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Literature review
This chapter presents the review of theoretical and experimental studies of graphene
and functionalized graphene. After the discovery of graphene in 2004 (Novoselov et
al. 2004) the research on graphene and functionalized graphene has grown so large
that thousands of papers are published every year (Taghioskoui 2009) and it is
practically impossible to provide a comprehensive review. In this chapter we have
only discussed most relevant papers and review articles.
Another interesting feature of the Dirac fermions is the fact that they are insensitive to
electrostatic potentials. This is due to the so-called Klein paradox which states that
Dirac fermions can be transmitted with probability 1 through a classically forbidden
region (Calogeracos and Dombey 1999, Itzykson and Zuber 2006). Dirac fermions
behave in an unusual way in the presence of confining potentials. This behaviour
manifests itself in the phenomenon of Zitterwegung, or a jerky movement in the
functioning of the waves. These electrostatic potentials are easily generated in
graphene by disorder. Since some disorder is inevitable in all materials, this has
generated great interest in trying to understand how this disorder affects the physics
and transport properties of graphene electrons. It was realized early in the research on
graphene that graphene would also show unusual mesoscopic effects (Peres et al.
2006, Katsnelson et al. 2007). These effects have their origin in the boundary
conditions required for the wave functions in mesocopic samples. These samples have
the various types of edges that graphene can have (Nakada et al.1996, Wakabayaashi
et al.1999, Peres et al. 2006, Akhmerov and Beenakker 2008). The zigzag and
armchair edges, which are the most studied edges, have extremely different electronic
properties. Zigzag edges sustain edge (surface) states and resonances that have never
been found in the armchair edges. When coupled to a conducting lead, the boundary
conditions of a graphene ribbon strongly affect its ability as a conductor. During this
condition the chiral Dirac nature of fermions in graphene can be used for applications
where one can control both the valley flavor of the electrons and also the so-called
valleytronics charge (Rycerz et al. 2007).
resolution real-space images of isolated, single layer graphene were obtained on SiO 2
substrates (Masa et al. 2007, Elena et al 2007) by scanning the results of tunneling
microscopy. Graphene processed by using lithographic techniques is covered by photo
resistant residue. This residue may be the “adsorbates” observed in TEM images and
may be the cause of the rippling of suspended graphene. It was finally established that
the rippling of graphene on the SiO2 surface was caused by the conformation of
graphene to the underlying SiO2 and not to any intrinsic effect (Masa et al, 2007).
Graphene sheets in solid form show evidence of diffraction of 0.34mm
(2) in the graphite layering. This phenomenon also occurs in some single-walled
carbon nanostructures (Kasuya et al. 2002). A University of Manchester study,
published in the journal “Mesoscale and Nanoscale Physics” (Zan et al.2012) shows
that graphene can repair holes in graphene sheets on its own, when it is exposed to
molecules like hydrocarbons which contain carbon. When bombarded with pure
carbon atoms, the holes in graphene sheets are completely filled up, with the carbon
atoms snapping to the gaps and aligning themselves perfectly into hexagonal shapes.
Graphene differs from most conventional three-dimensional materials in the fact that intrinsic
graphene is a semi-metal or zero-gap semi-conductor. As stated earlier, the starting point for finding
the band structure of graphite is to understand the electronic structure of graphene. P.R. Wallace
realized as early as 1947 (Wallace 1947) that for the low energies near the six corners of the two-
dimensional hexagonal Brillouin zone, the E-K relation is linear. This leads to a zero effective mass for
electrons and holes (Charlier et al, 2008). This in turn leads to the fact that electrons and holes near
these six points, two of which are in equivalent, behave like relativistic particles as described by the
Dirac equation for spin ½ particles (Semenoff 1984, Avourius et al, 2007). Hence the electrons and
holes are called Dirac fermions (they are also sometimes referred as Graphinos) (Saul 2012) and the
six corners of the Brillouin zone are called the Dirac points (Charlier et al. 2008). The Brillouin zone of
graphene consists of two momentum positions (Dirac points) at the corners of the zone labeled as K
and K' respectively. We define their positions as follows,
2 2 2 2
= , , ′= ,− (2.1)
3 3 3 3
3 3
These Dirac points are presented on figure (2.1), where the Γ point is found at the
centre of the Brillouin zone and is non degenerate.
The tight binding method is based on the Hamiltonian of graphene being written as,
=− b +a (2.2)
ϯ ϯ
a b
n n+σi n n+σi
n,σi
Figure 2.1 Honeycomb lattice (left) of graphene and its Brillouin zone (right)
(figure taken from Castro et al. 2009)
Where t is the hopping parameter, an and bn+σi are the annihilation operators and aϯ and
bϯ are the creation operators corresponding to sublattices of graphene. After diagonalizing the
Hamiltonian equation, the operators are solved as follows:
1 , 1
= = (+)() (2.3)
+
Where N is the number of primitive unit cells. Substituting the annihilation operators
into (2.2) and applying the summations, we obtain the wavefunctions of graphene as
follows:
3
2
cos (2.4)
3 −
= − 1+2
2
=± (2.5)
The equation (2.6) is responsible for the theoretical calculations of the band structure of graphene
materials.
=± 1+4
2 + 4cos( )cos( ) (2.6)
2 2 2
Figure (2.2) shows the tight binding calculated band structure from equation (2.6).
We observe that the band dispersion is conical at the Dirac points, unlike that in some
crystal materials which have a parabolic dispersion. The dashed line, which is called
the Fermi level, lies exactly at the intersection points. This phenomenon reveals to us
that graphene material is a gapless semiconductor.
The unique optical properties of graphene produce an unexpectedly high opacity for
an atomic monolayer. This opacity has a startlingly simple value. It absorbs πα ≈ 2.3%
of white light, where α is the fine-structure constant (Kuzmenko et al. 2008). This
simple value is a result of low-energy electronic structure of monolayer graphene.
This structure features electron and hole conical bands meeting each other at the Dirac
point. This is qualitatively different from more common quadratic massive bands
(Nair et al. 2008). Based on the Slonczewski–Weiss–McClure (SWM) band model of
graphite, the interatomic distance, hopping value and frequency cancel each other out
when the optical conductance is calculated in the Fresnel equations. This has been
confirmed experimentally, but the measurement is not yet precise enough to help us to
improve other techniques which are used for determining the fine-structure constant.
The band gap of graphene can be tuned from 0 to 0.25 eV (about 5 micrometer
wavelength) by applying voltage to a dual-gate bilayer graphene field-effect transistor
(FET) at room temperature (Zhang et al. 2009). The optical response of graphene
nanoribbons has also been shown to be tunable into the terahertz regime by an applied
magnetic field (Lui 2008). It has been shown that graphene/graphene oxide system
exhibits an electro chromic behavior, which allows
for the tuning of both linear and ultrafast optical properties (Kurum et al. 2011).
Recently, a graphene-based Bragg grating (one-dimensional photonic crystal) has
been fabricated and demonstrated its competence for excitation of surface
electromagnetic waves in the periodic structure using prism coupling technique
(Sreekanth et al. 2012). It has been further confirmed that this unique absorption could
become saturated whenever the input optical intensity rises above a threshold value.
This nonlinear optical behavior is called saturable absorption and the term given to
threshold value is saturation fluence. Graphene can be saturated quite easily under
strong excitation over the visible to near-infrared region, because of the universal
optical absorption and zero band gap. This property has relevance when we study the
mode locking of fiber lasers, where full band mode locking has been achieved by
graphene-based saturable absorber. It is because of this special property that graphene
has come to have wide application in ultrafast photonics. Moreover, the ultrafast
optical response of graphene/graphene oxide layers can be tuned electrically (Kurum
et al. 2011, Qiaoliang et al. 2009, Zhang et al. 2009). Furthermore, Saturable
absorption in graphene could occur at the Microwave and Terahertz band, owing to its
wideband optical absorption property.
Graphene has been prepared using different techniques i.e, micromechanical cleavage
of graphite (Novoselov et al. 2004), the epitaxial growth on SiC substrates (Berger et
al. 2004), thermal exfoliation of GO at high temperatures (Schniepp et al. 2006,
Subrahmanyam et al. 2008), heating nanodiamond at different temperatures
(Andersson et al. 1998, Prasad et al. 2000) and Hummers method (Hummers et al.
1958). Hanns-Peter Boehm (Boehm, Setton and Stumpp 1994, Schniepp et al. 2006)
reported monolayer flakes of reduced graphene oxide. Graphite oxide reduction was
probably historically first method of graphene synthesis (Boehm et al. 1964). The first
attempt to produce individual graphene sheets by exfoliation dates to the work of
Brodie (Brodie 1859). Since then, and despite many attempts, (Staudenmaier 1898,
Hummers and Offeman 1958, Boehm and Scholtz 1965, Lueking et al. 2005,
Fukushima, Drzal and Annu 2003, Matsuo et al. 2003, Stankovich et al. 2006) large-
scale production of single graphene sheets has not been achieved.
Figure 2.3 Thin graphene “pancakes” deposited by “nano pencil” onto the silicon
wafer. The samples in the electron micrograph are magnified 6000× (left), like a silk
sheet, folded sheets of graphene on a silicon plate. The image was made with a
scanning electron microscope, magnified about 5000 times (middle), Thin graphitic
flakes on a surface of Si/SiO2 wafer (300 nm of SiO2, purple colour). The different
colours correspond to flakes of differing thicknesses, from ~100 nm (the pale yellow
ones) to a few nanometres (a few graphene layers – the most purple ones). The scale
is given by the distance between the lithography marks (200 μm) (right) (figures taken
from Geim & Philip 2008, Castro et al. 2006).
Single-layer graphene (SG) was first prepared by micromechanical cleavage from
highly ordered pyrolytic graphite (HOPG) (Novoselov et al. 2004). In this procedure,
a layer is peeled off the HOPG crystal by using scotch tape and then transferred on to
a silicon substrate. A chemical method to prepare single-layer graphene involves
reduction of single-layer graphene oxide (SGO) dispersion in dimethylformamide
with hydrazine hydrate (Park et al. 2009, Hummers and Offeman 1958). The Graphite
oxide (GO) is first prepared by oxidative treatment of graphite by employing
Hummers procedure, by the reaction of graphite powder (500 mg) with a mixture of
concentrated H2SO4 (12 ml) and NaNO3 (250 mg) in a 500 ml flask kept in an ice
bath. While stirring the mixture, 1.5 g of KMnO4 is added slowly and the temperature
brought up to 35°C. After stirring the mixture for 30 minutes, 22 ml of water is slowly
added and the temperature raised to 98°C. After 15 minutes, the reaction mixture is
diluted to 66 ml with warm water and treated with 3% of H2O2. Then suspension so
obtained is filtered to obtain a yellow-brown powder. This is washed with warm
water. GO readily forms a stable colloidal suspension in water and the suspension is
subjected to ultrasonic treatment (300 W, 35 KHZ) to produce single-layer graphene
These foils were cut into 5 × 5 mm 2 pieces and polished mechanically and the CVD
process carried out by decomposing hydrocarbons around 800-1000°C. A nickel foil
was employed to carry out CVD passing methane (60-70 sccm) or ethylene (4-8
sccm). Along with this of high flow of hydrogen around 500 sccm at 1000°C are also
passed. This procedure was carried out for 5-10 minutes. With benzene acting as the
hydrocarbon source, benzene vapor diluted with argon and hydrogen was decomposed
at 1000°C for 5 minutes. Acetylene (4 sccm) and methane (65 sccm) were
decomposed at 800 and 1000°C respectively on a cobalt foil. The common feature of
all these experiments was that the metal foils were cooled gradually after the
decomposition.
In most studies, the starting material is graphite oxide (GO) produced through an acid
treatment of graphite. GO is then exposed to either a thermal or mechanical (i.e.,
ultrasonication) treatment to expand or to exfoliate it. Although nanoplates of a few
sheets have been generated by the solution approach (Stankovich et al. 2006, Du et al.
2005) the failure to produce single sheets by thermal expansion appears to be either
due to insufficient oxidation of graphite during the acid treatment or inadequate
pressure buildup during the thermal heat treatment stages. Schniepp et al. (Schniepp et
al. 2006) through an optimal combination of GO preparation and thermal treatment,
bulk quantities of functionalized single graphene sheets can be produced. The term
graphene first appeared to describe single sheet of graphite as one of the constituents
of graphite intercalation compounds (GICs); conceptually a GIC is a crystalline salt of
intercalant and graphene (Mouras et al. 1987). In graphite intercalation compounds,
the graphene layers either accept electrons from or donate electrons to the intercalated
species. It has now been generally accepted, however, that the description of the
electronic exchange in these compounds be specified from the standpoint of the
acceptor or donor properties of the intercalated species rather than from that of the
graphene layers, as customary with doped semiconductors. The term was also used in
early descriptions of carbon nanotubes as well as for epitaxial graphene and
polycyclic aromatic hydrocarbons.
Chiral Quantum Hall Effects: Considerable experimental efforts have been focused
on the electronic properties of graphene in order to understand the consequences of its
QED like spectrum. Some of the spectacular phenomena reported are (i) two new
chiral quantum hall effects (QHE’s) (ii) minimum quantum conductivity in the limits
of vanishing concentration of charge carriers (iii) strong suppression of quantum
interference effects (Geim & Novoselov 2007 and references there in)
Figure 2.4 Chiral quantum Hall effects. (a) The hallmark of massless Dirac fermions is QHE plateaux in σxy
at half integers of 4e2/h. (b) Anomalous QHE for massive Dirac fermions in bilayer graphene is more subtle:
σxy exhibits the standard QHE sequence with plateaux at all integer N of 4e2/h except for N = 0. The missing
plateau is indicated by the red arrow. The zero-N plateau can be recovered after chemical doping, which
shifts the neutrality point to high Vg so that an asymmetry gap (≈0.1eV in this case) is opened by the electric
field effect (c) Different types of Landau quantization in graphene. The sequence of Landau levels in the
density of states D is described by EN ∝ √N for massless Dirac fermions in single-layer graphene (d) EN ∝
√N (N–1) for massive Dirac fermions in bilayer graphene (e) The standard LL sequence EN ∝ N + ½ is
expected to recover if an electronic gap is opened in the bilayer (figure taken from Geim & Novoselov
2007).
model. The carrier mobility changed from 14,000 cm2 V–1 s–1 down to values of
nearly 10 cm2 V–1 s–1 at liquid-helium temperatures. The quantum Hall plateaus
completely disappeared with only weak signatures of Shubnikov–de Haas oscillation
remaining in a magnetic field of 14 T. Graphene’s ambipolar field effect with the
neutrality point near zero-gate voltage has not been observed after its hydrogenation.
Graphane was found to be stable at room temperature for many days and could be
reconverted to graphene by annealing at 450°C in Ar atmosphere for 24 hours, albeit
the carrier mobility could be recovered to only about 3500 cm 2 V–1 s–1 (Srinivasan
and Saraswathi 2010). This process of fabrication of hydrogenated graphene is also
known as gas phase hydrogenation. There are few other methods of the fabrication of
hydrogenated graphene i.e. Liquid phase hydrogenation (Yang et al. 2012), Bottom up
approach (Wang et al. 2010) and pattering of hydrogenated graphene strips in a
graphene lattice (see Pumera and Wong 2013 and references cited there in).
Zhou et al. (Zhou et al. 2009) predicted a new ordered ferromagnetic state obtained by
removing hydrogen atoms from one side of the plane of graphane. Wu et al.
(Menghao et al. 2010) have reported implications of selective hydrogenation by
designing an array of triangular carbon domains separated by hydrogenated strips.
The electronic structure of the interface between graphene and the hydrogenated part
has been investigated by Schmidt and Loss (Schmidt and Loss 2010). They show the
existence of edge states for zigzag interface having strong spin orbit interaction. The
localization behaviour of disordered graphene by hydrogenation has been reported
within the tight binding formalism (Bang and Chang 2010). The potential of
hydrogenated graphene nanoribbons for spintronics applications has been investigated
within DFT, by Soriano et al. (Soriano et al. 2010). The defect and disorder induced
magnetism in graphene (including adsorbed hydrogen as a defect) has been studied by
Yazyev and Helm mostly using Hubbard Hamiltonian and DFT (Yazyev 2010,
Yazyev 2008, Yazyev and Helm 2007).