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Designing LED array for uniform illumination

distribution by simulated annealing algorithm


Zhouping Su,1,* Donglin Xue,2and Zhicheng Ji3
1
School of Science, Jiangnan University,Wuxi 214122, China
2
Key Laboratory of Optical System Advanced Manufacturing Technology, Changchun Institute of Optics, Fine
Mechanics and Physics, Chinese Academy of Sciences, Changchun 130033, China
3
School of Internet of Things Engineering, Jiangnan University,Wuxi 214122, China
*
zpsu@yahoo.cn

Abstract: We propose a numerical optimization method designing LED


array for achieving a good uniform illumination distribution on target plane.
Simulated annealing algorithm is employed to optimize LED array
arrangement. Using the method, we optimized three LED arrays with
various luminous intensity profiles. In order to exhibit the design freedom
of the method, we use some LEDs with different intensity value in the first
and third array, respectively. By optimizing, the three arrays all produced
highly uniform illumination distribution with the uniformity of 0.12, 0.23
and 0.13, respectively. It indicates our method can design various luminous
intensity distribution LED arrays and design array consisting of LEDs with
different intensity value. In addition, the method is simple and can optimize
the LED array automatically by computer program. To the best of our
knowledge, it is first time to use numerical optimization method to design
the optimal LED array arrangement for uniform irradiance.
©2012 Optical Society of America
OCIS codes: (230.3670) Light-emitting diodes; (220.2945) Illumination design; (220.4298)
Nonimaging optics; (080.1753) Computation methods.

References and links


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field irradiance,” Appl. Opt. 45(10), 2265–2272 (2006).
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#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A843
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1. Introduction
Light-emitting diodes (LEDs) are potential light sources for many applications such as traffic
and automotive lighting, road lighting, tunnel lighting and backlight, etc. because of
environmental benefits, long lifetime, high reliability, and low power consumption [1–3].
However, owing to the Lambertian radiation distribution, LEDs cannot meet the requirements
of illumination in many cases. Secondary optics are often used to redistribute light flux from
LEDs. In most cases, secondary optical component is designed for single LED [1–4].
However, due to limited power output from single LED, it is necessary to use the LED array
as light source in most cases. For the applications, it is very important to achieve a good
uniform distribution for LED array sources. I. Moreno reported the maximization of
illumination uniformity using LED arrays in direct lighting for the first time [5]. In I.
Moreno’s report, analytical method was used to obtain the optimum LED-to-LED spacing in
different array configurations [5]. In Ref [6], I. Moreno designed a spherical LED array which
can distribute light over a large area with uniform illumination. Hongming Yang
demonstrated different uniform illumination pattern of LED array across a range of distances
[7]. Whang presented a method designing LED array with arbitrary view angle for uniform
illumination distribution [8]. Zong Qin studied the uniform illumination condition for LED
array with large view angle [9]. In the previous work, the analytic method was used to design
LED array. Due to great complexity of the analytic method, the designed arrays are regular
arrays such as circular array, rectangular array, etc. In the regular array, all LED are assumed
same. In this paper, a numerical optimization method is developed to optimize the LED array
arrangement for uniform illumination distribution on a target plane. Firstly, an object function
is constructed to effectively reflect the uniformity of illumination distribution. In order to
obtain the highly uniform illumination distribution on target plane, the object function was
minimized. In this paper, the simulated annealing (SA) algorithm was used to optimize the
coordinates of each LED in the array so that the object function can reach the minimum
value.
SA is a global optimization algorithm [10–12], which is often used to seek a global
minimum of multi-variable objective function. The SA, just its name, originates from
annealing techniques in metallurgy, which include heating and controlled cooling of a solid so
as to reduce its defects. In a process of annealing, a melt is heated to a high temperature and
become disordered. Then the temperature of metal is slowly decreased. Thus the process at
any time can be approximately regarded as thermodynamic equilibrium process. As cooling
proceeds, the structure of metal become more ordered and eventually is frozen, this happen at
the lowest energy state. If the cooling is done sufficiently slowly, the system can form a
configuration almost without defects. In the 1980s, Kirkpatrick [11] and Cerny [12] found
that there are many similarities between some optimization problems and the physical process
of annealing. (1) The current solution to the optimization problem is associated with the
current energy state of the thermodynamic system. (2) The objective function of an
optimization problem corresponds with the energy equation for the thermodynamic system.
(3)The global minimum is analogous to the ground state.
By using the method, three LED arrays were optimized. In the first array, each LED has a
perfect Lambertian luminous intensity distribution. The second array is made up of 7
imperfect Lambertian intensity distribution LEDs. In the third array, each LED exhibits a
special luminous intensity distribution. In addition, we use some LEDs with different
intensity value in the first and third array, respectively. The three optimized arrays all

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A844
produced high uniform illumination distribution. Compared with traditional analytical
method, the numerical optimization method has much more design freedom and can be
implemented automatically by computer program.
2. The theory of high-uniform LED array design
The LED can be treated as a Lambertian source approximately with the luminous intensity
profile described by Eq. (1) [7–9,13–15].
I (θ ) = I 0 cos m θ (1)

Where θ is the view angle and I 0 is luminous intensity at the normal direction to the source
surface. The number m depends on the angular half width θ1/ 2 (a value typically provided by
the manufacturer, defined as the view angle when the irradiance decreases to the half of the
value at the normal direction), and this is given by Eq. (2) [5–9,13].
−ln2
m= (2)
ln(cos θ1/2 )
In Fig. 1(a), the LEDs are shown to mount on the S–plane (z = 0). The target plane (T-plane,
see Fig. 1(b)) is at a distance z from the S-plane. For a point A on the target plane T with
coordinates (x p , y q , z ) and a LED at the coordinates (X ,Y , 0) on the S-plane, the irradiance
at A generated by the LED can be expressed as Eq. (3) [5,8,9].
z m +1I 0
E (x p , y q , z ) = m +3
(3)
[(x p − X ) + ( y q −Y ) + z ]
2 2 2 2

Therefore, the irradiance at the point A with an array of n LEDs can be expressed as:
n
z m +1I 0
E (x p , y q , z ) =  m +3
⋅ (4)
i =1
[(x p − X i ) + ( y q −Y i ) + z ]
2 2 2 2

Here (X i ,Y i , 0) are the coordinates of the i-th LED in the array.

Fig. 1. (a) Diagram of LED illumination. (b) Target plane with M × N grids.

As shown Fig. 1(b), we divide the target plane into M × N grids. The irradiance of each
grid from LED array can be calculated by Eq. (4). Various approaches are used to reflect the
illumination uniformity of LED array [11,12].In this paper, to evaluate the illumination

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A845
uniformity on the target plane, the CV(RMSE), as the abbreviation of coefficient of variation
of root mean square error [9], is used as an objective function given by
σ
f (X 1 ,Y 1 ,..., X i ,Y i ,..., X n ,Y n ) = ⋅ (5)
E
Here E denotes the average irradiance of all grids on the target plane.
N M
1
E =
M ×N
 E (x
q =1 p =1
p , yq ,z ) (6)

Where σ is the standard error of irradiance of all grids, which can be expressed by

N M 2

 (E (x
p =1 q =1
p , yq ,z ) − E )
σ= ⋅ (7)
M ×N
The independent variables of the objective function are the coordinates of all LEDs in the
array. To achieve highly uniform illumination distribution, we minimize the object function.
3. Simulated annealing algorithm design
In this section, we will elaborate on how to optimize LED array by SA algorithm. The
implementation of SA algorithm is expatiated as following [10–12,16,17]:
1. Initialization
(1.1) Construct an objective function as shown in Eq. (5), which reflects the
illumination uniformity of LED array.
(1.2) A vector s is set as a initial solution. The vector consists of 2n
elements, which are the coordinates of n LED.
(1.3) Select an initial temperature T = 2000.
(1.4) Define a temperature reduction function asT h +1 = (0.95) h T h ⋅ Where h
is an iteration count that indicates the times of temperature decrement.
(1.5) Set iteration count IT and the maximum iteration count L at each fixed
temperature.
2. Repeat
(2.1) Set h = 0.
(2.2) Set IT = 0.
(2.2.1) IT = IT + 1.
(2.3) Randomly generate a new solution s 1 . If f (s1 ) < f (s ) ,the new solution
is always accepted, that is, s = s1 . Otherwise, generate random number
w uniformly in the range [0,1].
[f (s1 ) − f (s )]
(2.3.1) If w < exp{− } , then s = s1 . Where k is Boltzmann
kT
constant and T is the current temperature.
(2.4) If IT<L, then the program will go back to step (2.2.1).
(2.5) If the termination condition is met, then go to step 3.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A846
(2.6) h = h + 1
(2.7) Update the temperature asT h +1 = (0.95) h T h , then the program will go
back to step (2.2)
3. Stop
4. Output the best solution.
From the step (2.3) of the above program, we can see clearly that the algorithm allows the
acceptance of the worse solution than the current solution .This can help the program escape
the local minima. The current temperature decides what probability is used to accept the
worse solution than current solution. With the lower temperature, the probability accepted the
unfavourable solution becomes lower. So the sufficiently high initial temperature is
conducive to approach the global minimum. The algorithm is terminated when one of the
following stop conditions is met. (1) The objective function value (OFV) is less than the
predetermined value. (2) The change in objective function value (COFV) is less than the
predetermined value. Figure 2 shows the flowing chart of optimizing the LED array .

f (s)

s1

f ( s1 ) < f ( s )

[ f ( s1 ) − f ( s )]
s1 exp{− }
s1 s
kT

Fig. 2. The flowing chart of optimization.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A847
4. Results
4.1 Design array consisting of LEDs with perfect Lambertian luminous intensity distribution
In this section, we optimize the first array which is made up of 7 LEDs by SA algorithm. In
order to exhibit the design freedom of the method, we use two types of LEDs in this array.
One type contains 4 identical LEDs with the luminous intensity distribution shown in Fig. 3
(blue solid curve) and the other type consists of the other 3 LEDs with the same luminous
distribution as shown Fig. 3 (red dashed curve). The luminous intensity distribution of all
LEDs is perfect Lambertian distribution. The only difference between the two types of LEDs
is intensity value. The intensity value represented by red dashed curve is 1.5 times as much as
that of blue solid curve at the same view angle.
5

4.5

4
Luminous intensity (cd)

3.5

2.5

1.5

0.5

0
-100 -80 -60 -40 -20 0 20 40 60 80 100
View angle (degree)

Fig. 3. The luminous intensity distribution of different types of LEDs.

Before optimizing the array, some initial conditions are set as shown in Table 1. The
optimization is stopped when the OFV reaches 0.096 which is less than the predetermined
value. The optimized arrangement of the first array is shown in Fig. 4. The blue diamonds and
the red circles represent the LEDs corresponding to the blue solid intensity distribution curve
and the red dashed distribution curve in Fig. 3, respectively.
Table 1. Initial Condition for Optimizing the First LED Array

Target plane Distance between LED and The initial Stop criteria
size Target plane Temperature

OFV COFV
40x40 50 5000 ≤0.1 ≤10−10
Figure 5 shows the irradiance map (left) and profile (right) of the first arrays after
optimization, which is simulated by the optical software Tracepro [18]. Utilizing the
irradiance data obtained by Tracepro simulation, the calculated illumination uniformity of the
first array is 0.12. It is clearly that the uniformity value and the OFV are the same order of
magnitude. This indicates the algorithm is quite effective.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A848
20

15

10

y (mm)
0

-5

-10

-15

-20
-20 -15 -10 -5 0 5 10 15 20
x (mm)

Fig. 4. The optimized arrangement of the first LED array.

Fig. 5. The irradiance map (left) and profile (right) of the first LED array after optimization.

4.2 Design array consisting of LEDs with imperfect Lambertian intensity distribution
The second array we designed is a circular array with 7 identical LEDs. Each LED in the
array has a free-form lens which can change the view angle of LED. The free-form lens is
designed by utilizing the method similar to Ref [8]. The luminous intensity distributions of
LED without and with free-form lens are shown in Fig. 6 and Fig. 7, respectively. As seen
clearly from Fig. 6 and Fig. 7, the free-form lens can reduce the view angle to ± 50 degree
from ± 90 degree. The intensity distribution of LED with free-form lens can be fitted by Eq.
(1). Here m is calculated as m = 4.82 according to Eq. (2). The fitted intensity distribution
curve is represented by the red dashed curve in Fig. 8. The fitting range is between −60
degree and 60 degree. The original intensity distribution curve is shown in Fig. 7. Figure 8
shows the original (blue solid) and fitted (red dashed) curves together with a displaying
region of between −60 degree and 60 degree.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A849
Fig. 6. The luminous intensity distribution of LED without free-form lens.

Fig. 7. The luminous intensity distribution of LED with free-form lens.

10

9
Fitted
0riginal
8

7
Intensity (cd)

0
-60 -40 -20 0 20 40 60
View angle (degree)

Fig. 8. The original and fitted intensity distribution curve of LED in the circular array.

In order to evaluate how closely the fitted curve approaches the original curve, the
normalized cross-correlation (NCC) [19] is adopted. The NCC is given by Eq. (8).

 [I (θ v ) F − I F ][I (θv )O − I O ]
NCC = v
(8)
 [I (θ
v
v ) F − I F ]2  [I (θv )O − I O ]2
v

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A850
Where I F and I O are the value of the fitted and original intensity, respectively. θv is the v-th
angular displacement. I F and I O are the mean value of fitted and original intensity of all
sample angles. Here, the calculated NCC is 99.5%. It is clearly that the fitted curve is very
close the original curve. For the original curve shown in Fig. 7, the ratio of intensity value
within the range of −60 to 60 degree to the total intensity is about 96.5%. So the intensity
distribution of LED with this free-form lens can be considered as an imperfect Lambertian
intensity distribution.
Figure 9 shows a schematic of circular array in which all LEDs are arranged in a circle
with the same angle separation. For the circular array, the irradiance of any point on target
plane can be calculated by
m +1
n
z I0
E ( x p , yq , z ) =  m +3
(9)
i =1 (i − 1).2π (i − 1).2π
[( x p − X 1 cos( )) + ( y q − X 1 cos( )) + z ]
2 2 2 2

n n
A3

Ai A2

A1 ( X 1 , 0)

An

Fig. 9. Schematic of circular array with n LEDs.

Where X1 is the abscissa of the first LED, which is equal to the radius of circular array. Thus,
we optimize the 7-LED circular array by SA algorithm with the initial conditions listed in
Table 2. In the optimization, the COFV met the stop criteria firstly. By optimizing, the
optimal radius of the array is obtained as r = 34.492mm. With the optimal radius, the circular
LED array generates uniform illumination distribution. Figure 10 shows the irradiance map
and profile of the optimized circular array, which is simulated by optical software Tracepro.
Table 2. Initial Condition for Optimizing Circular LED Array

Target plane Distance between LED and The initial Stop criteria
size Target plane Temperature

OFV COFV
40x40 100 5000 ≤0.1 ≤10−10

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A851
Fig. 10. The irradiance map (left) and profile (right) of the optimized circular array.

The calculated illumination uniformity is 0.23. It seems the uniformity value is slightly
large. This is because the optimized array is circular. However the target plane is a rectangle
plane. As can be seen from the irradiance map in Fig. 10 (left), the illumination uniformity is
poor in the four corners of the target plane. In fact, the illumination distribution is very
uniform for the other region in the rectangle target plane.
4.3 Design array consisting of LEDs with special luminous intensity distribution
To illustrate the potential of the method, we optimized the third array consisting of 7 LEDs, in
which each LED has a special luminous intensity distribution curve (dashed) shown in Fig.
11. The luminous intensity distribution is generated by applying a special lens to LED. The
special lens is formed by digging a conical cavity in a plate PMMA with a circular aperture as
shown in Fig. 12. Figure 12(a) and 12(b) show 2-D and 3-D layout of the special lens,
respectively. In order to see the layout of the special lens clearly, we give a 3-D perspective
of the special lens in Fig. 12(c).
3.5

Original
3 Fitted

2.5
Intensity (cd)

1.5

0.5

0
-100 -80 -60 -40 -20 0 20 40 60 80 100
View angle (degree)

Fig. 11. The intensity distribution of LED with a special lens.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A852
Fig. 12. 2-D and 3-D layout of the special lens.

It can be seen from Fig. 11 that the intensity distribution is not Lambertian distribution.
As a result, the special intensity distribution cannot be fitted by Eq. (1). We fit the intensity
distribution by the following polynomial of cos θ .
I (θ ) = a8 cos8 θ + a7 cos7 θ + ⋅⋅⋅ + a1 cos θ + a0 (10)

Where a8 , a7 ⋅⋅⋅ a0 are polynomial fitting coefficients. In Fig. 11, the red dashed curve
represents the fitted intensity distribution curve by Eq. (10). We also calculate the NCC of the
fitted and original intensity value. The calculated NCC is 99.99%. It is evident that there is
fine coincidence between fitting and original intensity distribution curve. With the luminous
intensity expression as shown in Eq. (10), the irradiance is given by
n 9
z k +1ak
E (x p , y q , z ) =  (  k +3
)⋅ (11)
i =1 k = 0
[(x p − X i ) + ( y q −Y i ) + z ]
2 2 2 2

Thus, we still can use the same method to optimize this array with the objective function as
shown in Eq. (5). In this array, there are 4 identical LEDs with the intensity distribution
shown in Fig. 13 (blue solid curve) and the other 3 LEDs have same intensity distribution
shown in Fig. 13 (red dashed curve). At the same view angle, the intensity value represented
by red dashed curve is 1.5 times as much as that of blue solid curve. In the optimization, we
use the same initial condition shown in Table 1.
5

4.5

4
Luminous intensity (cd)

3.5

2.5

1.5

0.5

0
-100 -80 -60 -40 -20 0 20 40 60 80 100
View angle (degree)

Fig. 13. The luminous intensity distribution curve of different types of LED in the third array.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A853
The optimization is terminated when the objective function value reaches 0.083. After
optimizing, the third LED array is arranged as shown in Fig. 14. The blue diamonds and the
red circles represent the LEDs corresponding to the blue solid intensity distribution curve and
the red dashed distribution curve in Fig. 14, respectively. Figure 15 shows the irradiance map
(left) and profile (right) of the optimized LED array. The calculated uniformity is 0.13.
30

20

10

y (cm)
0

-10

-20

-30
-30 -20 -10 0 10 20 30
x (cm)

Fig. 14. The optimized arrangement of the third LED array.

Fig. 15. The irradiance map (left) and profile (right) of the third optimized LED array .

5. Conclusion
In conclusion, a numerical method is used to optimize the LED array arrangement for
uniform illumination distribution on target plane. In the optimization, an objective function is
constructed to evaluate the uniformity of illumination. The objective function value depends
on the coordinates of all LED in the array. The SA algorithm is used to optimize the
coordinates of all LED in the array so that the objective function can reach the minimum
value. By the method, three various luminous intensity distribution LED arrays were
optimized. In the first and third array, some LEDs with higher intensity value are included.
The illumination distribution of the three optimized array is quite uniform which is verified
with a simulation using the optical software Tracepro. Using the irradiance data obtained by
the simulation, the calculated uniformity is 0.12, 0.23 and 0.13, respectively. With more

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A854
designing freedom, it is expected that the method can also design array where every LED has
a slightly different intensity profile due to manufacturing errors. With automated
optimization, it is simple and time-saving to design the optimal LED array arrangement for
highly uniform illumination distribution.
Acknowledgments
This work was supported by the National Natural Science Foundation of China
(No.60908041), the Fundamental Research Funds for the Central Universities (JUSRP31005),
Wuxi Construction Bureau science and technology project (WX2012006).We really
appreciate Lambda Research Corporation for Tracepro software help. The authors also really
appreciate Jung Y. Huang who is with Department of Photonics and Institute of Electro-
Optical Engineering, National Chiao Tung University for helpful discussions.

#172170 - $15.00 USD Received 9 Jul 2012; revised 1 Sep 2012; accepted 19 Sep 2012; published 28 Sep 2012
(C) 2012 OSA 5 November 2012 / Vol. 20, No. S6 / OPTICS EXPRESS A855

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