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2010 IEEE 21st International Symposium on Personal Indoor and Mobile Radio Communications

Multi-User Resource Allocation for Downlink


Control Channel in LTE Systems
Li Li, Mugen Peng, and Wenbo Wang
Wireless Signal Processing and Network Lab
Key Lab of Universal Wireless Communications, Ministry of Education
Beijing University of Posts & Telecommunications
Beijing, 100876 P. R. China

Abstract—The Physical Downlink Control Channel (PDCCH) is often the case in a densely populated system with numerous
is used to signal dynamic resource assignment information in the small-packet active users, the overall system performance in
Long Term Evolution (LTE) system. In the presence of numerous terms of blocking probability is likely to be hampered by the
active users, the system performance is likely to be hindered by
shortage of control channel resource. In this paper, several simple passive manner of scheduling in PDCCH manager.
algorithms are brought forward for making efficient PDCCH In order to efficiently pack users into limited amount of
resource allocation. We first propose a minimum aggregation control resource, this paper allows more flexibility for PDCCH
level algorithm (Min-AL) to maximize the total number of resource manager to find its best way to assign control resource
scheduled users by exploiting multi-user diversity gain, followed to users chosen by data scheduler. Several types of PDCCH
by algorithms with the purpose of improving the blocking
performance of cell-edge area through co-channel interference resource allocation algorithms with feasible complexities are
avoidance (CCI-A) and priority boosting (PB). Simulation results introduced in this work. We start with one aggressive algorithm
have shown that the Min-AL algorithm achieves the best system attempting to maximize the number of UEs served by PDCCH
performance at the expense of cell-edge performance, while both by taking advantage of multi-user diversity, i.e. allocating
CCI-A and PB algorithms are effective in reaching a compromise resource to UEs in an order determined by the size of their
between system and cell-edge performance.
required resource. However, a large group of cell-edge users
could be rejected by this aggressive algorithm since more
I. Introduction
resource is needed to compensate for serious signal attenuation
In OFDM-based UTRAN Long Term Evolution (LTE) spec- and Co-Channel Interference (CCI). We then go farther by
ified by Third Generation Partnership Project (3GPP), dynamic looking for means to decrease the blocking probability of cell-
scheduling and resource allocation has been proven to greatly edge users without causing much system loss. Two algorithms
enhance spectral efficiency [1][2]. However, these gains are are subsequently presented on basis of aggressive algorithm
achieved at the cost of high signaling overhead which is for this purpose, one by improving cell-edge user channel
needed to inform scheduled users of necessary information quality through CCI avoidance, and the other by increasing
such as assigned Physical Resource Blocks (PRBs) and se- the likelihood of cell-edge users to get control resource.
lected Modulation and Coding Scheme (MCS). This paper is organized as follows: in the next section
In LTE systems, the Downlink Control Information (DCI) we describe basic assumptions and constraints involved in
messages for both uplink grant and downlink resource assign- PDCCH resource allocation; several algorithms for PDCCH
ment are signaled on the Physical Downlink Control Channel resource allocation are proposed in Section III; in Section IV
(PDCCH) [3]. During each 1ms Time Transmission Interval simulation results are shown to compare the performance of
(TTI), only the first 1 to 3 OFDM symbols are reserved to be these algorithms; we conclude this paper in Section V.
used by PDCCH and several other downlink control channels,
II. Assumptions and Constraints
e.g. Physical Control Format Indicator Channel (PCFICH).
The key objective of PDCCH resource allocation is to max- A. Basic Assumptions
imize the supportable number of scheduled User Equipments We consider a LTE cellular system featuring typical hexag-
(UEs) in each TTI while satisfying user Quality of Service onal cell layouts [5], in which a site consists of one base
(QoS) requirements, given such small subset of time and station (BS) and three cells, and the overall J cells operate on
frequency resource available. Several algorithms for effective the same frequency bandwidth. A large number of UEs are
PDCCH scheduling are proposed in [4]. According to previous uniformly distributed across the system, and serving BS/cell
work, data scheduler is assumed to have higher priority over each UE connected to is selected based on Reference Signal
PDCCH scheduler, i.e., the priorities of UEs in acquiring Received Power (RSRP). UEs bound to the inner 2/3 area of
control resource follow those generated by data scheduler. It is a site are categorized as cell-center users, the remaining UEs
true that maintenance of priorities chosen by data scheduler is near site border as cell-edge users. Since UE density per area
of great importance for dynamic resource allocation. However, is equal over the entire system, cell-center and cell-edge UEs
when there is an inadequate amount of control resource, which approximately comprise 2/3 and 1/3 of total users in each cell.

978-1-4244-8016-6/10/$26.00 ©2010 IEEE 1499


Candidates in TTI-k Candidates in TTI-(k+1)
A greedy traffic source is assumed for all users in the AL
system, such that there is a perpetual need for each user to be 8
scheduled. In each TTI, UEs selected by data scheduler consist 4
of both uplink and downlink users. PDCCH resource allocation 2
for these UEs, either uplink or downlink, is implemented in 1
a similar way, except for different DCI messages involved in 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29
CCE Index
the user-related transmission. For convenience, the following Fig. 1. An illustrative example for PDCCH candidates
discussion (k)is in terms  of downlink UEs only. Let vector
U(k)
j = u j,1 , . . . , u(k)
j,N denote a prioritized list of total UEs
passed by data scheduler in cell j and TTI k, where 1 ≤ j ≤ J, through link level simulation for a certain combination of AL
0 ≤ k < 10, and N is the average number of active UEs per and DCI format. Under realistic control channel constraints,
cell. U(k),center
j and U(k),edge
j represents cell-center and cell-edge downlink cell throughput in TTI k is expressed by
UE sublist derived from U(k)     (k) 
j . Relative order of UEs in cell-
C (k)
j = Φ γ(k)
j,n · S η j,n , (2)
center/edge sublist complies with that in U(k) j .
u(k) (k)
j,n ∈U j
B. PDCCH Resource Allocation Constraints  
As mentioned above, PDCCH is multiplexed with other where UE throughput S η(k)j,n is approximated by an attenuated
downlink control channels within the first M (k) (k) and truncated form of the Shannon bound given in [5] using  (k) 
j (1 ≤ M j ≤ 3)
OFDM symbols in TTI k and cell j. Control region, namely the received data channel SINR η(k) j,n . Binary function Φ γ j,n
Resource Elements (REs) dedicated to PDCCH are grouped related with effective control channel SINR γ(k) j,n equals 1
into Control Channel Elements (CCEs) and numbered in a only if control channel resource is assigned
 to u j,n and DCI
way depicted in [3]. The number of total CCEs available may decoding is successful; otherwise Φ γ(k) j,n is zero. The state of
differ among cells and vary over TTIs, and a specific CCE is DCI decoding (successful/failing) is determined by drawing a
not formed by a fixed group of REs. In this paper, however, we random number based on user’s BLER.
assume a constant M (k)
j in all cells and TTIs, leading to a total III. PDCCH Resource Allocation Algorithms
number of CCEs per cell NCCE . In addition, CCE of a given
To facilitate our discussion, the process of PDCCH resource
index is of the same place in time and frequency domain.
allocation presented below is divided into four major steps,
Different amount of CCEs (1, 2, 4 or 8) are aggregated
namely 1) power shaping, 2) AL selection, 3) user scheduling
to enable various coding rates for UEs according to channel
and 4) physical resource allocation. “Power shaping” deals
conditions. For example, for a cell-edge UE with a poor
with the power allocation for control subcarriers. “AL selec-
channel, 4 or even 8 CCEs are required to achieve sufficient
tion” determines the number of CCEs that shall be assigned
robustness; while 1 CCE may be adequate for a UE close to the
for each user to guarantee reliable DCI message delivery.
BS. The UE has no prior knowledge about the exact number
In “user scheduling”, the prioritized lists of active users are
and index/indices of CCE(s) used for its related control
generated through some PDCCH-oriented strategies, followed
information transmission. In such cases, the UE shall attempt
by “physical resource allocation” to sequentially assign CCEs
to decode control information by monitoring a set of PDCCH
to UEs from the ordered lists. For simplicity, TTI index is
candidates. Here, we mainly focus on PDCCH candidates in
omitted, and resource allocation in cell j is given as an
UE-specific search space. For a particular Aggregation Level
example in the remainder of this paper.
(AL) of CCEs L ∈ {1, 2, 4, 8} in TTI k, the corresponding set
of CCEs originates from the one with index of WL(k) as A. Minimum Aggregation Level Algorithm (Min-AL)
WL(k) = L · {Yk mod NCCE /L} (1) The target of Min-AL algorithm is for UEs as many as
possible to be multiplexed in PDCCH during one TTI when
where Yk = (X · Yk−1 ) mod Z, X = 39827, Z = 65537 and subject to a certain BLER target. Notice that allowing UEs of
Y−1 is initialized with a Radio Network Temporary Identifier 4- or 8-CCEs to access first could cause greater blocking rate
(RNTI) for the intended UE. To limit the complexity of blind due to the fact that the resource collision for a UE tends to
decoding, the number of PDCCH candidates is predefined, i.e., occur more frequently with an increasing amount of occupied
6 for 1-CCE and 2-CCE, 2 for 4-CCE and 8-CCE, respectively. resource. Therefore, we allocate resource in an order from UEs
Fig. 1 shows an example of PDCCH candidates for a given UE with lower ALs to those with higher ones, so that more UEs
in two successive TTIs, in the case of Yk = 1 and NCCE = 30. would have better chances to find empty PDCCH candidates.
C. Link-to-System Mapping The algorithm is formally presented below.
Algorithm: Min-AL
The Exponential Effective SINR Mapping (EESM) is used
1) Power shaping: Assign the total amount of power avail-
to translate Signal to Interference Plus Noise Ratio (SINR)
able for PDCCH (Pmax ) evenly among all CCEs, and the
per subcarrier to effective SINR. Block Error Rate (BLER) of
average power per CCE is
each UE is then read from a BLER versus SINR curve with
the given effective SINR, where such curve can be obtained P̄CCE = Pmax /NCCE . (3)

1500
Next, estimate the worst-case SINR per CCE by taking Power Site 1

into account all potential CCI from neighboring cells for 2 7


S3
S1 S2
terminal u j,n with
Site 2, 4 and 6

P̄CCE · h̄ j,n h̄ j,n 3 1 6


S1
γ̃ j,n = ≈ J , (4) S2 S3

J 
P̄CCE · h̄l,n + N0 h̄l,n Site 3, 5 and 7
l=1 l=1 4 5 S2
l j l j S1 S3

where h̄ j,n and h̄l,n respectively denotes u j,n ’s average CCE Index

channel gain against serving cell and other co-channel


cells. In interference-limited systems, noise power per Primary CCE Set Secondary CCE Set

CCE N0 is small enough to be ignored, and γ̃ j,n is


independent of actual transmit power, making it an Fig. 2. Co-channel interference avoidance algorithm
objective prediction of channel quality.
2) AL selection: The suitable aggregation level for a par-
ticular UE is typically the one achieving the highest B. Co-Channel Interference Avoidance Algorithm (CCI-A)
coding rate while satisfying 1% BLER target [6]. The
aforementioned BLER versus SINR link level curves One method to enhance the competitiveness of cell-edge
are adopted to assist our decision, and the chosen users in AL-based scheduling is to improve their received
aggregation level Σ j,n for user u j,n is the one that satisfies SINRs so that lower ALs can be supported. Inspired by the
technique of Fractional Frequency Reuse (FFR) [7] used in
γ̃ j,n ≥ γΣT j,nh , (5) downlink data channel, we apply similar approach to PDCCH
for CCI mitigation. The fundamental idea of CCI-A is illus-
where γΣT j,nh is SINR corresponding to 1% BLER on link trated in Fig. 2. First, the whole set of CCEs are evenly divided
level curve associated with aggregation level Σ j,n and into three segments (S 1 , S 2 and S 3 ), and then grouped into
user u j,n related DCI format. Σ j,n is set to 0 if even the primary CCE set (PCS) and secondary CCE set (SCS), denoted
highest AL is unable to meet the target  BLER.  respectively by S Pj and S Sj . PCSs for cell-edge users are kept
3) User scheduling: Sort U j = u j,1 , . . . , u j,N in orthogonal among neighboring sites. Less power is loaded for
an ascending order in terms of UE aggregation SCSs for cell-center users, thus lowering CCI in cell edge area.
level to form a new prioritized user list Û j = Algorithm: CCI-A


û j,1 , . . . , û j,N Σ j,n ≤ Σ j,n , 1 ≤ n ≤ n ≤ N , so that users 1) Power shaping: Load power for every CCE in SCS by
with lower ALs are given higher priorities to choose
control resource within their search space than users
S
PCCE = θ j · P̄CCE , (6)
with higher ALs. If two users have identical ALs, their where θ j ∈ (0, 1] is a configurable parameter chosen
relative order is kept the same as in U j . independently in each site. CCEs in PSCs are loaded
4) Physical resource allocation: Allocate CCEs to UEs with nominal transmit power per CCE P̄CCE (see (3)).
following an order defined by Û j , one UE at a time. Calculate worst-case SINR γ̃ Pj,n corresponding to S Pj for
For each user u j,n (1 ≤ n ≤ N ) of Σ j,n  0, an attempt is
each cell-edge user u j,n ∈ Uedge j according to power
made to find an empty PDCCH candidate based on (1).
pattern in neighboring cells (refer to (4)). Note that two
If vacant PDCCH candidates are found available in its
CCE segments in S Sj may experience different CCI, a
search space, the first one is assigned to u j,n and then  
marked “occupied”; otherwise, u j,n is blocked. Since set of SINRs γ̃ sj,n = γ̃ s,1 s,2
j,n , γ̃ j,n are then calculated for
blocking of one user does not necessarily mean blocking each cell-center user u j,n ∈ Ucenter j .
for another under PDCCH constraints, every user in Û j 2) AL selection: Determine AL Σ j,n for cell-edge user
should be given a try until all CCEs are exhausted. u j,n as the minimum one whose PDCCH candidates
(at least one) locate within S Pj and with which the
The AL-based scheduling (step 3) in Min-AL) exploits the target BLER can be met by γ̃ Pj,n (see (5)). Supportable
benefits of multi-user diversity by allocating the current CCEs ALs Σ1j,n and Σ2j,n for cell-center user u j,n are chosen
to UEs who can best utilize them. In general, UEs assigned likewise on SCS-related CCE segments, and then let
with low ALs on PDCCH are likely to have good downlink Σ j,n = min(Σ1j,n , Σ2j,n ). Set Σ j,n and Σ j,n 0 if no suitable
channel for high data rate. The Min-AL, therefore, is also able aggregation level is found.
to improve system throughput by passing a large number of 3) User scheduling: Use AL-based scheduling given in 3)
“good” UEs. However, Min-AL dose not treat all users equally, of Min-AL to obtain updated scheduling sublists Ûedge j
especially those cell-edge UEs suffering from serious CCI. In and Ûcenter
j respectively with Σ j,n and Σ j,n .
order to find a good compromise between system and cell-edge 4) Physical resource allocation: The procedure resembles 4)
performance, two algorithms are proposed afterwards. in Min-AL except for an additional restriction imposed

1501
TABLE I
Cell-center UE list ˆ center
U Simulation Parameters and Assumptions
j

... Selector
Updated UE list ˆ
U Parameter Values and Assumptions
j
W1 64 sites-3cells/site (only central 16 sites are
Cell layouts
observed), ISD =500m
Cell-edge UE list ˆ edge
U ...
Propagation model Urban Area [5]
j
W2
Tail Head Shadowing deviation 10dB
... 2Tx*2Rx SFBC (antenna radiation pattern
Antenna configuration
Tail Head and gain for BS and UE in [5] )
Multi-path model Extended Pedestrian A 5Hz (EPA5)
BS transmit power 46dBm
Fig. 3. Priority boosting algorithm System bandwidth 10MHz (50RB)
System loading Full buffer services
Number of downlink UEs 50 UEs per cell-or otherwise stated
Data scheduling Round Robin
on available resource for different types of UEs, that is, Number of CCEs per cell 30 (3 OFDM symbols)
S Pj for Ûedge
j and S Sj for Ûcenter
j . CCE Aggregation levels 1, 2, 4, 8 CCE
PDCCH modulation QPSK
Note that the UE-specific search space changes over time, PDCCH BLER target 1% BLER
a temporarily declined cell-edge/center UE due to a lack PDCCH payload 46bits
of suitable PDCCH candidates within PCS/SCS could still
be a competitive applicant for control resource in next TTI. (a) RS (b) Min-AL

Thus the static resource partition involved in CCI-A exerts a 6000


5 13
6000
5 13

negligible effect on user fairness in the long term. 6


7
14
15
6
7
14
15

y (m)

y (m)
4000 8 16 4000 8 16
1 9 1 9
8
C. Priority Boosting Algorithm (PB)
2 10 2 10
3 11 3 11

2000 4 12
2000 4 12 7

An alternative for cutting down blocking probability of cell- 1000 2000 3000 4000 5000 1000 2000 3000 4000 5000
6

edge users is to raise their ranks in the order list produced by x (m) x (m) 5
(c) CCI-A, T = 0.5 (d) PB, P = 2
AL-based scheduling, thus permitting them to choose their 6000
4
6000
favorable resource with higher priorities. This idea can be 6
5
14
13
6
5
14
13
3

further developed into a priority boosting algorithm illustrated 7 15 7 15 2


y (m)

y (m)
4000 8 16 4000 8 16
1 9 1 9

in Fig. 3, where a selector functions as a bi-directional switch 2

4
3
10

12
11
2

4
3
10

12
11
1

2000 2000 0
turning on each of the two prioritized lists with a certain
probability (W1 versus W2 for cell-center and cell-edge UE 1000 2000 3000 4000 5000
x (m)
1000 2000 3000 4000 5000
x (m)
list) to build the final UE list for resource allocation. Fig. 4. Aggregation level distribution over 16 central statistical sites, active
Algorithm: PB users are marked by dots of different color corresponding to various ALs
(blocked UEs with 0-AL are marked by blue dots).
1) Power shaping: This is the same as 1) for Min-AL.
2) AL selection: Use the same procedure as for Min-AL.
3) User scheduling: First, implement AL-based scheduling IV. Simulation Results
for Uedge
j and Ucenter
j and get two updated prioritized sub-
In this section, simulation results are shown for various
lists, i.e., cell-edge sublist Ûedge
j and cell-center sublist algorithms presented above to evaluate their impact on the
center
Û j . A bi-directional selector is then used to merge downlink system performance. The quasi-static system-level
these two sublists into a new UE list Û j , in a manner simulation is done in accordance with PDCCH descriptions
of picking UEs one-by-one from the top of either Ûedge j
in 3GPP LTE Release 8 and link-to-system model given
or Ûcenter with probability W versus W . One simple in Section II. More details of simulation parameters and
j 1 2
way to carry out this process is through Bernoulli trials assumptions can be found in Tab. 1. To witness the perfor-
which takes value 1 (cell-center list) with probability W1 mance gain yielded by PDCCH-oriented scheduling, random
and value 0 (cell-edge list) with probability W2 . scheduling (RS), an approach whose UE priorities are decided
4) Physical resource allocation: Same as 4) for Min-AL. by data scheduling instead of PDCCH scheduling, is adopted
for comparisons in the following discussion. Other resource
To quantitatively analyze how much the cell-edge users are
allocation procedures of RS are the same with Min-AL.
favored, define preferential factor as follows
Fig. 4 plots aggregation level distribution pattern of dif-
W2 /W1 ferent algorithms, i.e., each user’s geographic location and
μ = , s.t.W1 + W2 = 1, (7)
Ûedge Ûcenter its assigned number of CCE(s). Compared with RS, whose
j j
scheduled UEs spreading over the entire system in a random
where the function of |·| denotes the size of the corresponding manner, the Min-AL favors more the 1- and 2-CCE cell-center
vector. In the regime of μ > 1, the likelihood that cell- users, leaving the majority of cell-edge users unattended. By
edge UEs are picked by selector is greater in proportion to contrast, CCI-A and PB have relative larger coverage than
that of cell-center UEs. The impact of such biased selection Min-AL since more users in cell edge area are accommodated.
will become more conspicuous with a larger μ. Once the Fig. 5 shows the Probability Density Functions (PDFs) of
preferential factor is determined towards the desirable system the number of total and cell-edge scheduled users for each
performance, probability W1 and W2 can be derived from (7). algorithm. All our proposed algorithms, i.e., Min-AL, CCI-

1502
(a) 10 1.4
Probability Density Function

Average cell throughput (Mbps)


0.3 19.1 UEs
9

Average cell-edge throughput


RS 1.2 5.4 UEs
Min-AL 8 17.9 UEs
3.9 UEs
0.2 16.2 UEs
CCI-A, T =0.5 7 1
PB, P =2 6 4.4 UEs

(Mbps)
0.1 0.8
5 12.8 UEs
2.7 UEs

4 0.6
0
5 10 15 20 25 30 3 0.4
(b) 2
Probability Density Function

0.2
0.4
1
RS
0 0
0.3 Min-AL
CCI-A, T =0.5 RS Min-AL CCI-A, ș  PB, ȝ 
0.2
PB, P =2
0.1 Fig. 7. Average downlink cell throughput (left) and average cell-edge
throughput (right), with the average number of cell/ cell-edge scheduled UEs
0
0 2 4 6 8 10 12 given on top of each bar corresponding a specific algorithm.
Number of scheduled users

Fig. 5. PDFs of the number of (a) cell scheduled UEs, and (b) cell-edge
scheduled UEs. exhibits higher cell-edge throughput than RS although it has
fewer scheduled users. This is mainly contributed to AL-based
1
scheduling used in CCI-A which picks a larger percentage of
0.95
UEs with good channel quality.
0.9

0.85
V. Conclusion
In this paper we consider PDCCH resource allocation prob-
CCE Utilization

0.8

0.75 lem in systems where the limited PDCCH resource is over-


0.7 loaded with numerous active users. Several simple algorithms
0.65
RS following PDCCH constraints are proposed to address the
Min-AL
0.6 problem of efficient control resource allocation among mul-
CCI-A, T =0.5
0.55 PB, P =2
tiple users. The effectiveness of the proposed algorithms are
0.5
proven through simulations. It is shown that the proposed Min-
30 35 40 45 50
Number of processed users
AL algorithm achieves significant system gain over random
Fig. 6. CCE utilization versus the number of processed users
scheduling with regard to the number of scheduled UEs and
downlink throughput. Meanwhile, both of CCI-A and PB algo-
rithms work well in improving the cell-edge performance and
A and PB, outperform RS concerning the total number of simultaneously maintaining acceptable system performance.
scheduled UEs, among which Min-AL passes the greatest Acknowledgment
number of scheduled UEs (avg. 19.1), with growth nearly
This work was supported in part by the Fok Ying Tong
as much as 50% than RS, followed by 40% gain produced
Education Foundation Application Research Projects (Grant
by PB (avg. 17.9) and 27% by CCI-A (avg. 16.2). When it
No. 122005), and the State Major Science and Technology
comes to cell-edge performance, however, the aggressive Min-
Special Projects (Grant No. 2009ZX03002-012-01).
AL carries the least cell-edge users, only 2.7 UEs on average;
while an average of 5.4 and 3.9 cell-edge users are supported References
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