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The original stimulus for the choice of this topic was a book on intellectual
history. One of the most brilliant authors in this field, Carl Becker, claims that
the most important event in the intellectual history of modern time was the
shift in the place of logic in science. According to Becker, the high esteem for
logic which the scientist had in the age of St. Thomas Aquinas and through all
the Middle Ages declined in the period of Galileo and Newton. But at that
time this decline was not yet fully understood. "The marriage of fact and
reason" as Becker expresses himself "proved to be somewhat irksome in the
nineteenth century and was altogether dissolved in the twentieth century."
The modern, twentieth century, physicist lives in an "atmosphere, which is so
saturated with the actual that we can easily do with a minumum of theoretical"
. . . "We have long since learned not to bother much with reason and logic."
To describe the spirit of twentieth century physics which emphasizes facts and
minimizes reason Becker says: "Experiments seem to show that an electron
may, for reasons best known to itself, be moving at two orbits at the same time.
To this point Galileo's common sense method of noting the behavior of things,
of sticking close to the observable facts has brought us. It has at last presented
us with a fact that common sense repudiates."
I do not think that Galileo was actually less concerned with logical consistency
than Aristotle, nor do I think that Einstein's theory of gravitation is more
factual and less rational than Newton's. I shall not enter here into historical
arguments but I shall restrict myself to investigating the nature and the bearing
of that "most important event in the intellectual history of modern time"
which Becker stresses so strongly.
The pre-Galilean period, say until about 1600 A.D., adhered to a kind of
organismic world view founded largely upon the philosophy of Aristotle and the
mediaeval schoolmen. With Galileo and Newton the "mechanistic" conception
of nature started. Its peak, however, was reached in the first half of the nine-
teenth century. According to Becker this whole period including the Middle
Ages, the Renaissance, and the eighteenth century enlightenment, was char-
1 Read the AAAS, Section L, Dec. 27, 1947. Chicago.
275
acterized by the belief that there is a rational picture of the world, there is a
way which allows man to comprehend nature by reason. But in the twentieth
century this belief faded more and more. An acute observer would have al-
ready noticed this fading in the Galilean period when the confidence in the
scholastic type of philosophy declined. More and more, the "climate of opinion"
as Becker calls it, became less logical and rational and more factual and in some
ways irrational.
We shall probably not seriously believe that science has ceased to be logical.
If we use this word in its technical sense everybody agrees that a science which
repudiates logic has never existed and can never exist. Now, what did Becker
really mean by his "decline of reason and logic" in the twentieth century and
even in the approaches to this century? Why did he believe that the organismic
medieval world picture was rational as well as the Newtonian and Laplacian
mechanistic picture, while the twentieth century picture of physics, character-
ized by relativity and quantum theory, is no longer concerned with reason?
We shall understand this point better if we direct our attention to the fact
that, according to Becker, this decline of the rational world view had already
started in the Galilean period and is, therefore, somehow connected with the
decline of scholastic philosophy. The common feature of medieval and of
mechanistic physics seems to me to be that their principles seemed to have a
certain plausibility by themselves. Medieval science derived all observable
phenomena from the principle that they are somehow analogous to the well-
known phenomena in a living organism. Seventeenth and eighteenth century
science, in turn, preferred the analogy to simple mechanisms which are familiar
to us from our everyday life experiences. The principles were not only con-
firmed by demonstrating that the conclusions drawn from them were in agree-
ment with observed facts, but also the principles themselves used to be directly
confirmed by a kind of short-cut. If a law of physics was in agreement with
the organismic or mechanistic analogy, this agreement accounted for a certain
degree of confirmation. A more careful analysis would probably lead to the
result that the organismic as well as the mechanistic principles of science drew
their plausibility from the fact that they seemed to reflect faithful pictures of
our everyday experience. In scientific theories a long chain of intellectual and
experimental work connects the principles of a theory with the protocols of
observation. The organismic or mechanistic principles, however, could, it was
believed, be confirmed directly by a very obvious type of experience. Every-
body knew that a piece of earth which is dropped falls to the ground. It there-
fore seemed obvious that the earth as a whole could not remain suspended in
space and circulate around the sun. It was to fall to the center of the universe
like a small piece of earth. This tendency towards the center as the natural
place of the heavy element earth seems to be a principle of physics with firm
roots in everyday experience. In the same way a mechanistic principle like
the law of inertia seemed to be directly confirmed by the most familiar facts of
our daily experience.
In this sense we can say that the organismic as well as the mechanistic physics
from these field equations which can be translated by means of feasible semantical
rules into descriptions of actually observable facts. If, for example, we derive
the bending of light rays in the gravitational field of the sun, we obtain state-
ments in which the general coordinates in the space-time continuum can be
connected in a clear cut way with the spatial and temporal distances which are
measured by our traditional ways of measuring length and time stretches. But
such a connection cannot be laid dowvn in full generality. If, for example,
we consider the statement: "one and the same factual event can be described by
different sets of values of the general coordinates in the four dimensional con-
tinuum" we can hardly lay down practical semantical rules by which the opera-
tional meaning of this statement can be defined in a simple way.
P. W. Bridgman maintained, therefore, that Einstein's General Theory of
Relativity does not fulfill the requirements put forward by the experimental or
operational theory of meaning. According to these requirements, you have to
give explicit operational definitions of all terms which occur in the general
principles of a theory. While, according to Bridgman, the Restricted Theory
of Relativity was a brilliant example of the use of operational definitions, he
thinks that the General Theory has violated the requirement for such defini-
tions. (See P. Bridgman, The Logic of Modern Physics, 1929, and The Nature
of Physical Theory, 1936.) There is no doubt that on the way from the Re-
stricted Theory of Relativity to the General Theory the structure of a physical
theory, as envisaged by Einstein, has changed in a noticeable degree. These
changes can be understood from some chapters in the book Albert Einstein in
the collection "Modern Thinkers" edited by P. A. Schilpp. The articles written
by Bridgman and by myself, and Einstein's answer to these articles are particu-
larly devoted to the discussion of these changes.
The Restricted Theory of Relativity nearly fulfilled what has been called E.
Mach's "positivistic" requirement, according to which all principles of physics
should be formulated by using only observable quantities as ter-ms. The
General Theory made use of this requirement only as a heuristic principle, as a
hint of how to build up the system of fundamental principles. These principles
themselves, however, fulfilled the "positivistic" requirement only in an indirect
way. Einstein replaced it, consciously and deliberately, by a "weaker" re-
quirement: it was merely required that from these principles mathematical
conclusions could be drawn that were connected by semantical rules with state-
ments about observable facts.
Albert Einstein, in his Herbert Spencer Lecture given at Oxford in 1933,
speaks about this change in the way in which the abstract principles of physics
are connected with the observable facts. This boils down to a change of the
place where the semantical rules or operational definitions are attached to the
abstract principles. Einstein speaks of "the ever-widening logical gap between
the basic concepts and laws on the one side and the consequences to be correlated
with our experiences on the other." He insists merely on the requirement that
some results or propositions in the system be connected with observational
statements by means of semantical rules. In his remarks about B. Russell's
"Philosophy of Science," Einstein says: "In order that thinking may not de-
generate into metaphysics or into empty talk, it is only necessary that enough
propositions of the conceptual system are firmly enough connected with sensory
experience . . ." (in the volume Philosophy of Bertrand Russell, Library of Living
Philosophers, edited by P. A. Schilpp, 1944).
According to this new conception, the sentences which have to be connected
with sense observations by semantical rules are no longer the general abstract
principles (as, for example, the law of conservation of energy) but some special
conclusions drawn from these principles. The "positivistic requirement" now
means that there must be some consequences of the general principles which
can be translated into statements about sense observations. The general
principles themselves are the product of mathematical and logical imagination
which has to be checked by applying the "positivistic" or "operational" re-
quirement.
The nature of a scientific theory in this sense can be understood even more
precisely if we consider the new "Unified Field Theories" proposed by Einstein
and Schroedinger. A "unified field of force" is to be construed which contains
the gravitational, the electromagnetic and the nuclear field as special cases.
Schroedinger, for example, introduces sixty four symbols which are the com-
ponents of this unified field. He does not lay down any semantical rules for
these sixty four quantities. But if this theory is to be of any scientific value, he
has to assume, as a matter of course, that some special relations can be mathe-
matically derived from the principles which can be connected with observable
facts. He hopes, for example, that it can be derived that a rotating mass which
obviously produces a rotating gravitational field would entail a magnetic field.
You would be able to account in this way for terrestrial magnetism. From a
psychological viewpoint Einstein describes this way of producing theories by
free imagination in a letter to the French mathematician, Hadamard, which is
published in J. Hadamard, Psychology of Invention in the Mathematical Field,
1945.
According to this new conception, it is true that physical theories are the
product of "free" imagination, if we take the word "free" with a grain of salt.
But it must not be concluded that these theories are a product of metaphysics.
For these theories are subjected to the operational or experimental criterion of
meaning, though in a more indirect and complex way. The criterion of truth
remains ultimately with the checking by sense observations, as the older "posi-
tivists" claimed. But we know now that this checking is a more complex
process than was believed by men like Comte and Mach.
If we applied the name "metaphysics" to a system of statements the "truth"
of which is judged according to the experimental criterion of meaning, there
would be no distinction between science and metaphysics. We have, therefore,
to reserve the word "metaphysics" as a characteristic of systems the truth of
which is decided on other grounds. In metaphysics a statement or a system of
statements is regarded as "true" if our common sense understands the validity
of the principles immediately without having to draw long chains of conclusions
from these principles and without checking some of these conclusions against
our observations.
Such a metaphysical interpretation of twentieth century physics was given,
for instance, by Eddington in his book The Philosophy of Physical Science. He
claimed that the validity of our physical theories can be demonstrated by what
he called "epistemological arguments." This meant in his language that the
principles of physics have to meet some requirements emerging from common
sense. And these requirements are sufficient to determine our physics to such
a degree that even the number of the electrons in the whole Universe can be
derived mathematically. Eddington's argument is actually "metaphysical."
We could call it "epistemological" only if we regarded epistemology as a part
of metaphysics. The point is that Eddington derives his system of physics
from everyday experience and not from scientific experiments which are needed
to check the results of a long chain of conclusions from the principles. The
requirements of "common sense" actually require that these principles should
be a convenient description of our everyday experience.
Certainly, men like Einstein and Schroedinger advanced their principles by
following some requirements of simplicity or beauty which may also be regarded
as requirements of common sense. But they would never claim that the validity
of the principles could be proved without checking the conclusions drawn from
these principles by physical experiments.
If we want to compare the respective place of logic and metaphysics in the
actual. advancement of science, we can point out two ways in which logic has
been instrumental in the advance of twentieth century science. We have al-
ready described the heuristic value of the experimental theory of meaning which
played a decisive role in the rise of relativity as well as of quantum theory.
But logic has also played in another way a guiding role in the advance of twen-
tieth century science. And this way is connected with "formal logic" or what
we may call "logical imagination." Einstein in particular has described re-
peatedly how the building of formal systems of symbols, the successive demolii
tion, rebuilding and alteration of these symbolic structures has had a great
bearing upon the advance of new physical theories. In his letter to J. Hada-
mard, which is printed in Hadamard's book on The Psychology of Invention in
Mathematical Science, Einstein gives a psychological description of his creative
work. He insists that the essential part in creative thinking is the free play
with symbols. In his Herbert Spencer Lecture (1933), Einstein says: "Ex-
perience, of course, remains the sole criterion for the serviceability of mathe-
matical construction for physics, but the truly creative principle resides in
mathematics."
This means, obviously, that the creative process in theoretical physics con-
sists, in some important ways, in the creation of symbolic or formal systems by a
kind of "logical imagination." Among the systems created in this way, ex-
perience is responsible for the natural selection that determines which system is
the fittest for survival.
In order to appreciate correctly the place of logic, we have to consider the shift
in tle conception of a physical theory that has developed from the times of Mach
to the times of Einstein. The operational definitions or semantical rules are now
no longer applied to the general principles themselves but to some conclusions
drawn from them. However, this distinction should not be overestimated. It
would be erroneous to believe that men like Ernst Mach actually believed that all
principles of physics were direct descriptions of experimental facts. In his paper
on the role of comparison in physics, Mach distinguished very precisely between
"direct description" and "indirect description." The latter, he said, is also called
"'physical theory." He gives as an example the wave theory of light. In this
theory there is certainly no explicit operational definition of the "light vector."
As for the heuristic value of metaphysics, we may quote one of the most promi-
nent contemporary advocates of metaphysics, Jacques Maritain. He says
bluntly: "It is true that metaphysics brings no harvest in the field of experimen-
tal science.... Its heuristic value, as the phrase goes, is nil . . ." It cannot be of
any help in promoting scientific research. He continues: "This universe in
which metaphysics issues ... is not intelligible by dianoetic or experimental
means, it is not connatural to our powers of knowledge, it is only intelligible to us
by analogy." This means in the usual language of the scientist: In metaphysics
we do not use either logical (dianoetic) or experimental argument, but we inter-
pret the principles of science in a metaphorical language. Metaphysics attempts
to interpret the general principles of science in a way wvhichis plausible to our
common sense. The principles then become analogous to the laws of everyday
experience; they duplicate them, but on a higher level. The Law of Conservation
tion of Energy becomes metaphysically plausible because it is bolstered up by the
well known experience that objects of the physical world (stones, animals, etc.)
cannot disappear. We transfer the conception of "disappearing" to an "object"
called "energy" which is certainly not a physical object in the sense that a table
is such an object. Therefore "disappearance of energy" can only be understood
by "analogy" with the disappearance of a stone. According to Thomistic meta-
physics, in an expression like "the being of God" or the "being of a spirit" the
word "being" does not mean the same thing as in "being of a stone." The mean-
ing of "being" on these "higher levels" is only understandable by analogy, not
by any direct "operational definition" or semantical rule.
I would not even go as far as Maritain in denying any heuristic value in meta-
physics. The description by analogies can occasionally be of some psychological
value in setting up new principles. This was even recognized by as staunch an
opponent of metaphysics as Ernst Mach in his paper on the role of "comparison
in physics."
But if we analyse a little further the nature of the actual metaphysical interpre-
tations of physics, we soon notice one characteristic of them which can easily
become prohibitive to any future advance of physics.
I shall not now go into an elaborate discussion of this nature of metaphysics.
This will be done in a future paper. Here, I shall restrict myself to showing by
some examples that philosophers who went in for both metaphysics and science
frequently pointed out this characteristic of metaphysics. They stressed the
The term "philosophy" refers here, of course, to the same thing as "meta-
physics." In these words we see clearly the place assigned to metaphysics.
Science departs from common sense by using a different conceptual scheme;
words are used in a different way. Science even introduces expressions which
have no meaning in the language of common sense. This becomes particularly
clear if we consider the language of twentieth century physics. The theory of
relativity uses expressions like "one and the same object has different lengths
relative to different systems of reference," and quantum mechanics uses expres-
sions like "if the position of a particle is a definite one, its velocity is always in-
determinate."
According to Le Roy's cycle, there are two ways of connecting science with
common sense: the direct one which we may call the "scientific" one, and a second
one which connects science with common sense by means of metaphysics. In
the scientific way, the statements of science are interpreted by means of opera-
tional definitions as statements about observable facts, and every observable fact
in physics can be expressed in the language of common sense experience.
Einstein's statement that a rigid body has different lengths with respect to
different systems of reference can be connected with common sense statements
in two ways. We can describe directly the way in which the length of one and
the same rigid body can be measured by putting end to end yardsticks of different
velocities relative to the body. In contrast to this scientific connection the
metaphysical interpretation would be: the statement that "one and the same
length is estimated differently by different observers" reminds us of the experi-
ence of everyday life that one and the same length is estimated differently by
different observers. This "subjectivity" of every judgment about length seems
analogous to Einstein's contention that the length depends on the system of
reference. Therefore, Einstein's statement is interpreted as claiming the "sub-
jectivity" of human statements about length. This is again in line with some
statements of idealistic philosophy.
Laws of Motion. This goal has led to great successes in optics; we owe to it the
corpuscular theory of light as well as the wave theory. We owe to it almost all
atomistic theories in their first stages. But towards the end of the nineteenth
century the physicists recognized more and more that there are phenomena
which can be fitted into this "mechanistic" pattern only very artificially and in-
completely. Hence the heuristic value of this "mechanistic" goal faded as time
went on. But none the less the belief remained that only physical theories which
can be derived from Newton's Laws of Motion satisfy human desire for "under-
standing" nature. In this stage this belief became a purely metaphysical creed.
Some maintained, e.g., that Einstein's modification of Newton's Laws had to be
rejected for metaphysical reasons. This actually means nothing else but that
Einstein's mechanics cannot be derived from Newton's Laws of Motion. It is a
historic fact that a great many physicists preferred to say that they rejected
relativistic mechanics not for metaphysical reasons but for reasons of "common
sense." Both types of reasons for rejecting new physical theories, as the argu-
ment in this paper shows, are really one and the same thing expressed in two
different ways.
The rationalistic metaphysician rejected new theories on the ground of "rea-
son," the empiricist-metaphysician rejected them on the basis of "common
sense." In my view, both types of rejection have a common origin: the belief
in the interpretation of new theories by using the language of older theories.
Examples are abundant. I mention only cases in which "common sense"
prevented the acceptance of new physical theories, because the scientists are more
easily caught by "common sense" than by avowed metaphysics.
The father of empiristic philosophy, Francis Bacon, rejected the Copernican
theory for not being in agreement with common sense; the leader of nineteenth
century British empiricism, Herbert Spencer, argued that the total mass of a
system of material bodies cannot depend on their distribution in space. August
Comte, the father of "positive philosophy," predicted that no mathematical
theory of chemical phenomena will ever be advanced because our common sense
tells us that the chemical processes are fundamentally different from physical
processes. If we consider to what degree all these predictions have been refuted
by the actual advance of science, we can learn two things: metaphysics has very
often been an obstacle to the advance of science, and secondly, if we hear today
that biology will never become a science in the sense that mathematical physics is,
or that sociology can never use scientific methods, we shall hesitate in maintain-
ing a smug belief in these assertions.
Harvard University