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9 The Transformation of
Experience in
Narrative Syntax
narratives that we have obtained by such methods form a large body
of data on comparative verbal skills, ranging across age levels,
classes, and ethnic groups. Because they occur in response to a
specific stimulus in the interview situation, they are not free of the
interactive effect of the outside observer. The form they take 'is in
fact typical of discourse directed to someone outside of the immedi-
ate peer group of the speaker. But beca use the experience and
emotions involved here form an important part of the speakers'
biography, he seems to undergo a partial reliving of that experience,
and he is no longer free to monitor his own speech as he normaIly
IN the couÍ'se of our studies of vernacular language, we have does in face-to-face interviews (Sociolinguistic Patterns, chapter 3).
developed a ?umb~r of devices to overcome the constraints of the In a previous study we have presented a general framework for
face-to-face lOtervlew and obtain large bodies of tape-recorded the analysis of narrative which shows how verbal skills are used
1
casual. speech. The most effective of these techniques produce to evaluate experience (Labov and Waletzky 1967). In this chapter
narratl~es of per~onal experience, in which the speaker beco mes we examine the narratives we obtained in our study of south-central
deep,ly lOvolved lO re~earsing or even reliving events of his past. Harlem from preadolescents (9 to 13 years old), adolescents (14 to
The Danger of Death question is the prototype and still the most 19), and adults to see what linguistic techniques are used to evaluate
generaIly used: at a certain point in the conversation 2 the l' t . experience within the black English vernacular culture, In the earlier
k .. w ' n erVlewer
as s,. er~ you ever in a situation where you were in serious danger analysis we concentrated upon the placement of evaluative clauses
of ~elOg kllle.d, where you said to yourself- 'This is it'?" In the in an "evaluation section" which suspended the action of the narra-
sectlOn of our lOterview schedule that deals with fights we k "w tive at a crucial point; this discussion considers a wider range of
. fi h ' as ere evaluative elements, including the syntactic elaboration of the clause
you :,ver ,l,n a g t with a guy bigger than you?" When the subject
says Yes we pause and then ask simply, "What happened? "3 The itself. An unexpected result of the comparison across age levels is
that the use of many syntactic devices for evaluation does not de-
1...For a revie~ of these techniques and quantitative analysis of their effectiveness ,;
velop until late in life, rising geometricaIly from preadolescents to
se~ The l.soIatlOn of Contextual Styles" in Sociolinguistic Patterns. The resen; ·1 adolescents to adults.
dlScdusslOn IS based upon the Investigation of the structure and function of the la~gua
use In south-central Harle' l'" ge Before beginning the analysis, it wiIl be helpful for the reader to
3288. m, a pre ImInary verSlOn appears as section 4.8 in CRR
be acquainted with the general character and impact of narratives
2. Our techmques do not utilize fixed questionnaires, but a schedule of topics with in black vernacular style. We will cite here in fuIl three fight narra-
sorne transltlOns and questlOns specified In exact detad. It should be noted that the tives from leaders of vernacular peer groups in south-central Harlem
placement of the danger-of-death question IS an important poin!. Ludlcrous results
who are widely recognized for their verbal skills and refer to these
are obtaIned when students mtroduce it in a mechanieal way in the style of a
eonventlOnal Intervlew. throughout the discussion to illustrate the structural features of
3. Note that the original question ca lis for only one or two words; this is a "Yes-No" narrative. The first is by Boot. 4
questlOn. The subjeet first beeomes eommitted to a narrative by a simple 'yes'. He
then beeomes Involved In the more detailed aceount of what happened as a necessar 1 (Something Calvin did that was reaIly wild?)
J~st¡fieatlOn of the c1alm made by his first response. The initial impetus provided b~ Yeah.
t e Yes-No questlOn IS an Important element in this proeedure. Many formal interviews a It was on a Sunday
use q~es\l)o~~ of~he form "Can you tell me something amusing (dangerous exciting b and we didn't have nothin' to do after I-after we
Impor an . at as happened to you?" Though such questions will prod~ee som~
carne from church
res:o nse In sorne iJsteners, they are quite unsatisfaetory as a rule to both speaker
an Ilntervlewer; the reasons for their inadequaey make a niee topic for diseourse 4. Remarks in parentheses are by the intervicwer. The initial qucstions asked by
ana ySls. .
the interviewer are also given to help clarify the evaluative foeus of the narrative.
354
356 THE USES OF BEV 357
The Transformation of Experience in Narrative Syntax
c Then we ain't had nothin' lo do. d Yeah, you know, 1 was sittin' on the corner an' shit,
d So 1 say, "CaIvin,let's go get our-out our dirty clolhes smokin' my cigarette, you know
on e 1 was high, an' shit.
and play in the dirt.'· f He walked over to me,
e And so Calvin say, "Let's have a rock-a rock war." g "Can 1 have a cigarette?"
f And 1 say, "AlI right." h He was a little taller than me.
g So Calvin had a rock. bu! not thal mucho
h And we as-you know, here go a wall 1 said, "1 ain't got no more, man,"
and a far away here go a wal!. j 'cause, vou know, all 1 had was one left.
j Calvin th'ew a rock. kAn' 1 ain't gon' give up my last cigarette unless 1
k 1 was lookin' and-uh- got sorne more.
I And Calvin th'ew a rock. So 1 said, "1 don't have no more, man."
m lt oh-it almost hit me. m So he, you know. dug on the pack,
n And so 1 looked down lo another rock; 'cause the pack.was in my pocket.
o Say "Ssh!" n So he said, "Eh man, 1 can't get a cigarette, man?
pAn' it pass me. o 1 mean-I mean we supposed lo be brothers, an'
q 1 sayo "Calvin, I'm bust your head for thal!" shit."
r Calvin stuck his head out. p So 1 say, "Yeah, well, yOll know, mano all 1 got lS
s 1 th'ew the rock one, you dig il?"
tAn' the rock went up, q An' 1 won't give up my las' one to nobody.
u 1 mean-went up- r So vou know, the dude, he looks al me,
v ,carne down sAn; he-I 'on' know-
w an' say [slap!] he jus' thought he gon' rough that
x an' smacked him in the head J motherfucker up.
y an' his head busted. 1 He said, "1 can't get a cigarette."
The second narrative is by Larry H., the core member of lhe Jets u 1 said, "Tha's what 1 said, my man".
whose logic was analyzed in chapter 5. This is one of Ihree fighl v You know, so he said, "What you sllpposed to be
stories told by Larry which match in verbal skill his oulstanding bad, an' shit?
performance in argument, ritual insults, and olher speech evenls of w What, you Ihink you bad an' shit?"
Ihe black vernacular culture. 5 x So 1 said, "Look here, my man,
y I don't think I'm bad, you understand?
2 Bul I mean, you know, if 1 had it,
z
a An' Ihen, three weeks ago 1 had a fight wilh Ihis you could git it
other dude oulside. aa 1 like lo see you with it, you dig it?
b He gol mad bb But Ihe sad part about il,
'cause 1 wouldn 't give him a cigarette. cc You gol lo do without it.
c Ain '1 that a bitch? dd That's all, my man."
(Oh yeah?) ce So Ihe dude, he 'on' to pushin' me, mano
(Oh he pushed you?)
5, See chapters 5 and B for olher quotatíons fmm Larry. ff An' why he do that?
THE USES OF BEV
events which (it is inferred) actually occurred. For example a pre- a minimal narrative is defined as one containing a single temporal
adolescent narrative: ' juncture.
4 a This boy punched me The skeleton of a narrative then consists of a series of temporally
b and 1 punched him ordered clallses whieh we may call narrative clauses. A narrative
c and the teacher carne in such as 401' 5 consists entirely of narrative clauses. Here is a minimal
d and stopped the fighe narrative w hich con tains only two:
An adult narrative: 8 a 1 know a boy named Harry.
b Another boy threw a bottle at him right in the head
5 a Well this person had a httle too much to drink c and he had to get seven stitches.
b and he attacked me
c and the friend carne in This narrative contains three clauses, but only two are narrative
d ami she stopped it. clauses. The first has no temporal juncture, and might be placed after
b or after e without disturbing temporal order. It is equally true at
In each case we have four independent clauses which match the the end and at the beginning that the narrator knows a boy named
order of the inferred Slvents. It is important to note that other means Harry. Clause a may be caBed a free c1ause since it is not confineel
of recapitulating these experiences are available which do not follow by any temporal juncture.
the same sequence; syntactic embedding can be used: Sometimes a number of clauses will seem lo contain a narrative,
ti a A friend of mine carne in just but closer inspection shows that they contain no narrative juncture,
in time to stop and that they are not in faet narratives in this sense. For example,
tbis person who had a HUle too much the following material was given in answer to the Danger of Death
to drink question by a member of the Inwood group:
from attacking me. 9 (You ever been in a situation where you thought you were
Or else the past perfect can be used to reverse the order: gonna get killed?)
Oh, Yeah, 10Ua time, mano
7 a The teacher stopped the fight. (Like, what happened?)
b She had just come in. a Well, like we used to jump off the trestle
c 1 had punched this boy. b and the trestle's about six-seven stories high.
d He had punched me. c You know, we used to go swimmin' there ...
Narrative, then, is only one way of recapitulating this past experi- el We used to jump offa there, you know.
~nce: the. clauses are characteristicalIy ordered in temporal sequence; e An' uh-like, wow! Ya get up there
¡f nar~a~lve clauses are reversed, the inferred temporal sequence of
f An' ya fee} like
the ongmal semantic interpretation is altered: 1 punched this boy/ you are gonna die and shit, y'know.
a~d he punched me instead of This boy punched me/and 1 punched g Couple a times 1 almost ... 1 thOllght 1 was gonna
hlm. drown. you know.
. With this conception of narrative, we can define a minimal narra- Because aB of these clauses refer to general events which have
~lve as a sequence of two clauses which are temporally ordered: that occurred an indefinite number of times, it is not possible to falsify
1S, a change m the!r.order will :result in a change in the temporal
i the situation by reversing clauses. Clauses f and g refer to orelered
Se~llenGe of the ongmal semanhe interpretation. In alternative ter- events on any one occasion, bul since they are in the general present
mmology. there lS temporal juneture between the two clauses, and
I they refer to an indefinite number of occasions. so that it is the case
j
The Transformation of ExperiencE' in Narrative Synlax
363
THE USES OF BEV
Ihat sorne g followed sorne f. Clauses containing usad to, would; and more fully developed types. Briefly, a fully-formed narrative may
the genew} present are not narrative clauses and cannot support a show the following:
narrative. Abstraet.
10 1.
It is also the case that subordinate clauses do not serve as narrative
2. Orientation.
clauses. Once a dause is subordinated to another, it is not possible Complieating aetion.
3.
to disturb the original semantic interpretation by reversing it. Thus Evaluation.
4.
John L.'s narratlve: Result or resolution.
5.
3 d If you didn't bring her candy to school 6. Coda.
she would punch you in the mouth. Of eourse there are complex chainings and embeddings of thes:
e And you had to kiss her elements, but here we are dealing with the simpler forms. Comph-
\~hen she'd teH you. eating action has been eharacterized in section 1, and the resul.t may
contains two sets of events, each of which is in faet temporally be regarded for the moment as the termination o~ tha~ serJes of
ordered: fin;t you didn't bring the eandy, then she would puneh you; events. We will consider briefly the nature and lunctlOn of the
first the girl told you, and then you kissed her, not the other way abstraet, orientation, coda, and evaluation.
around. But this is not signalled by the order of the clauses; a reversal
does not disturb this interpretation: 2.1 The Abstract
It is not uncommon for narrators to begin with one or two clauses
d' She would puneh you in the mouth
if you didn't bring her eandy to schooL summarizing the whole story.
e' and when she'd teH you 11 (Were you ever in a situation where you thought you were
you had to kiss her. j in serious danger of being killed?)
J I talked a man out of-Old Doe Simon 1 talked him out
It is only independent clauses which can function as narrative ¡
clauses-and as we will see below, only particular kinds of inde- 1 of pulling the trigger.
1
pendent clauses. In the representation of narratives in this section, When this story is heard. it can be seen that the abstraet does
we willlist each clause on a separate line, but lelter only the inde- eneapsulate the point of the story. In 12 there is a sequenee of two
pendent clauses. The internal syntax of the individual clauses will stIeh abstraets:
be the focus of sections 4 and 5; for the mamen! we will consider .¡
the clauses as a whole, classified as nárrative and free. 7 The relative
'1 12 (Were you ever in a situation where you were in serious
arrangement of these clauses is the aspect of narrative analysis
considered in Labov and Waletzky 1967; we will deal with this only
I danger of being killed?)
a My brother put a knife in my head.
briefly before proceeding to the internal structure. 1 (How'd that happen?)
j b Like kids, you get into a fight
c and 1 twisted his arm up behind him.
2. The OveralI Structure of Narrative
'1 d This was just a few days after my father died ...
Some narratives, like 4, contain only narrative clauses; they are
complete in the sense that they have a beginning, a middle, and an Here the speaker gives one abstract and follows it with anoth~r after
end. But there are other elements of narrative structure found in the interviewer's question. Then without further promptmg, he
begins the narrative proper. The narrative might just as well have
7. There are also restricled e/a ases. which can be displaced over a large part of
begun with the free clause d; b and e in this sense are not ab~olutely
the narratlve without altering the temporal sequence of the original semantic ínter-
pretatíon. but not over the entire narrative. requíred, since they eover the same ground as the narratIve as a
364 THE USES OF BEV The Transformation of Experience in Narrative Syntax .365
whole. Larry's narrative (2) is the third of a series of three, and there be plaeed at the beginning of the narrative, but in practiee, we find
is no qucstion just before the narrativc itself, but there is well-formed much of this material is placed at strategic points later on, for rcasons
abstract: to be examined below.
2 a An' then, three weeks ago 1 had a fight with this other 2.3 The Codo
dude outside. There are also free clauses to be found at the ends of narratives;
b He got mad for example, John L.'s narrative ends:
'cause 1 wouldn't give him a eigarette.
ec That was one of the most important.
e Ain't that a biteh?
This clause forms the coda. It is one of the many options open to
Larry does not give the abstraet in plaee of the story; he has no
the narrator for signalling that the narrative is finished. We find many
intention of stopping there, but goes on to give the fuU account.
What then is the funetion of the abstraet? It is not an advertisement similar forms.
or a warning: the narrator does not wait for the listener to say, 'Tve 13 And that was that.
heard about that," or "Don't tell me that now." lf the abstraet eovers 14 And that-that was it, you know.
the same ground as the story, what does it add? We will eonsider
Codas may also contain general observations or show the effeets of
this problem further in discussing the evaluation section below.
the events on the narrator. At the end of one fight narrative, we have
2.2 Orientotion
15 I was given the rest of the day off.
At the outset, it is neeessary to identify in sorne way the time, And ever since then I haven't se en the guy
plaee, persons, and their activity or the situation. This ean be done 'cause l quit,
in the course of the first several narrative clauses, but more eom- l quit, you know.
monly there is an orientation seetion eomposed of free clauses. In No more problems.
Boot's narrative (1), clause a sets the time (Sundoy); clause b the
persons (wc), the situation (nothin' to do) and further specifieation Sorne codas whieh strike us as partieularly skillful ar~ strangely
of the time (ofter we come fram church); the first narrative clause diseonnected from the main narrative. One New Jersey woman told
follows. In Larry's narrative (2), sorne information is already avail- a story about how, as a little girl, she thought she was drowning,
able in the abstraet (the time-three wccks ogo; the plaee-outside until a man carne along and stood her on her feet-the water was
of school); and the persons-this other dude ond Lorry). The orien- only four feet deep.
tation seetion then begins with a detailed pieture of the situation- 16 And you know that man who picked me out of the water?
Larry sittin' on the comer, high. He's a detective in Union City
Many of John L.'s narratives begin with an elaborate portrait of And l see him every now and again.
the main character-in this case, clauses a-i are aU devoted to the
baddest girl in the neighborhood, and the first narrative clause brings These eodas (15-16) have the property of bridging the gap between
John L. and the girl faee to faee in the sehoolyard. the moment of time at the end of the narrative proper and the
The orientation section has sorne interesting syntaetie properties; present. They bring the narrator and the listener back to the po.int
it is quite eommon to find a great many past progressive clauses in at which they entered the narrative. There are many ways of domg
the orientation seetion-sketching the kind of thing that was going this: in 16 the other main actor is brought up to the present: in 15,
on before the first event of the narrative oceurred or during the entire the narrator. But there is a more general function of codas whieh
episode. But the most interesting thing about orientation is its place- subsumes both the examples of 15-16 and the simpler forms of 13-14.
ment. It is theoretieally possible for aIl free orientation clauses to Codas close off the sequenee of complicating actions and indieate
367
366 THE USES OF BEV The Transformation of Experience in Narratíve Syntax
Well, 'cause you have heard of people 21 z But however-that settled it for the day.
going to a funeral aa But'that night the manager, Lloyd Burrows, said, "You
and getting killed themselves better pack up and get out . ,
before they got there because that son of a bitch never forglves anythmg
m and that is the first thing once he gets it in his head."
that carne to my mind. hb And I did.
cc 1 packed up and got out.
3.2 Embedding ot Evaluation dd That was two.
The first step in embedding the evaluation into the narrative and 1'he narrator might just as well have attributed this ev~luative
preserving dramatic continuity, is for the narrator to quot~ the eomment to himself, but it earries more drama tic force w~en It c~mes
sentiment as something occurring to him at the moment rather than from a neutral observer. It should be emphasized that thls tec~~lque
addressing it to the listener outside of the narrative. The paradig- is used only by older, highly skilled narrators fram tra~ItlOnal
matlc form "This is it!" appears in 20 and in our original danger-of- working-c!ass backgrounds. Middle-class sp~akers are les~ hkely. to
death question. In John L.'s narrative (3), the action is suspended by embed their evaluative comments so deepl~ m the narratne and are
the evaluation of the reasons he has to fight the baddest girl in the in faet most likely to use external evaluatlOn.
neighborhood, expresscd as what he said to himself at the time, in
u-y. Of course it is unlikely that all of this internal dialogue took 3.3 Evaluative AcUon
place bctween the time the girl said pOWWW!9 and the time that he A further step in dramatizing thc evaluation of a narrative is to
hit her back, but listeners are willing to accept this dramatic fiction. te11 what people did rather than what they said. A low~r.-class ~o~th
A second step towards embedding evaluation is for the narrator from the Lower East Side told what happened at mafltIme trammg
to quote hímself as addressing someone else. Boot expresses his school when a rope broke and Idt him hanging on the masthead:
moral indignation at Calvin's wild behavior in 1 as
22 I never prayed to Cod so fast and so hard in my life!
q 1 say, "Calvin, I'm bust your head for thall" (What happened?)
We11, the boys carne up
9. In BEV, objecls Iba! do no! speak huI Ihat makc noises are no! said fo go X and they got me.
bul lo soy X. In Boot's narralive 1, Ihe rock soy shhh! and in 3 the girl says powww!
wbcreas in while vernacular, people go powww! with their fis!s. 1 couldn't touch nuttin'.
I was shakin' like a leaL
THE USES OF BEV
TABlE 9.1.
In the story about the airplane flight from Mexico City (19), there DISPlACEMENT SETS FOR IOHN l.'s NARRATIVE
are many striking examples of actions that reveal the tension of the ABOUT THE BADDEST GIRL IN THE NEIGHBORHOOD
actors. Though this speaker uses a great de al of external evaluation. u v w x y Z aa bb ce
q s
she is also capable of maximal embedding of the evaluation:
z and we were sitting with our feet- q x
just silting there x
x
waiting for this thing to start. x
people in the back saying prayers, 'n u
x I
everything ... v Ix
w
nnn and when we saw that he was really over x l.
000 and then everybody heaved a sigh of reHef y x
I
ppp and everybody carne to z i x
qqq and put away thejr prayer beads aa x
bb
ce
Aux Aux
f He d If you didn't bring her candy to
walkcd Over to me.
g "1 can school *
have a cigarette?"
h He she would puneh you in the mouth
"1 was a littIe taller than me ...
ain't e And you had to kiss her*
got no more, man ...
j ain't gon' *when she tell yOU.
give up my last cigarette ... would
k "1 don't f This girl was only 12 years old
have no more." -
l He g but she didn't take no junk.
dug on the pack.
m "1 can 't get a cigarette? In rapid suecession we have three modals and two negatives in the
We supposed to be brothers ... " auxiliary column. The flashbaek which follows explains the reason
This series contains a question with why John L. carne to school with no money: it is also stated in terms
negative future, a negative with a mo~ ~odal, several .negatives, a of what was not the case and what he did not want to happen. We
posed too We can tum from this hi hl a , and the quaslm.odal sup- then have the narrative proper whieh was examined in Table 9.1:
narrativc of . . . . g y evaluated narratlve to the
Vlcanous expenence that we cited as 17.
Aux
Aux q go to sehool
a Napoleon r This girl says*
got shot
b he had to * "Where 's the eandy?"
go on a mission
c this kid s I said *
d
went with Solo.
they went * "1 don't have any."
e they She says: powww!
wen t through
f they
caught him. There are no comparators in the main verbs of the four narrative
g he
h they beat up them other people clauses, but the quotation in s has a negative. How sQould such
went embedded eomparators be analyzed? In the light of our general
he
said diseussion of the embedding of evaluation, we must aeeept it as
j this old lady
was his mother evaluative in the same sense as those in a-i. The speakers are in
k he
say
l he faet evaluating the situation:the girl who does not see the eandy
was the guy's friendo makes a demand in the form of a request for information about sorne
The auxiliary column is blank except for a sin g l . unseen state of affairs, presupposing the existence of the candy; the
m~ght pass for the'orientation of this narrative Ag a~nh~~ to In what boy denies her expeetation. They are dealing with a level of expeeted
thIS absence of Com arat . . . , e us contrast and unrealized events whieh go beyond basic narrative sequenee.
John L The' T 1 ~ ors. wlt.h the hlghly evaluated narrative of
!he close connection between the imperative and the future appears And al lhe end, he finds that Ihe dnck in quostion wasn't a wild duck
m nn, pp, and rr; both of them lnvolve unrealized events that are al aH-it was a tame decoy that had broken 100se and the dog was
weighed in the balance.
holding hím down wíth his paw.
Tl~e suggo~tion so far ls thut nogativos, futures, modals, questions,
and ll~pera~lves are a11 comparutors und a11 involve comparison. The By gorry sir, that lhat dog knew more than 1 did.
parachgmatlc compurison ls of course the comparotive itself in its lf 1 had booled Ihal dog, I'd a felt sorne bad.
various forms: as the grammatical comparative and superlative in One of the most dramatic danger-of-death stories was lold by a
c!a~ses with as, in propositional phrases with like, in metaphots and retired postman on the Lower East Side: his brother had slabbod
slmlles. Among the various syntactic forms that give youngor him in the head with a knife. He concludes:
speakers trouble, the comparative is foremost, and in our "strange
30 And the doctor just says. "Jusi about this much more."
syntax" file we have collected a great many odd pro blems with
he says, "and you'd a been dead."
~omplex comparátive constructions. 01' the various comparators, it
lS the comparative itself which reaches the highest level of syntactic Comparators then inc1ude negalives, futuros, modals, quasimodals,
compIexity. questions, imperatives, ar-c1auses, superlatives. and comparatives.
There are no comparatives in Boot's rock war narrative. In 2, Larrv more or less in increasing order of syntactic complexity.
t~se~ a fairly com?lex comparative which has great weight in estab-
hshmg the meanmg 01' everything thai follows: 4.3 Correiatives
A comparator moves away fram the line of narrative events lo
h He was a little taller than me, bu! not thal mucho consider unrealized possibilities and compare them with Ihe ovenls
that did occur; correlatives bring together two events that actually
The comp.arative is used by John L. at the same point in 3 to evaluale
occurred so that they are conjoined in a single independent clause.
the m~amn~ of th~ fo11owing events by characterizing the oppo-
nent-m thls case m the superlative form: Correlatives:
c And she was the baddest girl, the baddest girl in Ihe This operation requires compIex synlax; it quickly goes boyond the
neighborhood. syntactic range 01' the younger narralors. In order of theír increasing
syntactíc compIexity. we can lisl:
John L. also uses the superlative in his final evaluation:
1, Progressives in be ... ing which are usually used in narratives
ee That was one 01' the most important. to indicate tha! one event is occurring simultaneously with anolher,
but also may indicate extended or continued aclion. Mosl of these
As we examine the narratives 01' older, highly ski11ed narrators, occur in orienlation sections; sorne can actually form narrative
we find a proliferation 01' comparisons which are quite beyond the clauses. 14 But was ... ing c1auses also are found suspending the
normal capacity of an adolescent. In the dog story cited aboye (27), action in an evaIuative section, as we have seen in Boot's narrative.
the fo11owmg evaluation is made when the dog returned without the 2. Appended participies: One or more verhs in -ing are alígned,
duck:
with tense marker and be deleled; the action described is heard as
27 And that was unusual. occurring simultaneously with the action 01' the main verb of the
1
He'd track a duck same as a hound wouId take a rabbit
track. 14. Thc pas! progressive wos ... ing cannol he takcn as ¡¡n addition to hasic
1 narralive svntax in many Gases. sinGe il seems 10 serve as a narrative dallse. Whilc
To show how exasperated he was with the dog; wos.. ¡ng
is uSllally simllltaneolls with other evenls, it is occasionally only extended,
¡¡nd can ae! as ¡he head of a narrative clause. For cxample: 'Ami [we] gol back-Il
1 never come nearer bootin' a dog in my life. 1 was a lent show-shc was laying on a Gol wilh an iGe bag on her bead."
j
¡
388
THE USES OE BEV
The Transforrnation of Expenence in Narrative Syntax 389
sentenee,
.. f
whieh itself may be a progressive . Such d ou bl e d progres-
sl\ie~ are requently used in orientation seetions' in Larry's narr t' , 32 f and 1 knoeked 'im down
we find: ' a l\le
g and one of them fought for lhe Boys' Club
d 1 was sittín' on the comer an'shit, h I beat him.
smokin' my cigarette, you know. and then, they gave hirn a k.nife, a long one, (l elagger,
j and 1 fought,
Here the progressivCs eharacterize the se'tting for the t', k 1 fought him with tha! ...
a whole B t f . narra lve as
. u more o len such devlees are used to highlight d
evaluate . 1 We find that elouble attributives are as rare as double appositives.
. the
' event o f a partJeu ar narrative clause. From an
th
narratlVe of Larry: ano er One would think that sueh noun phrases as big red house aneI colel
wet doy would oeeur often enough but the faet of the matter is that
they are uneornmon in colloquial style. In subjeet posi!ion, even a
31 e So the dude got smart. single attributive is uneommon (other than demonstratíves, artides,
1 know* and possessives), as inspeetion of the narratives quoted here will
,
he got smart show. Sorne adults use such eomplex noun phrases more than others;
cause 1 was dancin' one working-class man from the Harlem adult sample introduced
with her,
you know. his narrative with this clause:
'cause was danein' with her. 33 a You see, a great big guy in the baek alley,
talkin' to her, an' He tried to rnake them push him on the swing
shit. by him pestering thern
whisperin' in her ear, or trying to take advantage of them.
an' shit,
tongue kissin' with her, This double attributive is associated with the very eomplex syntax
an' shit. that follows. Sorne practised, adult narrators naturally run to such
Suc~ m.ultiple p~i'tie.iples serve to suspend the action in an evaluative combinations and use other eorrelatives su eh as 1eft-hand partici-
sech~n, they b~mg m a wider range of simultaneous events while pIes. For example, we find the following eomplex structure in narra-
the hstener walts for the other shoe to fal! as l'n th' . 1 f tive 29 eited aboye:
th l" • IS examp e rom
e eva uahon sectlOn of the airplane flight (19): j and suddenly somebody is giving me a destination
z and we were sitting with our feet- k 1 look in the baek
just sitting there, 1 Thel'e's an unsuvory-looking pussenger in the
waiting back of the eab
for this thing to
start who had apparently gotten into the eab
people in while it was parked
the back saying prayers, 'n' and deeided he's gonna \vait for the driver.
everything. The phrase un unsuvory-10oking passenger in the back of Ihe cab
rnight be paraphrased as several narrative clauses: 1 looked into the
. IAt~othl er typ~ ~f correlative is the dou ble appositive whieh Ís back of the eab/I saw this eharacler/I didn't care for the way he
realveyrare'ülsusedt h' h , . looked. The left-hand participle then does a great cleal of work in
1 d J • .' o elg ten or deepen the effeet of a partie-
u ar escnptlOn. From a preadoleseent narrative: eharacterizing the antagonist in this narrative-rnore eoncisely per-
haps, than the elaborate descriptions given by John 1. in 3. It is not
The TransforrnJlion uf [xperience in N.:malive Synldx 3lJl
390 THE USES OF BEV
accidental that sorne of Ihe most complex syntax is used in describ- al! speakers. The diagram below shows one such embed~in~ on
rcalize followed by one on found out and two deeper exphcatlOns
ing the principal antagonist, who is the chief justification for Ihe
claim Ihat Ihe narralive is reportable. Note that one reason for this that are bolh compound and complexo
complex form is thal it is coupled with three other proposítíons about .111<) when \11('n Wl' found out NI'.
Lhe antagonist so that il is quite helpful to get this descriptive mate- we ree1Iiz('d~NP S
S
rial out of the way in attribulive, left-hand position.
The emphasis on left-hand vs. right-hand is motivaled by the Cacl
thal Ihe former is far more complex for speaker and listener alike.
Absolute right-hand embedding is a simple matter for most children,
as we see in "The House that Jack built." Il is one thing to add a
right-hand participlc lo qualify an action, as in this example from
A theH we were really
out of d,1J1f;er
th,11 we had rl'dlly
l)pen &0 teme
an adult narrative:
34 But sorne reason every day after school
s
/
S ---- \--- S
L"\. ""dL"\.
Ihis kilI \Vas come
and slap me side o 'my head,
impressin' this girl.
It is another to build up participles as atlríbutives befare a noun, Ihat our lee! tha! we were
were up agdinst holding onto
keeping the syntactic structure open while the equivalent of an entire !he panel everything
sentence íntervenes between other modifiers and the head:
Note that these two last that dauses are embedded on the compara-
35 She was a big, burly-looking, dark Iype sort of gir!, a real,
tive mode so. Al first glance, il would seem that such embedded finite
geechy-Iookin' girl
clauses differ onlv technically from the nominaljzations anel partici-
This complex construction wíth two left-hand participles and multi- pIes classjfied as ~orrelativcs. In the correlatives, we have ad~ition~l
pIe attributives is used to enrich and deepen Ihe characterization transformations which dele te the tense markers and combme thls
of the chief antagonisl in a figh t story. material jnto single dauses, whilc in the explicatives, complete
clauses are added. This is usually treated as a trivial difference: for
4.4 Explicatives
example, the three complementizers for-to, possessive + -ing, ~nd
Sorne of the evaluation and explication of a narrative is necessarily that are often considered as a set-three equivalent ways of attachmg
done in separate clauses, appended to the main narrative clause or embedded sentences to the matrix sentence. But for our purpose s
to an explicit evaluative clause. These may be qualifications con- there is a crucial difference in the deletion of the tense marker after
nected with such conjunctions as while, though; or causal, intro- for-to and ingY; No separate time distinction (:an be made w.ith
duced by sin ce or beco use. We further distinguish three types of infinitives and gerunds; they necessarily are consldered coextenslve
altachment to the main clause: simple, complex, and compound. By with the majn verb as far as temporal sequence is conccrned. That
simple, we mean that there is only one c¡ause; by complex, that a is not the case with the finite clauses which have that complc-
clause is embedded in a clause which is in turn embedded in the mentizers. Here we can explain an event by refcrring lo somelhing
main clause: and by compound, that two dauses are embedded at
the same point in the matrix dause. "'Ve do not count here embedding 15. FoI' other reasons to discI'iminate these complcmcntizers. seo Kiparsky and
Kiparsky 1970 and chaptcr 4. The dimcn,;!)n which dislinguished those !hree comple-
on verbs of saying and knowing, since the use of absolute right-hand
monlizers is esscnlially three dcgrees of \FACT].
einbedding with verbs of this type is universal and automatic among
392 THE USES OF BEV The Transformation of Experience in Narratíve Syntax 3':)3
that happened lóng before or long after. This is the case with 19, section, we will present certain quantitative data which will ma~e
where the tenses of the explicative clauses are overtly realized and this association more evident and show the growth of syntactlc
refer to points much earlier in the narrative. Thus explicatives do
complexity with age.
not necessarily serve the evaluative function of bringing several
uc!ions together. The action of the narrative is suspended, but the
5. Development of Evaluative Syntax with Age
attention of the listener is not maintained at that point in time-it
may be transferred backward or forward, or ¡nto a realm oí abstract It is often said that a child coming to school at the age of five has
speculation wholly unrelated lo the narrative. We may represent already learned most of the grammar of his language. This proposi-
explicatives in the narrative scheme as tion may be a healthy corrective to those who argue that they are
Expl icatives: leaching the child lo speak the Englísh language in the first gra~e,
bul it is easy to overstate. In the course of our stud~ of narratI.ve
The explication of the various complications inherent in the narra- structure and syntactic complexity, we made a compaflson of stones
tive situation may serve an evaluative i'unction-e.g., to explain why told by black preadolescents (age 10-12), adolescents (age13-16), and
a person was frightened or how bíg someone was. But explication adults fram the Harlem sample in ordet to see what development
may itself be required only to describe actions and events that are actually takes place in the use of the evaluative devices ?utlined
not entirely familiar to the listener. We wouId then expect thut the aboye. It is clear that every child is in possession of the baslc narra-
distribution of explications would be very different from that of the tive syntax: it is aIso true that children know how to use gestures,
other sourees oi' syntactie complexity, and in the next section it will quantifiers, repetition, negatives, futures, moduls, and beCCJuse
appear that that is the case. clauses. The question is whether they know how and when to use
In thís discussion of the sources of syntactic complexity in narra- these devices for specific purposes in the course of telling u story.
tive, we have set out a classification oi' the various ways in which Ten fight narratives were chosen for eaeh group: the basie patlern
the minimal syntactic pattern is developed. There are many other emerges with great clarity i'rom this ~mall set.. Table 9.2 shows the
technical de vices used in narrative which might have be en discussed use of the four major types of evaluahonal devlees i'or the three age
here: deletions . whieh inelude claims to ignorance; the use of the groups. The first column shows the raw totals; the second column
passive, and eJlipsis; reorderings, which include monologues, flash- the totals corrected for the average length of the narrative measured
backs, and displacement of orientation. There are also dysfunctional as the number of independent clauses. This average length is longest
aspects of narrations: eonfusion of persons, anaphora and temporal for the adults (Ad)-27.4 clauses-slightly less for adolescents (TA) ,
relations. This discussion has been limited to those evaluative de- but much shorter for preadolescents (PA).
vices which involve the internal structure and syntactic complexity
01' narrative unÍts.
Sorne oi' the syntactic features diseussed here occur in clauses TABLE 92
whieh have a purely referential function: they elarify i'or the listener TOTAL USE OF EVALUATIVE CATEGORIES IN NARRATIVE BY AGE
the simple factual circumstances surrounding the narrative. But most PA TA Ad
occurrences oi' these features are closely linked to the evaluation
T01 ToriL Tot TolíL
of the narrative: they intensify certain narrative events that are most Tot Tot/L
....
releva nI to the main point; they compare the events that did occur --~
The figures for al! four evaluative categories show a regular and devices as the number of narrators who used each device at
marked increase from preadolescents to teenagers and another large least once. The numbers range fram 1 to 10: it appears lhat the only
increase from adolesccnls lo adulls. The inlensifiers show the shal- 100 percent categories are the use of negatives and quanlifiers by
lowest slope, roughly 1 to 2 to 3; the comparators are somewhat adults.
steeper in lheir rate of grawth; and the correlatives and explicatives As far as intensifiers are concerned, we see that the preadolcscents
show the sharpest rate of all, about 1 to 4 to 8. Looking at this table, are most apt to use quantifiers; the adolescents show a much richer
we can assert that lhe preadolescents still ha ve a great deal of use of expressive phonology and marked lexical ilems. Among the
language learning ahead of them. The ability to use negatives, fu- comparators, the most striking correlation with age is in the com-
lures, and modals in ordinary conversation is not equivalent to the parative itself. The correlatives as a whole are practically outside
abilily lo use lhem in narrative. of the range of the preadolescents sampled here: the only ilem used
One can ask whet·her lhis is a synlactic ability, a question of verbal with any degree of frequency by any group is the right-hand partici-
skill on a broader sense, or a growth of cognitive ability. In any case pie used by adults. Explicatives show the same dislribution by age;
there is a major aspect of development in narrative itseU which takes the most frequent item is the simple causative clause.
place long after the basic syntax of the language is learned, and it We compared these narratives of black speakers fram Harlem with
is quite possible that some of the more complex comparators and our white working-class control group, Inwood. Six fight narratives
correlatives are ou tside of the linguistic capacities of the pre- told by the Inwood adolescents show the following use of evaluators:
adolescents.
Table 9.3 shows the use of the various subtypes of evaluational
Total Tot/L
Intensifiers 29 1.26
TAI3LE 9.3.
NUMBER OF NARRATORS USING
Comparators 23 1.00
EVALUATIVE DEVICES AT LEAST ONCE Correlatives 4 .16
Explications O .00
/ntensifiers PA TA Ad Comparators PA TA Ad L = 23.3
Gestures O 1 1 Imperatives 3 6
Phonology O 5 3 Questions 4 4
Quantifier, 4 6 10 Negatives
The values for this small group of white teenagers are comparable
4 7 10
Lexical items O 5 7 Futures o 1 2
to those of the black preadolescents, rather than to the black adoles-
Foregrounding 2 Modals cents, though the length of the narratives is typical of this age. The
2 4 7
Repetitions O 5 3
Ritual
Quasimodals 2 6 7 profile for the four types of evaluators Is approximately the same
3 1 5 Or-clauses O 3 2 as for the Harlem preadolescents. It is perhaps too much to assert
WH-exclamations 3 Comparatives 6 6 from this small study that lhe black speakers are more advanced
Total 9" 27 32 Total 11 34 44 in narrative skills than the Inwood group, but they are certainly not
Corre/a Uves Exp/icatives behind or backward in this respect. On the contrary, lhere is evi-
Be. .. Ing O
dence here to support the proposition we advanced earlier that the
3 O Simple: qua l. O 3 3 highest concentration of verbal skills is to be found in the black
Double . .. -ing O O Simple: causo 3 5
Double appositive 1 2 English vernacular culture.
Complex: qual O O 2
Double attrib\e O 2 The late development in the use of evaluative syntax appears to
Complex: causo O 1
Part iciple: rt. O 5
leit
Compound: qual. O O O be general to all subcultures, though we have not yet investigated
O Cornpound: cau,. O 2 systematically age levels in white working-class and middle-class
Nominalizations O 2 Total 1 8 13 graups. It is surprising that this use of complex syntax in narrative
Total I 9 13 should fall so far behind competence in ordinary conversation. The
396 THE USES OF BEV
BIBLlOGRAPHY
contrast appears most sharply with comparators; there is no question
that preadolescents are thoroughly skilled in the use of other devices
such as modals, questíons, or futures, But they do not call upon these
elements as freely as adults in presenting their own experience, The
skilled adlllt complicates hÍs representatíon of experience, moving
báck and forth from real to imaginary events. Children complain,
question, deny, and worry, but adults áre more aware of the sig-
nificance of this activity and more likely to talk about it. !1"2 Plaving the dozens. Journo¡ of Americon Folklore
Ab ra h alns, R oge r. 1 , \ J . •
In reporting their own experience, adults have developed the ability 75:209-18.
to evaluate their own behavior with more complex linguistic devices. _ _- o 1964. Deep down in the jungle: Negro n(Jfrativ~ fo] klore Jro.m thc
In middle-class speakers, this process often gets out of hand, and streets of Philodelphio, Chicago: Aldine publtshmg Campan}'.
many narrators cán lose the point of their story entirely in an excess
_ _ _ . 1970. Rapping ami capping: black talk as art. In !3lndi Amcríco.
of external evaluation and syntactic elaboraBon. But when these
cd. John F. Szwed. New York: Basic Books.
ele vices are concentrated anel embedded deeply in the dramatic
action, they can succeed in making the point. Many of the narratives I F k 1959 Speech v'lriation among Negro!:!> in ¡¡ smnll sonlhcrn
i\ns 1cn, ran "t u'npublishe~1 New York University dissertation.
cited here rise to a very high level of competence; when they are comman! y. '
quoted in the exact words of the speaker, they will command the Baeh, Emmon. 1957. Have and be in Englísh syntax. LCllIguagc 43:462-85.
total attention of an audience in a remarkable way, creating a deep , L d . Cambridoe Universitv
and attentive silence that is never found in academic or polítical Bailey, Beryl. 19G6. Jamoicofl Creole syntox. Oll on. b -
397