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New JSME standard S008 “Performance Conversion Method for Hydraulic Turbines and
Pump-Turbines”
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
E-mail: nakanishi@kanagawa-u.ac.jp
Abstract. JSME Standard S008 “Performance Conversion Method for Hydraulic Turbines and
Pump-Turbines” is now being revised and will be published in 2016. This new revision follows
the main theory of previous version S008-1999. It enables us to convert the performance of each
flow passage component of spiral case, stay vane, guide vane, runner and draft tube of model
turbines and pump-turbines to that of prototypes with one-step calculation. The relevant values
needed for the performance conversion, e.g. dimension factor, flow velocity factor, relative
scalable loss of components ECO, etc. are newly organized as functions of specific speeds of
turbines and pump-turbines using polynomial expressions. Additional data for high specific
speed turbines are included. The resultant factors for conversion of the specific energy efficiency
scale factor FE, the discharge efficiency scale factor FQ and the power efficiency scale factor FT
are determined by considering friction coefficient ratio for prototype to the model.
and operating condition. The specific energy, discharge and power characteristics can be converted as
well as efficiency characteristics. In 2009, IEC62097 [2] was published. It enables us to calculate
component-wise step-up from the model performance to prototype performance. It provides basic
formulae for the step-up of hydraulic efficiency with three efficiency scale factors and for shifting of
performance following essentially the basis of JSME S008-1999, and refers to JSME S008-1999 for the
values of relative scalable loss of machines.
In general, surface roughness in a spiral case, a distributor and a draft tube can be considered as the
almost same value between the model and the prototype due to painting. In JSME S008-1999, the effect
of the difference of surface roughness between the model and the prototype is calculated using the
roughness ratio dependence coefficient, the ratio of having different surface roughness between the
model and the prototype, for simplifying the conversion formulae. For the physical appropriateness for
flow phenomena in machines, the difference of surface roughness should be taken into account for each
component as well as its Reynolds number. In addition, refurbishment and replacement of an aged
component are expected. Therefore, it is hoped that JSME S008 comes to be applicable to each
component while enhancing its physical appropriateness.
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
(5) Improvement of power efficiency scale factor FT: The power efficiency scale factor FT, the ratio
of prototype power efficiency to model power efficiency, was given as a function of specific
speed in the previous edition. The effect of Reynolds number and surface roughness are
considered in this edition.
hP FE FQ FT hM (1)
where,
EP QP
FE , FQ , FT TP (2)
EM QM T M
The prototype performance is converted from the model performance by the following equations.
2 2 1
EP nED 2
M nP DP FE (3)
EP 1
FE (6)
EM 1 ECO 1 CO
CO
where, CO denotes flow passage components of SP, SV, GV, RU and DT for Francis turbines and Francis
pump-turbines, and of SP, SV, GV,GR, RU, DT for diagonal flow turbines and axial flow turbines. These
subscripts are SP: spiral case, SV: stay vane, GV: guide vane, GR: flow passage from guide vane outlet
to runner inlet, RU: runner and DT: draft tube.CO denotes the ratio of prototype friction coefficient to
the model friction coefficient of each passage component.
In order to determine the relative scalable loss ECO and friction coefficient ratio CO for the model
test, the design of the imaginary model is employed. First of all, non-dimensional specific speed NQE is
calculated by Eq. (7) using the speed factor nEDopt and discharge factor QEDopt at the optimum operating
point of the model test result.
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
The speed factor nEDstd and discharge factor QEDstd of the imaginary model of the standard design are
determined as functions of the non-dimensional specific speed NQE as shown in Figs. 1 and 2.
1.2 1.0
Diagonal Turbine
1.0
0.8
QEDstd
0.6
Bulb Turbine
Bulb Turbine
0.4
0.4
Diagonal Turbine
Pump-Turbine (turbine operation) 0.2
0.2
Francis Turbine Pump-Turbine (turbine operation)
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.1 Speed factor nEDstd vs. NQE Fig.2 Discharge factor QEDstd vs. NQE
The ratio of the hydraulic diameter of flow passage to the reference diameter dhCO/D, the ratio of the
length of flow passage to the reference diameter lCO/D and the ratio of the flow velocity to the peripheral
speed vCOstd/u are also given as functions of NQE as shown in Figs 3 to 14.
2.0 0.8
Spiral case Spiral case
1.8 Diagonal Turbine 0.7
1.6 Kaplan Turbine Bulb Turbine Pump-Turbine (turbine operation)
0.6
1.4 Francis Turbine
1.2 0.5
vSPstd /u
Diagonal Turbine
dhSP /D
1.0 0.4
Francis Turbine Kaplan Turbine
0.8 0.3
0.6 Pump-Turbine (turbine operation)
0.2
0.4
0.2 0.1
Bulb Turbine
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.3 Reference dimension factor dhSP/D Fig.4 Reference velocity factor vSPstd/u
0.8 2.0
Stay vane Stay vane
0.7 1.8
Pump-Turbine (turbine operation)
1.6
0.6 Pump-Turbine (turbine operation) Francis Turbine
1.4
0.5
1.2
vSVstd /u
0.4 1.0
Kaplan Turbine Diagonal Turbine
0.3 0.8
Bulb Turbine 0.6
Kaplan Turbine
0.2 Bulb Turbine
0.4
0.1
0.2
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.5 Reference dimension factor lSV/D Fig.6 Reference velocity factor vSVstd/u
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
0.8 2.0
Guide vane Guide vane
0.7 1.8
Pump-Turbine (turbine operation) 1.6 Pump-Turbine (turbine operation)
0.6
Diagonal Turbine 1.4
0.5
vGVstd /u
1.2 Francis Turbine
Kaplan Turbine
lGV /D
0.4 1.0
Bulb Turbine Diagonal Turbine
0.3 0.8
Kaplan Turbine
0.6
0.2 Bulb Turbine
0.4
0.1 Francis Turbine 0.2
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.7 Reference dimension factor lGV/D Fig.8 Reference velocity factor vGVstd/u
1.6 0.8
Guide vane to runner Guide vane to runner
Diagonal Turbine
1.4 0.7
Kaplan Turbine Diagonal Turbine
1.2 0.6
Bulb Turbine Kaplan Turbine
1.0 0.5
vGRstd /u
Bulb Turbine
dhGR /D
0.8 0.4
0.6 0.3
0.4 0.2
0.2 0.1
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.9 Reference dimension factor dhGR/D Fig.10 Reference velocity factor vGRstd/u
4.5 1.6
Runner Runner
4.0 1.4
3.5 Pump-Turbine (turbine operation) Pump-Turbine (turbine operation)
1.2
3.0 Francis Turbine
1.0
vRUstd /u
0.8
2.0
Kaplan Turbine 0.6
1.5
Bulb Turbine Diagonal Turbine
1.0 0.4
Kaplan Turbine
0.5 0.2
Bulb Turbine
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.11 Reference dimension factor lRU/D Fig.12 Reference velocity factor vRUstd/u
1.6 0.8
Draft tube Draft tube
1.4 0.7
Pump-Turbine (turbine operation) Pump-Turbine (turbine operation)
1.2 0.6
Francis Turbine
1.0 0.5
vDTstd /u
Diagonal Turbine
Diagonal Turbine
dhDT /D
0.2 0.1
0.0 0.0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.13 Reference dimension factor dhDT/D Fig.14 Reference velocity factor vDTstd/u
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
The ratio of the flow velocity to the peripheral speed vCO/u is calculated by Eqs. (8) and (9).
( RU )
2 1/2 1/2
vCO vCOstd 1 16 QEDopt 1 16 Q
2
2 / 2 EDstd
(8)
u u 2 nEDopt 2 nEDstd
The standard relative scalable loss ECOstd is given by the function of the non-dimensional specific
speed NQE as a value at nEDstd, QEDstd and Reref with hydraulically smooth passage surface. The relative
scalable loss ECOstd are obtained from the results of one dimensional loss analysis of each passage
component and shown in Figs.15 through 20. The standard relative scalable loss of a whole machineEstd
is shown in Fig. 21.
The friction coefficients are calculated both at the reference Reynolds number Reref and at the model
test Reynolds numbers ReM. The friction coefficients COM of spiral case, passage from guide vane outlet
to runner inlet and draft tube are calculated using the equation of a pipe given by Eq. (10) for a
hydraulically smooth surface and Eq. (11) for a rough surface, while the coefficients CfCOM of stay vane,
guide vane and runner using the equation of a flat plate by Eq. (12) for a hydraulically smooth surface
and Eq. (13) for a rough surface. The component Reynolds numbers are calculated by
ReCOM=(dhCO/D)(vCO/u)ReM for a pipe and ReCOM= (lCO/D)(vCO/u)ReM for a flat plate respectively. The
equivalent sand roughness ks are used in Eqs. (11) and (13) . Those are calculated based on the relation
between equivalent sand roughness ks and arithmetic mean roughness Ra. The larger of two friction
coefficients of a smooth surface and of a rough surface is adopted. The reference friction coefficients
COMref and CfCOMref are calculated under the condition of smooth surface and the reference Reynolds
number ReCOMref by Eqs.(10) or (12) substituting ReCOMref instead of ReCOM.
1
COM
2.0 log10 ReCOM COM 0.8 (10)
2
d /2
COM 2 log10 hCOM 1.74 (11)
ksCOM
The relative scalable loss of each component ECO in Eq. (6) can be calculated by Eqs. (14) to (16) at
each test operating condition by considering the test Reynolds number ReM and ratio of discharge factor
QED /QEDopt. In these equations, KFE gives the ratio of the relative scalable loss at an operating condition
to that at the optimum point, as the same way as the previous edition of JSME S008[1].
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
7 7
Spiral case Stay vane
6 6 Diagonal Turbine
Diagonal Turbine Kaplan Turbine
5 5
Bulb Turbine
Kaplan Turbine
ESVstd (%)
ESPstd (%)
4 4
Bulb Turbine Pump-Turbine (turbine operation)
3 3
Pump-Turbine (turbine operation) Francis Turbine
2 2
Francis Turbine
1 1
0 0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.15 Relative scalable loss ESPstd Fig.16 Relative scalable loss ESVstd
7 7
Guide vane Guide vane to runner
6 6
Kaplan Turbine
5 5
Bulb Turbine EGRstd (%)
EGVstd (%)
4 4
Pump-Turbine (turbine operation) Kaplan Turbine
3 3
Francis Turbine Bulb Turbine
2 2
Diagonal Turbine Diagonal Turbine
1 1
0 0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE NQE
Fig.17 Relative scalable loss EGVstd Fig.18 Relative scalable loss EGRstd
7 7
Runner Diagonal Turbine Draft tube
6 6
Kaplan Turbine
5 5 Pump-Turbine (turbine operation)
Bulb Turbine
ERUstd (%)
EDTstd (%)
5
Estd (%)
4
Bulb Turbine
3
Diagonal Turbine
2
Pump-Turbine (turbine operation)
1
Francis Turbine
0
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
NQE
Fig.21 Relative scalable loss Estd
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
( SP, GR, DT )
ECO K FE COM / COMref ECOstd QEDopt / QEDstd
2
(14)
( SV, GV )
ECO K FE C fCOM / C fCOMref ECOstd QEDopt / QEDstd
2
(15)
(RU )
2 2 8 2 2 2 8 2
ERU K FE C fCOM / C fCOMref ERUstd nEDopt 2 QEDopt / nEDstd 2 QEDstd (16)
2 2
where,
The friction coefficient of each flow passage of the prototype is calculated in the same manner as the
model. The friction coefficients of spiral case, passage from guide vane outlet to runner inlet and draft
tube are calculated by the equation for a pipe (COP), while stay vane, guide vane and runner by the
equation for a flat plate (CfCOP). The friction coefficient ratio CO in Eq. (6) can be calculated by Eq.
(20) or (21).
( SP, GR, DT )
CO COP / COM (20)
( SV, GV, RU )
CO C fCOP / C fCOM (21)
QPopt 1
FQ FQopt (22)
QMopt QMopt Q 1 QMopt
where, QMopt denotes the discharge efficiency at the optimum point given as a function of the non-
dimensional specific speed NQE, and Q friction coefficient ratio is given by a function of the ratio of
Reynolds number ReMopt/ReP and the non-dimensional specific speed NQE.
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
1.000 ReMopt/ReP=1/20
3.3. Power efficiency scale factor FT
FQopt
0.999
The power efficiency scale factor FT for Francis turbines
and Francis pump-turbines is given by Eq. (23). 0.998
0.997 ReMopt/ReP=1/100
1 FQopt=0.998(constant)
FT TP (23) (JSME S008-1999)
1
TM (24)
1 TM1 opt 1 nED / nEDopt PEDopt / PED
3
In Eq. (24), PEDopt is the power factor at the optimum point. The power efficiency of the model at the
optimum point TMopt is given by Eq. (25) from the standard power efficiency TMstd at Reref. The standard
power efficiencyTMstd is given by a function of the non-dimensional specific speed NQE.
The friction coefficient ratio is given by Eq. (26) as the ratio of friction torque coefficient.
In Eq. (26), KSM and KSP are model relative roughness and prototype relative roughness respectively. To
determine each of them, the relative roughness of smooth surface (subscript s) and that of rough surface
(subscript r) are calculated by Eqs. (27) and (28), and the larger of two values is taken.
K SMr 1.000
DM DS DP DS
0.995 ksP/DP=1.2×10-6
values given as ksM, ksP =(2ksR+ksS)/3. One of the values, Fig 23. FTopt vs. ReP/ReM
ksR is the average value of the outer surface of runner
(crown and band of model or prototype) measured around the outer periphery. The other, ksS is the
average value measured at the stationary wall facing to the runner where ksR is measured. For example,
calculation result of FT for Francis turbine is shown in Fig. 23.
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28th IAHR symposium on Hydraulic Machinery and Systems (IAHR2016) IOP Publishing
IOP Conf. Series: Earth and Environmental Science 49 (2016) 062023 doi:10.1088/1755-1315/49/6/062023
4. Calculation example
Examples of the calculation for efficiency step-up h for optimum operating points of a Francis turbine
and a Kaplan turbine are shown in Fig.24 and Fig.25. Calculation condition is shown in Table 1. In
Table 1, additional abbreviations are HS: hydraulically smooth, TR: back surface of runner crown and
band and TS: back chamber surface facing to the runner crown and band.
The efficiency step-up h by IEC 60193 are corresponding to the one given by the hydraulically
smooth condition. Therefore, those results are almost the same as the results for the smooth surface
given by the JSME S008-New and IEC 62097-2009. The differences between the results of the previous
edition of JSME(JSME S008-1999) and the JSME S008-New are due to the difference of the assumed
surface roughness condition. The assumed surface roughness of the JSME S008-1999 was between the
hydraulically smooth condition and the practical rough condition. Difference between JSME-New and
IEC 62097 for the Kaplan turbine is slightly larger than the one for the Francis turbine for both of the
smooth and practical rough condition because of the following reason. Assumed relative scalable loss
for a Kaplan turbine by IEC62097 is constant (=0.045) for whole NQE range, but the one by JSME-New
varies due to the NQE. The substantial differences of the efficiency step-up h due to the surface
roughness are given by the JSME S008-New and IEC 62097. So impact on hydraulic efficiency due to
surface roughness of a turbine can be discussed.
3.0 3.0
Francis Turbine NQE=0.164, DP=7.328m, nP=1.667 s-1 Kaplan Turbine NQE=0.330, DP=4.85m, nP=2.778 s-1
2.5 2.5
2.0 2.0
h
h
1.5 1.5
1.0 1.0
0.5 0.5
Fig.24 Efficiency step-up of Francis turbine Fig.25 Efficiency step-up of Kaplan turbine
5. Concluding remarks
New JSME Standard S008 enhances the physical appropriateness for flow phenomena in machines by
introducing performance conversion of each flow passage component from the model to the prototype.
Main points of the revision, conversion formulae, calculation procedure and calculation examples were
illustrated.
References
[1] JSME 1999 JSME Standard S008 Performance Conversion Method for Hydraulic Turbines and
Pump-Turbines
[2] IEC 2009 IEC 62097 Hydraulic machines, radial and axial – performance conversion method
from model to prototype
[3] Kitahora T and Kurokawa J 1996 Hydraulic Machinery and Cavitation Proc. 18th IAHR Symp.
(Valencia) Vol 1 (Kluwer Academic Publishers) p.32
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