Вы находитесь на странице: 1из 73

IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF VIRGINIA

SUNDESA, LLC d/b/a THE )


BLENDERBOTTLE COMPANY, a )
Utah limited liability company,
) CIVIL ACTION NO. 1:20-cv-591
Plaintiff, )
)
v. )
)
GLEEB LLC, a Virginia limited ) JURY TRIAL DEMANDED
liability company, )
)
Defendant. )

COMPLAINT FOR PATENT INFRINGEMENT


Plaintiff Sundesa, LLC, d/b/a The BlenderBottle Company (“BlenderBottle®”)

hereby complains of Defendant Gleeb LLC (“Defendant”) and alleges as follows:

NATURE OF THE ACTION

1. BlenderBottle® seeks injunctive relief and damages for Defendant’s acts

of patent infringement in violation of the laws of the United States.

THE PARTIES

2. Plaintiff Sundesa, LLC doing business as the BlenderBottle® Company,

is a limited liability company organized and existing under the laws of the State of

Utah, with its principal place of business located at 250 South 850 East, Lehi, Utah

84043.

3. BlenderBottle® is informed and believes, and, based thereon, alleges

that Defendant Gleeb LLC is a limited liability company organized and existing under

the laws of the Commonwealth of Virginia, with its principal place of business located

at 1456 Waggaman Cir., Mclean, Virginia 22101.

JURISDICTION AND VENUE

4. This Court has original subject matter jurisdiction over the claims in this

action pursuant to §§ 1331 and 1338(a), as these claims arise under the laws of the

United States, including the patent laws.

5. This Court has personal jurisdiction over Defendant because Defendant

resides in this judicial district, has a principal place of business in this judicial district,

and has a continuous, systematic, and substantial presence within this judicial district.

For example, Defendant has been selling and offering for sale infringing products in

this judicial district, and committing acts of infringement in this judicial district,

-1-
including but not limited to, selling infringing products to consumers and/or retailers in

this district and selling infringing products into the stream of commerce knowing such

products would be sold in this district. These acts form a substantial part of the events

or omissions giving rise to BlenderBottle®’s claims.

6. Venue is proper in this judicial district under 28 U.S.C. §§ 1391(b),

1391(d), and 1400(b) because Defendant is a company organized and existing under the

laws of the Commonwealth of Virginia and has its principal place of business located

within this district, because Defendant has committed acts of infringement by offering

to sell and/or selling infringing products in this judicial district, and because Defendant

has a regular and established place of business in this district.

BACKGROUND

7. BlenderBottle® revolutionized the way nutritional supplements are

mixed and consumed. Through the tireless efforts of its designers and engineers over

nearly two decades, BlenderBottle® has pioneered innovative technology and path-

breaking designs to create premium products that help simplify everyday life.

Available in more than 90 countries worldwide and in over 60,000 retail locations,

BlenderBottle®’s shakers have become the go-to products for outdoor enthusiasts, gym

goers, serious protein drinkers and more. Products embodying BlenderBottle®’s

proprietary designs and technology have been lauded by consumers and the media,

including Good Morning America, Reader’s Digest, Self, the Today Show, Men’s

Fitness, and others.

8. BlenderBottle® protects its substantial investment in innovation and

design from imitators with its intellectual property rights.

-2-
9. On April 15, 2014, the USPTO duly and lawfully issued United States

Patent No. 8,695,830 (the “’830 Patent”), titled “CONTAINER LID HAVING

INDEPENDENTLY PIVOTING FLIP TOP AND HANDLE.” BlenderBottle® is the

exclusive licensee of the ’830 Patent and has been granted all rights thereunder,

including the right and standing to enforce the ’830 Patent. A true and correct copy of

the ’830 Patent is attached hereto as Exhibit 1.

10. On February 2, 2016, the USPTO duly and lawfully issued United States

Design Patent No. D748,478 (the “D478 Patent”), titled “CLOSURE FOR A

CONTAINER.” BlenderBottle® is the exclusive licensee of the D478 Patent and has

been granted all rights thereunder, including the right and standing to enforce the D478

Patent. A true and correct copy of the D478 Patent is attached hereto as Exhibit 2.

11. On June 12, 2018, the USPTO duly and lawfully issued United States

Design Patent No. D820,038 (the “D038 Patent”), titled “LID FOR A CONTAINER.”

BlenderBottle® is the exclusive licensee of the D038 Patent and has been granted all

rights thereunder, including the right and standing to enforce the D038 Patent. A true

and correct copy of the D038 Patent is attached hereto as Exhibit 3.

COUNT ONE – PATENT INFRINGEMENT

12. BlenderBottle® repeats and re-alleges the allegations of paragraph 1-11

of this Complaint as if set forth fully herein.

13. This is a claim for patent infringement under 35 U.S.C. § 271.

14. Defendant, through its agents, employees and/or servants has, and

continues to, knowingly, intentionally, and willfully infringe the ’830 Patent, either

literally or under the doctrine of equivalents, through, for example, the manufacture,

-3-
use, sale, offer for sale, and/or importation into the United States of Defendant’s gravity

bong (the “Accused Product”) which is depicted below.

15. For example, the Accused Product infringes at least Claim 1 of the ’830

Patent as shown in the claim chart attached hereto as Exhibit 4.

16. Defendant, through its agents, employees and/or servants has, and

continues to, knowingly, intentionally, and willfully infringe the D478 Patent by

making, using, selling, offering for sale, and/or importing products, including for

example the Accused Product, which has a design that infringes the D478 Patent. For

example, the side-by-side visual comparison of a representative figure of

BlenderBottle®’s patented design and an image of the Accused Product shown below

establishes that in the eye of the ordinary observer, giving such attention as a purchaser

usually gives, the design of Defendant’s Accused Product is substantially the same as

the claimed design of the D478 Patent, because the resemblance is such as to deceive

-4-
such an observer inducing him to purchase one supposing it to the be the other. As a

result, Defendant infringes the D478 Patent.

Accused Product U.S. Design Patent No. D748,478

17. Defendant, through its agents, employees and/or servants has, and

continues to, knowingly, intentionally, and willfully infringe the D038 Patent by

making, using, selling, offering for sale, and/or importing products, including for

example the Accused Product, which has a design that infringes the D038 Patent. For

example, the side-by-side visual comparison of a representative figure of

BlenderBottle®’s patented design and an image of the Accused Product shown below

establishes that in the eye of the ordinary observer, giving such attention as a purchaser

usually gives, the design of Defendant’s Accused Product is substantially the same as

the claimed design of the D038 Patent, because the resemblance is such as to deceive

such an observer inducing him to purchase one supposing it to the be the other. As a

result, Defendant infringes the D038 Patent.

-5-
Accused Product U.S. Design Patent No. D820,038

18. The Accused Product is a gravity bong. Defendant’s website,

www.gleebtm.com, advertises that the Accused Product will “[c]hange your smoking

experience forever. The Gleeb provides the smoothest hits on-the-go … and no one

knows you’re  moking’ on that GAS.” “Smoking that Gas” is modern slang for

smoking marijuana.

19. Defendant touts that the Accused Product is discreet, claiming that “[i]t

looks like a shaker cup that you would use to work out with.” BlenderBottle® is

informed and believes, and based thereon alleges that Defendant intended to copy

BlenderBottle®’s designs and visited BlenderBottle®’s website, where BlenderBottle®

lists its patents, including the ’830 Patent, D478 Patent, and D038 Patent.

BlenderBottle® is informed and believes, and based thereon alleges that Defendant had

actual knowledge of BlenderBottle®’s patent rights.

20. Defendant’s acts of infringement of each of the ’830, D478, and D038

Patents were undertaken without permission or license from BlenderBottle®.

BlenderBottle® is informed and believes and based thereon alleges that Defendant had

-6-
actual knowledge of BlenderBottle®’s rights in each of the ’830, D478, and D038

Patents. BlenderBottle® and its iconic designs are well-known throughout the industry

and Defendant’s Accused Product is an identical copy of BlenderBottle®’s patented

design. Accordingly, Defendant’s actions constitute willful and intentional

infringement of each of the ’830, D478, and D038 Patents. Defendant infringed each of

the asserted patents with reckless disregard of BlenderBottle®’s patent rights.

Defendant knew, or it was so obvious that Defendant should have known, that its

actions constitute infringement of the asserted patents. Defendant’s acts of

infringement of the asserted patents were not consistent with the standards of commerce

for its industry.

21. As a direct and proximate result of Defendant’s acts of infringement,

Defendant has derived and received gains, profits, and advantages in an amount that is

not presently known to BlenderBottle®.

22. Pursuant to 35 U.S.C. § 284, BlenderBottle® is entitled to damages for

Defendant’s infringing acts and treble damages together with interests and costs as

fixed by this Court.

23. Pursuant to 35 U.S.C. § 285, BlenderBottle® is entitled to reasonable

attorneys’ fees for the necessity of bringing this claim.

24. Pursuant to 35 U.S.C. § 289, BlenderBottle® is entitled to Defendant’s

total profits from Defendant’s infringement of the asserted design patent.

25. Due to Defendant’s actions, constituting patent infringement,

BlenderBottle® has suffered great and irreparable injury, for which BlenderBottle® has

no adequate remedy at law. For example, Defendant’s continued infringement of

-7-
BlenderBottle®’s patent rights, including the blatant copying of BlenderBottle®’s

designs creates the false impression that Defendant’s products are associated with,

sponsored by, originated from, or are approved by BlenderBottle®. This perceived

association is severely detrimental to BlenderBottle®’s reputation for health and social

responsibility, especially given that Defendant’s products are intended to aid in the

consumption of illicit substances, e.g., marijuana.

26. Defendant will continue to infringe BlenderBottle®’s patent rights to the

great and irreparable injury of BlenderBottle®, unless and until Defendant is enjoined

by this Court.

PRAYER FOR RELIEF

WHEREFORE, BlenderBottle® prays for judgment in its favor against

Defendant for the following relief:

A. An Order adjudging Defendant to have willfully infringed each of U.S.

Patent No. 8,695,830, U.S. Design Patent No. D748,478, and U.S. Design Patent No.

D820,038 under 35 U.S.C. § 271;

B. A preliminary and permanent injunction enjoining Defendant, its respective

officers, directors, agents, servants, employees, customers, and attorneys, and those

persons in active concert or participation with Defendant, from infringing any of U.S.

Patent Nos. 8,695,830, U.S. Design Patent No. D748,478, or U.S. Design Patent No.

D820,038 in violation of 35 U.S.C. § 271, including, for example, through the

manufacture, use, sale, offer for sale, and/or importation into the United States of

Defendant’s products accused of infringing any of U.S. Patent No. 8,695,830, U.S.

-8-
Design Patent No. D748,478, or U.S. Design Patent No. D820,038 and any products that

are not colorably different from these products;

C. That Defendant account for all gains, profits, and advantages derived

through Defendant’s infringement of U.S. Patent No. 8,695,830, U.S. Design Patent No.

D748,478, and U.S. Design Patent No. D820,038 in violation of 35 U.S.C. § 271, and

that Defendant pay to BlenderBottle® all damages suffered by BlenderBottle® from such

infringement pursuant to 35 U.S.C. § 284;

D. That, if Plaintiff so elects, Defendant pay to BlenderBottle® Defendant’s

total profits from infringement of U.S. Design Patent No. D748,478 and U.S. Design

Patent No. D820,038 pursuant to 35 U.S.C. § 289;

E. An Order adjudging that this is an exceptional case under 35 U.S.C. § 285;

F. An Order that Defendant’s infringement is willful and a trebling of

damages and/or exemplary damages because of Defendant’s willful conduct pursuant to

35 U.S.C. § 284;

G. An award to BlenderBottle® of the attorneys’ fees, expenses, and costs

incurred by BlenderBottle® in connection with this action pursuant to 35 U.S.C. § 285;

H. An award of pre-judgment and post-judgment interest and costs of this

action against Defendant; and,

I. Such other and further relief as this Court may deem just and proper.

-9-
DEMAND FOR JURY TRIAL

Pursuant to Rule 38 of the Federal Rules of Civil Procedure, BlenderBottle®

requests a trial by jury of all issues so triable.

s/ Andrea L. Cheek
Andrea L. Cheek

Counsel for Plaintiff


SUNDESA, LLC d/b/a THE
BLENDERBOTTLE COMPANY

Andrea L. Cheek (SBN 80331)


KNOBBE, MARTENS, OLSON & BEAR, LLP
1717 Pennsylvania Ave. N.W., Ste. 900
Washington D.C. 20006
andrea.cheek@knobbe.com
Tel: (202) 640-6400
Fax: (202) 640-6401

Paul Stewart (pro hac vice imminent)


Ali S. Razai (pro hac vice imminent)
Nicole Townes (pro hac vice imminent)
James F. Smith (pro hac vice imminent)
KNOBBE, MARTENS, OLSON & BEAR, LLP
2040 Main Street, 14th Floor
Irvine, CA 92614
Telephone: 949-760-0404
Facsimile: 949-760-9502
Paul.Stewart@knobbe.com
Ali.Razai@knobbe.com
Nicole.Townes@knobbe.com
James.Smith@knobbe.com

May 26, 2020

-10-
EXHIBIT 1
USOO865983OB2

(12) United States Patent (10) Patent No.: US 8,659,830 B2


Brott et al. (45) Date of Patent: Feb. 25, 2014

(54) OPTICAL FILMS ENABLING 5,035,486 A * 7/1991 Inokuchi ....................... 359/625


AUTOSTEREOSCOPY 5,175,030 A 12/1992 Lu et al.
5,271,968 A 12/1993 Coyle et al.
(75) Inventors: Robert L. Brott, Woodbury, MN (US); 5,558,740 A ck 9, 1996 Bernard et al.
Michael J. Svkora, New Richmond, WI 5,661,599 A 8/1997 Borner .......................... 359/463
. Sy s s 6,310,722 B 1 * 10/2001 Baek ............................. 359/455
(US) 7,165,959 B2 1/2007 Humlicek et al.
7.210,836 B2 * 5/2007 Sasagawa et al.............. 362/606
(73) Assignee: 3M Innovative Properties Company, 7,224,529 B2 5/2007 King et al.
Saint Paul, MN (US) 7,530,721 B2 5, 2009 Metal.
7,750,982 B2 * 7/2010 Nelson et al. ................... 349.15
(*) Notice: Subject to any disclaimer, the term of this 8,035,771 B2 * 10/2011 Brott et al. ...................... 349.65
patent is extended or adjusted under 35 8,068.187 B2 * 1 1/2011 Huizinga et al. ................ 349.15
U.S.C. 154(b) by 485 days. 2005/0276071 A1 12/2005 Sasagawa et al.
2007,0253.058 A1* 11/2007 Wood ............................ 359/455
(21) Appl. No.: 12/643,503 2008/0084518 A1* 4/2008 Brott et al. ...................... 349.65
2008/0259634 A1 10, 2008 Metal.
(22) Filed: Dec. 21, 2009 2008/0284945 A1* 11/2008 Schultz et al. .................. 349.65
2009/0316058 A1* 12/2009 Huizinga et al. ................ 349.15
(65) Prior Publication Data * cited by examiner
US 2011 FO149391 A1 Jun. 23, 2011
(51) Int. Cl. Primary Examiner — Audrey Y Chang
GO2B 27/22 (2006.01) (74) Attorney, Agent, or Firm — Lance L. Vietzke
G03B 2/60 (2006.01)
F2IV 7/04 (2006.01)
(52) U.S. Cl. (57) ABSTRACT
USPC ........... 359/463:359/462: 359/464; 359/455; -
359/458; 359/621; 362/606; 362/607 Optical films used for 3D autostereoscopic displays include
(58) Field of Classification Search lenses on one Surface of the optical film that are registered to
USPC .......... 359/463,455,457,458, 621; 362/606, prisms on the opposing surface of the optical film. The lenses
362/6O7 may be a-cylindrical lenses or cylindrical, and the rotation of
See application file for complete search history. the lenses can vary with position on the Surface of the optical
film. The prisms may be contiguous or non-contiguous. The
(56) References Cited prisms of the optical film can have a pitch that is different
U.S. PATENT DOCUMENTS
from a pitch of the lenses, or the prism pitch can be substan
tially the same as the pitch of the lenses.
3.213,753 A * 10/1965 Rogers ..................... 359.489.16
4,374,077 A 2f1983 Kerfeld
4,567,850 A 2f1986 Arthur 15 Claims, 14 Drawing Sheets

O O O. -01 -02 -03 -OL


4. 3- 2N |- Clos
611c - 611d 611e

612a 612b 612c Y 612d Y 612e


U.S. Patent Feb. 25, 2014 Sheet 1 of 14 US 8,659,830 B2

Figure IB
U.S. Patent Feb. 25, 2014 Sheet 2 of 14 US 8,659,830 B2

234

Figure 2A

Figure 2B
U.S. Patent Feb. 25, 2014 Sheet 3 of 14 US 8,659,830 B2

Figure 2D
U.S. Patent Feb. 25, 2014 Sheet 4 of 14 US 8,659,830 B2

459
450

Figure 4
U.S. Patent Feb. 25, 2014 Sheet 7 of 14 US 8,659,830 B2

3. 653
Figure 6A
U.S. Patent Feb. 25, 2014 Sheet 10 of 14 US 8,659,830 B2

720

Figure 7A

-- 733
-- 734

730 -- 731
-- 735
-- 732

Figure 7B
U.S. Patent Feb. 25, 2014 Sheet 11 of 14 US 8,659,830 B2

-20 - 15 - 10 -5 O 5 10 15 20

Figure 8A

1200 856

855

-20 - 15 - 10 -5 O 5 10 15 2O

Figure 8B
U.S. Patent Feb. 25, 2014 Sheet 12 of 14 US 8,659,830 B2

Xum
t

10 30 40 50 60

980

990

Figure 9A
U.S. Patent Feb. 25, 2014 Sheet 13 of 14 US 8,659,830 B2

140

1200

OO
U.S. Patent Feb. 25, 2014 Sheet 14 of 14 US 8,659,830 B2
12O
1053

-15 - 10 -5 O 5 10 15 20

-20 - 15 - 10 -5 O 5 10 15 2O

Figure 10B
US 8,659,830 B2
1. 2
OPTICAL FILMS ENABLNG on a first Surface of the optical film and prisms disposed on a
AUTOSTEREOSCOPY second surface of the optical film. Each lens on the first
Surface of the optical film is registered to a prism on the
BACKGROUND second surface of the optical film. The a-cylindrical lenses
may be rotated toward an estimated viewer position. For
Displays that provide 3D images are advancing in technol example, a group of first lenses may be rotated at positive
ogy and in popularity with consumers. Stereoscopic display angles with respect to their center lines toward an estimated
technologies include shutter glasses, polarized glasses, and viewer position. A group of second lenses may be rotated at
other techniques that require the user to wear additional negative angles with respect to their center lines and toward
equipment. Autostereoscopic displays, which do not require 10
the estimated viewer position.
additional equipment, are of increasing interest. One tech Another embodiment involves a double sided optical film
nique for achieving an autostereoscopic display involves a having lenses disposed on a first Surface of the optical film in
spatially multiplexed approach that subdivides the number of registration with prisms disposed on a second Surface of the
pixels in a display to left eye image pixels and right eye image
pixels. This approach halves the resolution of the display, 15 optical film. A rotation of the lenses on the first surface varies
degrading the viewing experience. with position on the first surface. The lenses may be rotated
Some autostereoscopic displays use an optical film with around their respective focal points. The lenses may be cylin
features on both sides of the optical film. These approaches drical ora-cylindrical. The optical film may include a group
involve time multiplexing of images, thus avoiding the of first lenses that are rotated at positive angles with respect to
decrease in resolution required by spatial multiplexing. How their center lines and a group of second lenses rotated at
ever, some films have a wide Stereo edge that leads to image negative with respect to their center lines. The prisms of the
cross talk and degrades the image observed by the viewer. The optical film may be contiguous or non-contiguous. The pitch
width of the stereo edge and the amount of image cross talk of the prisms may be different from the lens pitch, or the prism
becomes increasingly important as the display size increases pitch and the lens pitch may be substantially equal.
and/or the viewer's distance from the display increases. 25 Another embodiment involves autostereoscopic display
modules having optical films with lenses that have a variable
SUMMARY rotation. The autostereoscopic display includes a light guide
having a first side, a second side opposite the first side, a first
Some embodiments involve an optical film that includes light guide Surface extending between the first and second
a-cylindrical lenses disposed on a first Surface of the optical 30 sides, and a second light guide surface opposite the first
film and prisms disposed on a second surface of the optical surface. The first light guide surface substantially re-directs
film. Each lens on the first surface is registered to a prism on light and the second light guide surface substantially emits
the second Surface. The prisms may be contiguous or non light. A first light Source is disposed along the first side of the
contiguous. In some implementations, the prisms of the opti light guide and a second light source disposed along the
cal film have a pitch that is different from a pitch of the lenses. 35 second side the light guide. A synchronization driving ele
In other implementations, the prism pitch is Substantially the ment is electrically coupled to the first and second light
same as the pitch of the lenses. Sources. The synchronization driving element is configured to
In Some films, the a-cylindrical lenses are not substantially synchronize turning each of the first or second light Sources
rotated, whereas in other films the a-cylindrical lenses have a on or offin an alternating order. A double sided optical film is
rotation that varies with position on the first surface. For 40 arranged to receive light emitted through the second Surface
example, the lenses may be rotated about a rotation point that of the light guide. The optical film includes lenses disposed
is below a vertex of the a-cylindrical lens and on a center line on a first surface of the optical film that are registered to
of the rotated a-cylindrical lens. The point of rotation may be prisms disposed on a second Surface of the optical film. The
the focal point of the lens. In some implementations, the lenses have a rotation that varies with position on the first
optical film includes both positively rotated a-cylindrical 45 surface of the optical film. The lenses may be cylindrical or
lenses and negatively rotated a-cylindrical lenses. Each posi a-cylindrical. The prisms may be contiguous or non-contigu
tively rotated a-cylindrical lens is rotated at a positive angle ous. In some cases, the prisms have a pitch that is different
with respect to a center line of the positively rotated a-cylin from the pitch of the lenses.
drical lens and each negatively rotated a-cylindrical lens is
rotated at a negative angle with respect to a center line of the 50 BRIEF DESCRIPTION OF THE DRAWINGS
negatively rotated a-cylindrical lens.
Some embodiments involve autostereoscopic display The invention may be more completely understood in con
modules incorporating double sided optical films. The sideration of the following detailed description of various
autostereoscopic display modules include a light guide hav embodiments of the invention in connection with the accom
ing a first side, a second side opposite the first side, a first light 55 panying drawings, in which:
guide Surface extending between the first and second sides, FIG. 1A is a schematic side view of an illustrative display
and a second light guide Surface opposite the first Surface. The apparatus;
first light guide Surface Substantially re-directs light and the FIG. 1B is a view of the backlight of FIG. 1A:
second light guide Surface Substantially emits light. A first FIG. 2A illustrates the operation of the backlight when the
light Source is disposed along the first side of the light guide 60 left eye image light Source is activated and the right eye image
and a second light source is disposed along the second side the light Source is deactivated;
light guide. A synchronization driving element is electrically FIG. 2B is a graph of the angular light output from the
coupled to the first and second light Sources and synchronizes backlight when the left eye image light source is activated and
turning each of the first or second light sources on or offin an the right eye image light Source is deactivated;
alternating order. A double sided optical film is arranged to 65 FIG. 2C illustrates the operation of the backlight when the
receive light emitted through the second surface of the light right eye image light Source is activated and the left eye image
guide. The optical film includes a-cylindrical lenses disposed light Source is deactivated;
US 8,659,830 B2
3 4
FIG. 2D is a graph of the angular light output from the FIG. 10A shows graphs of the angular output distributions
backlight when the right eye image light Source is activated of the light from the left eye image light Source and the right
and the left eye image light source is deactivated; eye image light source at 0 degrees for the display simulated
FIGS. 3 and 4 compare the effects of two types of optical in Example 3; and
films on the direction of light emerging from the light guide; 5 FIG. 10B shows graphs of angular output distributions of
FIG. 5A is a cross section of an optical film that includes the light from the left eye image light source and the right eye
a-cylindrical lenses on one surface of the optical film regis image light source at 7.5 degrees for the display simulated in
tered to contiguous prisms on the opposing Surface of the Example 3.
optical film and the lens pitch is Substantially equal to the The figures are not necessarily to Scale. Like numbers used
prism pitch; 10 in the figures refer to like components. However, it will be
FIG. 5B is a cross section of an optical film that includes understood that the use of a number to refer to a component in
a-cylindrical lenses on one surface of the optical film regis a given figure is not intended to limit the component in
tered to contiguous prisms on the opposing Surface of the another figure labeled with the same number.
optical film and the prism pitch is greater than the lens pitch;
FIG. 5C is a cross section of an optical film that includes 15 DETAILED DESCRIPTION
a-cylindrical lenses on one surface of the optical film regis
tered to non-contiguous prisms on the opposing Surface of the In the following description, reference is made to the
optical film and the lens pitch is Substantially equal to the accompanying drawings that form a parthereof, and in which
prism pitch; are shown by way of illustration several embodiments. It is to
FIG.5D is a cross section of an optical film that includes 20 be understood that other embodiments are contemplated and
a-cylindrical lenses on one surface of the optical film regis may be made without departing from the scope of the present
tered to non-contiguous prisms on the opposing Surface of the invention. The following detailed description, therefore, is
optical film and the prism pitch is greater than the lens pitch; not to be taken in a limiting sense.
FIG. 6A illustrates the rotation of a lens; The term “autostereoscopic' refers to displaying three
FIG. 6B is a cross section of an optical film that includes 25 dimensional (3D) images that can be viewed without the use
rotated cylindrical or a-cylindrical lenses on one Surface of of special headgear or glasses on the part of the user or viewer.
the optical film registered to contiguous prisms on the oppos These methods produce depth perception for the viewer even
ing Surface of the optical film and the lens pitch is Substan though the image is produced by a flat device. The term
tially equal to the prism pitch; “stereoscopic 3D incorporates the field of autostereoscopic
FIG. 6C is a cross section of an optical film that includes 30 devices but also includes the stereoscopic 3D display case in
rotated cylindrical or a-cylindrical lenses on one Surface of which special headgear, typically shutter glasses, are need to
the optical film registered to contiguous prisms on the oppos see stereoscopic 3D from a flat device.
ing Surface of the optical film and the prism pitch is greater Autostereoscopic devices described herein present two
than the lens pitch; images to the viewer corresponding to left and right parallac
FIG. 6D is a cross section of an optical film that includes 35 tic viewpoints to simulate a three dimensional image from a
rotated cylindrical or a-cylindrical lenses on one Surface of two dimensional display. The left and right images are time
the optical film registered to non-contiguous prisms on the multiplexed during a first time period and a second time
opposing Surface of the optical film and the lens pitch is period, corresponding to the left eye view and the right eye
Substantially equal to the prism pitch; view, respectively, at a rate that is faster than the human eye
FIG. 6E is a cross section of an optical film that includes 40 can resolve. The 3D display directs the images towards the
rotated cylindrical or a-cylindrical lenses on one Surface of location of the viewer's left eye during the first time period
the optical film registered to non-contiguous prisms on the and towards the location of the viewer’s right eye during the
opposing Surface of the optical film and the prism pitch is second time period. Altering the directivity of the image to the
greater than the lens pitch; left and right eye locations may be accomplished by Switch
FIG. 7A illustrates the configuration of the display used for 45 ing between two light sources that illuminate the display.
Examples 1-3: The autostereoscopic displays described herein include
FIG. 7B is a cross section illustrating the thicknesses of double sided optical films having cylindrical ora-cylindrical
various sections (caliper budget) of the optical films used for lenses on one surface of the film. Each of the lenses is regis
Examples 1-3: tered to a corresponding prism on the opposing Surface of the
FIG. 8A shows graphs of the angular output distributions of 50 film. A lens and its corresponding prism are referred to herein
the light from the left eye image light Source and the right eye as a lens/prism pair.
image light source at 0 degrees for the display simulated in In some embodiments, the configuration of the lens/prism
Example 1: pairs varies across the surface of the film. For example, the
FIG.8B shows graphs of angular output distributions of the configuration of the lens/prism pairs may vary due to a varia
light from the left eye image light source and the right eye 55 tion in the rotation of the lenses across the surface of the film.
image light source at 7.5 degrees for the display simulated in In some implementations, the variation in the configuration of
Example 1: the lens/prism pairs may be due to a difference between the
FIG. 9A illustrates the profiles of a cylindrical lens and an lens pitch and the prism pitch. When the prism pitch is dif
a-cylindrical lens; ferent from, e.g., greater than or less than the lens pitch, the
FIG.9B shows graphs of the angular output distributions of 60 offset between the lenses and their corresponding prisms
the light from the left eye image light Source and the right eye varies across the surface of the optical film.
image light source at 0 degrees for the display simulated in Some double sided optical films described herein include
Example 2: a-cylindrical lenses on one surface of the optical film which
FIG.9C shows graphs of angular output distributions of the are registered to prisms on the opposing Surface of the optical
light from the left eye image light source and the right eye 65 film. These lens/prism pairs may not have Substantial varia
image light source at 7.5 degrees for the display simulated in tion in their configuration across the film. For example, the
Example 2: pitch of the lenses may substantially equal the pitch of the
US 8,659,830 B2
5 6
prisms, the lenses may not be rotated, or may have a Substan The liquid crystal display panel 120 can be any useful
tially uniform rotation so that the lens/prism pairs have across transmissive liquid crystal display panel. In many embodi
section that does not substantially vary with position. ments, liquid crystal display panel 120 has a frame response
An autostereoscopic display 100 according to embodi time of less than 16 milliseconds, or less than 10 milliseconds,
ments of the invention is illustrated in FIG. 1A. The display or less than 5 milliseconds, or less than 3 milliseconds. Com
100 includes a display panel 120, e.g., a liquid crystal display mercially available transmissive liquid crystal display panels
(LCD) panel, and a backlight 130 positioned to provide light having an appropriate frame response time include, for
to the liquid crystal display panel 120. The backlight 130 example, the Toshiba Matsushita Display (TMD) optically
includes one or more light guides 150, one or more right eye compensated bend (OCB) mode panel LTA090A220F
image light Sources 132, e.g., Solid State light sources, and one 10 (Toshiba Matsushita Display Technology Co., Ltd., Japan).
or more left eye image light sources 134, e.g., Solid state light The light guide 150 includes a first light input side 131
adjacent to the right eye image light source 132 and an oppos
sources. Each of the first and second light sources 132,134 is ing second light input side 133 adjacent to the left eye image
capable of repetitively transitioning between an OFF state, light source 134. A first light guide surface 151 extends
during which the light source 132, 134 produces no light 15 between the first side 131 and second side 133. A second light
output or a very small light output, and an ON state, during guide surface 152, opposite the first surface 151, extends
which the light source 132, 134 produces a significant light between the first side 131 and the second side 133. Light may
output, at a rate that is imperceptible to the human eye, for be reflected or emitted from either surface 151, 152 of the
example, at a rate of least 30 Hz per eye or preferably at least light guide 150, but in general light is emitted from surface
60 Hz per eye. 152 and is reflected from surface 151. In many embodiments,
The light sources 132, 134 may be inorganic solid state a highly reflective surface is on or adjacent to the first surface
light sources, e.g., light emitting diodes (LEDs) or laser 151 to assist in re-directing light out through the second
diodes, and/or may be organic light emitting diodes Surface 152.
(OLEDs). Light extraction features 199, e.g., prisms, lenticu In some embodiments, the first light guide surface 151
lar features, white dots, haze coatings and/or other features, 25 includes a plurality of extraction elements 199 such as,
may be disposed on one or both surfaces 151,152 of the light prisms, lenticular features, white dots, haze coatings, and/or
guide 150. A double sided optical film 140, as described in other features. The longitudinal axis of the extraction features
more detail herein, is disposed between the liquid crystal can extend in a direction substantially parallel to the first side
display panel 120 and the backlight 130. The double sided 131 and second side 133 or substantially parallel to the prisms
optical film 140 includes lenses 142 on the surface of the 30 and lenses of the double sided optical film 140, or the extrac
optical film 140 that is oriented away from the light guide 150. tion features can be arranged at other angles.
Each of the lenses 142 is registered to a corresponding prism The light sources 132, 134 can be any useful light source
141 on the surface of the optical film 140 that is oriented wherein the light output of each light source 132, 134 can be
toward the light guide 150. In general, dimensions for the modulated from ON (relatively highlight output) to OFF (no
pitch of the lenses and prisms may be determined, for 35 or negligible light output) at a rate of at least 30 Hz per eye or
example, by selecting a pitch that would result in the elimi preferably 60 Hz or more per eye, for example. In many
nation or reduction of Moiré patterns in the display 100. The embodiments, the light sources 132, 134 are a plurality of
lens and prism pitches can also be determined based upon LEDs, such as Nichia NSSW020B (Nichia Chemical Indus
manufacturability. As LCD panels are manufactured with tries, Ltd., Japan). In some embodiments, the light sources
different pixel pitches, it can be desirable to change the pitch 40 132, 134 comprise a plurality of laser diodes or OLEDs. The
of the optical film to accommodate the different pixel pitches light sources 132, 134 can emit any number of visible light
of the LCD panel. A useful pitch range for an autostereo wavelengths such as red, blue, and/or green, or range or
scopic optical film 140 is about 10 microns to about 140 combinations of wavelengths to produce, for example, white
microns, for example. light.
The display 100 can have any useful shape or configura 45 The light guide 150 can be a single layer of optically clear
tion. In many embodiments, the liquid crystal display panel material with light sources adjacent both sides of the light
120 and/or light guide 150 have a square or rectangular shape. guide 150 or two (or more) layers of optically clear material
However, in some embodiments, either the liquid crystal dis which preferentially extract light in a desired direction, with
play panel 120 and/or light guide 150 have more than four a light Source for each layer.
sides and/or have a curved shape. The surfaces 151,152 of the 50 The image source 170 can be any useful image source
light guide 150 may be substantially parallel, or the light capable of providing images frames (e.g., right eye images
guide 150 may be wedge-shaped. In some examples, two and left eye images) such as, for example, a video source or a
wedge-shaped light guides with corresponding light sources computer rendered graphic source. In many embodiments,
are used. the video source can provide image frames from 50 to 60
A synchronization driving element 160 is electrically con 55 hertz or from 100 to 120 hertz or greater.
nected to the right eye image and left eye image light sources The computer rendered graphic source can provide gaming
132, 134, and the liquid crystal display panel 120. The syn content, medical imaging content, computer aided design
chronization driving element 160 synchronizes activation and content, and the like. The computer rendered graphic source
deactivation of the right eye image light source 132 and the can include a graphics processing unit such as, for example,
left eye image light Source 134 as image frames are provided 60 an Nvidia FX5200 graphics card, a Nvidia GeForce 9750
to the liquid crystal display panel 120 to produce an image. GTX graphics card or, for mobile solutions such as laptop
The image may be a still image sequence, video stream, computers, an Nvidia GeForce GO 7900 GS graphics card.
and/or rendered computer graphics, for example. An image The computer rendered graphic source can also incorporate
source 170 is connected to the synchronization driving ele appropriate stereo driver Software such as, for example,
ment 160 and provides the image frames (e.g., right eye 65 OpenGL, DirectX, or Nvidia proprietary 3D stereo drivers.
images and left eye images) to the liquid crystal display panel The image source 170 can provide video content. The
120. image source can include a graphics processing unit Such as,
US 8,659,830 B2
7 8
for example, an Nvidia Quadro FX1400 graphics card. The poses of this example, a 120 HZ refresh rate is presumed. This
Video source can also incorporate appropriate Stereo driver means that a new image is presented to the viewer every /120
software such as, for example, OpenGL, DirectX, or Nvidia second or 8.333 milliseconds (msec). In the 3D system this
proprietary 3D stereo drivers. means that at time t-O (Zero) the right image of frame one is
The synchronization driving element 160 can include any presented. At time t-8.333 msec the left image of frame one
useful driving element providing synchronizing activation is presented. At time t—2*8.333 msec the right image of frame
and deactivation (i.e., light output modulation) of the right two is presented. At time t3*8.333 msec the left image of
eye image light Source 132 and the left eye image light Source frame two is presented, and this process is thus repeated. The
134 with image frames provided at a rate of, for example, 30 effective frame rate is half that of a normal imaging system
HZ or preferably 60 hertz or greater to the liquid crystal 10 because for each image a left eye and right eye view of that
display panel 120 to produce video or rendered computer image is presented.
graphics. The synchronization driving element 160 can In this example, turning the first plurality of light sources
include a video interface such as, for example, a Westar VP-7 ON to light the right (or left) image at time t-O provides light
video adaptor (Westar Display Technologies, Inc., St. to the right (or left) image, respectively. At time t—8.333 msec
Charles, Mo.) coupled to custom light source drive electron 15 the second image left or right, starts to be put in place. This
1CS image replaces the “time t—0 image' from the top of the LCD
FIG. 1B is a three dimensional diagram of the back light panel to the bottom of the LCD, which takes 8.333 msec to
130 showing the light guide 150, optical film 140 and right complete in this example.
eye image light sources 132. The optical film 140 includes Providing at least 45 left eye images and at least 45 right
lenses 142 oriented away from the light guide 150 and prisms eye images (alternating between right eye and left eye images
141 with prism peaks oriented toward the light guide 150. A and the images are possibly a repeat of the previous image
longitudinal axis 155 of a lens or prism runs substantially pair) to a viewer per second provides a Substantially flicker
parallel to the vertex of the lens or prism. free 3D image to the viewer. Accordingly, displaying differ
FIGS. 2A-D illustrate the general operation of an autoste ent right and left viewpoint image pairs from computer ren
reoscopic display. Note that FIGS. 2A and 2C are not to scale 25 dered images or images acquired from still image cameras or
and the data presented in FIGS. 2B and 2D are not actual data. Video image cameras, when displayed in synchronization
Some features of the structures in FIGS. 2A and 2C and some with the switching of the light sources 232 and 234, enables
aspects of the data in FIGS. 2B and 2D have been exaggerated the viewer to visually fuse the two different images, creating
to more effectively explain the general operation of an the perception of depth from the flat panel display. A limita
autostereoscopic display. 30 tion of this visually flicker-free operation is that the backlight
FIG. 2A and FIG. 2C are schematic side views of a portion should not be on until the new image that is being displayed
of a display apparatus in operation. In FIG. 2A, the left eye on the liquid crystal display panel has stabilized; otherwise,
image light source 234 is activated and the right eye image cross-talk and a poor stereoscopic image will be perceived.
light source 232 is not activated. In this state, the light emitted The backlight 230 (including the light guide 250, light
from the left eye image light source 234 transmits through the 35 sources 232, 234, and optical film 240) described herein can
backlight 230 (including the light guide 250 and the double be verythin such as, for example, less then 5 millimeters, or
sided optical film 240) and the liquid crystal panel (120 from 0.25 to 5 millimeters, or from 0.5 to 4 millimeters, or
shown in FIG. 1A) providing a left eye image directed toward from 0.5 to 2 millimeters.
the left eye 264 of a viewer. In FIG. 2C, the right eye image FIG. 2A illustrates the operation of the backlight 230 dur
light source 232 is activated and the left eye image light 40 ing a first time framea in which the left eye image light Source
source 234 is not activated. In this state, the light emitted from 234 is ON and the right eye image light source 232 is OFF.
the right eye light source 232 transmits through the backlight Light rays 280 from light source 234 enter the light guide 250
230 (including the light guide 250 and the double sided opti through surface 233. Initially, light ray 280 strikes the surface
cal film 240) and liquid crystal panel (120 shown in FIG. 1A) 252 of light guide 250 at angle Y which is larger than the
providing a right eye image directed toward the right eye 262 45 critical angle necessary for total internal reflection (TIR).
of the viewer. It is understood that while the right eye image Thus, light ray 280 is totally internally reflected, and contin
light source 232 is located on the right side of the light guide ues propagating down the light guide 250. Eventually light
250 and the left eye image light source 234 is located on the ray 280 is redirected by an extraction feature 299 disposed on
left side of the light guide 250, in some embodiments, the surface 251 of the light guide 250. Redirection of light ray 280
right eye image light source 232 may be located on the left 50 by the extraction feature 299 changes the angle of incidence
side of the light guide 250 and the left eye image light source oflight ray 280 onlight guide surface 252 to an angle less than
234 may be located on the right side of the light guide 250. the critical angle for TIR, allowing light ray 280 to be emitted
The light sources 232, 234 can be air coupled or index from the surface 252 of light guide 250.
matched to the light guide 250. For example, a packaged light Light ray 280 next encounters the prism features 241 of
Source device (e.g., LED) can be edge-coupled without index 55 optical film 240. The prisms of optical film 240 operate as a
matching material within the light guide 250. Alternatively, turning film, changing the angle of light ray 280 in the direc
packaged or bare die LEDs can be index matched and/or tion of the axis 243 perpendicular to the plane of the optical
encapsulated in the sides 231, 233 of the light guide 250 for film 240. Light ray 280 experiences further refraction when it
increased efficiency. This feature may include additional opti encounters the lens 242. Light ray 280 eventually emerges at
cal features, e.g., injection wedge shapes, on the sides 231, 60 an exit angle 0 from the optical film 240.
233 of the light guide 250 to efficiently transport the input FIG. 2B is a graph illustrating an example of an angular
light. The LEDs can be alternatively embedded in the sides output distribution for light rays emerging from optical film
231, 233 of the light guide 250 with appropriate features to 240 in the XZ plane during the first time period. For example,
efficiently collect and collimate the LED light into total inter at an exitangle of 0–0, light rays emerge from optical film 240
nal reflection (TIR) modes of the light guide 250. 65 along axis 243. Light rays emerging from optical film 240 at
Liquid crystal display panels 120 (see FIG. 1A) have a the negative angles shown on the horizontal axis in FIG. 2B
refresh or image update rate that is variable, but for the pur are directed toward the left in FIG. 2A. Light rays emerging
US 8,659,830 B2
10
from the optical film 240 at the positive angles shown on the the viewer's eyes are a fixed distance apart (nominally 63.5
horizontal axis of FIG. 2B are directed toward the right in mm), the angle Subtended by the eyes gets Smaller as the
FIG. 2A. In this example, the angular output distribution from viewing distance increases and, as a result, the separation
the back light 230 when the left eye image light source 234 is between the left and right light distributions has to become
active and the right eye image light Source 232 is inactive sharper. In other words, increasing the viewing distance leads
peaks at about -8 degrees. to increased cross-talk. The angular width of the edge of
With reference to FIG.2C, during a second time period, the either the left or right light distribution can be referred to as
left eye image light source 234 is turned OFF and the right eye the “stereo edge'. Practically, the width of the stereo edge
image light source 232 is turned ON. Light rays 290 from may be measured as the width in degrees between 10% of
light source 232 enter the light guide 250 through surface 231. 10 peak value of the light distribution and 90% of peak value of
Light ray 290 is propagated down the light guide 250 by TIR the light distribution. As viewing distance increases, it is
until it is refracted by an extraction feature 299 disposed on desirable for the width of the stereo edge to decrease. A
the surface 251 of the light guide 250. Refraction of light ray sharper stereo edge allows for a greater viewing distance.
290 by the extraction feature 299 allows light ray 290 to be Another effect associated with the stereo edge is viewing
emitted from the surface 252 of light guide 250. Light ray 290 15 freedom. For a comfortable 3D experience, it is desirable that
next encounters optical film 240 and experiences further the viewer be able to move their head side-to-side for some
refraction. Light ray 290 eventually emerges at an exit angle distance. The more one can move their head and still perceive
0 from the optical film 240. 3D, the more viewing freedom there is. If the stereo edge is
FIG. 2D is a graph illustrating an example of an angular fairly broad, then moving the head side-to-side will increase
output distribution for light rays emerging from optical film cross-talk and hence degrade the 3D effect. Thus, a sharper
240 in the XZ plane during the second time period. Light rays Stereo edge leads to more viewing freedom.
emerging from the optical film 240 at the negative angles The size of the display is also a factor in determining the
shown on the horizontal axis in FIG. 2D are directed toward quality of the 3D viewing experience. The light distribution
the left in FIG. 2C. Light rays emerging from the optical film from the edge of a display has to aim at a steeper angle than
240 at the positive angles shown on the horizontal axis of FIG. 25 the light near the center of the display in order to be received
2D are directed toward the right in FIG. 2C. In this example, by the viewer's eyes. The wider the display, the steeper this
the angular output distribution from the back light 230 when aiming angle becomes. Thus it is important that the autoste
the right eye image light source 232 is active and the left eye reoscopic display aim the light to the viewer as a function of
image light Source 234 is inactive peaks at about 8 degrees. the display width without compromising the stereo edge.
Double sided optical films described herein having lenses 30 Double sided optical films having a-cylindrical lenses and/
on one surface registered to corresponding prisms on the or variable lens/prism pair configurations as described herein
opposing surface. As previously discussed, each lens and its reduce cross-talk, reduce the width of the stereo edge, and
corresponding prism on an optical film are referred to herein improve aiming of the light distributions. These optical films
as a lens/prism pair. The lenses of the optical films may be provide for an enhanced 3D viewing experience, including
cylindrical ora-cylindrical. The prisms may be contiguous or 35 more viewing freedom, larger display sizes, and/or longer
non-contiguous. In some embodiments, the configuration of viewing distances.
the lens/prism pairs varies as a function of position across the FIGS. 3 and 4 compare the light output of back light 330
surface of the optical film. For example, either the lens can be including an optical film 340 with the light output of back
rotated as a function of position and/or an offset between the light 430 including optical film 440. Optical film 340 has
lenses and the prisms of the lens/prism pairs may vary as a 40 uniformly spaced cylindrical lenses 342 disposed on one
function of position. Variation in offset between the lenses surface of the optical film 340 and corresponding uniformly
and their corresponding prisms may be achieved by using a spaced prisms 341 disposed on the opposing Surface of the
prism pitch that is different from, e.g., greater than, the pitch optical film 340. The configuration of the lenses 342 and their
of the lenses. The use of a-cylindrical lenses and/or the varia corresponding prisms 341 (lens/prism pairs) is Substantially
tion of the lens/prism configuration as a function of position 45 uniform along the X axis. In the XZ plane, the cross sections of
directs the light output from the optical film toward the the lenses 342 are uniform and the cross sections of the prisms
viewer, which sharpens the “stereo edge' (discussed below) 341 are uniform. The lenses 342 are not rotated and the pitch
of the light output distributions and reduces crosstalk, thereby of the lenses 342 is constant and is equal to the pitch of the
enhancing the performance of autostereoscopic displays that prisms 341. Back light 330 includes a light guide 350 and
incorporate these optical films. 50 right and left eye image light sources 332, 334 that operate
Autostereoscopic displays produce depth perception in the similarly to comparable components described in connection
viewer even though the image is produced by a flat device. At with FIGS 2A-2D.
a basic level, an autostereoscopic display must present each Optical film 440 comprises lens/prism pairs having a con
eye with its respective parallactic view. For best operation, it figuration that varies along the X axis. For example, the lens
is desirable that the light intended for the left eye is only 55 rotation may vary as a function of X, and/or the prism pitch
received by the left eye. Any light that is intended for the right may be different from the lens pitch. A prism pitch that is
eye that is received by the left eye will degrade the 3D viewing different from the lens pitch, e.g., a prism pitch greater than
experience. Light intended for the right eye that is received by the lens pitch leads to a variation in the offset between the
the left eye or light intended for the left eye that is intended for lenses and their corresponding prisms that varies along the X
the right eye is a type of cross-talk. Thus the light distributions 60 axis. Back light 430 includes a light guide 450 and right and
that leave the display and are received by the eye must be well left eye image light sources 432, 434 that operate similarly to
separated. However, for a quality viewing experience, the two comparable components described in connection with FIGS.
light distributions should be as close together as possible to 2A-2D.
reduce viewing artifacts and also allow for a good 2D viewing The light output angular distributions (represented by the
experience. 65 peak light output angle) for various points on the optical film
The viewer's location with respect to the display limits the 340 when the left eye image light source 334 is ON and the
minimum level of cross-talk that can be achieved. Because right eye image light source 332 is OFF are indicated by the
US 8,659,830 B2
11 12
dashed lines 374 in FIG. 3. For example, in the case of a back image light source 434 is activated. The angle of the peak light
light having the angular output distribution shown in FIG. 2B, output 474 varies as a function of x to aim the light toward the
the peak light output angle is about-8 degrees with respect to left eye position 484.
the Z axis. The light output angular distributions for various Thus, the variation of the lens/prism pair configuration as a
points on the optical film 340 when the right eye image light function of position aims the light output from the film toward
source 332 is ON and the left eye image light source 334 is the viewer's left eye when the left eye image light source is on
OFF are indicated by the solid lines 372 in FIG. 3. For and aims the light output from the optical film toward the
example, in the case of a back light having the angular output viewer’s right eye when the right eye image light source is on.
distribution shown in FIG. 2D, the peak light output angle is Aiming the light toward the left or right eye reduces crosstalk
about 8 degrees with respect to the Z axis. The light output 10 between the left and right images which enhances the 3D
from the back light 330 changes direction toward the right or viewing experience. That is, aiming the light toward the left or
left eyes 382,384 depending on whether the right eye image right eyes reduces the amount of light intended for the left eye
light source 332 is activated or the left eye image light source that is received by the right eye and reduces the amount of
342 is activated. The cylindrical lens/prism pairs having a light intended for the right eye that is received by the left eye.
15 Some optical film embodiments use lens/prism pairs that
uniform configuration across the optical film 340 change the include a-cylindrical lenses on one surface of the optical film
direction of the light when the light sources are alternated, that are registered with prisms on the opposing Surface of the
i.e., the direction of the light changes from negative to posi optical film. In general, a-cylindrical lenses may have any
tive angles with respect to the Z axis when the light sources are shape that is not cylindrical. An exemplary a-cylindrical lens
alternated, but the optical film does not substantially aim the shape useful for autostereoscopic films is illustrated in FIG.
light toward the right or left eyes 382,384 as a function of 9A. A-cylindrical lenses have a stigmatic focus which serves
position on the optical film 340. to reduce the stereo edge of the optical film so that the left and
FIG. 4 depicts a back light 430 that includes an optical film right light distributions have a small amount of overlap and
440 that changes the direction of the light and aims the light the slope of the overlap is relatively steep. A-cylindrical
toward the left or right eyes as a function of position during 25 lenses may be used in lens/prism pairs that have Substantially
the time multiplexed periods. The optical film 440 includes uniform configuration across the optical film or they may be
lens/prism pairs having a configuration that varies along the X used in lens/prism pairs having configurations that vary as a
axis. The optical film 440 includes lenses 442 on the surface function of position on the optical film.
of the optical film 440 oriented away from the light guide 450. FIGS. 5A-5D and 6B-6E are cross sectional diagrams of
Each lens 442 has a corresponding prism 441 on the opposing 30 exemplary optical films that may be used in autostereoscopic
surface of the optical film 440. The optical film 440 is display systems. It is understood that an actual optical film
arranged so that the longitudinal axis of the lenses 442 and would have many more lens/prism pairs than depicted in
prisms 441 is oriented Substantially perpendicular to the axis these Figures. For convenience, only a few of the lens/prism
oflight propagation 459 in the light guide 450. In the example pairs are shown in the cross sectional diagrams. FIGS.5A-5D
35 illustrate optical films that incorporate a-cylindrical lenses.
depicted in FIG.4, the longitudinal axis of the lenses 442 and A-cylindrical lenses may have any non-cylindrical cross sec
prisms 441 (also shown as element 155 in FIG. 1B) is along tional shape. An example of a useful a-cylindrical lens shape
the y axis. The optical film need not be arranged so that the for optical films used in autostereoscopic displays is illus
longitudinal axis of the lenses is perpendicular to the direc trated in FIG.9A. FIGS. 6B-6E illustrate variations of optical
tion of light propagation. 40 films that use a-cylindrical lenses or cylindrical lenses. Cylin
In some implementations, a bias angle between the longi drical lenses have a cross section that is a portion of a circle.
tudinal axis of the lenses and prisms and the light propagation FIG. 5A illustrates an optical film 515 in accordance with
direction can be used to reduce Moiré between the optical embodiments of the invention having lens/prism pairs 511a/
film, the light guide, and the LCD panel. The bias angle may 512a, 511b/512b, 511c/512c, 511d/512d, 511e/512e, 511f.
be less than 15 degrees or less than 10 degrees or less than 5 45 512?, 511g/512g, 511 h/512h, 511 i?512i. The lenses 511a
degrees, for example. 511i are a-cylindrical and may have a cross section as
The configuration of the lens/prism pairs of optical film illustrated, for example, in FIG. 9A, or may have another
440 varies with position along the x axis. The variation in the a-cylindrical cross section. Eacha-cylindrical lens 511a-511i
configuration of the lens/prism pairs modifies the angular on a surface of the optical film 515 is registered to a corre
light output distribution of optical film 440 as a function of 50 sponding prism 512a-512i on an opposing Surface of the
position along the X axis. For simplicity, the light output optical film 515. The pitch of the a-cylindrical lenses, P, is
angular distributions for positions along the X axis when the constant and Substantially equal to the pitch of the prisms, P.
left eye image light source 434 is activated are represented by Both the a-cylindrical lenses 511a-511i and the prisms 512a
the dashed lines 474 which indicate the direction of the light 512i are contiguous. The cross section of the lens/prism pairs
output at peak output. 55 511a/5.12a, 511b/512b, 511C/512c, 511d/512d, 511e/512e,
The light output angular distributions for positions along 511f1512?, 511g/512g, 511 h/512h, 511 i?512i is substantially
the X direction when the right eye image light Source 432 is uniform, i.e., does not substantially vary from pair to pair
activated are represented by the solid lines 472 which indicate along the X axis.
the direction of the light output at peak output. The angle of FIG. 5B illustrates an optical film 525 that includes a-cy
the peak light output 472 varies as a function of X to aim the 60 lindrical lenses 521a-521ion one surface of the optical film
light toward the right eye position 482. 525 registered with prisms 522a-522ion an opposing surface.
The light output from the back light 430 is directed toward The cross section of the a-cylindrical lenses 521a-521i is
the right eye position 482 when the right eye image light uniform along the X axis. The cross section of the prisms
source 432 is activated. The angle of the peak light output 472 522a-522i is uniform along the x axis. Both the a-cylindrical
varies as a function of X to aim the light toward the right eye 65 lenses 521a-521i and the prisms 522a-522i are contiguous.
position 482. The light output from the back light 430 is The pitch of the prisms, P, is greater than the pitch of the
directed toward the left eye position 484 when the left eye a-cylindrical lenses, P. The difference in the prism pitch and
US 8,659,830 B2
13 14
the lens pitch causes the prisms 522a-522i to be offset from to non-contiguous prisms 542a-542i on the opposing side of
their corresponding a-cylindrical lenses 521a-521i. For the optical film 545. Interruptions 545 occur between prisms
example, in FIG. 5B, the vertex of a-cylindrical lens 521e is 542a-542i making the prisms non-contiguous. In this
aligned with the vertex of the corresponding prism 522e. Due example, the cross section of the a-cylindrical lenses 541a
to the difference between P, and P, the lens/prism pairs 541i is substantially uniform along the X axis and the cross
521d/522d, 521f.522f that immediately neighbor lens/prism section of the prisms 542a-542i is substantially uniform
pair 521e/522e have lenses and prisms that are offset by /2 the along the X axis. The pitch of the prisms, P., is greater than the
difference between P, and P. The offset between the lenses pitch of the lenses, P., causing an offset between the a-cylin
and prisms in the lens/prism pairs 521C/522c. 521 g/522g, dricallenses 541a-541i and their corresponding prisms 542a
521b/522b, 521 h/522h, 521a/522a, 521 i?522i increases in 10 542i as a function of position on the optical film 545. The
both directions along the X axis as a function of distance from offset increases as a function of distance from an aligned
the starting point, in this example, the aligned lens/prism pair lens/prism pair.
521e/522e. Some optical film implementations include cylindrical or
Although FIG. 5B (and other Figures herein) only show a-cylindrical lenses having a rotation that varies with position
one aligned lens/prism pair, it is to be understood that optical 15 on the optical film. The rotation of the cylindrical ora-cylin
films may be constructed that include any number of aligned drical lenses serves to aim the light appropriately toward the
lens/prism pairs, or no aligned lens/prism pairs. In the case of left or right eyes as discussed in connection with FIG. 4. FIG.
multiple aligned lens/prism pairs, the films may have a prism 6A illustrates the position of a lens before rotation 651 and
pitch that is different from the lens pitch which causes an after rotation 652. The rotation is in a plane that is substan
offset between the lenses and prisms that increases with dis tially perpendicular to a longitudinal vertex of the lenses (the
tance from each aligned lens/prism pair. XZ plane in FIG. 6A) and is about a rotation point 653 below
In some display implementations, the aligned lens/prism the lens vertex 654 and on the lens centerline 655. For
pair may be arranged at about the center of the display so that example, the rotation point 633 may be the focal point of the
the increasing offset between the lenses and the prisms that lens, or about 114 microns below the vertex 654 of the lens, or
occurs on either side of the aligned lens/prism pair serves to 25 may coincide with the vertex of the prism (not shown in FIG.
aim the light output from the optical film toward the center of 6A) of the lens/prism pair.
the display. FIG. 6B is a cross section of a double sided optical film 615
Some autostereoscopic double sided films described including lenses 611a-611 i that are rotated as a function of X
herein include contiguous features on both sides of the optical axis position. The lenses 611a-611i may be a-cylindrical or
film. However, contiguous features on both sides of the film 30 cylindrical lenses. Each of the lenses 611a-611 i is registered
can have some disadvantages. The thickness of the thin land, to a prism 612a-612i on the opposing Surface of the optical
either between the lenses and the substrate, and/or between film 615. In this example, the prism pitch, P, is constant and
the prisms and the substrate, is determined by the optics of the equal to the lens pitch, P. The lenses 611a-611i are rotated as
film, but the sharp corners and the thinness of the land can a function of X axis position. For example, the degree of
cause delamination. In addition, differences in the Volume 35 rotation of the lenses 611a-611 i may increase on either side of
and structure of the features on the double sided film can a starting point on the optical film 615. In FIG. 6B, lens 611e
exacerbate film warping. From an optical perspective, the is the starting point for the lens rotation. The starting point
double sided film with contiguous features also has a broader does not need to be a lens and may occur between lenses.
horizontal viewing range than may be desirable. Because the Although lens 611e has zero rotation, this also need not be the
autostereoscopic optical effects depend in part on the peaks of 40 case. If a lens is used as the starting point, the starting point
the prisms, some optical films described herein include inter lens can have any rotation including Zero rotation. Multiple
ruptions between the bases of the prisms making the prisms rotation starting points may occur on an optical film.
non-contiguous. The shape of the prisms near the interrup In some display applications, the starting point for the lens
tions can be tailored to reduce the sharpness of the transition rotation may be near the center of the display, or can be offset
at the interruptions between the prisms and the substrate. For 45 to adjust the viewing angle. Lenses on one side of a starting
example, a curved rather than a sharp transition may be used point may be rotated at negative angles with respect to their
to improve the mechanical stability of the film, to prevent center lines and lenses on the other side of the starting point
cracking and delamination, and/or to reduce film warping. may be rotated at positive angles with respect to their center
Optical films 535 and 545, shown in FIGS. 5C and 5D, lines. When installed in a display, the optical film may have
respectively, include a-cylindrical lenses and non-contiguous 50 one starting point that is aligned with the intended viewer
prisms. FIG. 5C is a cross section of an optical film 535 position. Lenses on one side of the starting point may be
having a-cylindrical lenses 531a-531ion one side of the opti rotated at negative angles with respect to their centerlines and
cal film 535 registered to non-contiguous prisms 532a-532i lenses on the other side of the starting point may be rotated at
on the opposing side of the optical film 535. The cross sec positive angles with respect to their center lines. The angle of
tions of the a-cylindrical lenses 531a-531i and the cross sec 55 rotation of the lenses may increase with distance from the
tions of the prisms 532a-532i are substantially uniform along starting point to aim the light at sharper angles nearer to the
the x axis. The pitch of the prisms is substantially equal to the display edge.
pitch of the a-cylindrical lenses. Optical film 615 illustrates angles of rotation, C., that
An interruption 575 occurs between each prism532a-532h increase with distance from the starting point, lens 611e,
and its neighboring prism 532b-532i. The interruptions 575 60 which in this example has a rotation of 0 degrees. As previ
make the prisms 532a-532i non-contiguous. Although the ously discussed, in some optical films, lenses on either side of
shape of the optical film at the interruptions 575 in FIG. 5C the starting point may be rotated in opposite directions. For
and elsewhere is depicted as flat, the shape of the optical film example, in FIG. 6B, lenses to the right of starting point lens
at the interruptions 575 may take on any shape, e.g., a curved 611e are rotated at negative angles with respect to their center
shape. 65 lines. Lenses to the left of starting point lens 611e are rotated
Optical film 545 shown in FIG.5D includes a-cylindrical at positive angles with respect to their centerlines. Lenses
lenses 541a-541ion one side of the optical film 545 registered 611d and 611f which are disposed on either side of lens 611e,
US 8,659,830 B2
15 16
are rotated at angles +C, or -C, respectively. As explained in distribution of light exiting the optical film. For example, in
connection with FIG. 6A, the lenses are rotated in the XZ plane display applications, the angular output distribution of light
with respect to a rotation point below the lens vertex and on can serve to aim the light more toward the left eye position or
the lens centerline. Lenses 611d and 611f have neighboring more toward the right eye position. Using these optical films,
lenses 611c and 611g, respectively, which are rotated at light output distributions may be achieved that provide a
angles +C or -C, where C<IC. Lenses 611c and 611g sharper stereo edge and reduce the amount of cross talk
have neighboring lenses 611b and 611 h, respectively, which between the left eye image and the right eye image. With
are rotated at angles +C or -C, where C<IC. Lenses reference to Example 1 below, the concepts ofstereo edge and
611b and 611h have neighboring 611a and 611 i, respectively, cross talk between left and right eye images may be further
which are rotated at angles +C or -C, where C.K.C.I. 10
understood by considering the simulated light output distri
Depending on the application, the lenses may be rotated butions that would be perceived by a viewer positioned above
linearly or non-linearly with position on the optical film. The the center of a display.
rotation on either side of a starting point need not be sym
metrical.
EXAMPLE 1.
FIG. 6C illustrates an optical film 625 having lenses 621a 15
621i that are rotated as previously described in connection A display with an optical film having cylindricallenses and
with FIG. 6B. The lenses may be a-cylindrical or cylindrical varying prism pitch was simulated using ray tracing. The ray
lenses. Lenses to the right of starting point lens 621e are
rotated at negative angles with respect to their center lines. tracing Software used was TracePro, a non-sequential ray
Lenses to the left of starting point lens 621e are rotated at tracing package (Lambda Research Corporation, Littleton,
positive angles with respect to their center lines. Lenses 621d Mass.).
and 621f which are disposed on either side of lens 621e, are Display characteristics: WVGA (800x480 pixels); 196.8
rotated at angles +C. or -C, respectively. Lenses 621d and mm (width)x1 18.08 mm (height); Viewing distance 750 mm.
621f have neighboring lenses 621c and 621g, respectively, implying that the nominal eye separation of the viewer is
which are rotated at angles +C or -C, where losol. 25 +/-2.4 degrees.
Lenses 621c and 621g have neighboring lenses 621b and As illustrated in FIG. 7A, for viewer positioned at 710, the
621h, respectively, which are rotated at angles +C or -C, left edge 722 of the display 720 is at an angle of 7.5 degrees
where lo<los. Lenses 621b and 621h have neighboring from normal, assuming a display width of 196.4 mm and a
lenses 611a and 611 i, respectively, which are rotated at angles viewing position of 750 mm above the display 720.
+C or -C, where los|<IC. 30 Optical film characteristics: Two sided optical film with
In addition to the rotation of the lenses 621a-621i, the cylindrical lenses on one surface and prisms on the opposing
optical film 625 of FIG. 6C also has a prism pitch, P, that is surface. Cylindrical lens radius of 36.3 microns; Cylindrical
different from the lens pitch, P,. As shown in FIG. 6C, the lens pitch of 52.0000 microns: Prism pitch of 52.0051
prism pitch can be greater than the lens pitch. Alternatively, microns. FIG. 7B is a cross section showing various thick
the lens pitch may be greater than the prism pitch. When the 35 nesses of a two sided optical film (referred to as the caliper
prism pitch is different from the lens pitch, a variable offset budget): Overall optical film thickness 730, t. 114 microns:
between the lenses 621a-621i and the prisms 622a-622i in the Substrate thickness 731=50.8 microns; Prism thickness
lens/prism pairs increases with distance from the aligned 732–45.0333 microns; Lens thickness 733=10.9787
lens/prism pair. In the example of FIG. 6C, the aligned lens/ microns; Total land thickness (lens land thickness 734 plus
prism pair is lens/prism pair 621e/622e which is also the 40 prism land thickness 735)=7.18798 microns.
starting point for the rotation. When both prism rotation and Light output distributions for the optical film were simu
unequal prism and lens pitches are used together, the aligned lated as would be perceived at the viewer's position 710 (see
lens/prism pair (the starting point for the increasing offset FIG. 7A) including the following: 1) the angular output dis
between lenses and prisms) and the starting point for the lens tributions of light coming from the center 721 of the display
rotation may be the same point on the optical film or may be 45 (0 degrees from normal) for left and right eye image light
different points on the optical film. Using both rotated lenses Sources, and 2) the angular output distribution of light coming
and a prism pitch larger than the lens pitch further aims the from the edge 722 of the display (7.5 degrees from normal)
light appropriately toward the desired position, reducing for left and right eye image light sources.
crosstalk and stereo edge for improved 3D viewing results. FIG. 8A illustrates simulated angular output distributions
FIG. 6D illustrates an optical film 635 having lenses 631a 50 at 0 degrees (center of the display). Distribution 851 is the
631i that are rotated as previously described in connection light output distribution when the left eye image light Source
with FIGS. 6B and 6C. The lenses 631a-631i may be a-cy is on and the right eye image light source is off. Distribution
lindrical or cylindrical. The prisms 632a-632i are non-con 852 is the light output distribution when the right eye image
tiguous, having interruptions 675 between each prism 632a light source is on and the left eye image light source is off. The
632i. The pitch of the prisms is substantially equal to the pitch 55 stereo edge for distributions 851 and 852 is the intersection
of the lenses. 853 at 0 degrees between the distributions 851,852. FIG. 8A
Optical film 645 depicted in FIG. 6E includes lenses 641a shows that at 0 degrees the slopes of the angular distributions
641i that are rotated as previously described in connection 851 and 852 are non-zero and there is a region of overlap
with FIGS. 6B and 6C. The lenses 631a-631i may be a-cy between distributions 851 and 852, resulting in a crosstalk
lindrical or cylindrical lenses. The prisms 642a-642i are non 60 contribution from the left eye image to the right eye image and
contiguous, having interruptions 675 between each prism Vice versa.
642a-642i. In this version, the pitch of the prisms is greater The crosstalk may be measured at the location of the view
than the pitch of the lenses. Alternatively, the lens pitch may er's left or right eye (-/+2.4 degrees from the center of the
be greater than the prism pitch. display for a typical viewer and the display parameters listed
Using a-cylindrical lenses and/or varying the lens/prism 65 above). As indicated in FIG. 7A, for the viewer’s right eye (at
configuration of cylindrical lens/prism pairs or a-cylindrical 2.4 degrees), the amount of crosstalk is the ratio of the undes
lens/prism pairs as a function of position alters the angular ired light (left eye image output 851) to the desired light (right
US 8,659,830 B2
17 18
eye image output 852). For distributions 851 and 852 is on and the right eye image light source is off. Distribution
crosstalk at 2.4 degrees is about 9%. 952 is the light output distribution when the right eye image
FIG. 8B illustrates simulated angular output distributions light source is on and the left eye image light source is off. The
at 7.5 degrees (from the left edge of the display). Distribution stereo edge for distributions 951 and 952 is the intersection
854 is the light output distribution when the left eye image 5 953 at 0 degrees between the distributions 951,952. FIG.9B
light source is on and the right eye image light Source is off. shows that at 0 degrees the slopes of the angular distributions
Distribution 855 is the light output distribution when the right 951 and 952 are much sharper (slope closer to infinity) than
eye image light source is on and the left eye image light Source the distributions of 851 and 852 (FIG. 8A) at the stereo edge
is off. The stereo edge for distributions 854 and 855 is the 853. Distributions 951 and 952 have a very small area of
intersection 856 at 7.5 degrees between the distributions 854, 10
overlap at 0 degrees, resulting in a minimal crosstalk contri
855. FIG. 8B shows that at the stereo edge 856, the slopes of bution from the left eye image to the right eye image and vice
the angular distributions 854, 855 are non-zero and there is a versa. For distributions 951 and 952, crosstalk at 2.4 degrees
region of overlap between distributions 854 and 855, result (the location of the viewer’s right eye) is close to 0%
ing in a crosstalk contribution of about 27% from the left eye FIG.9C illustrates simulated angular output distributions
image to the right eye image and vice versa. 15
The crosstalk between distributions 854 and 855 may be at 7.5 degrees (from the left edge 722 of the display as shown
measured at the location of the viewer’s right eye 9.9 degrees in FIG. 7A). Distribution 954 is the light output distribution
from the center of the display for a typical viewer and the when the left eye image light source is on and the right eye
display parameters listed above). As indicated in FIG.8B, for image light source is off. Distribution 955 is the light output
the viewer’s right eye, the amount of crosstalk is the ratio of distribution when the right eye image light source is on and
the left eye image output to the right eye image output. For the left eye image light source is off. The stereo edge for
distributions 854 and 855, crosstalk at 9.9 degrees is about distributions 954 and 955 is the intersection 956 at 7.5 degrees
27%. between the distributions 954,955. FIG.7C shows that at the
stereo edge 956, the slopes of the angular distributions 954,
EXAMPLE 2 25 955 are non-zero and there is a region of overlap between
distributions 954 and 955, resulting in a crosstalk contribu
A display with an optical film having a-cylindrical lenses tion from the left eye image to the right eye image and vice
and varying prism pitch was simulated by ray tracing using versa. For distributions 954 and 955, crosstalk at 9.9 degrees
TracePro. The display characteristics were the same as listed (the location of the viewer’s right eye) is close to 3%.
in Example 1 and are repeated below for reading conve 30
nience: EXAMPLE 3
Display characteristics: WVGA (800x480 pixels); 196.8
mm (width)x1 18.08 mm (height); Viewing distance 750 mm. A display with an optical film having rotated a-cylindrical
implying that the nominal eye separation of the viewer is lenses and constant prism pitch was simulated by ray tracing
+/-2.4 degrees. As illustrated in FIG. 7A, for viewer 710, the 35 using TracePro. The display characteristics were the same as
edge 722 of the display 720 is at an angle of 7.5 degrees from listed in Example 1 and are repeated below for reading con
normal, assuming a display width of 196.4 mm and a viewing Venience:
position of 750 mm above the display 720. Display characteristics: WVGA (800x480 pixels); 196.8
Optical film characteristics: A two sided optical film hav mm (width)x1 18.08 mm (height); Viewing distance 750 mm.
ing a-cylindrical prisms on one Surface and prisms on the 40 implying that the nominal eye separation of the viewer is
opposing Surface. The a-cylindrical lenses were designed for +/-2.4 degrees. As illustrated in FIG. 7A, for viewer 710, the
a stigmatic focus for this system. The lens had a varying edge 722 of the display 720 is at an angle of 7.5 degrees from
radius of curvature, but at its vertex, the radius of curvature is normal, assuming a display width of 196.4 mm and a viewing
36.3 microns (the same as the cylindrical lenses tested in position of 750 mm above the display 720.
Example 1). The lens pitch is 52.0000 microns. Prism pitch of 45 Optical film characteristics: A two sided optical film hav
52.0050 microns was used to achieve a 7.5 degrees from ing a-cylindrical prisms on one Surface and prisms on the
normal crossing angle at the edge of the display; Caliper opposing Surface. The a-cylindrical lenses were designed for
budget: (see FIG. 7B) Overall optical film thickness 730, a stigmatic focus for this system. The lenses had a varying
t, 114 microns; Substrate thickness 731=50.8 microns; radius of curvature, but at its vertex, the radius of curvature is
Prism thickness 732=45.0333 microns; Lens thickness 50 36.3 microns (the same as the a-cylindrical lenses tested in
733=10.978.7 microns; Total land thickness (lens land thick Example 2). The lens pitch was 52.0000 microns and the
ness 734 plus prism land thickness 735)=8.05.194 microns. prism pitch was 52.0000 microns, the same as the lens pitch.
FIG. 9A compares the profile 980 of an a-cylindrical lens Each lens was rotated towards the center of the display in a
used in Example 2 to the profile 990 of a cylindrical lens gradually increasing fashion starting with no rotation at the
having the same radius of curvature (36.3 microns) at the 55 display centerand progressing to 7.5 degrees of rotation at the
Vertex. display edge to achieve a 7.5 degrees from normal crossing
Light output distributions were simulated as would be per angle at the edge of the display. Rotation was at a point about
ceived at the viewer's position 710 (see FIG. 7A), including: 114 microns below the a-cylindrical lens vertex and on the
1) the angular output distribution of light coming from the a-cylindrical lens center line. The rotation varies linearly
center 721 of the display (0 degrees from normal) for left and 60 from the pattern center outward from 0 degrees to 7.5 degrees
right eye image light sources, and 2) the angular output dis at the display edge. The vertex of each a-cylindrical lens
tribution of light coming from the edge 722 of the display (7.5 points toward the center of the display. Caliper budget: (see
degrees from normal as shown in FIG. 7A), for left and right FIG. 7B) Overall optical film thickness 730, t. 114 microns:
eye image light Sources. Substrate thickness 731=50.8 microns; Prism thickness
FIG.9B illustrates simulated angular output distributions 65 732=45.0333 microns; Lens thickness 733=10.1147
at 0 degrees (center of the display). Distribution 951 is the microns; Total land thickness (lens land thickness 734 plus
light output distribution when the left eye image light Source prism land thickness 735)=8.05.194 microns.
US 8,659,830 B2
19 20
Light output distributions were simulated as would be per requires precise synchronization of the rotation of the dia
ceived at the viewer's position 710 (see FIG. 7A), including: mond cutting tip with the horizontal position on the master
1) the angular output distribution of light coming from the tool. The features on the film can also be made by techniques
center 721 of the display (0 degrees from normal) for left and other than the 3C technique discussed above, such as com
right eye image light sources, and 2) the angular output dis- 5 pression molding, injection molding, extrusion and two pass
tribution of light coming from the left edge 722 of the display coating as for example in U.S. Pat. No. 7,530,721 which is
(7.5 degrees from normal) for left and right eye image light incorporated herein by reference.
SOUCS. The lenses can be registered with the prisms in the optical
FIG. 10A illustrates simulated angular output distributions film using methods to make optical films having microrepli
at 0 degrees (center of the display). Distribution 1051 is the 10 cated registered patterns on opposed Surfaces as described in
light output distribution when the left eye image light Source U.S. Pat. Nos. 7,165,959 and 7,224,529, both of which are
is on and the right eye image light source is off. Distribution incorporated herein by reference as if fully set forth. The
1052 is the light output distribution when the right eye image liquid from which the microreplicated structures are created
light source is on and the left eye image light source is off. The is typically a curable photopolymerizable material. Such as
stereo edge for distributions 1051 and 1052 is the intersection 15 acrylates curable by UV light. Other coating materials can be
1053 at 0 degrees between the distributions 1051, 1052. FIG. used, for example a polymerizable material, and selection of
10A shows that at 0 degrees the slopes of the angular distri a material may depend upon the particular characteristics
butions 1051 and 1052 are the same as the distributions of 951 desired for the microreplicated structures. Examples of cur
and 952 (FIG.9B). Distributions 1051 and 1052 have virtu ing methods for use in the process include reactive curing,
ally no area of overlap at 0 degrees, resulting in a crosstalk 20 thermal curing, or radiation curing.
contribution from the left eye image to the right eye image and
vice versa that is virtually zero. For distributions 1051 and What is claimed is:
1052, crosstalk at 2.4 degrees (the location of the viewer's 1. A double sided optical film, comprising:
right eye) is 0%. a-cylindricallenses disposed on a first Surface of the optical
FIG. 10B illustrates simulated angular output distributions 25 film; and
at 7.5 degrees (from the left edge 722 of the display). Distri prisms disposed on a second Surface of the optical film,
bution 1054 is the light output distribution when the left eye wherein each lens on the first Surface is registered to a
image light source is on and the right eye image light Source prism on the second Surface;
is off. Distribution 1055 is the light output distribution when wherein the prisms and the a-cylindricallenses each extend
the right eye image light source is on and the left eye image 30 parallel to a longitudinal axis; and
light source is off. The stereo edge 1056 for distributions 1054 wherein each of the a-cylindrical lenses is characterized by
and 1055 is the intersection at 7.5 degrees between the dis a rotation angle, the rotation angles being different at
tributions 1054, 1055. FIG. 10B shows that at the stereo edge different positions on the first surface.
1056, the slopes of the angular distributions 1054, 1055 are 2. The optical film of claim 1, wherein the prisms are
also very close to nearly vertical, resulting in very low 35 contiguous.
crosstalk contribution close to 0% from the left eye image to 3. The optical film of claim 1, wherein the prisms are
the right eye image and vice versa. non-contiguous.
Some of the autostereoscopic displays described herein 4. The optical film of claim 1, wherein the prisms have a
include double sided optical films having cylindrical ora-cy pitch that is different from a pitch of the lenses.
lindrical lenses on one surface of the film. Each of the lenses 40 5. The optical film of claim 1, wherein the prisms have a
is registered to a corresponding prism on the opposing Surface pitch that is Substantially the same as a pitch of the lenses.
of the film. In some examples, the pitch of the prisms is the 6. The optical film of claim 1, wherein the a-cylindrical
same as the pitch of the lenses. In other examples, the pitch of lenses comprise:
the prisms is the different from the pitch of the lenses. The positively rotated a-cylindrical lenses, each positively
prisms may be contiguous or non-contiguous. 45 rotated a-cylindrical lens rotated at a positive angle with
The lenses may be rotated with a rotation that varies with respect to a center line of the positively rotated a-cylin
position on the optical film. If the film design is such that the drical lens; and
focal length of the lens is the vertex of the corresponding negatively rotated a-cylindrical lenses, each negatively
prism, the angular location of the Stereo edge will vary from rotated a-cylindrical lens rotated at a negative angle with
Zero degrees when the lens and prism are centered to both 50 respect to a center line of the negatively rotated a-cylin
positive and negative angles as the prism vertex is de-centered drical lens.
with respect to the lens. This is similar to moving an object off 7. The optical film of claim 1, wherein, for each a-cylin
of the optical axis in a conventional lens system. As the prism drical lens having a non-Zero rotation angle, the rotation of
is increasingly de-centered with respect to its corresponding each rotated a-cylindrical lens is about a rotation point below
lens, however, it results in less than perfect focus for the lens. 55 a vertex of the a-cylindrical lens and on a center line of the
In optical films having rotated lenses, each lens may be rotated a-cylindrical lens.
rotated about its focal point, e.g. the apex of the correspond 8. The optical film of claim 7, wherein the rotation point is
ing prism. The light from the apex of the prism can be directed the focal point of the lens.
to a wide range of desired angles while preserving Stigmatic 9. An autostereoscopic display module, comprising:
focus. 60 a light guide having a first side, a second side opposite the
The lenses and prisms for the 3D autostereoscopic films first side, a first light guide Surface extending between
can be made using, for example, microreplication processes the first and second sides, and a second light guide
Such as continuous cast and cure (3C). Examples of a 3C surface opposite the first surface, wherein the first light
process are described in the following patents, all of which are guide surface Substantially re-directs light and the Sec
incorporated herein by reference as if fully set forth: U.S. Pat. 65 ond light guide Surface Substantially emits light;
Nos. 4,374,077; 4,576,850:5,175,030:5,271,968; 5,558,740: a first light source disposed along the first side of the light
and 5,995,690. Creating the master tool for rotated lenses also guide;
US 8,659,830 B2
21 22
a second light source disposed along the second side the 10. The display module of claim 9, wherein the prisms are
light guide; contiguous.
a synchronization driving element electrically coupled to 11. The display module of claim 9, wherein the prisms are
the first and second light sources, the synchronization non-contiguous.
driving element configured to synchronize turning each 12. The display module of claim 9, wherein the prisms have
of the first or second light sources on or off in an alter a pitch that is different from a pitch of the lenses.
nating order; 13. The display module of claim 9 wherein the prisms have
a double sided optical film arranged to receive light emitted a pitch that is substantially the same as a pitch of the lenses.
through the second light guide surface, the optical film 14. The display module of claim 9, wherein, for eacha-cy
comprising: 10
a-cylindrical lenses disposed on a first surface of the lindrical lens having a non-zero rotation angle, the rotation of
optical film; and eacha-cylindrical lens is about a point below a vertex of the
prisms disposed on a second surface of the optical film, a-cylindrical lens and on a centerline of the a-cylindrical lens.
the second surface of the optical film oriented toward 15. The display module of claim 9, wherein the a-cylindri
the light guide, wherein each lens on the first surface 15
cal lenses comprise:
of the optical film is registered to a prism on the first lenses rotated at positive angles with respect to their
second surface of the optical film; center lines and toward an estimated viewer position;
wherein the prisms and the a-cylindrical lenses each extend and
parallel to a longitudinal axis; and second lenses rotated at negative angles with respect to
wherein each of the a-cylindrical lenses is characterized by their center lines and toward the estimated viewer posi
tion.
a rotation angle, the rotation angles being different at
different positions on the first surface.
EXHIBIT 2
USOOD748478S

(12) Sorensen
UnitedetStates
al.
Design Patent (10) Patent No.: US D748,478 S
(45) Date of Patent: Feb. 2, 2016
(54) CLOSURE FOR A CONTAINER 2,573.378 A 10, 1951 Zurlinden
2,574,876 A 11/1951 Lebus
2,575,299 A 11/1951 Scheel
(71) Applicant: Runway Blue, LLC, Pleasant Grove, 2,638.253 A 5, 1953 Mueller
UT (US)
(Continued)
(72) Inventors: Steven M. Sorensen, Alpine, UT (US); FOREIGN PATENT DOCUMENTS
David O. Meyers, Kaysville, UT (US)
CN 2011391.96 10, 2008
(73) Assignee: RUNWAY BLUE, LLC, Pleasant JP 2006 103793. A 4/2004
Grove, UT (US) JP 20082474.04 10, 2008
OTHER PUBLICATIONS
(**) Term: 14 Years
U.S. Appl. No. 12/762,292, filed Apr. 16, 2010, Meyers, et al.
(21) Appl. No.: 29/457,096
(Continued)
(22) Filed: Jun. 6, 2013
(51) LOC (10) Cl. ................................................ 09-07 Primary Examiner — Robert M Spear
(52) U.S. C. Assistant Examiner — Darcey E. Heflin
USPC ............................................. D9/449; D9/443 (74) Attorney, Agent, or Firm — Maschoff Brennan
(58) Field of Classification Search
(57) CLAM
USPC .......... D9/719, 742, 753, 530,531, 534, 537,
D9/549, 435, 436, 440, 443, 445, 447, 449, The ornamental design for a closure for a container, as shown
and described.
D9/454, 455, 499; D7/300.1, 302, 602,
D7/605, 608, 622, 396.2: 206/142, 143, DESCRIPTION
206/154, 156; 215/45, 206, 224, 240, 258,
215/305,387, 390,396, 398.1; 220/710.5, FIG. 1 is an upper perspective view of a closure for a con
220/711, 757, 762, 764; 222/601, 602, 111, tainer, illustrating a carrying member in a first position;
222/519 FIG. 2 is a front view of the closure for a container:
See application file for complete search history. FIG. 3 is a rear view of the closure for a container;
FIG. 4 is a right side view of the closure for a container;
(56) References Cited
FIG. 5 is a left side view of the closure for a container;
U.S. PATENT DOCUMENTS FIG. 6 is a top view of the closure for a container:
FIG. 7 is a bottom view of the closure for a container; and,
1,037,051 A 8/1912 Ramsey FIG. 8 is an upper perspective view of the closure for a
1,094,469 A 4, 1914 Pick container illustrating the carrying member in a second posi
1,389,732 A 9, 1921 Baron tion.
1479,053 A 1/1924 Brooks
1,573,620 A 2f1926 Allston The broken lines in the drawings represent unclaimed envi
2,056,879 A 10, 1936 Winterhalter et al. ronmental Subject matter and form no part of the claim.
2,272,867 A 2f1942 Cobel
2,514,573 A 7, 1950 Harrison 1 Claim, 6 Drawing Sheets
US D748,478 S
Page 2

(56) References Cited D592,913 S 5/2009 Pinelli et al.


7,533,783 B2 5/2009 Choi et al.
U.S. PATENT DOCUMENTS D593,811 S 6/2009 Carreno
D599,664 S 9/2009 Fujinami et al.
2,748,997 A 6/1956 Richmond, Sr. D600,973 S * 9/2009 Lane ........................... D7,396.2
2,752,971 A 7/1956 Tupper D604,103 S 11/2009 Alviar et al.
2,754,866 A 7, 1956 Coltman D609,970 S 2/2010 Richau et al.
3,022,925 A 2f1962 Daniell D613,110 S 4/2010 Lane et al.
3,091,361 A 5, 1963 Gawron D622,089 S 8, 2010 Daniel et al.
3,143,205 A 8, 1964 Ruderian D622,554 S 8, 2010 Carreno
3,144,016 A 8, 1964 Basci D624.357 S * 9/2010 George ....................... D7,396.2
3,168,226 A 2f1965 Underwood 7,806,284 B2 10/2010 Mangano
3,369,691 A 2, 1968 Wei D626,837 S 1 1/2010 Meyers et al.
3,552,548 A 1/1971 Wallestad et al. D626,838 S 11/2010 Meyers et al.
3,770,160 A 11, 1973 Fider D628,483 S 12/2010 McKinney et al.
3,820,692 A 6, 1974 Swett et al. D629,657 S 12/2010 Carreno
D232,238 S 7, 1974 La Borde 7,870,980 B2 1/2011 Wilson et al.
D233,116 S 10, 1974 Swett et al. D640,555 S * 6/2011 Williams et al. ............... D9,449
4,022,352 A 5, 1977 Pehr D641,594 S 7/2011 Huang
4,136,799 A 1, 1979 Albert D644,065 S 8, 2011 Llerena
4,158,902 A 6, 1979 Chernack et al. 8,020,257 B2 9/2011 Merten et al.
D261,088 S 10, 1981 Akimov et al. D646,546 S 10/2011 Robinson et al.
4,399,926 A 8/1983 Eidels-Dubovoy D646,919 S 10/2011 Nilsson
4.457,458 A 7, 1984 Heinol D647,760 S 11/2011 Pearson
4,474,303 A 10/1984 Maccise D652,256 S 1/2012 Eyal
4,519,518 A 5, 1985 Wiles et al. D655,131 S * 3/2012 Nilsson ....................... D7,392.1
4,537,044 A 8, 1985 Putnam D655,967 S 3/2012 Bodium
4,735,333 A 4/1988 Lay et al. D656.357 S 3/2012 Enghard
D295,831 S * 5/1988 Urion ............................. D9,438 D661,551 S 6/2012 Gilbert
4,776,501. A 10/1988 Ostrowsky D666,047 S 8/2012 Lin
4,805,790 A 2f1989 Leonetti et al. D666,061 S 8/2012 Ying
4,932,225 A 6/1990 Bighouse D667,694 S 9/2012 Meyers et al.
5,065,877 A 1 1/1991 Karppinen et al. 8,302.796 B1 1 1/2012Johnson
5,065,911. A 1 1/1991 Rohr et al. 8,342,349 B2 1/2013 Lu
5,088.614 A 2f1992 DumeStre D676,320 S * 2/2013 Richards et al. ............... D9,449
D330,862 S 1 1/1992 Shibley et al. D677,121 S 3/2013 Meyers et al.
D331,793 S 12, 1992 Erwes D683,575 S * 6/2013 Devlin ........................ D7,300.1
5,228,584 A 7/1993 Williams, Jr. D686,885 S 7/2013 Meyers et al.
D342,898 S 1/1994 Baschmackoff D686,886 S 7/2013 Meyers et al.
5,289.930 A 3/1994 Inouye D686,887 S 7/2013 Meyers et al.
D350,460 S 9, 1994 Picozza et al. D686,888 S 7/2013 Meyers et al.
D355,121 S * 2/1995 Kohl .............................. D9.447 D687,661 S * 8/2013 Cetera et al. ................ D7,300.1
5,386,922 A 2f1995 Jordan D691,849 S * 10/2013 Cetera et al. . D7,392.1
D356,499 S 3, 1995 Cautereels et al. D692,276 S * 10/2013 Cetera et al. ................... D7/510
5,547,111 A 8/1996 Geiger et al. D696,551 S. * 12/2013 Meyers et al. .............. D7,392.1
5,609,277 A 3, 1997 McDonald D699,996 S * 2/2014 De Leo ........ D7,300.1
D382,968 S 8, 1997 Giles et al. D702.489 S * 4/2014 Steel et al. D7,392.1
D404,305 S 1/1999 De Baschmakoff D702,503 S * 4/2014 Steel et al. ..................... D7/510
D405,654 S 2f1999 Moran 2002fOO74334 A1 6/2002 Karp
D421,547 S 3, 2000 Demers 2003/0085228 A1 5/2003 Oakes
6,161,713 A 12/2000 Krich 2004/0217139 A1 11, 2004 Roth et all
6,283,333 B1 9/2001 Knickerbocker et al. 2004/O262306 A1 12, 2004 Smith
6,299,005 B1 10/2001 Higgins 2005/0045634 A1 3/2005 Ward etal
6,379,032 B1 4/2002 Sorensen 2005/0045636 A1 3/2005 Lown et al.
D458,081 S 6, 2002 Bodium 2007/OO 12693 A1 1/2007 Kummer
D461,420 S 8, 2002 Kerman 2007/0175931 A1 8/2007 Leoncavallo et al.
D497.431 S 10/2004 Bentley 2008.0099.514 A1 5/2008 Carter et al.
6,832,412 B2 12/2004 Kim 2009,017894.0 A1 7, 2009 Said
6,860,397 B1 3/2005 Walters, Jr. 2009,0188884 A1 7/2009 Nelson et al.
D504,273 S 4/2005 Ancona 2009,0188933 A1 7/2009 Daams
D508,185 S 8, 2005 Gauss 2009/030 1990 A1 12/2009 Cresswell et al.
D510,235 S 10/2005 Sorensen 2010/0200438 A1 8, 2010 Davies
D518,336 S 4/2006 Hirani 2010/0206835 A1 8, 2010 Yu
7,073,678 B1 7/2006 Dibdin et al. 2010/0224631 A1 9/2010 Roth et al.
D526,827 S 8, 2006 Allen et al. 2010/0282703 A1 1 1/2010 Yang
D528,862 S 9, 2006 Li 2011/OO17760 A1 1/2011 Newman
D529,339 S 10, 2006 Carreno et al. 2011/0253733 A1 10/2011 Meyers et al.
D532,650 S 11/2006 de Groote
D543.454 S 5/2007 Leoncavallo et al. OTHER PUBLICATIONS
BG: S 58 N, U.S. Appl. No. 13/232,891, filed Sep. 14, 2011, Meyers, et al.
D552,929 S * 10/2007 de Groote ...................... D7/51O U.S. Appl. No. 13/232,935, filed Sep. 14, 2011, Meyers, et al.
D565,353 S 4/2008 Roth et al. U.S. Appl. No. 29/430,882, filed Aug. 30, 2012, Meyers, et al.
D574,190 S 8, 2008 Homma U.S. Appl. No. 29/431,544, filed Sep. 7, 2012, Meyers, et al.
D580,227 S 11/2008 Roth et al. U.S. Appl. No. 13/609,238, filed Sep. 10, 2012, Meyers, et al.
D584,566 S * 1/2009 Fuller ......................... D7,396.2 U.S. Appl. No. 13/610,445, filed Sep. 11, 2012, Meyers, et al.
D586,184 S 2/2009 Miller et al. U.S. Appl. No. 13/633,864, filed Oct. 2, 2012, Meyers, et al.
D587,069 S 2/2009 Bodium U.S. Appl. No. 29/457,097, filed Jun. 6, 2013, Sorensen, et al.
D589,751 S 4/2009 Liu et al. U.S. Appl. No. 61/832,085, filed Jun. 6, 2013, Sorensen, et al.
US D748,478 S
Page 3

(56) References Cited Office Action from U.S. Appl. No. 12/762.292 dated Feb. 10, 2012.
Notice of Allowance from U.S. Appl. No. 29/431,544 dated Aug. 14.
OTHER PUBLICATIONS 2013.
Office Action from U.S. Appl. No. 29/431,544 dated Mar. 25, 2013.
Kor One, http://www.korwater.com/buyONE, accessed Apr. 21. Office Action from U.S. Appl. No. 13/610,445 dated Mar. 29, 2013.
2010.
Core 77. http://www.core77.com/blog? materials/kor. Sub.--one. Sub.-- Office Action from U.S. Appl. No. 13/633,864 dated Mar. 29, 2013.
water. Sub.--vessel. Sub--actual. Sub.--size. Sub.--10211.asp, accessed Office Action from U.S. Appl. No. 13/232,891 dated Jul 19, 2013.
Apr. 21, 2010. Office Action from U.S. Appl. No. 13/609,238 dated May 30, 2013.
Koyono, http://www.koyono.com/KOR-ONE-Green-Zen-Water International Search Report from PCT Application No. PCT/
Hydration-Vessel. Sub-...--p/kor-one.htm, accessed Apr. 21, 2010. US2011/026508 dated Sep. 29, 2011.
Fit Sugar, www.fitsugar.com/2496788, accessed Apr. 21, 2010. Written Opinion from PCT Application No. PCT/US2011/026508
Thermos, http://www.shopthermos.com/detail/TMS+HP4000GR6. dated Sep. 29, 2011.
accessed Apr. 21, 2010. International Preliminary Report on Patentability from PCT Appli
Goodlifter, http://www.goodlifer.com/2009/02/360-paper-water cation No. PCT/US2011/026508 dated Oct. 16, 2012.
bottle?, accessed Apr. 21, 2010. International Search Report from PCT Application No. PCT/
Notice of Allowance from U.S. Appl. No. 29/430,882 dated Aug. 5, US2012/054483 dated Nov. 16, 2012.
2013. International Search Report and Written Opinion from PCT Appli
Advisory Action from U.S. Appl. No. 12/762.292 dated May 24, cation No. PCT/US2012/054497 dated Nov. 20, 2012.
2013. International Search Report and Written Opinion from PCT Appli
Office Action from U.S. Appl. No. 12/762.292 dated Jul. 1, 2013. cation No. PCT/US2013/052132 dated Aug. 16, 2013.
Office Action from U.S. Appl. No. 12/762.292 dated Oct. 2, 2012.
Office Action from U.S. Appl. No. 12/762.292 dated Jul. 17, 2012. * cited by examiner
U.S. Patent Feb. 2, 2016 Sheet 1 of 6 US D748,478 S
U.S. Patent Feb. 2, 2016 Sheet 2 of 6 US D748,478 S

Fig. 3
U.S. Patent Feb. 2, 2016 Sheet 3 of 6 US D748,478 S

Fig. 4

Fig. 5
U.S. Patent Feb. 2, 2016 Sheet 4 of 6 US D748,478 S
U.S. Patent Feb. 2, 2016 Sheet 5 of 6 US D748,478 S

Fig. 7
U.S. Patent Feb. 2, 2016 Sheet 6 of 6 US D748,478 S
EXHIBIT 3
TOWOLONTENUTU HI TOMONT USOOD820038S

(12 ) United States Design Patent (10) Patent No.: US D820,038 S


Sorensen et al. (45 ) Date of Patent: * * Jun. 12 , 2018
(54 ) LID FOR A CONTAINER (57) CLAIM
The ornamental design for a lid for a container , as shown and
(71) Applicant: RUNWAY BLUE , LLC , Lehi, UT (US) described .
(72 ) Inventors: Steven M . Sorensen , Alpine, UT (US ); DESCRIPTION
David O . Meyers , East Layton , UT FIG . 1 is an upper perspective view of a lid for a container,
(US) illustrating the lid in a closed position and attached to an
unclaimed container ;
( 73 ) Assignee : Runway Blue, LLC , Alpine, UT (US) FIG . 2 is an upper perspective view of the lid for a container
shown in FIG . 1 ;
(* * ) Term : 14 Years FIG . 3 is a front view of the lid for a container shown in FIG .
(21) Appl. No.: 29 /525, 379 FIG . 4 is a back view of the lid for a container shown in FIG .
1:
(22 ) Filed : Apr. 29 , 2015 FIG . 5 is a right side view of the lid for a container shown
in FIG . 1 ;
(51) LOC ( 11) Cl. . .. .. . .. . 07 - 99 FIG . 6 is a left side view of the lid for a container shown in
(52) U . S . CI. FIG . 1 ;
USPC .......... 07/392. 1; D9/449; D9/443 FIG . 7 is a top view of the lid for a container shown in FIG .
(58) Field of Classification Search
USPC ......... D9/429, 434 _ 436 , 439 – 454, 499 , 600, FIG . 8 is a bottom view of the lid for a container shown in
D9/601 , 614 –617 , 620 , 623 , 624 , 628 ; FIG . 1 ;
(Continued ) FIG . 9 is an upper perspective view of the lid for a container
shown in FIG . 1 , illustrating the lid in an open position ;
(56 ) References Cited FIG . 10 is a front view of the lid for a container shown in
FIG . 9 ;
U . S . PATENT DOCUMENTS FIG . 11 is a back view of the lid for a container shown in
FIG . 9 ;
3,297 ,208 A * 1/ 1967 Swett . ................... B65D 25 /42 FIG . 12 is a right side view of the lid for a container shown
222/ 111 in FIG . 9 ;
D356 ,499 S * 3 / 1995 Cautereels .................. D9 /434 FIG . 13 is a left side view of the lid for a container shown
(Continued ) in FIG . 9 ;
FIG . 14 is a top view of the lid for a container shown in FIG .
OTHER PUBLICATIONS 9 ; and ,
FIG . 15 is a bottom view of the lid for a container shown in
Examiner's Report from Canadian Paten Application No. 164984 FIG . 9 .
dated Jan . 29 , 2016 . The broken lines showing a container in FIG . 1 depict
U .S . Appl. No. 13/633,864, filed Oct. 2, 2012, Sorensen, et al. environment and form no part of the claimed design . All
other broken lines in the figures illustrate portions of the lid
Primary Examiner — Karen S Acker for a container that form no part of the claimed design .
Assistant Examiner — Wendy L Arminio
(74 ) Attorney, Agent, or Firm — Maschoff Brennan 1 Claim , 13 Drawing Sheets

---
-

- - --- - - --- -
- .
-- - - - - --

:
-
:

99 :
.
-

-
.
.

-
.

9 -
-
.
.
-

-
.

-
. -
.
.
-

.
-

.. .
1. . - . - - .. .
-
- . -

-
.

.
"
.

.
.. ..
. **4 : - . - - -
US D820 ,038 S
Page 2

(58 ) Field of Classification Search D697,798 S * 1/ 2014 Sorensen .... .... ... .. .... D91429
USPC ........... . D7 /387, 392 , 393 , 396 . 2 , 510 , 511 , D699, 996 S * 2/ 2014 De Leo ......... 07/300 . 1
D7/514 -517 , 598 , 599 , 612 .2 , 623 , 628 , 8, 695, 830 B2 4 /2014 Meyers et al.
D723,916 S * 3 /2015 Hughes ..... D9/445
D7/ 392 . 1 ; D3/ 202 , 294 , 318 D739 ,174 S * 9 /2015 Elsaden .. . . . . . 07/392 . 1
CPC ......... A61J 1/ 1412 ; B65D 1/02; B65D 1 /323 ; D739,674 S * 9 /2015 Bergstrom D7/300 . 1
B65D 1 /0246 ; B65D 25/ 40 ; B65D 25 /42; D742 .230 S * 11/2015 Charles D7/ 396 .2
B65D 25 / 44 ; B65D 41/56 ; B65D 41 /62; D745,827 S 12/2015 Sorensen ...... ...... D7/ 392 . 1
9 ,216 ,843 B2 12/2015 Sorensen et al.
B65D 47 / 06 ; B65D 47/ 08 D747,624 S * 1/ 2016 Walker 07/ 392. 1
See application file for complete search history . D748 ,430 S * 2 /2016 Sorensen ...... ......... D7 /392 . 1
D748 ,478 S 2 /2016 Sorensen et al.
(56 ) References Cited D748 ,943 S *
D758 , 127 S *
2 /2016
6 /2016
Miller
Zhao
D7/392 . 1
..... D7/392 . 1
U . S . PATENT DOCUMENTS D768 ,491 S *
D778,666 S *
10 /2016
2 / 2017
Sorensen .................... D7 /392. 1
De Leo . . . . . . . . . . . . . . . . . . D7 / 392
D417 ,583 S * 12 /' 1999
1999 Demore
Demore . . . .. . .. . .. . .. . . .. . .. . D7/392 D779 ,872 Ss 2 /2017 Bergstrom .................. 07/392. 1
D510 ,235 S * 10 /2005 Sorensen .................... D7/510 2011/0253733 Al * 10 /2011 Meyers ................ B65D 47 /089
D626 ,837 S * 11/2010 Meyers .......................... D9/443 220 /833
D626 ,838 S * 11/2010 Meyers ....................... D9 /443 2014 /0069918 A1* 3 /2014 Meyers ................ B65D 51 / 242
D628 ,483 S * 12/2010 McKinney ..................... D9 /449 220 /212 .5
D644 ,065 S * 8 / 2011 Llerena . ... D7/ 300 . 1 2014 /0360908 A1 * 12 /2014 Sorensen ........... B65D 21/0228
D656 , 357 S * 3 /2012 Enghard
ard ................. D7 /300 . 1 206 / 501
D666 ,047 S * 8 /2012 Lin .............. . . . . . . . . . . . D7/300 . 1 2015 /0201775 A1* 7 /2015 Sorensen . ....... A476 19 /2266
D682 ,016 S * 5 /2013 Knight .............. ........ D7 /392. 1 222/482
D691, 849 S * 10 / 2013 Cetera ........ D7/392. 1
D696 , 551 S 12 / 2013 Meyers et al. * cited by examiner
U . S . Patent Jun. 12, 2018 Sheet 1 of 13 US D820 ,038 S

- -
-

* ** ** * -***
* ****** **
'
.
- -
--

*** ***
. ...
....
*** v * ** *
..
.
.wewn
** ..
-- - * * .
---
- - -- - .
-

- -
- - ---- - - . . . - -- - -
- -- - - -. -.-.

-
-

-
* ** -

*** *
-

-
-
-

-
*

Y2
See - ily
v *

2
- - - * ** - - -
- t
-

- - -

--
*
- -

perinteis
-
2 -
- -
-
-
-
- -
- -

- -
0
- - -
-
--

-
- -- -
- -
-
- -
-
- -
-
- - * -
-
-
4

-
*
-
-
- -
-
-

-
-

test
na
-
-
-
-
-- * -
-
-

- * -
- -
-

11
-

-
-

-
-
-

-
-
*

*
*
seryone -

-
-

-
*
.
-
- -
-
-

-
is +
- .
-

- -
-

-
-
*
-
-
*

set
-

- -

-
-

-
-

.
. -

- -

it
-

-
*
GW +
-

-
-
*

w
-
-

seguinte
*

-
*
AN -
-

-
-- -

-
-

-
-

-
- .
+

- - **
*

- --
-

-
-

- *
40 ??????
E -

-
* -

*
-
-
-
* *
*
**
*
*
* .* * ** ** **
poor
U . S . Patent Jun. 12, 2018 Sheet 2 of 13 US D820 ,038 S

- -- -
- - -
--

nie * ****
.
.

Lewis-
-
-
.
.
. -
-
web
-
-

va t .
.
.
-
--
.

- --
--
--
-
--
-
--
-- -
-
- **
- -
.-
- **
*
**
*
**
*
**
*-
--
-
--
- -

***** -
*-
*
*
.
**
'
.

-
- -
-
-*
per
pintar
-
- eti
. -
-
-
*
*
*

-
-
-
-
-
-
--
--
*

Omman -

-
-
-*
**
**
**

they
*
*
**
-

-
--
-
*
*
** *
*
- -
- -

*
**
*
**
*-*
***- -
*
-

.
*
*
* -
*
*
-

*
*
-

w
-
-
-
66
.
7
-
-
*
-* ww
-
- -

* -
-
* .-
* *** -
. ***

- - - - - -
U . S . Patent Jun. 12, 2018 Sheet 3 of 13 US D820 ,038 S

*
-
-
-

----- t
***
-
-

- --
-
--
-

- -------

-
.
-

-
-

-
-
. -

-
-
,
-

-
-
- -

-
.
-

Fig . 3

- -- - -
-.. .-

Pepppppppppppppppper
LETE - - -

- ------
- .
----
---- ---
th

-
-
-

- -

- -
-

- -

-
.
-
-

-
-
ere
.
-
-

- -
-
-
- -

- .

- .

- - .

-
:
-
.
*
+

Fig. 4
U . S . Patent Jun. 12, 2018 Sheet 4 of 13 US D820 ,038 S

- - - - = = = = = = = = = iii I - ILI - I - - I- I
. . . . . . .. . . . . . . .
-- - - - - --
-- - -

. Yes
n
-

- -- -
-

-
-
.
he

-
-
-

.
- -

-
-
.
-

-
-
-

. -
*
-
-
-

-
-

+
*

Fig . 5

- . -

- he '
. .
-

-
-

-
.
-

-
-

'
-
-

Fig . 6
U . S . Patent Jun. 12, 2018 Sheet 5 of 13 US D820 ,038 S

-
-
-
--
-
--
-
-
*
*
**

*
*
*
* 1

* -
--
-
-
--
-

-
-
-
-
-

- -
- -
-
-

-
- -

- -
-

-
-

-
-
-

*
-
-
*
*
-
-
*
*
*
*
*
**
**
-
-
-
*
*
*
**
*
*
** -
-

*
*
**
*
* * -
-- -
-
- - * -

*
- -
- -
*
*
*
-
-
--
-
--
-
.

.
)
CDO
.
-
- --
-.
.
-
---
-
-
--
---
- -
--
-
--
--
-
--
--
--
-- -- -
-
*
*
**
-
-

Fig . 7
U . S . Patent Jun . 12 , 2018 Sheet 6 of 13 US D820, 038 S

. ? * - ??? = = = ??

2 = > ">
< \\
\\\ .\
---- -- ???? .. |
-ss -•S . •??

--
"?? ????
---
????
----- >
>>

-- .
---
1-
!-!-!-|-
?? ??
!};1.? - --
?? .
~ -- - - -- ** *
.? ...
?... 11!!!!-|}
- .. - -
i
~
~
~.
- "!|14
| !-!-
- --- ~~ ~ ~ ~ ~~ ~~ ~ ??? ??? .?? ?? ??? ??? ? ?? ? ?? .??? - !
-- ,
-
-
**
.
-\ - 11}}
*
?
+
+
• -
*
"
?

] ? ??!!!} }1}
?? »
.
*
=
=
*
,
s
=
*
=

-
- ???
~
~
* s
4

* ? .-
???
. "-
-
4
6
-

... . ... ...


–- - --
-
*

*
-
-
.? *-- - -. - . -- .. . -- -
iw{{; ;?
.
1
-
??
????
. -5
????
-*
-

{{; ;i 1
.
??
! !! !
-
.
la}{{ }
-

.
: ;-
??
?
~ - .- -
{{ i ! !
??
--- }}}} } “ | }
??

. / . .24 ---- - .
?? ..?. }!!! !! | } } {
-
-
.
- ? 4
.
- / / ?????? }}}} !! ! ! !
- --
/
-
4-
-\
- ! , !!?? 1 |{ ?? }}}} / } }-
'-
-
=-
-
}
- - ! ! ! !} ia i ; - t!!! !!! !!
|!-!!|1------- ;; f; -
:
-
.

///! ? ?? & ; /
--= i| !! !! !! i , ?//? / ? 7 ? ?
!===
- '
!! !! ?? ????1 {{!! |} )2:/ //?? " "~
.
.
“ ~
~~

-
}}, -- / // / //}} !/
??? // 21

| {{!!! --
- ----- - -?? ...?? ?????/!??!; .?//????? /? // ' /
-"-
????---- - -- ?? ?? ?/ / /7(
----.-.????
???? ???????
/ ????
???? ???? .???? ???????
?? ?? }, " ..--
] - -- --- - -- ?
- - -- = - .
??? 2 - .? ?
• - “ * ~ * * * ~ -- - -
= =s .. . ????
. *~
?

Fig , 8
atent Jun . 12 , 2018 Sheet 7 of 13 US D820 ,038 S

-
-

I ! - .
ii -

== F
"

mein

Slim -
-

*
*
-

***
*
*
-

-
--
---
- -
-
-
a
--
-
-

-
- * -
-
-- - -
-- --
-
. ** -
-- -
. ** -
*
=

???????????? .
Vi
?

-
.
-
-
-

-
-
-
-
-
- --- . . ****
*
*
- - **- *** har -
. -
**
*
*
*
-
-
en -
-
-
*
*
**
*

-
---
. -
-
- -
-
-
-

--
-- - ------ -
- . *
**
**
** ** * ****** ** ** - -
******* -- ---
*
* ***
******************** *
--- - ---- .
- - --- -- -
- --
- --
.
- - - -- - - - - **
- .
Yes
-
is
- - -- - --- ..
. . . - . - - - - - * - -- .

Fig. 9
U . S . Patent Jun. 12, 2018 Sheet 8 of 13 US D820 ,038 S

-. - . - . - . -. -. -. - . - . -

stre .
- * *
:
min mal w

* =
ji* -

71 -

----

- LA
** tom # . - * .. -
- ** - - - - - -- -- -

.
-
.
- -

- -
-

- -
-

-
.
.

*
* --
- --
. - - ..
..
-- -- --

-
-

'
a

-
-

-
'

- -
-
-

-
- -

.
,
-
1

Fig . 10
U . S . Patent Jun. 12, 2018 Sheet 9 of 13 US D820 ,038 S

.- - . - . -

- - -- - + - ,

. .
-- - - - - -- -
A . . .. . . . - - - - -- - - -- -
* - - -

- . . . - - - - -
. . . . . - - - - - - - - - --
. . . . . .. . divizi o nas - ' - - '
- - - - - - . . . -: .
-. . -. - . - . -. -. -. - . - icizia -

- - -- - - - - -- - - - - - - . . - - - -- - - - -- .- - - + - . . ILI
- - TT- I - - -

IV .

-------

S
--
-- ---
--

-
-

- -

-
-

-
-

-
-
-
-
-
-
- -
-
-
-

-
-
-
-
-

-
-
-
-
-

inte -
-
-

Fig . 11
U . S . Patent Jun. 12, 2018 Sheet 10 of 13 US D820 ,038 S

*m
.
.-

- - -

-
-
. riisirisirisirisirisirisiry

-
- - - - - - -- -- - - - - -- -- - - - - - - -
.. . ... . . . .,

-
-
- - A . A
-

-
.. .
-
- -
.. .
- per
' -
.
.
-
.
* **
.
-
res
.. .

vzvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvvv

-
-

re -
-

-
-

-
-

-
-
-

-
-
- -

-
*
-
-

- -
-

- -
-
- -

-
-

-
- -

Fig . 12
U . S . Patent Jun . 12 , 2018 Sheet 11 of 13 US D820 ,038 S

-
-

.
-- - - - -
-- -- -
-
-

-
*
"

:
.
.

-
-
-
-
- -
-
-

- -

-
- -
-
-

-
-

ict -

Fig . 13
U . S . Patent Jun . 12, 2018 Sheet 12 of 13 US D820 ,038 S

*
*

* *

***
-

- ---
**
*

-
-
--
--*
* *
*

*
*
*
*

*
*
* -
--

* *
-
*
*
**

+
*
*
-
-
*

----
-

opit
-*
-

- -
-
-
-
-
-
*

-
- - -
*
*

-
*
-

* -
- *

-
- *
*
**
*
**
* -
-
*
--
-
--
*
*
*
*
* * *
*
*
* *
.
.
* -
* *
*
*
--
-
-- -
-
.

.
**
**
*
* -
--
-ot
.
com -
-
-- -
.
.
...
-more
- -
- -
-
---
--- -
--
--com
.
wire
**
**
**
*
*
*
**
*
**
**
*
**
**
*
**
*
**
**
*-
-
--
-
-
-
-
-
--

--**-
.---.--- -
----...--
*
*

Fig . 14
U . S . Patent Jun . 12 , 2018 Sheet 13 of 13 US D820, 038S

| - - * ??
- - … **

- -- - - - - … .
..
.
.
. ?
? ???????? S? |||
| it
it
'it';

? ? ? ??? ? ?
lgt; || N
1
,-
| … …
. | …. .| ?|
- .-| . .
-- ….
|
~
???- …. - …
?
-
--- ~

*
~

~| {i

??????
~
~ ?
.
*
… … # }} ,
? - -| …. …
?

? -
?
!
? * *
31 ,??
11 , ii
?

??
:
:
??
!
{
{ ???:1 11
? 11

???
;
~
;
;

{}{
??
},}}

{////
/,/}/f/ /
| … ? ??
\
| \ \\\ \ };
iiii
*
1
11 |
11
if Ygg
il / x;" /
-

(1 )
iii!!|
*

; ;; \ ;} } *
IN / ' ,
|l it, MY / / ?

; iitti Hit II, ?


it !
\\\;,
{} } ,
,,
prili#Yl };
,
, / rat
// 1); rf,
- /? 1 ~ … AMAN /
- -- ???? . - ???? ??
|rigi,
- … … . .. . ///? / ?/:;;-- ,- - - - ?

-
- -????
.. === |
* *
… -
??
-

Fig . 15
EXHIBIT 4
Exhibit 4 – ’830 Patent Claim Chart

United States Patent No.


8,695,830 Defendant’s Shaker Cup
Claim 1
A lid for a container comprising:

a lid base having an opening for


dispensing contents of the
container;

lid base  
 

a mount comprising a first post


and a second post;

 
post

1
United States Patent No.
8,695,830 Defendant’s Shaker Cup
Claim 1
a handle comprising a first end
with a first handle pivot and a
second end with a second handle
pivot; and

handle
pivot

a flip top for sealing the opening,


the flip top comprising an
elongated body with a first end for
opening the flip top and a second
end including a flip top pivot,
wherein:

flip top end

2
United States Patent No.
8,695,830 Defendant’s Shaker Cup
Claim 1
the first handle pivot is connected
to a first receiving portion of the
first post of the mount, the first
handle pivot comprising a first
protrusion that extends into the
first receiving portion of the first  
post of the mount,

protrusion

3
United States Patent No.
8,695,830 Defendant’s Shaker Cup
Claim 1
the second handle pivot is
connected to a second receiving
portion of the second post of the
mount, the second handle pivot
comprising a second protrusion
that extends into the second  
receiving portion of the second
post of the mount,
protrusion

the first end of the handle is


sandwiched between a first end of
the flip top pivot and the first post
of the mount and the second end of
the handle is sandwiched between flip top handle
a second end of the flip top pivot pivot end end
and the second post of the mount,

4
United States Patent No.
8,695,830 Defendant’s Shaker Cup
Claim 1
a first protrusion on the first end of
the flip top pivot extends into a
first opening in the first end of the
handle and a second protrusion on
the second end of the flip top pivot
extends into a second opening in
the second end of the handle,

protrusion

 
the handle and the flip top are each
independently pivotable relative to
the lid, and

5
United States Patent No.
8,695,830 Defendant’s Shaker Cup
Claim 1
the handle and the flip top are each
independently movable about a
common axis.

 
 

6
-6 5HY &,9,/&29(56+((7
7KH-6FLYLOFRYHUVKHHWDQGWKHLQIRUPDWLRQFRQWDLQHGKHUHLQQHLWKHUUHSODFHQRUVXSSOHPHQWWKHILOLQJDQGVHUYLFHRISOHDGLQJVRURWKHUSDSHUVDVUHTXLUHGE\ODZH[FHSWDV
SURYLGHGE\ORFDOUXOHVRIFRXUW7KLVIRUPDSSURYHGE\WKH-XGLFLDO&RQIHUHQFHRIWKH8QLWHG6WDWHVLQ6HSWHPEHULVUHTXLUHGIRUWKHXVHRIWKH&OHUNRI&RXUWIRUWKH
SXUSRVHRILQLWLDWLQJWKHFLYLOGRFNHWVKHHW(SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)

, D 3/$,17,))6 '()(1'$176
SUNDESA, LLC d/b/a THE BLENDERBOTTLE COMPANY, a Utah GLEEB, LLC, a Virginia limited liability company
limited liability company
E &RXQW\RI5HVLGHQFHRI)LUVW/LVWHG3ODLQWLII &RXQW\RI5HVLGHQFHRI)LUVW/LVWHG'HIHQGDQW
(EXCEPT IN U.S. PLAINTIFF CASES) (IN U.S. PLAINTIFF CASES ONLY)
127( ,1/$1'&21'(01$7,21&$6(686(7+(/2&$7,212)
7+(75$&72)/$1',192/9('

F $WWRUQH\V(Firm Name, Address, and Telephone Number) $WWRUQH\V(If Known)
Andrea L. Cheek (SBN 80331); Knobbe Martes Olson & Bear, LLP
1717 Pennsylvania Ave. N.W., Ste. 900, Washington D.C. 20006
Tel: (202) 640-6400

,,%$6,62)-85,6',&7,21(Place an “X” in One Box Only) ,,,&,7,=(16+,32)35,1&,3$/3$57,(6 (Place an “X” in One Box for Plaintiff
(For Diversity Cases Only) and One Box for Defendant)
u  86*RYHUQPHQW u  )HGHUDO4XHVWLRQ 37) '() 37) '()
3ODLQWLII (U.S. Government Not a Party) &LWL]HQRI7KLV6WDWH u  u  ,QFRUSRUDWHGor3ULQFLSDO3ODFH u  u 
RI%XVLQHVV,Q7KLV6WDWH

u  86*RYHUQPHQW u  'LYHUVLW\ &LWL]HQRI$QRWKHU6WDWH u  u  ,QFRUSRUDWHGand3ULQFLSDO3ODFH u  u 


'HIHQGDQW (Indicate Citizenship of Parties in Item III) RI%XVLQHVV,Q$QRWKHU6WDWH

&LWL]HQRU6XEMHFWRID u  u  )RUHLJQ1DWLRQ u  u 
)RUHLJQ&RXQWU\
,91$785(2)68,7(Place an “X” in One Box Only) &OLFNKHUHIRU1DWXUHRI6XLW&RGH'HVFULSWLRQV
&2175$&7 72576 )25)(,785(3(1$/7< %$1.5837&< 27+(567$787(6
u ,QVXUDQFH 3(5621$/,1-85< 3(5621$/,1-85< u 'UXJ5HODWHG6HL]XUH u $SSHDO86& u )DOVH&ODLPV$FW
u 0DULQH u $LUSODQH u 3HUVRQDO,QMXU\ RI3URSHUW\86& u :LWKGUDZDO u 4XL7DP 86&
u 0LOOHU$FW u $LUSODQH3URGXFW 3URGXFW/LDELOLW\ u 2WKHU 86&  D
u 1HJRWLDEOH,QVWUXPHQW /LDELOLW\ u +HDOWK&DUH u 6WDWH5HDSSRUWLRQPHQW
u 5HFRYHU\RI2YHUSD\PHQW u $VVDXOW/LEHO 3KDUPDFHXWLFDO 3523(57<5,*+76 u $QWLWUXVW
 (QIRUFHPHQWRI-XGJPHQW 6ODQGHU 3HUVRQDO,QMXU\ u &RS\ULJKWV u %DQNVDQG%DQNLQJ
u 0HGLFDUH$FW u )HGHUDO(PSOR\HUV¶ 3URGXFW/LDELOLW\ u 3DWHQW u &RPPHUFH
u 5HFRYHU\RI'HIDXOWHG /LDELOLW\ u $VEHVWRV3HUVRQDO u 3DWHQW$EEUHYLDWHG u 'HSRUWDWLRQ
6WXGHQW/RDQV u 0DULQH ,QMXU\3URGXFW 1HZ'UXJ$SSOLFDWLRQ u 5DFNHWHHU,QIOXHQFHGDQG
 ([FOXGHV9HWHUDQV u 0DULQH3URGXFW /LDELOLW\ u 7UDGHPDUN &RUUXSW2UJDQL]DWLRQV
u 5HFRYHU\RI2YHUSD\PHQW /LDELOLW\ 3(5621$/3523(57< /$%25 62&,$/6(&85,7< u &RQVXPHU&UHGLW
RI9HWHUDQ¶V%HQHILWV u 0RWRU9HKLFOH u 2WKHU)UDXG u )DLU/DERU6WDQGDUGV u +,$ II  86&RU
u 6WRFNKROGHUV¶6XLWV u 0RWRU9HKLFOH u 7UXWKLQ/HQGLQJ $FW u %ODFN/XQJ  u 7HOHSKRQH&RQVXPHU
u 2WKHU&RQWUDFW 3URGXFW/LDELOLW\ u 2WKHU3HUVRQDO u /DERU0DQDJHPHQW u ',:&',::  J 3URWHFWLRQ$FW
u &RQWUDFW3URGXFW/LDELOLW\ u 2WKHU3HUVRQDO 3URSHUW\'DPDJH 5HODWLRQV u 66,'7LWOH;9, u &DEOH6DW79
u )UDQFKLVH ,QMXU\ u 3URSHUW\'DPDJH u 5DLOZD\/DERU$FW u 56,  J u 6HFXULWLHV&RPPRGLWLHV
u 3HUVRQDO,QMXU\ 3URGXFW/LDELOLW\ u )DPLO\DQG0HGLFDO ([FKDQJH
0HGLFDO0DOSUDFWLFH /HDYH$FW u 2WKHU6WDWXWRU\$FWLRQV
5($/3523(57< &,9,/5,*+76 35,621(53(7,7,216 u 2WKHU/DERU/LWLJDWLRQ )('(5$/7$;68,76 u $JULFXOWXUDO$FWV
u /DQG&RQGHPQDWLRQ u 2WKHU&LYLO5LJKWV +DEHDV&RUSXV u (PSOR\HH5HWLUHPHQW u 7D[HV 863ODLQWLII u (QYLURQPHQWDO0DWWHUV
u )RUHFORVXUH u 9RWLQJ u $OLHQ'HWDLQHH ,QFRPH6HFXULW\$FW RU'HIHQGDQW u )UHHGRPRI,QIRUPDWLRQ
u 5HQW/HDVH (MHFWPHQW u (PSOR\PHQW u 0RWLRQVWR9DFDWH u ,56²7KLUG3DUW\ $FW
u 7RUWVWR/DQG u +RXVLQJ 6HQWHQFH 86& u $UELWUDWLRQ
u 7RUW3URGXFW/LDELOLW\ $FFRPPRGDWLRQV u *HQHUDO u $GPLQLVWUDWLYH3URFHGXUH
u $OO2WKHU5HDO3URSHUW\ u $PHUZ'LVDELOLWLHV u 'HDWK3HQDOW\ ,00,*5$7,21 $FW5HYLHZRU$SSHDORI
(PSOR\PHQW 2WKHU u 1DWXUDOL]DWLRQ$SSOLFDWLRQ $JHQF\'HFLVLRQ
u $PHUZ'LVDELOLWLHV u 0DQGDPXV 2WKHU u 2WKHU,PPLJUDWLRQ u &RQVWLWXWLRQDOLW\RI
2WKHU u &LYLO5LJKWV $FWLRQV 6WDWH6WDWXWHV
u (GXFDWLRQ u 3ULVRQ&RQGLWLRQ
u &LYLO'HWDLQHH
&RQGLWLRQVRI
&RQILQHPHQW
925,*,1(Place an “X” in One Box Only)
u  2ULJLQDO u  5HPRYHGIURP u  5HPDQGHGIURP u  5HLQVWDWHGRU u  7UDQVIHUUHGIURP
u  0XOWLGLVWULFW u 0XOWLGLVWULFW
3URFHHGLQJ 6WDWH&RXUW $SSHOODWH&RXUW 5HRSHQHG $QRWKHU'LVWULFW /LWLJDWLRQ /LWLJDWLRQ
(specify) 7UDQVIHU 'LUHFW)LOH
&LWHWKH86&LYLO6WDWXWHXQGHUZKLFK\RXDUHILOLQJ(Do not cite jurisdictional statutes unless diversity)
 35 U.S.C. § 271
9,&$86(2)$&7,21 %ULHIGHVFULSWLRQRIFDXVH
Patent Infringement
9,,5(48(67(',1 u &+(&.,)7+,6,6$&/$66$&7,21 '(0$1' &+(&.<(6RQO\LIGHPDQGHGLQFRPSODLQW
&203/$,17 81'(558/()5&Y3 -85<'(0$1' u <HV u 1R
9,,,5(/$7('&$6( 6
(See instructions):
,)$1< -8'*( '2&.(7180%(5
'$7( 6,*1$785(2)$77251(<2)5(&25'
05/26/2020 /s/ Andrea L. Cheek
)252)),&(86(21/<

5(&(,37 $02817 $33/<,1*,)3 -8'*( 0$*-8'*(


-65HYHUVH 5HY

,16758&7,216)25$77251(<6&203/(7,1*&,9,/&29(56+((7)250-6
$XWKRULW\)RU&LYLO&RYHU6KHHW

7KH-6FLYLOFRYHUVKHHWDQGWKHLQIRUPDWLRQFRQWDLQHGKHUHLQQHLWKHUUHSODFHVQRUVXSSOHPHQWVWKHILOLQJVDQGVHUYLFHRISOHDGLQJRURWKHUSDSHUVDV
UHTXLUHGE\ODZH[FHSWDVSURYLGHGE\ORFDOUXOHVRIFRXUW7KLVIRUPDSSURYHGE\WKH-XGLFLDO&RQIHUHQFHRIWKH8QLWHG6WDWHVLQ6HSWHPEHULV
UHTXLUHGIRUWKHXVHRIWKH&OHUNRI&RXUWIRUWKHSXUSRVHRILQLWLDWLQJWKHFLYLOGRFNHWVKHHW&RQVHTXHQWO\DFLYLOFRYHUVKHHWLVVXEPLWWHGWRWKH&OHUNRI
&RXUWIRUHDFKFLYLOFRPSODLQWILOHG7KHDWWRUQH\ILOLQJDFDVHVKRXOGFRPSOHWHWKHIRUPDVIROORZV

, D  3ODLQWLIIV'HIHQGDQWV(QWHUQDPHV ODVWILUVWPLGGOHLQLWLDO RISODLQWLIIDQGGHIHQGDQW,IWKHSODLQWLIIRUGHIHQGDQWLVDJRYHUQPHQWDJHQF\XVH


RQO\WKHIXOOQDPHRUVWDQGDUGDEEUHYLDWLRQV,IWKHSODLQWLIIRUGHIHQGDQWLVDQRIILFLDOZLWKLQDJRYHUQPHQWDJHQF\LGHQWLI\ILUVWWKHDJHQF\DQG
WKHQWKHRIILFLDOJLYLQJERWKQDPHDQGWLWOH
 E &RXQW\RI5HVLGHQFH)RUHDFKFLYLOFDVHILOHGH[FHSW86SODLQWLIIFDVHVHQWHUWKHQDPHRIWKHFRXQW\ZKHUHWKHILUVWOLVWHGSODLQWLIIUHVLGHVDWWKH
WLPHRIILOLQJ,Q86SODLQWLIIFDVHVHQWHUWKHQDPHRIWKHFRXQW\LQZKLFKWKHILUVWOLVWHGGHIHQGDQWUHVLGHVDWWKHWLPHRIILOLQJ 127(,QODQG
FRQGHPQDWLRQFDVHVWKHFRXQW\RIUHVLGHQFHRIWKHGHIHQGDQWLVWKHORFDWLRQRIWKHWUDFWRIODQGLQYROYHG
 F $WWRUQH\V(QWHUWKHILUPQDPHDGGUHVVWHOHSKRQHQXPEHUDQGDWWRUQH\RIUHFRUG,IWKHUHDUHVHYHUDODWWRUQH\VOLVWWKHPRQDQDWWDFKPHQWQRWLQJ
LQWKLVVHFWLRQ VHHDWWDFKPHQW 

,, -XULVGLFWLRQ7KHEDVLVRIMXULVGLFWLRQLVVHWIRUWKXQGHU5XOH D )5&Y3ZKLFKUHTXLUHVWKDWMXULVGLFWLRQVEHVKRZQLQSOHDGLQJV3ODFHDQ;


LQRQHRIWKHER[HV,IWKHUHLVPRUHWKDQRQHEDVLVRIMXULVGLFWLRQSUHFHGHQFHLVJLYHQLQWKHRUGHUVKRZQEHORZ
8QLWHG6WDWHVSODLQWLII  -XULVGLFWLRQEDVHGRQ86&DQG6XLWVE\DJHQFLHVDQGRIILFHUVRIWKH8QLWHG6WDWHVDUHLQFOXGHGKHUH
8QLWHG6WDWHVGHIHQGDQW  :KHQWKHSODLQWLIILVVXLQJWKH8QLWHG6WDWHVLWVRIILFHUVRUDJHQFLHVSODFHDQ;LQWKLVER[
)HGHUDOTXHVWLRQ  7KLVUHIHUVWRVXLWVXQGHU86&ZKHUHMXULVGLFWLRQDULVHVXQGHUWKH&RQVWLWXWLRQRIWKH8QLWHG6WDWHVDQDPHQGPHQW
WRWKH&RQVWLWXWLRQDQDFWRI&RQJUHVVRUDWUHDW\RIWKH8QLWHG6WDWHV,QFDVHVZKHUHWKH86LVDSDUW\WKH86SODLQWLIIRUGHIHQGDQWFRGHWDNHV
SUHFHGHQFHDQGER[RUVKRXOGEHPDUNHG
'LYHUVLW\RIFLWL]HQVKLS  7KLVUHIHUVWRVXLWVXQGHU86&ZKHUHSDUWLHVDUHFLWL]HQVRIGLIIHUHQWVWDWHV:KHQ%R[LVFKHFNHGWKH
FLWL]HQVKLSRIWKHGLIIHUHQWSDUWLHVPXVWEHFKHFNHG 6HH6HFWLRQ,,,EHORZ127(IHGHUDOTXHVWLRQDFWLRQVWDNHSUHFHGHQFHRYHUGLYHUVLW\
FDVHV

,,, 5HVLGHQFH FLWL]HQVKLS RI3ULQFLSDO3DUWLHV7KLVVHFWLRQRIWKH-6LVWREHFRPSOHWHGLIGLYHUVLW\RIFLWL]HQVKLSZDVLQGLFDWHGDERYH0DUNWKLV


VHFWLRQIRUHDFKSULQFLSDOSDUW\

,9 1DWXUHRI6XLW3ODFHDQ;LQWKHDSSURSULDWHER[,IWKHUHDUHPXOWLSOHQDWXUHRIVXLWFRGHVDVVRFLDWHGZLWKWKHFDVHSLFNWKHQDWXUHRIVXLWFRGH
WKDWLVPRVWDSSOLFDEOH&OLFNKHUHIRU1DWXUHRI6XLW&RGH'HVFULSWLRQV

9 2ULJLQ3ODFHDQ;LQRQHRIWKHVHYHQER[HV
2ULJLQDO3URFHHGLQJV  &DVHVZKLFKRULJLQDWHLQWKH8QLWHG6WDWHVGLVWULFWFRXUWV
5HPRYHGIURP6WDWH&RXUW  3URFHHGLQJVLQLWLDWHGLQVWDWHFRXUWVPD\EHUHPRYHGWRWKHGLVWULFWFRXUWVXQGHU7LWOH86&6HFWLRQ
5HPDQGHGIURP$SSHOODWH&RXUW  &KHFNWKLVER[IRUFDVHVUHPDQGHGWRWKHGLVWULFWFRXUWIRUIXUWKHUDFWLRQ8VHWKHGDWHRIUHPDQGDVWKHILOLQJ
GDWH
5HLQVWDWHGRU5HRSHQHG  &KHFNWKLVER[IRUFDVHVUHLQVWDWHGRUUHRSHQHGLQWKHGLVWULFWFRXUW8VHWKHUHRSHQLQJGDWHDVWKHILOLQJGDWH
7UDQVIHUUHGIURP$QRWKHU'LVWULFW  )RUFDVHVWUDQVIHUUHGXQGHU7LWOH86&6HFWLRQ D 'RQRWXVHWKLVIRUZLWKLQGLVWULFWWUDQVIHUVRU
PXOWLGLVWULFWOLWLJDWLRQWUDQVIHUV
0XOWLGLVWULFW/LWLJDWLRQ±7UDQVIHU  &KHFNWKLVER[ZKHQDPXOWLGLVWULFWFDVHLVWUDQVIHUUHGLQWRWKHGLVWULFWXQGHUDXWKRULW\RI7LWOH86&
6HFWLRQ
0XOWLGLVWULFW/LWLJDWLRQ±'LUHFW)LOH  &KHFNWKLVER[ZKHQDPXOWLGLVWULFWFDVHLVILOHGLQWKHVDPHGLVWULFWDVWKH0DVWHU0'/GRFNHW
3/($6(127(7+$77+(5(,6127$125,*,1&2'(2ULJLQ&RGHZDVXVHGIRUKLVWRULFDOUHFRUGVDQGLVQRORQJHUUHOHYDQWGXHWR
FKDQJHVLQVWDWXH

9, &DXVHRI$FWLRQ5HSRUWWKHFLYLOVWDWXWHGLUHFWO\UHODWHGWRWKHFDXVHRIDFWLRQDQGJLYHDEULHIGHVFULSWLRQRIWKHFDXVH'RQRWFLWHMXULVGLFWLRQDO
VWDWXWHVXQOHVVGLYHUVLW\([DPSOH86&LYLO6WDWXWH86&%ULHI'HVFULSWLRQ8QDXWKRUL]HGUHFHSWLRQRIFDEOHVHUYLFH

9,, 5HTXHVWHGLQ&RPSODLQW&ODVV$FWLRQ3ODFHDQ;LQWKLVER[LI\RXDUHILOLQJDFODVVDFWLRQXQGHU5XOH)5&Y3
'HPDQG,QWKLVVSDFHHQWHUWKHDFWXDOGROODUDPRXQWEHLQJGHPDQGHGRULQGLFDWHRWKHUGHPDQGVXFKDVDSUHOLPLQDU\LQMXQFWLRQ
-XU\'HPDQG&KHFNWKHDSSURSULDWHER[WRLQGLFDWHZKHWKHURUQRWDMXU\LVEHLQJGHPDQGHG

9,,, 5HODWHG&DVHV7KLVVHFWLRQRIWKH-6LVXVHGWRUHIHUHQFHUHODWHGSHQGLQJFDVHVLIDQ\,IWKHUHDUHUHODWHGSHQGLQJFDVHVLQVHUWWKHGRFNHW
QXPEHUVDQGWKHFRUUHVSRQGLQJMXGJHQDPHVIRUVXFKFDVHV

'DWHDQG$WWRUQH\6LJQDWXUH'DWHDQGVLJQWKHFLYLOFRYHUVKHHW

Вам также может понравиться