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Wave Life Sciences Ltd.

SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

1 NAME OF REPORTING PERSONS

Shin Nippon Biomedical Laboratories,


Ltd.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP
(a) ? (b) ?

3 SEC USE ONLY

4 SOURCE OF FUNDS

OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

?
6 CITIZENSHIP OR PLACE OF ORGANIZATION

Japan

____________________________
Created by Morningstar Document Research.
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schedu
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

NUMBER OF 7 SOLE VOTING POWER


SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING 8 SHARED VOTING POWER
PERSON WITH
5,885,478
9 SOLE DISPOSITIVE POWER

10 SHARED DISPOSITIVE POWER

5,885,478

____________________________
Created by Morningstar Document Research.
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Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY


EACH REPORTING PERSON

5,885,478
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

?
13 PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

17.6%
14 TYPE OF REPORTING PERSON

CO

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
he schedu
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

1 NAME OF REPORTING PERSONS

SNBL USA, Ltd.


2 CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP
(a) ? (b) ?

3 SEC USE ONLY

4 SOURCE OF FUNDS

WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

?
6 CITIZENSHIP OR PLACE OF ORGANIZATION

Washington

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
of the schedu
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

NUMBER OF 7 SOLE VOTING POWER


SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING 8 SHARED VOTING POWER
PERSON WITH
2,386,663
9 SOLE DISPOSITIVE POWER

0
10 SHARED DISPOSITIVE POWER

2,386,663

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY


EACH REPORTING PERSON

2,386,663
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

?
13 PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

7.2%
14 TYPE OF REPORTING PERSON

CO

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
he schedu
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

1 NAME OF REPORTING PERSONS

Ken Takanashi
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP
(a) ? (b) ?

3 SEC USE ONLY

4 SOURCE OF FUNDS

AF
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

?
6 CITIZENSHIP OR PLACE OF ORGANIZATION

Not applicable

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
of the schedu
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

NUMBER OF 7 SOLE VOTING POWER


SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING 8 SHARED VOTING POWER
PERSON WITH
5,894,478
9 SOLE DISPOSITIVE POWER

0
10 SHARED DISPOSITIVE POWER

5,894,478

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Note: Schedules filed in paper format shall include a signed original and five copies of the schedu

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY


EACH REPORTING PERSON

5,894,478
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES

?
13 PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)

17.7%
14 TYPE OF REPORTING PERSON

IN

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
he schedu
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Shin Nippon Biomedical Laboratories, Ltd.

Name Principal Business Address


Ryoichi Nagata 2438 Miyanoura-cho
Kagoshima City,
Kagoshima 891-1394, Japan

Toshihiko Seki 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Koichiro Fukuzaki 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Ken Takanashi 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Hideyuki Hirama 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Shinji Nitanda 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Satoshi Matsumoto 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Kazumi Uchi 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Shinichi Fukumoto 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan

Takashi Yamashita 2438 Miyanoura-cho


Kagoshima City,
Kagoshima 891-1394, Japan
____________________________
Created by Morningstar Document Research.
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Present Principal Occupation
Chairman and Executive Director, President

Executive Vice Chairman

Executive Vice Chairman

Senior Executive Vice President

Senior Executive Director

Senior Executive Director

Senior Executive Director

Board Director

Board Director

Board Director
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

SNBL USA, Ltd.

Name Principal Business Address


Ryoichi Nagata 6605 Merrill Creek Parkway
Everett, WA 98203

Ken Takanashi 6605 Merrill Creek Parkway


Everett, WA 98203

Hideshi Tsusaki 6605 Merrill Creek Parkway


Everett, WA 98203

Hideyuki Hirama 6605 Merrill Creek Parkway


Everett, WA 98203

Shinji Nitanda 6605 Merrill Creek Parkway


Everett, WA 98203

Steven Meyer 6605 Merrill Creek Parkway


Everett, WA 98203

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
Present Principal Occupation
Director, Group CEO & Chairman

Director, President

Director

Director

Director

Director
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

WAVE has the meaning given in Recital A.

To the Chargor : Shin Nippon Biomedical Laboratories,


Ltd.
Address : 2438 Miyanoura-cho, Kagoshima-shi, Kagoshima
891-1305 Japan
Email : makino-toshihiko@snbl.co.jp
Fax : 099-246-9051
Attention : Toshihiko Makino, Officer, Administration
Division

To Lenders : Emails, Fax and Attentions of each Lender


listed in Schedule B

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

WAVE has the meaning given in Recital A.

To the Security Agent :


Address :

Email :
Fax :
Attention :

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
The Kagoshima Bank, Ltd.
4-46-20 Shimoarata, Kagoshima-shi, Kagoshima
890-0056 Japan
shienbu@ml.kagin.co.jp
099-223-0852
Yoshifumi Yamaguchi , Chief Manager of
Regional Support Division
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

In witness whereof this Deed has been executed as a deed on the date stated at the beginning.

Executed and delivered as a deed )


for and on behalf of )
Shin Nippon Biomedical Laboratories, )
Ltd
by: )

____________________________
Created by Morningstar Document Research.
http://documentresearch.morningstar.com/
Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Schedule B

Name
The Kagoshima Bank, Ltd.

Address : 7-1, Naka-machi, Kagoshima, Japan


Fax : 099-226-4904
Attention : Head office

Mizuho Bank, Ltd.

Address : 7-3, Kinsei-cho, Kagoshima, Japan


Fax : 099-222-0499
Attention : Kagoshima branch

Sumitomo Mitsui Banking Corporation

Address : 1-38, Higashisengoku-cho, Kagoshima,


Japan
Fax : 099-226-6945
Attention : Kagoshima Corporate Business Office

The Shoko Chukin Bank, Ltd.

Address : 17-24, Nishisengoku-cho, Kagoshima,


Japan
Fax : 099-223-0858
Attention : Kagoshima branch

Resona Bank, Ltd.

Address : 3-6-2, Nihonbashi, Chuo-ku, Tokyo, Japan


Fax : 03-3276-5177
Attention : TokyoChuo branch

The Higo Bank, Ltd.

Address : 1-3, Yamanokuchi-cho, Kagoshima, Japan


Fax : 099-224-1253
Attention : Kagoshima branch

Kagoshima-ken Shinyo Nogyo Kyodo Rengokai

Address : 15, Kamoikeshin-machi, Kagoshima, Japan


Fax : 099-258-3012
Attention : Loan department

____________________________
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Registered Address
6-6 Kinsei-cho, Kagoshima, Japan

1-5-5, Otemachi, Chiyoda-ku, Tokyo, Japan

1-1-2, Marunouchi, Chiyoda-ku, Tokyo,


Japan

10-17, 2-Chome, Yaesu, Chuo-ku, Tokyo,


Japan

2-1, 2-Chome, Bingomachi, Chuo-ku, Osaka,


Japan

1, Rempeicho, Chuo-ku Kumamoto, Japan

15, Kamoikeshin-machi, Kagoshima, Japan


Wave Life Sciences Ltd.
SC 13D/A
02/20/2019

Schedule B

The Minami-Nippon Bank, Ltd.

Address : 1-1, Yamashita-cho, Kagoshima, Japan


Fax : 099-222-2841
Attention : Head office

The Nishi-Nippon City Bank, Ltd.

Address : 15-11, Kajiya-cho, Kagoshima, Japan


Fax : 099-224-3167
Attention : Kagoshima branch

____________________________
Created by Morningstar Document Research.
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1-1 Yamashita-Cho, Kagoshima, Japan

1-1, Hakata-ekimae 3-chome, Hakata-ku,


Fukuoka, Japan

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