9 CPU load


capability of the deteriorate. Avg of
MPT in the MPT(%)
eNodeB

BBP CPU Processing KPIs 4.10 CPU load


capability of the deteriorate. Avg of
BBPs in the BBP(%)
eNodeB

2.3 Capacity Monitoring Methods


l Daily monitoring for prediction
Counters are used to indicate the load or usage of various types of resources on the LTE
network. Thresholds for resource consumption are specified so that preventive measures
such as reconfiguration and expansion can be taken to prevent network congestion when
the consumption of a type of resource continually exceeds the threshold. For details, see
3 Network Resource Monitoring(FDD) and 4 Network Resource Monitoring (TDD).
l Problem-driven analysis
This method helps identify whether a problem indicated by counters is caused by
network congestion through in-depth analysis. With this method, problems can be
precisely located so that users can work out a proper network optimization and
expansion solution. For details, see 5 Resource Congestion Problem Identification.
NOTE

1. Thresholds defined for resource monitoring are generally lower than those triggering alarms so that risks
of resource insufficiency can be detected as early as possible.
2. Thresholds given in this document apply to networks experiencing a steady growth. Thresholds are
determined based on product specifications and experiences in working with existing networks. For
example, the CPU usage threshold 60% is specified based on the CPU flow control threshold 80%. The
eNodeB's RRC connected user license usage threshold 60% is specified based on the peak-to-average
ratio (about 1.5:1). When the average usage reaches 60%, the peak usage approaches 100%. Threshold
determining considers both average and peak values.
3. When a network's load increases abruptly and even exceeds product specifications, you can determine
whether to perform a capacity expansion and take capacity expansion actions by referrring to the methods
provided in this document. (The methods described in this document apply to steadily growning
networks.) Alternatively, you can tailor a new scheme based on the operator's understanding of network
operation quality. For example, a capacity expansion can be triggered as long as a network is overloaded.
4. Telecom operators are encouraged to formulate an optimization solution for resource capacity based on
prediction and analysis for networks that are experiencing fast development, scheduled to deploy new
services, or about to employ new charging plans. If you require services related to resource capacity
optimization, such as prediction, evaluation, optimization, reconfiguration, and capacity expansion,
contact Huawei technical support.

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Capacity Monitoring Guide 3 Network Resource Monitoring(FDD)

3 Network Resource Monitoring(FDD)

About This Chapter

3.1 Overview
This section describes monitoring principles and methods, as well as related counters, of all
types of service resources. Information about how to locate resource bottlenecks and the
related handling suggestions are also provided. Note that resource insufficiency may be
determined by usage of more than one type of service resource. For example, a resource
bottleneck can be claimed only when both RRC connected user license usage and main-
control-board CPU usage exceed the predefined thresholds.
3.2 Downlink User Perception
3.3 User Capacity Usage
3.4 PRACH Performance
3.5 PDCCH Resource Usage
3.6 Throughput License Usage
3.7 Paging Resource Usage
3.8 Main-Control-Board CPU Usage
3.9 Baseband-Processing-Unit CPU Usage

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Capacity Monitoring Guide 3 Network Resource Monitoring(FDD)

3.1 Overview
This section describes monitoring principles and methods, as well as related counters, of all
types of service resources. Information about how to locate resource bottlenecks and the
related handling suggestions are also provided. Note that resource insufficiency may be
determined by usage of more than one type of service resource. For example, a resource
bottleneck can be claimed only when both RRC connected user license usage and main-
control-board CPU usage exceed the predefined thresholds.

NOTE
For accurate monitoring, all resources must be monitored during busy hours. It is recommended that busy
hours be defined as a period when the system or a cell is undergoing the maximum resource consumption of a
day.

Differences in Monitoring Between eNodeB Types


Table 3-1 lists the differences in monitoring between eNodeB types.

Table 3-1 Differences in monitoring between eNodeB types


Monitoring Item Difference

Main-Control- If the main-control-board CPU usage of a Micro or LampSite


Board CPU Usage eNodeB reaches or exceeds a threshold, the problem cannot be solved
by replacing the main control board.

Thresholds and Handling Suggestions


Table 3-2 describes the thresholds and handling suggestions for the resources to be
monitored.

Table 3-2 Thresholds and handling suggestions for the resources to be monitored
Res Resource Conditions Handling Suggestions
ourc Monitoring
e Item
Typ
e

Cell 3.2 User-perceived rate < n Optimize RF performance, expand


reso Downlink Mbit/s (user-configurable) the cell bandwidth, add carriers, or
urce User add eNodeBs.
s Perception

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Res Resource Conditions Handling Suggestions


ourc Monitoring
e Item
Typ
e

3.3 User l Synchronized user Optimize parameter settings,


Capacity capacity usage of a cell ≥ optimize RF performance, expand
Usage 60% the cell bandwidth, add carriers, or
l RRC connected user split cells.
capacity usage of a board
≥ 60%
l RRC connected user
license usage of an
eNodeB ≥ 60%

3.4 PRACH Conflict probability for (Optional) Enable the PRACH


Performanc contention-based preambles resource adjustment algorithm.
e ≥ 5%

Assignment success rate for Enable the PRACH resource


dedicated preambles < 99% adjustment algorithm and reuse of
dedicated preambles.

3.5 PDCCH CCE usage PDCCH Add carriers, split cells, or optimize
Resource ≥ 80% Symbol RF performance.
Usage Number
Adjust
Switchis set to
OFF(Off).

PDCCH
Symbol
Number
Adjust
Switchis set to
ON(On), and
uplink or
downlink PRB
usage reaches
or exceeds
70%.

eNo 3.6 Throughput license usage ≥ Increase the licensed throughput.


deB Throughput 80%
reso License
urce Usage
s

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Capacity Monitoring Guide 3 Network Resource Monitoring(FDD)

Res Resource Conditions Handling Suggestions


ourc Monitoring
e Item
Typ
e

3.7 Paging Percentage of paging Take one of the following


Resource messages received on the S1 measures:
Usage interface ≥ 60% l Decrease the number of cells in
the tracking area list (TAL) that
the congested cell belongs to.
l Adjust the paging policy of the
core network to reduce signaling
overhead.
l If the core network is deployed
by Huawei, enable the precise
paging function.

3.8 Main- Average main-control-board Balance the loads, replace old


Control- CPU usage ≥ 60% or boards with those of higher
Board CPU percentage of time the CPU specifications, or add eNodeBs.
Usage usage reaches or exceeds
85% ≥ 5%

3.9 Average baseband Add boards, replace old boards with


Baseband- processing unit (BBP) CPU those of higher specifications, or
Processing- usage ≥ 60% or percentage balance inter-BBP loads.
Unit CPU of time the CPU usage
Usage reaches or exceeds 85% ≥
5%

3.2 Downlink User Perception

Monitoring Principles

Growing traffic leads to a continuous increase in PRB usage, and UE rates decrease as an
increasing number of UEs share the limited PRBs. The PRB usage reflects the degree of
bandwidth usage over the air interface while the perceived-rate reflects user experience.
Monitoring the two items together can reflect user experience under a certain bandwidth
usage over the air interface.
As downlink is a major concern in an LTE network, this document describes only how to
monitor the user-perceived downlink rate.
NOTE
The monitoring principles also apply to uplink.

Monitoring Methods
The following items are used in monitoring this case:

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l Downlink PRB usage = L.ChMeas.PRB.DL.Used.Avg / L.ChMeas.PRB.DL.Avail x


100%
l Downlink user-perceived rate (Mbit/s) = (L.Thrp.bits.DL - L.Thrp.bits.DL.LastTTI) /
L.Thrp.Time.DL.RmvLastTTI / 1000

where, 15-minute statistical values are needed for the counters:

l L.ChMeas.PRB.DL.Used.Avg indicates the average number of used downlink PRBs.


l L.ChMeas.PRB.DL.Avail indicates the number of available downlink PRBs.
l L.Thrp.bits.DL indicates the total downlink traffic volume for PDCP SDUs in a cell.
l L.Thrp.bits.DL.LastTTI indicates the downlink traffic volume sent in the last TTI for
PDCP SDUs before the buffer is empty.
l L.Thrp.Time.DL.RmvLastTTI indicates the data transmission duration except the last
TTI before the downlink buffer is empty.

Suggested Measures
If the downlink PRB usage reaches or exceeds 70% and the downlink user-perceived rate is
smaller than a user-defined threshold (3 Mbit/s by default) for X days (three days by default)
in a week:

l If the average CQI of the cell is lower than the threshold (7 by default), you are advised
to increase the cell throughput by optimizing RF performance.
l If the average CQI of the cell is higher than the threshold, you are advised to:
– Add carriers or expand the bandwidth of the existing carrier.
– Add eNodeBs.

The method of calculating the average CQI is as follows:

Average CQI = ∑(Y x L.ChMeas.CQI.DL.Y) / ∑(L.ChMeas.CQI.DL.Y)

In the preceding formula, L.ChMeas.CQI.DL.Y indicates the number of wideband CQI reports
with the value of Y.

3.3 User Capacity Usage

Monitoring Principles
User capacity usage can be evaluated by the following three items:
l Synchronized user capacity usage of a cell
l RRC connected user capacity usage of a board
l RRC connected user license usage of an eNodeB
An RRC connected user in the LTE is one who is in the RRC_Connected state, and a
synchronized user is an RRC connected user in the synchronization state. When the number of
users processed within a cell or by a board exceeds the maximum number defined in the
product specifications, network KPIs deteriorate. When the number of users processed by an
eNodeB exceeds the maximum number defined in the license, user admission failures.

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Capacity Monitoring Guide 3 Network Resource Monitoring(FDD)

NOTE
When the number of users reaches or exceeds the preconfigured threshold, the user-perceived rate has already
decreased to an unacceptable level. Therefore, the user-perceived rate should be considered first. The number
of users should be considered first when capacity takes priority over user experience.

Monitoring Methods
l Synchronized user capacity usage of a cell
The calculation formula is as follows:
Synchronized user capacity usage of a cell = L.Traffic.User.Ulsync.Avg / Maximum
number of synchronized users in a cell x 100%
where
– L.Traffic.User.Ulsync.Avg indicates the average number of uplink synchronized
users in a cell.
– To learn the maximum number of synchronized users in a cell, see Technical
Specifications of the eNodeB FDD in 3900 Series Base Station Technical
Description.
The maximum number of synchronized users is 200 for BTS3202E, BTS3203E and
BTS3911E LTE.
l RRC connected user capacity usage of a board
The RRC connected user capacity usage of a board involves the baseband processing
unit (BBP) and the main control board. The calculation formula is as follows:
RRC connected user capacity usage of a board = ∑(L.Traffic.User.Avg) / Maximum
number of RRC connected users of a board x 100%
where
– ∑(L.Traffic.User.Avg) indicates the total number of RRC connected users in all
cells served by a board.
– To learn the maximum number of RRC connected users of a BBP or main control
board, see Technical Specifications of the eNodeB FDD in 3900 Series Base Station
Technical Description.
l RRC connected user license usage of an eNodeB
The calculation formula is as follows:
RRC connected user license usage of an eNodeB = ∑(L.Traffic.User.Avg) / Number of
licensed RRC connected users of an eNodeB x 100%
where
– ∑(L.Traffic.User.Avg) indicates the total number of RRC connected users in all
cells served by an eNodeB.
– The method of querying the licensed number of RRC connected users is as follows:
Run the command DSP LICINFO: FUNCTIONTYPE=eNodeB;. In the displayed
command output, view the line in which Model is LT1S0ACTUS00. The value in
the Allocated column is the number of licensed RRC connected users.

Suggested Measures
l If the synchronized user capacity usage of a cell reaches or exceeds 60% for X days
(three days by default) in a week, you are advised to take either of the following
measures:

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Capacity Monitoring Guide 3 Network Resource Monitoring(FDD)

– Release UEs in idle mode as early as possible: Reduce the UE inactivity timer
length by running the MOD RRCCONNSTATETIMER command with the
UeInactiveTimer parameter specified. This measure lifts signaling overhead and
increases CPU usage.
– Transfer UEs out of the local cell: If a neighboring cell is lightly loaded, adjust the
antenna downtilt angle or decrease the transmit power of the local cell to shrink the
coverage area and reduce the number of users in the local cell. In addition, expand
the coverage area of the neighboring cell for load balancing.
– Add cells or expand the local cell bandwidth.
– Split the local cell into multiple cells.
l If the RRC connected user capacity usage of a main control board reaches or exceeds
60% for X days (three days by default) in a week, you are advised to take measures
given in 3.8 Main-Control-Board CPU Usage.
l If the RRC connected user capacity usage of a BBP reaches or exceeds 60% for X days
(three days by default) in a week, you are advised to take measures given in 3.9
Baseband-Processing-Unit CPU Usage.
l If the RRC connected user license usage of an eNodeB reaches or exceeds 60% for X
days (three days by default) in a week, you are advised to determine the main-control-
board CPU usage first by referring to 3.8 Main-Control-Board CPU Usage:
– If the main-control-board CPU usage is less than 60%, you are advised to expand
the capacity defined in the license.
– If the main-control-board CPU usage reaches or exceeds 60%, you are advised to
add eNodeBs.

3.4 PRACH Performance

Monitoring Principles
The physical random access channel (PRACH) transmits preambles during random access
procedures. Preamble is classified into contention preamble and non-contention preamble.
Contention preambles are used in the following scenarios: initial connection establishment,
reestablishment, handover, downlink data transmission for UEs in the out-of-synchronization
state, and uplink data transmission for UEs in the out-of-synchronization state. Non-
contention preambles are used in two scenarios: handover and downlink data transmission for
UEs in the out-of-synchronization state. Therefore, PRACH performance can be measured
using the following factors:
l Conflict probability for contention-based preambles: The more frequently the
contention-based access is performed, the higher probability that the preambles are
conflicted. When the conflict probability reaches a certain extent, the access delay
increases, severely affecting user experience.
l Assignment success rate for dedicated preambles: The assignment success rate for
dedicated preambles decreases with the increase of non-contention-based accesses.
When the success rate decreases to a certain extent, the handover delay increases,
affecting user experience.

Monitoring Methods
l Conflict probability for contention-based preambles =
L.RA.UeRaInfoRspWithCon.Num / L.RA.UeRaInfoRsp.Num x 100%

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NOTE
Values of the counter in the formula takes effect only when the UeRaInforInqSwitch is set to on
and there are UEs supporting 3GPP Release 9 and later on the network. You can query the value of
the UeRaInforInqSwitch by running the LST CELLALGOSWITCH: LocalCellId=xxx;
command.
l Assignment success rate for dedicated preambles =
L.RA.Dedicate.PreambleAssign.Num / L.RA.Dedicate.PreambleReq.Num x 100%

where
l L.RA.UeRaInfoRspWithCon.Num indicates number of times the
UEInformationResponse message in which contentionDetected IE value is TRUE is
received, that is, the number of times the conflicting UEInformationResponse message is
received.
l L.RA.UeRaInfoRsp.Num indicates the number of times the UEInformationResponse
message containing RACH information is received.
l L.RA.Dedicate.PreambleAssign.Num indicates the number of times the non-connection-
based preambles are assigned.
l L.RA.Dedicate.PreambleReq.Num indicates the number of times the non-contention-
based preamble is requested.

Suggested Measures
l If the conflict probability for contention-based preambles reaches or exceeds 5% for
X days (three days by default) in a week, enable the RACH adjustment algorithm by
running the command MOD CELLALGOSWITCH: LocalCellId=x,
RachAlgoSwitch=RachAdjSwitch-1.
l If the assignment success rate for dedicated preambles is less than 99% for X days
(three days by default) in a week, enable the RACH resource adjustment algorithm and
reuse of dedicated PRACH preambles between UEs by running the command MOD
CELLALGOSWITCH: LocalCellId=x, RachAlgoSwitch=RachAdjSwitch-1,
RachAlgoSwitch=MaksIdxSwitch-1;.

3.5 PDCCH Resource Usage

Monitoring Principles
This capacity indicator measures the number of control channel elements (CCEs) that can be
used by the PDCCH. If the CCE usage is excessively high, CCEs may fail to be allocated to
the new UEs to be scheduled, which will result in a long service delay and unsatisfactory user
experience.

Monitoring Methods
The following item is used in monitoring this case:

CCE usage = (L.ChMeas.CCE.CommUsed + L.ChMeas.CCE.ULUsed +


L.ChMeas.CCE.DLUsed) / measurement period (in the unit of second) / 1000 / Maximum
number of PDCCH CCEs x 100%

where

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l L.ChMeas.CCE.CommUsed indicates the number of PDCCH CCEs used for common


signaling.
l L.ChMeas.CCE.ULUsed indicates the number of PDCCH CCEs used for uplink
scheduling.
l L.ChMeas.CCE.DLUsed indicates the number of PDCCH CCEs used for downlink
scheduling.
Table 3-3 lists the maximum number of PDCCH CCEs in different configurations.

Table 3-3 Maximum number of PDCCH CCEs


System Ng Maximum Number of PDCCH CCEs
Bandwidth
(Configurable Number of Number of Number of
) PDCCH PDCCH PDCCH
Symbols = 1 Symbols = 2 Symbols = 3

3 MHz 1/6 2 7 12

1/2 2 7 12

1 2 7 12

2 1 6 11

5 MHz 1/6 4 13 21

1/2 4 12 21

1 3 12 20

2 2 11 19

10 MHz 1/6 10 26 43

1/2 9 26 42

1 8 25 41

2 6 23 39

15 MHz 1/6 15 40 65

1/2 14 39 64

1 12 37 62

2 9 34 59

20 MHz 1/6 20 54 87

1/2 19 52 86

1 17 50 84

2 13 46 80

In the preceding table:

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l The number of PDCCH symbols depends on the PDCCH Symbol Number Adjust
Switch parameter value, which can be queried by running the LST
CELLPDCCHALGO command.
– If the parameter value is On, the number of PDCCH symbols is 3.
– If the parameter value is Off, the number of PDCCH symbols is equal to the
PDCCH Initial Symbol Number parameter value.
l The value of Ng is equal to the PHICH resource parameter value, which can be queried
by running the LST PHICHCFG command.

Suggested Measures
If the CCE usage during busy hours reaches or exceeds 80% for X days (three days by
default) in a week, perform the following operations:
l If the PDCCH Symbol Number Adjust Switch parameter value is Off, you are advised
to set this parameter to On by running the command MOD CELLPDCCHALGO:
LocalCellId=x, PdcchSymNumSwitch=ON;.
l If the PDCCH Symbol Number Adjust Switch parameter value is On, you are advised
to:
– Add cells or split existing cells.
– Optimize RF performance to reduce the interference to PDCCH from neighboring
cells.

3.6 Throughput License Usage

Monitoring Principles
When the eNodeB throughput reaches or exceeds the licensed throughput, user perception and
customer income are affected.

Monitoring Methods
The following item is used in monitoring this case:
Throughput license usage of an eNodeB = ∑(L.Thrp.bits.UL.PDCP.SDU + L.Thrp.bits.DL) /
(Licensed eNodeB throughput x measurement period (in the unit of second)) x 100%
where
l L.Thrp.bits.UL.PDCP.SDU and L.Thrp.bits.DL the uplink traffic volume and downlink
traffic volume of a cell, respectively. ∑(L.Thrp.bits.UL.PDCP.SDU + L.Thrp.bits.DL)
indicates the sum of uplink and downlink throughput of all cells served by an eNodeB.
l The method of querying the licensed eNodeB throughput is as follows:
Run the command DSP LICINFO: FUNCTIONTYPE=eNodeB;. In the displayed
command output, view the line in which Model is LT1S0ACTUS00. The value in the
Allocated column is the licensed throughput of the eNodeB.

Suggested Measures
If the eNodeB throughput license usage reaches or exceeds 80% for X days (three days by
default) in a week, you are advised to increase the licensed throughput.

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3.7 Paging Resource Usage

Monitoring Principles
Paging messages are sent over the S1 interface. Therefore, paging resource usage can be
evaluated by the percentage of paging messages received on the S1 interface. If the number of
paging times exceeds the maximum, the paging messages sent from the eNodeB to UEs may
be discarded, resulting in a decreased call success rate.

On the eNodeB side, paging messages received by the main control board over the S1
interface will be finally sent over the air interface through the baseband processing unit
(BBP). If all the cells served by an BBU belong to the same tracking area identified by the
tracking area code (TAC), all the paging messages received by the main control board need to
be sent out through each BBP. Whether the paging messages can be sent out through the BBP
depends on the overall paging capability of the BBP.

The overall paging capability of the BBU is determined by the smaller specification between
the main control board and BBP. The specifications of the main control board and BBP are as
follows:
l UMPT/LBBPd3/UBBPd: 2400 messages/second.
l LMPT/LBBPc/LBBPd1/LBBPd2: 1800 messages/second.

The eNodeBs BTS3202E, BTS3203E and BTS3911E can send a maximum of 500 paging
messages per second.

Monitoring Methods
The paging resource usage is evaluated by the percentage of paging messages received on the
S1 interface. The calculation formula is as follows:

Percentage of paging messages received on the S1 interface = L.Paging.S1.Rx / measurement


period (in the unit of second) / Maximum number of paging messages that can be processed
per second x 100%

In the preceding formula, L.Paging.S1.Rx indicates the number of paging messages received
over the S1 interface.

Suggested Measures
If the percentage of paging messages received on the S1 interface reaches or exceeds 60%
for X days (three days by default) in a week, you are advised to take either of the following
measures:

l Decrease the number of cells in the tracking area list (TAL) that the congested cell
belongs to.
l Adjust the paging policy of the core network. That is, reduce the number of paging
messages sent after the first or second paging failures to reduce signaling overhead.
l Enable the precise paging function if the core network is deployed by Huawei.

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3.8 Main-Control-Board CPU Usage

Monitoring Principles
The CPU usage of the main control board becomes high occasionally due to some reasons.
However, the occasional high CPU usage is not necessarily the basis for capacity expansion.
Therefore, the main-control-board CPU usage is jointly evaluated by the average main-
control-board CPU usage and the percentage of times that the main-control-board CPU usage
reaches or exceeds a preconfigured threshold (85%).
The main-control-board CPU usage reflects the busy level of the eNodeB. If the main-control-
board CPUs are busy processing control plane or user plane data, signaling-related KPIs may
deteriorate, and UEs may experience a low access success rate, low E-RAB setup success
rate, or high service drop rate.

Monitoring Methods
The main-control-board CPU usage is evaluated by the average CPU usage and the percent of
times that the main-control-board CPU usage reaches or exceeds a preconfigured threshold
(85%).
l Average CPU usage: VS.BBUBoard.CPULoad.Mean
l Percentage of times that the main-control-board CPU usage reaches or exceeds a
preconfigured threshold (85%) = VS.BBUBoard.CPULoad.CumulativeHighloadCount /
Measurement period (in the unit of second) x 100%
where, VS.BBUBoard.CPULoad.CumulativeHighloadCount indicates the number of times
that the CPU usage of the board exceeds a preconfigured threshold.

Suggested Measures
The main-control-board CPU of a local eNodeB becomes overloaded if either of the following
conditions is met for X days (three days by default) in a week:
l VS.BBUBoard.CPULoad.Mean reaches or exceeds 60%.
l The percentage of times that the main-control-board CPU usage reaches or exceeds
85% is greater than or equal to 5%.
Take one of the following measures:

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Figure 3-1 Suggested Measures

1. Transfer UEs from the local eNodeB: If a neighboring eNodeB is lightly loaded, adjust
the antenna downtilt angles or decrease the transmit power of the local eNodeB to shrink
the coverage area and reduce the CPU load of the local eNodeB. In addition, expand the
coverage area of the neighboring eNodeB for load balancing.
2. Replace the main control board with a UMPT: If the main control board is an LMPT,
replace it with a UMPT. This measure can not be used in BTS3202E, BTS3203E and
BTS3911E.
3. Add eNodeBs.

3.9 Baseband-Processing-Unit CPU Usage

Monitoring Principles
The CPU usage of the baseband processing unit (BBP) becomes high occasionally due to
some reasons. However, the occasional high CPU usage is not necessarily the basis for
capacity expansion. Therefore, the BBP CPU usage is jointly evaluated by the average BBP
CPU usage and the percentage of times that the BBP CPU usage reaches or exceeds a
preconfigured threshold (85%).

This capacity indicator measures the BBP CPU usage. If the eNodeB receives too much
traffic, the BBP CPU responsible for user plane processing will be heavily loaded. As a result,
the eNodeB will experience a low RRC setup success rate, low E-RAB setup success rate,
low handover success rate, and high service drop rate.

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Monitoring Methods
Based on the type of data processed by the BBP, the BBP CPU usage is classified into
control-plane CPU usage and user-plane CPU usage. The BBP CPU usage is jointly evaluated
by the average BBP CPU usage and the percentage of times that the BBP CPU usage reaches
or exceeds a preconfigured threshold (85%). The involved indicators are described as follows:
Control-plane CPU usage
l Average control-plane CPU usage: VS.BBUBoard.CPULoad.Mean
l Percentage of times that the control-plane CPU usage reaches or exceeds a preconfigured
threshold (85%) = VS.BBUBoard.CPULoad.CumulativeHighloadCount / Measurement
period (in the unit of second) x 100%
where, VS.BBUBoard.CPULoad.CumulativeHighloadCount indicates the number of times
that the control-plane CPU usage of the board exceeds a preconfigured threshold.
User-plane CPU usage
l Average user-plane CPU usage: L.Traffic.Board.UPlane.CPULoad.AVG
l Percentage of times that the user-plane CPU usage reaches or exceeds a preconfigured
threshold (85%) = L.Traffic.Board.UPlane.CPULoad.CumulativeHighloadCount /
Measurement period (in the unit of second) x 100%
where, L.Traffic.Board.UPlane.CPULoad.CumulativeHighloadCount indicates the number of
times that the user-plane CPU usage of the board exceeds a preconfigured threshold.

Suggested Measures
The BBP CPU of a local eNodeB becomes overloaded if either of the following conditions is
met for X days (three days by default) in a week:
l VS.BBUBoard.CPULoad.Mean reaches or exceeds 60%.
l The percentage of times that the BBP CPU usage reaches or exceeds 85% is greater
than or equal to 5%.
When the BBP CPU usage is high, you are advised to perform capacity expansion as follows:

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Figure 3-2 Capacity Expansion

1. Migrate cells in the eNodeB. If the eNodeB has multiple BBPs and one of them is
overloaded, move cells from the overloaded BBP to a BBP with a lighter load.
The BBP load can be indicated by the average CPU usage, the percentage of times that
the CPU usage reaches or exceeds a preconfigured threshold, or the number of cells
established on a BBP.
2. Replace a BBP with low specifications with one with high specifications. For example, if
the BBP is an LBBPc, replace the LBBPc with an LBBPd or a UBBP. If the BBP is an
LBBPd, replace the LBBPd with a UBBP.
3. Add a BBP. If the eNodeB has vacant slots, add a BBP and migrate existing cells to the
new BBP for load sharing.
4. Add eNodeBs. Add an eNodeB for capacity expansion if the number of BBP boards has
reached the maximum value that can be added.To expand the capacity of a BTS3202E or
BTS3911E, you can only add another BTS3202E, BTS3203E or BTS3911E.

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4 Network Resource Monitoring (TDD)

About This Chapter

4.1 Introduction
This section describes principles and methods, as well as related counters, for monitoring each
type of resources. Information about how to identify resource insufficiency and the related
handling suggestions are also provided. Resource insufficiency may be determined jointly by
more than one indicator. For example, a resource insufficiency problem can be claimed only
when both RRC Connected User License Utility Ratio and CPU load Avg of MPT(%) exceed
the predefined thresholds.
4.2 User Throughput
4.3 RRC Connected User
4.4 PRACH Resource Usage
4.5 CCE Utilization Rate
4.6 RRC Connected User License Utility Ratio
4.7 Traffic Volume License Utility Ratio
4.8 Paging Resource Utility Ratio
4.9 CPU load Avg of MPT(%)
4.10 CPU load Avg of BBP(%)

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4.1 Introduction
This section describes principles and methods, as well as related counters, for monitoring each
type of resources. Information about how to identify resource insufficiency and the related
handling suggestions are also provided. Resource insufficiency may be determined jointly by
more than one indicator. For example, a resource insufficiency problem can be claimed only
when both RRC Connected User License Utility Ratio and CPU load Avg of MPT(%) exceed
the predefined thresholds.

NOTE

For accurate monitoring, busy hours must be determined. It is recommended that busy hours be defined
as a period when the system or a cell is undergoing the maximum resource consumption during a day.

The following table describes the thresholds and handling suggestions for the resources to be
monitored.

Table 4-1 Thresholds and handling suggestions for the resources to be monitored
Resource Resource Criteria for Determining Handling
Type Monitoring Resource Insufficiency Suggestion
Indicator

Cell resources User Both conditions are met: Add carriers or


Throughput l Downlink PRB usage ≥ 30% eNodeBs.
l Downlink user-perceived rate <
5 Mbit/s (customized)

Competitive Usage of preambles for Enable the


Preamble contention-based random access ≥ PRACH
Utilization 75% backoff
Rate, Dedicated algorithm.
Preamble
Utilization Rate Usage of preambles for non- Enable the
contention-based random access ≥ PRACH
75% resource
adjustment
algorithm and
dedicated
preamble
multiplexing
algorithm.

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Resource Resource Criteria for Determining Handling


Type Monitoring Resource Insufficiency Suggestion
Indicator

CCE Utilization CCE Utilization Downlink PRB Enable PDCCH


Rate Rate ≥ 70% usage < 50% symbol
adaptation, or
perform RF
optimization to
reduce the
interference
from
neighboring
cells to the
PDCCH.

Uplink or Expand
downlink PRB capacity, add
usage ≥ 50% carriers, or split
cells.

Uplink CCE power usage > 60% Perform RF or


parameter
optimization,
add carrier or
eNodeBs, or
increase the
bandwidth.

Downlink CCE power usage > Perform RF or


60% parameter
optimization,
add carrier or
eNodeBs, or
increase the
bandwidth.

RRC Connected 1. Synchronized user capacity Perform RF or


User usage of a cell ≥ 60% parameter
2. RRC connected user capacity optimization,
usage of a board ≥ 60% add carrier or
eNodeBs, or
3. RRC connected user license increase the
usage of an eNodeB ≥ 60% bandwidth.

eNodeB RRC Connected RRC Connected CPU load Avg Increase the
resources User License User License of MPT(%) < licensed
Utility Ratio Utility Ratio ≥ 60% number of
60% RRC_CONNE
CTED users.

CPU load Avg Add eNodeBs.


of MPT(%) ≥
60%

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Resource Resource Criteria for Determining Handling


Type Monitoring Resource Insufficiency Suggestion
Indicator

Traffic Volume Traffic Volume License Utility Increase the


License Utility Ratio ≥ 80% licensed traffic
Ratio volume.

Paging Percentage of paging messages Decrease the


Resource received on the S1 interface ≥ 60% number of cells
Utility Ratio in the tracking
area list (TAL)
to which the
congested cell
belongs.

CPU load Avg One of the following conditions is Enable load


of MPT(%) met: balancing, use
l CPU load Avg of MPT(%)≥ MPTs with
60% higher
specifications to
l Percentage of the number of replace original
times that the CPU load Avg of ones, or add
MPT(%) exceeds the threshold eNodeBs.
(85%) ≥ 5%

CPU load Avg One of the following conditions is Enable inter-


of BBP(%) met: BBP load
l CPU load Avg of BBP(%) ≥ balancing, use
60% BBPs with
higher
l Percentage of the number of specifications to
times that the CPU load Avg of replace original
BBP(%) exceeds the threshold ones, or add
(85%) ≥ 5% BBPs.

4.2 User Throughput


Monitoring Principles
User quantity growth leads to a continuous increase in the PRB usage. If the PRB usage
approaches 100%, user-perceived rates will decrease due to insufficient PRBs.

Monitoring Methods
Uplink and downlink user perception are evaluated based on the uplink and downlink PRB
usages and user-perceived rates, which are calculated using the following formulas:

l Downlink user-perceived rate (Mbit/s) = L.Thrp.bits.DL/L.Thrp.Time.DL/1000


l Uplink user-perceived rate (Mbit/s) = L.Thrp.bits.UL/L.Thrp.Time.UL/1000 x Uplink
coefficient

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l Downlink PRB usage = L.ChMeas.PRB.DL.Used.Avg/L.ChMeas.PRB.DL.Avail x


100%
l Uplink PRB usage = L.ChMeas.PRB.UL.Used.Avg/L.ChMeas.PRB.UL.Avail x 100%
l Downlink spectral efficiency (bit/Hz) = L.Thrp.bits.DL/3600/
L.ChMeas.PRB.DL.DrbUsed.Avg x L.ChMeas.PRB.DL.Avail/Carrier bandwidth/
Downlink coefficient
l Uplink spectral efficiency (bit/Hz) = L.Thrp.bits.UL/3600/
L.ChMeas.PRB.UL.DrbUsed.Avg x L.ChMeas.PRB.UL.Avail/Carrier bandwidth/Uplink
coefficient

In the preceding formulas,

l The related counters are described as follows:


– L.ChMeas. PRB.DL.Used.Avg indicates that the average number of used downlink
PRBs.
– L.ChMeas.PRB.DL.Avail indicates the number of available downlink PRBs.
– L.ChMeas.PRB.UL.Used.Avg indicates that the average number of used uplink
PRBs.
– L.ChMeas.PRB.UL.Avail indicates the number of available uplink PRBs.
– L.Thrp.bits.DL indicates the total downlink data throughput at the PDCP layer in a
cell.
– L.Thrp.Time.DL indicates the duration for transmitting downlink data at the PDCP
layer in a cell.
– L.Thrp.bits.UL indicates the total uplink data throughput at the PDCP layer in a
cell.
– L.Thrp.Time.UL indicates the duration for transmitting uplink data at the PDCP
layer in a cell.
– L.ChMeas.PRB.DL.DrbUsed.Avg indicates the average number of PRBs used by
PDSCH DRBs.
– L.ChMeas.PRB.UL.DrbUsed.Avg indicates the average number of PRBs used by
PUSCH DRBs.
l The uplink and downlink coefficients vary with uplink-downlink subframe
configurations. Table 4-2 lists the values of the uplink and downlink coefficients.

Table 4-2 Uplink and downlink coefficients


Uplink- Uplink- Uplink Downlink
Downlink Downlink Coefficient Coefficient
Subframe Subframe
Assignment Configuration

SA0 3:1 0.6 0.2

SA1 2:2 0.4 0.4

SA2 1:3 0.2 0.6

SA3 3:6 0.3 0.6

SA4 2:7 0.2 0.7

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Uplink- Uplink- Uplink Downlink


Downlink Downlink Coefficient Coefficient
Subframe Subframe
Assignment Configuration

SA5 1:8 0.1 0.8

SA6 5:3 0.5 0.3

Suggested Measures
If the downlink PRB usage is greater than or equal to 30% and a user-perceived rate is smaller
than the user rate threshold (which is customized and set to 5 Mbit/s by default):
l If the spectral efficiency in the cell is smaller than 1.3 bit/Hz, increase the throughput by
performing RF optimization or adding eNodeBs.
l If the spectral efficiency in the cell is greater than or equal to 1.3 bit/Hz:
– Add carriers or increase the carrier bandwidth.
– Add eNodeBs.
The downlink PRB usage threshold varies with the downlink user rate threshold, according to
the following chart. Eg: If the customer requires that the downlink user rate threshold be set to
2 Mbit/s, the downlink PRB usage threshold must be changed to 50%.

Table 4-3 Downlink PRB usage threshold varying with the downlink user rate threshold
Downlink User Rate Threshold Downlink PRB Usage Threshold
(Mbit/s)

1 60%

2 50%

3 43%

4 37%

5 30%

6 25%

7 20%

4.3 RRC Connected User


Monitoring Principles
This indicator represents the number of RRC_CONNECTED users in a cell. When the
number of RRC_CONNECTED users in a cell exceeds the maximum number defined in the
product specifications, cell KPIs deteriorate. RRC_CONNECTED users include synchronized
users and users in the out-of-synchronization state. Synchronized users consume air interface

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resources and therefore the number of synchronized users needs to be monitored. By default,
the number of synchronized users is approximately equal to the number of
RRC_CONNECTED users. Therefore, the number of RRC_CONNECTED users (instead of
synchronized users) is monitored.

User capacity usage can be evaluated by the following three items:

l Synchronized user capacity usage of a cell


l RRC_CONNECTED user capacity usage of a board
l RRC_CONNECTED user license usage of an eNodeB
NOTE

When the number of RRC_CONNECTED users in a cell reaches or exceeds the preconfigured
threshold, the user-perceived rate has already decreased to an unacceptable level. Therefore, the user-
perceived rate should be preferentially considered. The number of RRC_CONNECTED users in a cell
can be preferentially considered when the capacity of a cell takes priority over user experience.

Monitoring Methods
l Synchronized user capacity usage of a cell
The calculation formula is as follows:
Synchronized user capacity usage of a cell = L.Traffic.User.Max/Synchronized user
capacity of a cell x 100%
where
L.Traffic.User.Max indicates the maximum number of uplink synchronized users in a
cell.
The following table lists the synchronized user capacity of a cell.
BBP Model Item Number of
Users
Supported
by a Single
Cell

LBBPc Combined cell (one to Number of 400


six single-channel or RRC_CONNECTED
dual-channel RRUs) users

LBBPd4 Combined cell (one to Number of 600


six single-channel or RRC_CONNECTED
dual-channel RRUs) users

UBBPd9 Combined cell (1 to 12 Number of 1200


single-channel or dual- RRC_CONNECTED
channel RRUs) users

l RRC_CONNECTED user capacity usage of a board


The RRC_CONNECTED user capacity usage of a board includes the capacity usage of
the baseband processing unit (BBP) and that of the main control board. The calculation
formula is as follows:
RRC_CONNECTED user capacity usage of a board = Σ(L.Traffic.User.Max)/
RRC_CONNECTED users capacity of a board x 100%

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where
– Σ(L.Traffic.User.Avg) indicates the total number of RRC_CONNECTED users in
all cells served by a board.
– The following table lists the RRC_CONNECTED user capacity of a board.
BBP Model Item Number of
Users Supported
by a Single Cell

LBBPc Combined cell (one Number of 600


to six single-channel RRC_CONNEC
or dual-channel TED users
RRUs)

LBBPd4 Combined cell (one Number of 1800


to six single-channel RRC_CONNEC
or dual-channel TED users
RRUs)

UBBPd9 Combined cell (1 to Number of 3600


12 single-channel or RRC_CONNEC
dual-channel RRUs) TED users

l RRC_CONNECTED user license usage of an eNodeB


The calculation formula is as follows:
RRC_CONNECTED user license usage of an eNodeB = ΣL.Traffic.User.Max/Number
of licensed RRC_CONNECTED users of an eNodeB x 100%
where
– Σ(L.Traffic.User.Avg) indicates the total number of RRC_CONNECTED users in
all cells served by an eNodeB.
– The method of querying the licensed number of RRC_CONNECTED users is as
follows:
Run the DSP LICINFO command with the FUNCTIONTYPE parameter set to
eNodeB. In the displayed command output, view the line in which Model is
LT1S0ACTUS00. The value in the Allocated column is the number of licensed
RRC_CONNECTED users.

Suggested Measures
If the synchronized user capacity usage of a cell exceeds 60%, take the following measures:
l Reduce the UE inactivity timer length by running the MOD
RRCCONNSTATETIMER command with the UeInactiveTimer parameter specified.
This measure increases the signaling overhead and CPU usage.
l If a neighboring cell is lightly loaded, adjust the antenna downtilt or decrease the
transmit power of the local cell to reduce the coverage area and to reduce the number of
users in the local cell, and expand the coverage area of the neighboring cell for load
sharing.
l Add carriers or increase the carrier bandwidth.
l Split the local cell into multiple cells.

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l If the RRC_CONNECTED user capacity usage of a main control board reaches or


exceeds 60% for X days (three days by default) in a week, take measures given in 4.9
CPU load Avg of MPT(%).
l If the RRC_CONNECTED user capacity usage of a BBP reaches or exceeds 60% for X
days (three days by default) in a week, you are advised to take measures given in 4.10
CPU load Avg of BBP(%).
l If the RRC_CONNECTED user license usage of an eNodeB reaches or exceeds 60% for
X days (three days by default) in a week, you are advised to determine the main-control-
board CPU usage first by referring to 4.9 CPU load Avg of MPT(%).
– If CPU load Avg of MPT(%) is less than 60%, increase the number of licensed
RRC_CONNECTED users.
– If CPU load Avg of MPT(%) reaches or exceeds 60%, you are advised to add
eNodeBs.

4.4 PRACH Resource Usage


Monitoring Principles
The PRACH transmits preambles during random access procedures.
l If the number of contention-based random access attempts per second reaches or exceeds
N (which is set during preamble design to meet the requirement that the conflict
probability is less than 1%), the conflict probability increases and the access delay is
prolonged during UE-initiated random access.
l If the number of non-contention-based random access attempts per second is greater than
or equal to 100, no dedicated preambles can be allocated to UEs. In this case, the
eNodeB instructs UEs to initiate contention-based random access. The total access delay
is prolonged. In handover scenarios, the handover delay is prolonged.

Monitoring Methods
The PRACH resource usage is evaluated based on the usage of preambles for contention-
based or non-contention-based random access, which is calculated using the following
formulas:
l Usage of preambles for contention-based random access =
(L.RA.GrpA.Att + L.RA.GrpB.Att)/3600/N x 100%
l Usage of preambles for non-contention-based random access = L.RA.Dedicate.Att/
3600/100 x 100%
In the preceding formulas,
l L.RA.GrpA.Att indicates the number of times that the preamble in group A for
contention-based random access is received.
l L.RA.GrpB.Att indicates the number of times that the preamble in group B for
contention-based random access is received.
l L.RA.Dedicate.Att indicates the number of times that the preamble for non-contention-
based random access is received.
l The value of N is specified as follows:
– When the system bandwidth is 15 MHz or 20 MHz, the value of N is 100.

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– When the system bandwidth is 5 MHz or 10 MHz, the value of N is 50 if the


PRACH resource adjustment algorithm is disabled, or is 100 if the PRACH
resource adjustment algorithm is enabled. To check whether the PRACH resource
adjustment algorithm is enabled, run the LST CELLALGOSWITCH command and
then view the setting of the RachAlgoSwitch parameter.

Suggested Measures
l When the usage of preambles for contention-based random access is greater than or
equal to 75% in X (configurable, 3 by default) days in a week, run the following
command to enable the PRACH backoff algorithm, which decreases the peak load and
average delay on the RACH:
MOD CELLALGOSWITCH: LocalCellId=x, RachAlgoSwitch=BackOffSwitch-1;
In this case, if the system bandwidth is 5 MHz or 10 MHz, run the following command
to enable the PRACH resource adjustment algorithm:
MOD CELLALGOSWITCH: LocalCellId=x, RachAlgoSwitch= RachAdjSwitch-1;
l When the usage of preambles for non-contention-based random access is greater than or
equal to 75% in X (configurable, 3 by default) days in a week, run the following
command to enable the PRACH resource adjustment algorithm and dedicated preamble
multiplexing algorithm, which reduce the probability that UEs use preambles for
contention-based random access and decrease the access delay for UEs:
MOD CELLALGOSWITCH: LocalCellId=x, RachAlgoSwitch= RachAdjSwitch-1,
RachAlgoSwitch=MaksIdxSwitch-1;

4.5 CCE Utilization Rate


Monitoring Principles
This indicator measures the number of control channel elements (CCEs) that can be used by
the PDCCH.

In each radio frame, the eNodeB allocates CCEs to UEs to be scheduled in the uplink and
downlink, and to other common control signaling. The number of CCEs for the PDCCH must
be properly configured and allocated to minimize the downlink control overhead as well as to
ensure satisfactory user-plane throughput.

If PDCCH symbols are insufficient, CCEs may fail to be allocated to UEs to be scheduled,
which will increase the scheduling delay and affect user experience. If the number of PDCCH
symbols is excessive (indicating that the PDCCH CCE usage is low), resources that can be
used by PDSCH decreases, which will decrease the spectral efficiency.

Monitoring Methods
The PDCCH resource usage is evaluated using the CCE Utilization Rate, which is calculated
using the following formula:

CCE Utilization Rate =


(L.ChMeas.CCE.CommUsed + L.ChMeas.CCE.ULUsed + L.ChMeas.CCE.DLUsed)/
L.ChMeas.CCE.Avail x 100%

In the preceding formula,

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Capacity Monitoring Guide 4 Network Resource Monitoring (TDD)

l L.ChMeas.CCE.CommUsed indicates the number of CCEs used for common signaling.


l L.ChMeas.CCE.ULUsed indicates the number of CCEs used for uplink scheduling.
l L.ChMeas.CCE.DLUsed indicates the number of CCEs used for downlink scheduling.
l L.ChMeas.CCE.Avail indicates the number of available CCEs.

Suggested Measures
If CCE Utilization Rate is greater than 50%:
l If PDCCH symbol adaptation is disabled, run the following command to enable this
function:
MOD CELLPDCCHALGO:LocalCellId=x,PdcchSymNumSwitch=ON;
l If PDCCH symbol adaptation is enabled and the downlink or uplink PRB usage is
greater than 50%, expand capacity, add carrier, or split cells. Otherwise, perform RF
optimization to reduce interference from neighboring cells to the PDCCH.

4.6 RRC Connected User License Utility Ratio


Monitoring Principles
The RRC_CONNECTED user license specifies the maximum allowable number of
RRC_CONNECTED users. If the RRC Connected User License Utility Ratio exceeds a
preconfigured threshold, users may fail to access the network.

Monitoring Methods
The RRC Connected User License Utility Ratio is calculated using the following formula:
RRC Connected User License Utility Ratio = ∑(L.Traffic.User.Avg)/Licensed number of
RRC_CONNECTED users x 100%
In the preceding formula:
l L.Traffic.User.Avg indicates the average number of users in a cell.
l ∑(L.Traffic.User.Avg) indicates the sum of the average number of RRC_CONNECTED
users in each cell under an eNodeB.
l The licensed number of RRC_CONNECTED users can be queried by running the
following command:
DSP LICENSE: FUNCTIONTYPE=eNodeB;
In the command output, the value in the Allocated column corresponding
to LLT1ACTU01 is the licensed number of RRC_CONNECTED users.

Suggested Measures
In addition to this indicator, also consider CPU load Avg of MPT(%) for capacity expansion.
If the RRC Connected User License Utility Ratio reaches or exceeds 60% in X (configurable,
3 by default) days in a week, you are advised to take the following measures:
l If CPUload Avg of MPT(%) is less than 60%, increase the licensed number of
RRC_CONNECTED users.

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l If CPU load Avg of MPT(%) reaches or exceeds 60%, add eNodeBs.


For details about CPU load Avg of MPT(%), see CPU load Avg of MPT(%).

4.7 Traffic Volume License Utility Ratio


Monitoring Principles
When the throughput of an eNodeB reaches or exceeds the licensed volume, the eNodeB
performs flow control, which affects user experience and customer income.

Monitoring Methods
The Traffic Volume License Utility Ratio is calculated using the following formula:
Traffic Volume License Utility Ratio = ∑(L.Thrp.bits.UL + L.Thrp.bits.DL)/(Licensed
eNodeB throughput volume x 3600) x 100%
In the preceding formula,
l The related counters are described as follows:
– L.Thrp.bits.UL and L.Thrp.bits.DL indicate the uplink throughput volume and
downlink throughput volume of a cell, respectively.
– ∑(L.Thrp.bits.UL + L.Thrp.bits.DL) indicates the sum of uplink and downlink
traffic volumes of all cells under an eNodeB.
l The licensed eNodeB traffic volume can be queried by running the following command:
DSP LICENSE: FUNCTIONTYPE=eNodeB;
In the command output, the value in the Allocated column corresponding
to LLT1THRUL01 is the licensed eNodeB traffic volume.

Suggested Measures
If the Traffic Volume License Utility Ratio in busy hours reaches or exceeds 80% in X
(configurable, 3 by default) days in a week, increase the licensed eNodeB traffic volume.

4.8 Paging Resource Utility Ratio


Monitoring Principles
The eNodeB can send a maximum of 750 paging messages per second. If the number of
paging messages to be sent exceeds this specification, the eNodeB may discard paging
messages to be sent to UEs, resulting in a decreased connection success rate.

Monitoring Methods
The Paging Resource Utility Ratio is evaluated by the value of L.Paging.Dis.Num and the
percentage of paging messages received on the S1 interface, which is calculated using the
following formula:
Percentage of paging messages received on the S1 interface = L.Paging.S1.Rx/3600/
Maximum number of paging messages that can be sent per second x 100%

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In the preceding formula, L.Paging.S1.Rx indicates the number of paging messages that the
eNodeB receives on the S1 interface.

Suggested Measures
If the percentage of paging messages received on the S1 interface per day reaches or exceeds
60% for X (configurable, 3 by default) days in a week, take the following measures:
l Decrease the number of cells in the TAL to which the congested cell belongs.
l Modify the paging policies on the core network side to reduce the number of re-pagings
upon paging failures to decrease the signaling load.
l Enable the precise paging function if the core network is provided by Huawei.

4.9 CPU load Avg of MPT(%)


Monitoring Principles
The CPU usage reflects the busy level of the eNodeB. If the eNodeB's CPUs for signaling and
data processing are heavily loaded, signaling-related KPIs deteriorate, and users may
experience a low access success rate, low E-RAB setup success rate, or high service drop rate.
Operators can determine whether signaling-related KPI deterioration is caused by insufficient
MPT CPU processing capability or poor radio conditions. Determine the cause of the
deterioration as follows:
l If the MCS measurement and initial-transmission failure measurement indicate that the
channel quality is poor, KPI deterioration may not be caused by insufficient MPT CPU
processing capability, but by deterioration in channel quality.
l If the KPIs deteriorate and the CPU load Avg of MPT(%) exceeds a preconfigured
threshold, KPI deterioration may be caused by insufficient MPT CPU processing
capability. In this situation, perform capacity expansion according to Suggested
Measures.

Monitoring Methods
The CPU load Avg of MPT(%) is evaluated by the following factors:
l VS.BBUBoard.CPULoad.Mean, which indicates the average CPU usage of boards.
l Percentage of the number of times that the CPU load Avg of MPT(%) exceeds the
threshold (85%), which is calculated using the following formula:
Percentage of the number of times that the CPU load Avg of MPT(%) exceeds the
threshold (85%) = VS.Board.CPULoad.CumulativeHighloadCount/(3600/5) x 100%
In the preceding formula, VS.Board.CPULoad.CumulativeHighloadCount indicates the
number of times that the CPU usage of boards exceeds a preconfigured threshold.

Suggested Measures
Take measures if either of the following conditions is met:
l The CPU load Avg of MPT(%) (VS.Board.CPUload.Mean) reaches or exceeds 60% in X
(configurable, 3 by default) days in a week.

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Capacity Monitoring Guide 4 Network Resource Monitoring (TDD)

l The percentage of the number of times that the CPU load Avg of MPT(%) exceeds the
threshold (85%) reaches or exceeds 5% in X (configurable, 3 by default) days in a week.

The following measures are suggested:

l If a neighboring eNodeB is lightly loaded, adjust the antenna downtilt or decrease the
power to reduce the local eNodeB's coverage area and to decrease the CPU load of the
local eNodeB. At the same time, expand the coverage area of the neighboring eNodeB to
share the load.
l If the LMPT is used, replace it with the UMPT.
l Add eNodeBs at existing or new sites.

4.10 CPU load Avg of BBP(%)


Monitoring Principles
If the eNodeB receives too much traffic, the BBP CPU for user-plane data processing is
heavily loaded. In this case, the eNodeB has a low RRC connection setup success rate, low E-
RAB setup success rate, low handover success rate, and high service drop rate.

Monitoring Methods
The CPU load Avg of BBP(%) is evaluated by the following factors:

l VS.BBUBoard.CPULoad.Mean, which indicates the average CPU usage of boards.


l Percentage of the number of times that the CPU load Avg of BBP(%) exceeds the
threshold (85%), which is calculated using the following formula:
Percentage of the number of times that the CPU load Avg of BBP(%) exceeds the
threshold (85%) = VS.Board.CPULoad.CumulativeHighloadCount/3600 x 100%

In the preceding formula, VS.Board.CPULoad.CumulativeHighloadCount indicates the


number of times that the CPU usage of boards exceeds a preconfigured threshold.

Suggested Measures
The BBP CPU is heavily loaded if either of the following conditions is met:

l The CPU load Avg of BBP(%) (VS.Board.CPUload.Mean) reaches or exceeds 60% in X


(configurable, 3 by default) days in a week.
l The percentage of the number of times that the CPU load Avg of BBP(%) exceeds the
threshold (85%) reaches or exceeds 5% in X (configurable, 3 by default) days in a week.

In this case, expand the eNodeB user-plane capacity. The following measures are suggested
for capacity expansion:

l If the LBBPc is used, replace it with the LBBPd.


l Add BBPs to share the network load.
l If the radio resources are sufficient (that is, all the indicators related to air-interface
resource usage do not exceed the thresholds), transfer a cell established on the existing
BBP to the new BBP.
l If the radio resources are insufficient, establish new cells on the new BBP.

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l If the eNodeB has multiple BBPs and one of them is overloaded, transfer the cells
established on the overloaded BBP to a BBP with a lighter load.
The BBP load can be evaluated based on the average CPU usage, the percentage of times
that the CPU usage exceeds the threshold, or the number of cells established on a BBP.
l If the eNodeB already has six (maximum number) BBPs and more BBPs are required,
add eNodeBs.

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Capacity Monitoring Guide 5 Resource Congestion Problem Identification

5 Resource Congestion Problem


Identification

About This Chapter

This section describes how to identify resource congestion problems. Network exceptions can
be found through KPI monitoring. If a KPI deteriorates, users can analyze relevant access
counters to decide whether the deterioration is caused by resource congestion.

5.1 Resource Congestion Indicators


5.2 Resource Allocation Problem Identification Process

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Capacity Monitoring Guide 5 Resource Congestion Problem Identification

5.1 Resource Congestion Indicators


Resource congestion indicators (such as the RRC resource congestion rate and E-RAB
resource congestion rate) can be used to check whether the network is congested. Table 5-1
lists the counters related to KPIs.

Table 5-1 Counters related to KPIs


Counter Description

L.RRC.ConnReq.Att Number of RRC Connection Request messages received from


UEs in a cell (excluding retransmitted messages)

L.RRC.ConnReq.Succ Number of RRC Connection Setup Complete messages received


from UEs in a cell

L.E-RAB.AttEst Number of E-UTRAN radio access bearer (E-RAB) setup


attempts initiated by UEs in a cell

L.E-RAB.SuccEst Number of successful E-RAB setups initiated by UEs in a cell

L.E-RAB.AbnormRel Number of times that the eNodeB abnormally releases E-RABs


that are transmitting data in a cell

L.E-RAB.NormRel Number of times that the eNodeB normally releases E-RABs in


a cell

5.1.1 RRC Resource Congestion Rate


The RRC resource congestion rate is a cell-level indicator. It is calculated using the following
formula:
RRC resource congestion rate = L.RRC.SetupFail.ResFail / L.RRC.ConnReq.Att x 100%
where
L.RRC.SetupFail.ResFail indicates the number of RRC connection setup failures due to
resource allocation failures.
L.RRC.ConnReq.Att indicates the number of RRC connection setup requests.
If the RRC resource congestion rate is higher than 0.2%, KPI deterioration is caused by
resource congestion.

5.1.2 E-RAB Resource Congestion Rate


The E-RAB resource congestion rate is a cell-level indicator. It is calculated using the
following formula:
E-RAB resource congestion rate = L.E-RAB.FailEst.NoRadioRes / L.E-RAB.AttEst x 100%
where

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Capacity Monitoring Guide 5 Resource Congestion Problem Identification

L.E-RAB.FailEst.NoRadioRes indicates the number of E-RAB setup failures due to radio


resource insufficiency.
L.E-RAB.AttEst indicates the number of E-RAB setup attempts.
If the E-RAB resource congestion rate is higher than 0.2%, KPI deterioration is caused by
resource congestion.

5.2 Resource Allocation Problem Identification Process


Figure 5-1 shows the process of identifying resource allocation problems.

Figure 5-1 Process of identifying resource allocation problems

The fault location process begins with the identification of abnormal KPIs, followed up by
selecting and performing a KPI analysis on the top N cells.
Cell congestion mainly results from insufficient system resources. Bottlenecks can be
detected by analyzing the access counters (RRC resource congestion rate and E-RAB resource
congestion rate).

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Capacity Monitoring Guide 6 Related Counters

6 Related Counters

Table 6-1 lists the counters involved in capacity monitoring.

Table 6-1 Counters involved in capacity monitoring


Resource Counter Description
Type

PRBs L.ChMeas.PRB.DL.Used.Avg Average number of used downlink


PRBs

L.ChMeas.PRB.DL.Avail Number of available downlink PRBs

L.Thrp.bits.DL Total downlinktraffic volume for


PDCP SDUs in a cell

L.Thrp.Time.DL Total transmit duration of downlink


PDCP SDUs in a cell

L.Thrp.bits.UL Total uplink data throughput at the


PDCP layer in a cell

L.Thrp.Time.UL Total duration for transmitting uplink


data at the PDCP layer in a cell

L.ChMeas.PRB.DL.DrbUsed. Average number of PRBs used by


Avg PDSCH DRBs

L.ChMeas.PRB.UL.DrbUsed. Average number of PRBs used by


Avg PUSCH DRBs

PRACH L.RA.UeRaInfoRspWith- Number of times the


resources(FDD) Con.Num UEInformationResponse messages in
which the contentionDetected IE
value is TRUE is received

L.RA.UeRaInfoRsp.Num Number of times the


UEInformationResponse message
containing RACH information is
received

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Capacity Monitoring Guide 6 Related Counters

Resource Counter Description


Type

L.RA.Dedicate.PreambleAssig Number of times the non-contention-


n.Num based preambles are assigned

L.RA.Dedicate.PreambleReq.N Number of times the non-contention-


um based preambles are requested

PRACH L.RA.GrpA.Att Number of times that the preamble in


resources(TDD) L.RA.GrpB.Att group A for contention-based random
access is received
L.RA.Dedicate.Att
Number of times that the preamble in
group B for contention-based random
access is received

Number of times that the preamble for


non-contention-based random access
is received

PDCCH L.ChMeas.CCE.CommUsed Number of PDCCH CCEs used for


resources common DCI

L.ChMeas.CCE.ULUsed Number of PDCCH CCEs used for


uplink DCI

L.ChMeas.CCE.DLUsed Number of PDCCH CCEs used for


downlink DCI

RRC connected L.Traffic.User.Avg Average number of UEs in a cell


users

Throughput L.Thrp.bits.UL.PDCP.SDU Total uplink traffic volume of PDCP


license usage SDUs in a cell

L.Thrp.bits.DL Total downlink traffic volume for


PDCP SDUs in a cell

Paging L.Paging.S1.Rx Number of received paging messages


resources over the S1 interface in a cell

L.Paging.Dis.Num(TDD) Number of MME-to-UE paging


messages discarded due to flow
control in a cell

Board CPU VS.BBUBoard.CPULoad.Mea Average board CPU usage


resources n

VS.BBUBoard.CPULoad.Cum Number of times that the CPU usage


ulativeHighloadCount of boards exceeds the preconfigured
threshold

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