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MGT-7
[Pursuant to sub-Section(1) of section 92 of
Annual Return
the Companies Act, 2013 and sub-rule (1) of
rule 11of the Companies (Management and
Administration) Rules, 2014]
(iv) Type of the Company Category of the Company Sub-category of the Company
Page 1 of 17
(a) Details of stock exchanges where shares are listed
2 BSE Limited 1
(vii) *Financial year From date 01/04/2017 (DD/MM/YYYY) To date 31/03/2018 (DD/MM/YYYY)
S.No Main Description of Main Activity group Business Description of Business Activity % of turnover
Activity Activity of the
group code Code company
Financial Advisory, brokerage and
1 K Financial and insurance Service K7 Consultancy Services
55.16
S.No Name of the company CIN / FCRN Holding/ Subsidiary/Associate/ % of shares held
Joint Venture
Page 2 of 17
2 ICICI SECURITIES HOLDINGS, IN Subsidiary 100
Number of classes 1
Number of classes 1
Page 3 of 17
Number of Total nominal Total Paid-up Total premium
Class of shares amount
shares amount
Equity shares
At the beginning of the year
805,353,500 1,610,707,000 1,610,707,000
i. Pubic Issues
0 0 0 0
v. ESOPs
0 0 0 0
ix. GDRs/ADRs
0 0 0 0
x. Others, specify
0 0 0
N.A.
Decrease during the year
483,212,100 0 0 0
i. Buy-back of shares
0 0 0 0
Preference shares
At the beginning of the year
0 0 0
i. Issues of shares
0 0 0 0
Page 4 of 17
iii. Others, specify
0 0 0
N.A.
Decrease during the year
0 0 0 0
i. Redemption of shares
0 0 0 0
(ii) Details of stock split/consolidation during the year (for each class of shares) 1
Number of shares
Before split / 805,353,500
Number of shares
After split / 322,141,400
(iii) Details of shares/Debentures Transfers since closure date of last financial year (or in the case
of the first return at any time since the incorporation of the company) *
Nil
[Details being provided in a CD/Digital Media] Yes No Not Applicable
Note: In case list of transfer exceeds 10, option for submission as a separate sheet attachment or submission in a CD/Digital
Media may be shown.
Page 5 of 17
Ledger Folio of Transferor 0308231
Transferor's Name
Arora Vineet
Transferee's Name
Karkhanis Ketan
Transferor's Name
Saha Subir
Transferee's Name
Chaudhuri Ripujit
Page 6 of 17
Ledger Folio of Transferor 0308224
Transferor's Name
Naik Vaijayanti
Transferee's Name
Hattar Singh Sohandeep
Transferor's Name
Transferee's Name
Page 7 of 17
(iv) *Indebtedness including debentures (Outstanding as at the end of financial year)
Particulars Number of units Nominal value per Total value
unit
Non-convertible debentures
0 0 0
Total
6,725,063,793
Details of debentures
Class of debentures Outstanding as at Increase during the Decrease during the Outstanding as at
the beginning of the year year the end of the year
year
Non-convertible debentures
0 0 0 0
Partly convertible debentures
0 0 0 0
Total
V. *Turnover and net worth of the company (as defined in the Companies Act, 2013)
Page 8 of 17
Number of shares Percentage Number of shares Percentage
Insurance companies
3. 0 0 0
Banks
4. 255,214,695 79.22 0
Financial institutions
5. 0 0 0
Mutual funds
7. 0 0 0
Venture capital
8. 0 0 0
Body corporate
9. (not mentioned above) 200 0 0
10. Others 0 0 0
Total
255,216,095 79.22 0 0
(i) Indian
8,430,940 2.62 0
(ii) Non-resident Indian (NRI)
349,496 0.11 0
Page 9 of 17
Government
2.
Insurance companies
3. 0 0 0
Banks
4. 961,520 0.3 0
Financial institutions
5. 76,888 0.02 0
Mutual funds
7. 31,923,332 9.91 0
Venture capital
8. 0 0 0
Body corporate
9. (not mentioned above) 5,142,844 1.6 0
Total
66,925,305 20.78 0 0
Promoters
8 8
Members
0 129,453
(other than promoters)
Debenture holders
0 0
Category Number of directors at the Number of directors at the end Percentage of shares held by
beginning of the year of the year directors as at the end of year
Page 10 of 17
A. Promoter
0 0 0 0 0 0
B. Non-Promoter
2 2 2 4 0 0
(i) Non-Independent
2 0 2 0 0 0
(ii) Independent
0 2 0 4 0 0
C. Nominee Directors
representing 0 3 0 2 0 0
(i) Banks & FIs
0 3 0 2 0 0
(ii) Investing institutions
0 0 0 0 0 0
(iii) Government
0 0 0 0 0 0
(iv) Small share holders
0 0 0 0 0 0
(v) Others
0 0 0 0 0 0
Total
2 5 2 6 0 0
Number of Directors and Key managerial personnel (who is not director) as on the financial year end date 10
(B) (i) *Details of directors and Key managerial personnel as on the closure of financial year
(ii) Particulars of change in director(s) and Key managerial personnel during the year 7
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Name DIN/PAN Designation at the Date of appointment/
Nature of change (Appointment/
beginning / during change in designation/
Change in designation/ Cessation)
the financial year cessation
Subrata Mukherji 00057492 Additional director 29/11/2017 Appointment in Board Meeting held o
Vijayalakshmi Iyer 05242960 Additional director 29/11/2017 Appointment in Board Meeting held o
B. BOARD MEETINGS
1 20/04/2017 7 7 100
2 24/07/2017 7 7 100
3 16/08/2017 7 5 71.43
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Total Number of directors Attendance
S. No. Date of meeting associated as on the date
of meeting
Number of directors
attended % of attendance
4 25/09/2017 7 7 100
5 17/10/2017 7 7 100
6 07/11/2017 7 5 71.43
7 24/11/2017 7 7 100
8 06/12/2017 8 8 100
9 28/12/2017 8 6 75
10 12/01/2018 8 8 100
C. COMMITTEE MEETINGS
6 Audit Committe12/01/2018 4 3 75
Page 13 of 17
Board Meetings Committee Meetings Whether
attended AGM
Number of Number of held on
S. Name
No. of the director Meetings which Number of % of
Meetings which Number of
% of
director was Meetings director was Meetings
attendance attendance
entitled to attended entitled to attended
30/08/2018
attend attend
(Y/N/NA)
Number of Managing Director, Whole-time Directors and/or Manager whose remuneration details to be entered
3
S. No. Name Designation Gross Salary Commission Stock Option/ Others Total
Sweat equity Amount
Number of CEO, CFO and Company secretary whose remuneration details to be entered 3
S. No. Name Designation Gross Salary Commission Stock Option/ Others Total
Sweat equity Amount
Page 14 of 17
Number of other directors whose remuneration details to be entered 5
S. No. Name Designation Gross Salary Commission Stock Option/ Others Total
Sweat equity Amount
* A. Whether the company has made compliances and disclosures in respect of applicable Yes No
provisions of the Companies Act, 2013 during the year
XIII. Whether complete list of shareholders, debenture holders has been enclosed as an attachment
Yes No
(In case of 'No', submit the details separately through the method specified in instruction kit)
Page 15 of 17
XIV. COMPLIANCE OF SUB-SECTION (2) OF SECTION 92, IN CASE OF LISTED COMPANIES
In case of a listed company or a company having paid up share capital of Ten Crore rupees or more or turnover of Fifty Crore rupees or
more, details of company secretary in whole time practice certifying the annual return in Form MGT-8.
Declaration
I am Authorised by the Board of Directors of the company vide resolution no. .. 22(a) dated 23/07/2018
(DD/MM/YYYY) to sign this form and declare that all the requirements of the Companies Act, 2013 and the rules made thereunder
in respect of the subject matter of this form and matters incidental thereto have been compiled with. I further declare that:
1. Whatever is stated in this form and in the attachments thereto is true, correct and complete and no information material to
the subject matter of this form has been suppressed or concealed and is as per the original records maintained by the company.
2. All the required attachments have been completely and legibly attached to this form.
Note: Attention is also drawn to the provisions of Section 447, section 448 and 449 of the Companies Act, 2013 which provide for
punishment for fraud, punishment for false statement and punishment for false evidence respectively.
To be digitally signed by
SHILPA
Digitally signed by SHILPA KUMAR
Director
DN: c=IN, o=Personal,
postalCode=400020, st=Maharashtra,
2.5.4.20=0f4dc0143bb179ff129069d192b4
6137d23655ab9e35dffb0b7c53978b498a3
KUMAR
9,
serialNumber=856e95a72402ff93d41c7c37
d05c6e772993e70de6c4f57f73fd8e353629
249a, cn=SHILPA KUMAR
Date: 2018.10.25 16:44:13 +05'30'
To be digitally signed by
DN: c=IN, o=Personal, postalCode=400020,
st=Maharashtra,
2.5.4.20=41808259c6184b03f08df3466d79415d1cc
NANIKRAM de8c10ae34d0d8e879ef6dfd929f5,
2.5.4.45=032100D0542A02D9206482A31B641E6A
D945446323B983089C39296ED061BF240B740F,
serialNumber=a9033754cb37a8efdb43631f3590750
NANWANI
e76916b4104dac707777eef57f6371ac3, cn=RAJU
NANIKRAM NANWANI
Date: 2018.10.25 16:45:19 +05'30'
Company Secretary
Company secretary in practice
Page 16 of 17
Attachments List of attachments
1. List of share holders, debenture holders Attach ICICI Securities MGT 8 26092018.pdf
Details of committee meetings.pdf
2. Approval letter for extension of AGM; Attach
Remove attachment
This eForm has been taken on file maintained by the Registrar of Companies through electronic mode and on
the basis of statement of correctness given by the company
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