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Engineering Structures 30 (2008) 1058–1066

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Experimental study of steel slit damper for passive energy dissipation


Ricky W.K. Chan a,b , Faris Albermani a,∗
a Department of Civil Engineering, University of Queensland, Australia
b Department of Building and Construction, City University of Hong Kong, Hong Kong

Received 13 April 2007; received in revised form 12 July 2007; accepted 12 July 2007
Available online 15 August 2007

Abstract

This paper summarizes the development of a new steel energy dissipative device designed for earthquake protection of structures. The Steel
Slit Damper (SSD) is fabricated from a standard structural wide-flange section with a number of slits cut from the web, in a vierendeel truss
arrangement. The device is a weld-free design, thereby eliminating the uncertainties and difficulties encountered in in situ welding. Energy is
dissipated through flexural yielding of the vierendeel’s web members when the device is subjected to inelastic cyclic deformation. The performance
of the device was verified by nine tests and the effects of geometrical parameters were investigated. Experiments showed that the device exhibited
stable hysteresis with excellent energy dissipation and ductility. The device yielded at small angular distortion and is thus expected to dissipate
energy early in an earthquake. The structural characteristics of the device are readily determined from fundamental engineering principles, thus
the design can be easily modified or extended to suit particular structural requirements.
c 2007 Elsevier Ltd. All rights reserved.

Keywords: Energy dissipation; Metallic damper; Cyclic tests; Earthquake resistant structure

1. Introduction minimized. Passive devices do not require an external source


of power, hence the reliability associated with power supply
The research and development of structural control against and computer control during an earthquake event is eliminated.
wind and earthquake excitation have achieved significant By arranging the devices in a way that facilitates replacement,
progress over the last three decades [1,2]. Structural control damaged devices can be replaced with minimum time and
can broadly be classified into three categories: (1) Passive cost, hence interruption to human occupancy is minimized—a
control systems are those structures equipped with designated crucial benefit to the building owners and occupants.
devices or dampers which do not require an external source of Energy dissipation can be achieved by a number of
power, (2) Active control systems are those structures equipped mechanisms: friction sliding, yielding of metals, phase
with real-time processing sensors and force delivery devices transformation of metals, fluid orificing and deformation of
which require an external source of power to generate structural viscoelastic solid or fluid. In particular, one of the most popular
control forces, and (3) Semi-active control systems which use mechanisms for dissipation of energy input to a structure is
little power to change certain structural parameters. Passive through the yielding of metallic materials. The research in
control systems, also known as passive energy dissipation metallic passive energy dissipative devices has been conducted
systems, have been considered an effective and inexpensive over the last three decades. Numerous metallic dampers have
way to mitigate earthquake risks to structures. With designated been proposed and installed [3–5]. Popular devices include the
energy dissipative devices installed in a structure, a large hourglass shape ADAS device [6], its variant the triangular
portion of the input energy supplied by wind and/or earthquake shape TADAS [7], Honeycomb damper [8] and Buckling
can be dissipated; hence the damage to the parent structure is Restrained Brace [9]. These devices are mainly designed to
be incorporated into the bracing system of structural frames.
Other devices were developed for installation between beams
∗ Corresponding author. and columns in a frame structure [10]. On the other hand, some
E-mail address: f.albermani@uq.edu.au (F. Albermani). researchers have made use of alternative materials in device

c 2007 Elsevier Ltd. All rights reserved.


0141-0296/$ - see front matter
doi:10.1016/j.engstruct.2007.07.005
R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066 1059

Fig. 1. Geometric design of steel slit damper (a) and (b) SL-1 to SL-7, (c) SL-8 and (d) SL-9.

fabrication, such as lead, low-yield steel, copper and shape features which affect energy dissipation capability. The concept
memory alloys to improve the performance [11–15]. of SSD, though of a different configuration, was implemented
de la Llera et al. [14] described that a good metallic damper in a 26-storey building in Japan in 1996 [22].
must possess two important characteristics in order for these
devices to be used in engineering applications: (1) to have 2. Device design
stable and large energy dissipative capability; (2) to have a
The basic design of the proposed device is shown in Fig. 1.
representative model of its cyclic behaviour. In line with the
It is fabricated from a short length of a standard structural wide-
second aspect, numerous experiment-based and mechanics-
flange section with a number of slits cut from the web, leaving
based models have been developed [16–19]. While some
a number of strips between the two flanges in a vierendeel
researchers used the simpler bilinear model for hysteretic
truss arrangement. The slits are rounded at their ends, thereby
response [19], others adopted models such as the Bouc–Wen
reducing stress concentration in reentrant-corners. Four bolt
model [14] and Ramberg–Osgood model [18]. These models
holes are drilled on each flange for the connection to the parent
are capable of capturing the smooth transition from elastic to
structure. The device is a weld-free design, thus eliminating the
inelastic regime observed in experiments.
uncertainties and imperfections associated with welding. The
The design aspect of structures equipped with passive
device can be installed on top of an inverted-V brace of a framed
devices has been considered by many researchers [19–21].
structure as shown in Fig. 2. Under small relative displacement
Nakashima et al. [21] described that the first yielding,
between the two supported flanges, the strips behave as a series
i.e. yielding of the damping mechanism has to be set low, for the
of partially fixed-ended beams and deform in double curvature.
purpose of triggering the energy dissipation as early as possible, The elastic bending moment in the strips is shown in Fig. 3(a).
and to set the yielding level of the parent structure high for the Under sufficient displacement, plastic hinges form at both ends
purpose of retarding serious structural damage. of each strip. Consequently, the mechanical characteristics of
This paper summarizes a development of a new metallic the slit damper can be described in terms of the strip length
passive device; the steel slit damper SSD. The proposed l0 , strip depth b and web thickness t (Fig. 1). Assuming
device provides stable and reasonably large energy dissipative elastic–perfectly-plastic behaviour, the device yield load Py
capability, and provides a low-cost alternative to structural can be determined based on a plastic mechanism analysis (see
designers. The structural behaviour of the proposed SSD is Appendix).
evaluated theoretically, followed by experimental verifications.
Eight cyclic tests and one monotonic test were conducted. nσ y tb2
Results and discussions are presented with emphasis on key Py = (1)
2l0
1060 R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066

Table 1
Test specimens (units: mm)
Specimen ID Measured dimensions b/l0 Test regime
t b l0
SL-1 8.0 14.9 97.0 0.155 Cyclic
SL-2 15.0 87.1 0.172
SL-3 15.1 77.0 0.195
SL-4 16.9 99.2 0.172
SL-5 16.8 88.3 0.191
SL-6 16.5 79.0 0.215
Fig. 2. A single-storey structure with a damper. SL-7 16.6 99.1 0.172 Monotonic
SL-8 16.6 Varies Varies Cyclic
SL-9 16.5

drilled on each flange. Two standard test coupons were taken


from the web of the section. Coupon tests gave an average
tensile yield stress of 316.5 N/mm2 and an average Modulus
of Elasticity of 206.1 kN/mm2 . Among the nine specimens,
SL-1 to SL-6 aimed at investigating the best geometry of the
slit arrangement (i.e. b/l0 ratio). SL-7 was fabricated with
the identical dimensions of SL-4 and was instrumented to
determine the strain behaviour of the device under monotonic
Fig. 3. (a) Bending moment in SSD and (b) Deformed shape of SSD.
loading. SL-8 and -9 were fabricated with varied slit lengths,
as shown in Figs. 1(c) and (d). Each specimen weighed
where n is the number of strips in the device, l0 is as shown in approximately 2.2 kg. A summary of the specimens are given
Fig. 1(a) and σ y is the material yield stress. The elastic stiffness in Table 1.
of the device kd can be determined by assuming that the strips
are partially fixed at their ends. It is given by, 3.2. Test setup, loading history and instrumentation

Etb3 Based on the existing laboratory conditions, the test setup


kd = cn (2)
l03 shown in Fig. 4 was developed. The test specimens were
installed between a ground beam and an L-beam, securely
where E is Young’s modulus and c is a stiffness coefficient to
fastened by four M16 bolts (snug tight) on each side. Forced
be calibrated from experiments.
displacement was applied by an MTS 100 kN capacity
3. Experimental verification computer-controlled actuator quasi-statically to the specimen
via the L-beam. To ensure the verticality of the applied load,
The objective of the experiments is to verify the structural a pantograph system was welded to the right hand side of
characteristics as well as the cyclic performance of the proposed the L-beam. To prevent the L-beam from deflecting out-of-
device. Attempts were made to identify the key geometric plane, lateral supports (with rollers) were provided (not shown
parameters for largest energy dissipation. Particular attention for clarity). However, these supports were later removed as
was paid to the change in stiffness and equivalent damping it was noticed that the pantograph system already prevented
ratio. It was assumed that the device is used as a retrofit option the L-beam from deflecting out-of-plane. The complete test
where axial force in the device is less significant; hence no axial setup rested on a reaction frame which was significantly stiffer.
force was applied to the specimens in the experiment. The centreline of the actuator implied an eccentricity to the
specimen, measured 162 mm to the centreline of the specimen.
3.1. Specimens A free-run of the setup (i.e. without the specimen installed) was
performed, and the result showed that friction and the effect of
A total of nine specimens similar to Fig. 1(a) were fabricated gravity were considerably negligible. The test setup was robust
at the City University of Hong Kong. To simplify the fabrication and repeatable, and no visible damage occurred after all tests
process, all specimens (each 100 mm long) in this study were were carried out.
cut from a single segment of a structural wide-flange section Displacement history for the cyclic tests is shown in Fig. 5.
152 × 152 × 37 Universal Column to BS4449 (depth × Three cycles were performed at each amplitude: 0.5, 1.0, 1.5,
flange width × web thickness × flange thickness is 161.8 × 2.5, 5.0, 7.5, 10.0, 12.5, 15.0 and 20.0 mm. The tests were
152.2 × 8 × 11.5 mm respectively). Consequently, the web carried out until the complete failure of specimens.
thickness t is identical and material strengths of all specimens Displacements of the specimens were measured indepen-
may be assumed equal. Four 16 mm diameter holes were dently by a set of LVDTs, marked as 1 through 3 in Fig. 4.
R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066 1061

Strength degradation started to appear when cracks slowly


formed at the ends of the strips due to stress concentration.
On an average this took place after 27 cycles of loading. The
exact location at which these cracks originated differed among
the specimens. The tests were stopped after one or more strips
completely fractured and the load sustained was significantly
reduced. The number of cycles Nc sustained by the specimens
is tabulated in Table 2. On the other hand, the connection of
the specimens by four structural bolts on each flange performed
satisfactorily; no significant distortion was observed after the
tests.
For specimens SL-8 and -9 with variable slit lengths, cracks
first appeared in strips on the side adjacent to the shorter slit.
Fig. 4. Test setup.
As will be discussed in later sections, in terms of strength
and energy dissipation capabilities, these two specimens did
not demonstrate any superior performance. Fig. 7 shows the
damaged device after testing.

3.3.1. Yield and initial stiffness


Key experimental results are tabulated in Table 2.
Experimental yield strength Py,ex is defined as the point
at which there is visible deviation from the initial linear
relationship. The predicted yield load of the device, Py , using
Eq. (1) and the measured and calculated properties of each
device are also tabulated for comparison. The predicted yield
strengths using plastic mechanism analysis are generally in
good agreement with the test results.
The average stiffness coefficient c determined from the tests
was 0.30, suggesting that the actual stiffness of the strips is 30%
Fig. 5. Displacement history for cyclic tests. of that of a fixed-ended beam. The c values for specimens with
smaller slenderness (SL-3 and -6) were relatively lower than
While LVDT 1 measures the elastic deformation of the support, 0.3.
the difference across LVDT 1 and 2 measured the absolute dis- A nonlinear finite element (FE) analysis, in which the device
tortion of the test specimen. With LVDT 3 and the distance be- was represented by solid elements, was carried out and result
tween LVDT 2 and 3 measured, in-plane rotation of the L-beam was compared with the monotonic test of specimen SL-7 in
could be monitored and was found to be negligible. Fig. 8. The elastic and plastic properties of the material were
directly obtained from the standard coupon test. As can be seen
3.3. Test results and discussion from Fig. 8, the FE model gave very accurate prediction of
the elastic stiffness but slightly over estimated the elastoplastic
All eight specimens deformed in a stable manner under response. The same FE model gave an out-of-plane stiffness
the cyclic tests. The strips deformed in double curvature of 1.27 kN/mm based on the geometry of SL-7, a value
as expected. Figs. 6(a)–(h) present the force–displacement comparable to a typical cleat-plate type of brace connection
hysteresis obtained in the cyclic tests. A positive sign used in practice.
refers to downward force and displacement. Shear strain γ
(i.e. distortion divided by total width of the device) of the 3.3.2. Peak strengths and ductility ratios
specimens are also shown. It is clear that all specimens Both the positive (Pmax downward) and negative (Pmin
have yielded at small displacement and exhibited very stable upward) peak strengths are tabulated in Table 2. Negative peaks
hysteretic behaviour with a gradual transition between the were, on an average 13% lower than the positive peak values
elastic and inelastic regime. As seen from Fig. 6, the device due to the Bauschinger effect. Due to strain-hardening, the
response is usually less than the input displacement (Fig. 5) maximum positive peak strengths Pmax obtained are on an
due to small elastic support displacement. The structural average 2.0 times higher than the experimental yield Py,ex .
characteristics of the device were determined based on the Cumulatively, SL-1 (the specimen with the lowest b/l0 ratio)
absolute deformation of the device as calculated from the travelled the longest displacement prior to failure. Ductility
difference between LVDT 1 and 2 (Fig. 4). Specimen SL-1 ratio is defined by µ = δmax /δ y , where δmax is the maximum
(specimen with the smallest b/l0 ratio), sustained the lowest displacement during a stable cycle and δ y is the nominal
force while specimen SL-6 (specimen with highest b/l0 ratio) yield displacement (see Appendix). The curves for normalized
sustained the largest. strength Pmax /Py versus ductility are shown in Fig. 9. It is
1062 R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066

Fig. 6. Force–displacement hysteresis for cyclic test specimens.

interesting to note that all specimens behaved in a similar 3.3.3. Energy dissipation
fashion. All specimens sustained ductility ratios in the range The curves for cumulative energy dissipation versus
of 29–40. It should be noted that ductility is dependent on the cumulative displacement are shown in Fig. 10. Specimens
displacement history applied, and it will vary if the history is dissipated negligible energy at the start while the specimens
changed. For the monotonic test SL-7, a ductility ratio over 55 were loaded in their elastic range. The curves take off as
was achieved when the test was terminated. It is expected that the specimens were displaced beyond their yield limit. The
a higher ductility than this is possible to achieve. small wobbles in these curves were caused by the elastic
R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066 1063

Fig. 6. (continued)

(a) SL-4. (b) SL-8.

Fig. 7. Specimens at failure.

Table 2
Summary of test results (units: kN, mm)

Specimen kd c Py Py,ex Py /Py,ex Pmax Pmin δy δmax µ Nc


SL-1 6.67 0.29 11.83 11.51 1.03 22.61 −19.37 0.49 17.32 35.42 29
SL-2 9.31 0.29 13.78 13.09 1.05 25.54 −20.59 0.39 12.05 30.86 27
SL-3 12.36 0.26 11.56 15.02 0.77 25.81 −25.98 0.30 11.66 38.49 26
SL-4 9.30 0.29 14.34 14.62 0.98 29.61 −23.28 0.45 16.47 36.69 29
SL-5 12.54 0.29 16.75 16.11 1.04 31.26 −26.40 0.36 11.92 32.83 26
SL-6 13.52 0.23 17.45 17.47 1.00 35.68 −29.79 0.29 11.44 39.19 26
SL-7 14.56 0.48 12.94 14.08 0.92 25.71 – 0.46 25.71 55.89 –
SL-8 11.02 0.31 14.15 14.80 0.96 29.56 −25.41 0.41 11.88 28.86 27
SL-9 10.21 0.25 15.19 15.49 0.98 31.68 −29.41 0.37 11.42 30.81 26

energy released at each cycle. These light-weight specimens dissipation that can be quantified through numerical analysis of
(around 2.2 kg each) are capable of dissipating significant the entire structure.
amounts of energy (8–10 kJ). Among the specimens, SL-4
dissipated the highest energy (10.3 kJ) while SL-3 dissipated 3.3.4. Strain distributions
the least (6.92 kJ). SL-6, which possesses strips with the least In order to monitor the strain behaviour of the device, a
slenderness, dissipated energy with the highest rate but failed at monotonic test was carried out. The force–displacement curve
a relatively low cumulated displacement. It is possible to design for specimen SL-7 is shown in Fig. 8. The geometry of SL-7
the proposed device according to the desired level of energy is identical to the previously tested SL-4 which dissipated the
1064 R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066

Fig. 11. Effective stiffness and energy dissipated in a cycle.

Fig. 8. Force–displacement curve of SL-7. mechanism analysis and also show that loading is uniformly
distributed between the four strips in the device.

3.3.5. Equivalent stiffness and damping ratios


It is generally accepted that energy dissipated in cyclic
straining of metals is rate-independent. For practical use it is
sometimes more preferable to express the device properties in
an equivalent viscous system. This is basically a single degree
of freedom oscillator with an equivalent stiffness keff defined as
(see Fig. 11),
|Pmax | − |Pmin |
keff = . (3)
|δmax | − |δmin |
The damping ratio for the equivalent system, ζeq can be
obtained by equating the measured energy dissipated per
cycle (E D ) in the experiment to that of a viscously damped
Fig. 9. Envelope curves for test specimens in cyclic tests. oscillator [23]. It can be expressed by,
1 ED
ζeq = (4)
4π E S0
where E S0 is the energy stored in an elastic spring with a
stiffness keff and displacement δmax .
The plots of equivalent damping ratio versus normalized
effective stiffness keff /kd are shown in Fig. 12 (for different
loading cycles). Each point represents a feasible stiffness and
equivalent damping ratio of the proposed device. Effective
stiffness decreases as the device undergoes larger displacement.
It can be observed that equivalent damping ratios vary
approximately inversely with effective stiffness. In large
displacement ranges, the specimens provide a damping ratio in
excess of 50% and in general the device can furnish a damping
ratio range between 30% to 50%.

Fig. 10. Cumulative dissipated energy of specimens. 4. Conclusions

largest amount of energy. A total of 24 high-yield strain-gauges This paper describes the development of a new low-cost
(SG) were attached to the strips (i.e. 6 gauges on each strip). steel energy dissipative device. The steel slit damper SSD
Under monotonic loading, the strain measured at the top and is fabricated from commonly available wide-flange structural
bottom fibres of each strip are shown in Figs. 13(a) and 13(b) section. No special fabrication technique is involved; hence the
respectively. These figures confirm the validity of the plastic device can be easily implemented in practice.
R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066 1065

2. The yield strength of the device can be easily predicted


by plastic mechanism analysis. The elastic stiffness of the
device can be calibrated empirically. A nonlinear finite
element analysis gave accurate predictions of the elastic and
post-yield behaviour of the device. Therefore, the design of
the device can be easily extended to suit particular needs.
3. Due to strain-hardening, the ultimate strength of the
specimens was larger than their respective yield strength by
a factor of 2.0. Such strain-hardening effect is beneficial in
terms of increased energy dissipation.
4. Devices with longer and/or wider slits behave more flexibly.
Devices with shorter and/or narrower slits possess higher
stiffness, dissipate energy at a higher rate but suffer from
earlier failure.
5. Large plastic strains concentrations at strip ends cause
Fig. 12. Equivalent damping ratios of specimens. the specimens to fail by fracture. On an average this
happens after more than 27 loading cycles with cumulative
displacement of over 500 mm.

Acknowledgement

This research is partially funded by the City University of


Hong Kong (Project No. 9040797-560).

Appendix. Mechanism analysis of slit damper

The second moment of area I can be calculated by the


geometry of the prismatic strips.

I = tb3 /12. (5)


For a unit displacement between the two sides of the device,
Fig. 13(a). Axial strain measured on top of strips of SL-7. elastic stiffness against displacement is given by,

12E I Etb3
kd = cn = cn (6)
l03 l03
where n = number of prismatic strips in the SSD
c = stiffness coefficient of device, expressed as a fraction of
fixed-ended stiffness
t = width of strips
b = depth of strips.
When movement is sufficiently large, bending moment at the
ends of strips causes the extreme fibres to reach yield stress.
Subsequently, plastic hinges form at both ends with a rotation
θ p . For prismatic beams the full plastic moment M p is given by,

tb2
M p = σy . (7)
4
Fig. 13(b). Axial strain measured on bottom of strips of SL-7.
The ultimate force of the device can be determined based on the
collapse mechanism when all beam end moment become plastic
The proposed device dissipates input energy by flexural hinges. According to the conservation of energy, and assuming
yielding of a series of strips, which are created by cutting an elastic–perfectly-plastic material behaviour;
a series of slits through the web of a short length wide-
flange section. Eight cyclic tests and one monotonic test were Py δ p = 2n M p θ p . (8)
conducted and the main findings are summarized below: By using the geometric relationship as shown in Fig. 3,
1. Cyclic tests demonstrated stable hysteretic behaviour and the plastic displacement δ p sustained by the damper can be
dissipated significant amounts of energy (6.9–10.3 kJ) under expressed in terms of plastic rotation θ p by
quasi-static conditions. δ p = l tan θ p . (9)
1066 R.W.K. Chan, F. Albermani / Engineering Structures 30 (2008) 1058–1066

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