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International Studies Quarterly (2012) 56, 163–177

Is China a Status Quo or Revisionist State?


Leadership Travel as an Empirical Indicator of Foreign
Policy Priorities1
Scott L. Kastner
University of Maryland, College Park
and
Phillip C. Saunders
National Defense University

China’s rising power and increased global activism have attracted increasing attention, with particular focus
on whether a stronger China is likely to be a revisionist or status quo state. Power transition theory highlights
the potential for a dissatisfied rising power to challenge the existing international order, but it is difficult to
evaluate whether a rising power is dissatisfied. Where Chinese leaders choose to travel can offer insights into
whether China’s behavior is more consistent with that of a revisionist or status quo state and into China’s
broader diplomatic priorities. We present a series of expectations concerning how the travel patterns of a chal-
lenger state are likely to differ from the travel patterns of a status quo state. Using a newly compiled data set,
we then analyze the correlates of travel abroad by top Chinese leaders from 1998 to 2008. Our results are
more consistent with a status quo conceptualization of China, though there are some important exceptions
such as willingness to travel to rogue states. We also use travel data to test other hypotheses about Chinese for-
eign policy behavior.

China’s rapid ascent as a great power represents one Gill 2007; Kang 2007; Lampton 2008; Ross and Zhu
of the most important developments in the contem- 2008; Medeiros 2009). A central question motivating
porary international system. Since the beginning of much of this literature concerns the long-term impli-
the reform era in 1978, China’s economy has cations of China’s rise for regional and global stabil-
averaged nearly 10% annual growth. Though still a ity: in essence, will China’s rise continue to be
developing country, the People’s Republic of China peaceful? Certainly, the rise of a new great power
(PRC) has become one of the world’s largest trading has the potential to be destabilizing. As its capabili-
nations, while amassing vast holdings of foreign ties grow, a rising power may seek to alter the exist-
reserves. In recent years, China has also made ing regional and global order—which could trigger
significant strides in modernizing its military, and by conflict with existing great powers (Gilpin 1981).2
some estimates, China now spends more than any The rise of Germany and Japan in the late nine-
other country except the United States on defense. teenth and early twentieth centuries starkly illustrates
Along with these growing capabilities, China has that the rise of a new great power can generate insta-
become more active diplomatically, seeking to bility. However, neither history nor theory suggests
resolve long-standing territorial disputes (Fravel that war or even great instability is an inevitable
2008), participate more actively in international by-product of a new power’s rise. The United States,
institutions (Johnston 2008), and to build relation- for instance, peacefully surpassed Great Britain as
ships with countries across the globe, from South- the world’s leading power in the early twentieth
east Asia to Africa to Latin America (Kurlantzick century. Indeed, a great deal of literature suggests
2007). that the preferences of the rising power matter a
Not surprisingly, a burgeoning literature considers great deal. In particular, power transition theory, the
some of the broader global consequences of China’s preeminent international relations (IR) theory
rise (for example, Shambaugh 2005; Saunders 2006; exploring the rise and decline of great powers, sug-
gests that a rising power generally satisfied with the
existing international order is less likely to provoke
1
Authors’ notes: The authors thank Anne Meng, Ryan Symonds, Patrice instability than a rising dissatisfied power intent on
Thomas, and David Szerlip for excellent research assistance, and Allen Carl- challenging the existing order (Organski 1968;
son, Michael Hanmer, Michael Glosny, and two anonymous reviewers for
very helpful comments. The views expressed in this paper are those of the
Organski and Kugler 1980; Kugler and Lemke 2000;
authors and do not necessarily reflect the policy or positions of the
National Defense University, the Department of Defense, or the US govern-
2
ment. The data used in this article are available from the authors or from We follow Ikenberry (2001) in conceptualizing order to mean the
the ISQ data archive. rules and norms governing the international system.

Kastner, Scott L. and Phillip C. Saunders. (2011) Is China a Status Quo or Revisionist State? Leadership Travel as an Empirical Indicator of Foreign Policy Priorities. International
Studies Quarterly, doi: 10.1111/j.1468-2478.2011.00697.x
 2011 International Studies Association
No Claim to original U.S. government works.
164 Is China a Status Quo or Revisionist State?

Levy 2008).3 The long-term implications of China’s in multilateral diplomacy to address regional issues
rise are thus likely to depend to a considerable such as the North Korean nuclear program (Glaser
extent on whether the PRC is satisfied with the exist- and Wang 2008). China has sought to build stable
ing order, or whether China is dissatisfied and hopes relationships with other major powers (Goldstein
to challenge the existing order once it has the capa- 2005; Zhang and Tang 2005) while reassuring neigh-
bility to do so. bors about its peaceful intentions (Zheng 2005;
Assessing whether or not a rising power has revi- Kang 2007). More concretely, Beijing has
sionist intentions, however, is not a straightforward dramatically improved historically tense relations
task. Intentions can change as a state’s power with neighboring countries such as Vietnam (Shamb-
increases, and a dissatisfied rising power has incen- augh 2005) and has worked to resolve many long-
tives to try to hide its revisionist intent (lest it trig- standing territorial disputes along its land borders
gers a preventive response from existing powers). As (Fravel 2005). China has also become more active in
Kugler and Lemke (2000) write, a number of studies international non-proliferation efforts, while reduc-
in the power transition theory literature have dealt ing exports of arms and sensitive technologies
with this problem by utilizing ‘‘creative measures’’ to abroad (Medeiros 2007). And China’s links to the
operationalize the extent to which a particular state global economy have grown rapidly (Lardy 2002),
is dissatisfied with the existing order. Kim (1991), while recent Chinese leaders have travelled abroad
for example, assumes countries are dissatisfied to the much more frequently than did previous leaders
extent they have allies that are different from the (Saunders 2006; Zhang and Liu 2008). In sum,
dominant state’s allies, while Werner and Kugler numerous studies examining a wide range of Chi-
(1996) assume that a rapid increase in military nese foreign policy behaviors have painted a picture
spending is an indicator that a state is dissatisfied. of a cooperative China that is increasingly engaged
Unfortunately, these measures cannot easily be in the existing international order.
applied to the specific case of China. For instance, However, a second school of thought sees
the PRC currently has only one formal alliance (with China’s diplomacy as more actively challenging US
North Korea), undercutting the utility of an alliance- interests within the existing order. Proponents of
based measure. Likewise, while China’s military this view point to other patterns in PRC foreign pol-
spending has grown rapidly, the motivations underly- icy that appear at odds with the depiction of a coop-
ing that growth are unclear (growth in military erative China becoming socialized to the existing
spending could be a consequence of security world order and that instead might suggest a PRC
dilemma dynamics rather than a desire to challenge with substantially different interests and priorities
the existing order). than those of the current order’s primary architect,
Some recent studies have shed light on China’s the United States. Examples include a PRC willing-
intentions by exploring PRC behavior within the ness to engage and even provide backing for rogue
current international order. Perhaps, the most sys- states such as Sudan and Myanmar, and a more
tematic study in this vein is Johnston (2003), who general willingness to offer support to nondemocrat-
finds that Chinese behavior along a variety of dimen- ic or corrupt regimes (Kagan 2006, 2009; Friedman
sions (including participation in international insti- 2008; Kleine-Ahlbrandt and Small 2008). China’s aid
tutions, conforming to international norms, and policies toward Africa, for instance, have been criti-
willingness to challenge existing rules) suggests cized by some as undermining efforts to promote
that China is more of a status quo power than a revi- good governance in the region (Amosu 2007; Naim
sionist power.4 Numerous other studies reach 2007). Some in the United States have also
conclusions broadly consistent with Johnston’s expressed concern about perceived PRC efforts to
assessment—finding, in essence, that China is aggressively court US allies in East and Southeast
becoming more cooperative and engaged in interna- Asia (Blumenthal 2005; Sutter 2005a; Gill 2007).
tional politics, and that China’s diplomacy is not Chinese efforts to lock up energy and strategic com-
obviously at odds with other major international modities may also indicate a PRC foreign policy that
actors such as the United States. For example, China challenges US interests (Leverett and Noel 2006;
has become more engaged in regional institutions Blumenthal 2008).
(Shambaugh 2005) and more willing to participate In short, there is some controversy concerning the
extent to which China’s foreign policy priorities and
3
Not all theorists agree on the importance of the distinction between interests are broadly consistent with the current
a satisfied and a dissatisfied state. For offensive realists, for instance, all ris- US-led international order. While a number of pat-
ing powers will be dissatisfied (Mearsheimer 2001). Others point to other terns in PRC behavior suggest a cooperative China
salient factors that help to explain whether a power transition will be peace-
that is becoming deeply integrated into the existing
ful, such as the extent to which the existing order can accommodate newly
rising powers (Ikenberry 2001). A number of recent studies have applied order, other evidence appears to contradict this
power transition theory to China’s rise. See especially Chan (2008), and the conclusion. Obviously, that a great power’s foreign
contributions in two edited volumes: Lemke and Tammen (2003) and Ross policies may appear contradictory at times should
and Zhu (2008). not be all that surprising: such contradictions can
4
See also Chan (2008) for a systematic analysis of whether China is a
revisionist state; Chan’s findings are largely consistent with Johnston’s. For
arise from any number of sources, such as bureau-
an earlier discussion, see Xiang (2001) and the response by Shambaugh cratic rivalry or a complex international system. But
(2001). the starkly different assessments highlighted above
Scott L. Kastner and Phillip C. Saunders 165

suggest that more systematic analysis of China’s ments, investment deals, and signing of various polit-
diplomatic priorities is needed. To what extent, for ical and economic agreements. Thus, a visit by one
example, are China’s close relationships with Myan- of China’s top leaders typically represents a large
mar, Sudan, and North Korea indicative of a broader commitment of the Chinese government’s economic
willingness to engage regimes at the fringes of inter- and foreign policy resources. Third, because China’s
national society? Alternatively, do China’s relations top leaders make the final decision about which
with these countries constitute outliers when consid- countries they will travel to, top leadership visits may
ered in the context of China’s overall diplomacy? represent leadership priorities more directly than
More generally, which factors are most important in other aspects of Chinese foreign policy, which may
determining whether China will spend significant be the outcome of routine economic or bureaucratic
resources cultivating relations with a particular coun- processes. Finally, leadership travel may be a useful
try? Having a better sense of these factors can ‘‘leading indicator’’ of Chinese diplomatic priorities
inform the debate over China’s intentions toward and commitments. Chinese leaders often use high-
the US-led order and on Chinese foreign policy level summits to set future goals and targets for bilat-
priorities more generally. eral relations. In the Chinese political system,
Suppose, for example, that China places dispro- endorsements by senior leaders are an important
portionate weight (relative to the resources it spends means of focusing attention and resources on leader-
on relations with other states) on relations with ship priorities. Moreover, if China is a revisionist
rising powers on the fringes of the current order, or power, one would expect efforts to cultivate interna-
with states that systematically violate the rules and tional support for changes in international rules and
norms that define the current order. Such a finding norms to precede direct challenges. High-level dis-
would appear more consistent with a China that is cussions would be an important means of assessing
looking to challenge the current order than with a and building support for such changes.
status quo China looking to integrate more deeply We have constructed a new data set that codes all
into that order. On the other hand, finding that the foreign travel by the Chinese President and Premier
PRC pours relatively few resources into developing from 1998 through 2008, and we use this data set to
relations with such states would seem more consis- identify the factors that make Chinese leaders more
tent with a cooperative China becoming more or less like likely to visit a particular country. In turn,
engaged in the current order. One obvious problem, we relate these factors to the debate over China’s
however, is that it is difficult to measure China’s preferences relating to the current global order and
diplomatic priorities in a systematic manner. While whether a rising China is challenging that order. To
Chinese official statements provide some sense of preview, our findings are mixed, but mostly point to
priorities, actual commitments of foreign policy a characterization of China as a status quo power. As
resources better reveal underlying preferences. such, our findings are largely consistent with those
In this article, we focus on one simple indicator of of Johnston’s (2003) pioneering study.
the importance the Chinese government places on In addition to shedding light on the debate over
developing relations with a particular country: the Chinese intentions toward the current international
frequency with which China’s top leaders visit that order, our findings allow for testing other arguments
country. Although there are clear shortcomings (as about Chinese foreign policy priorities. Many of
we discuss later), we believe that leadership travel is these arguments have been constructed inductively
a useful tool for gauging Chinese diplomatic priori- using qualitative methodologies or based on Chinese
ties for several reasons. First, international travel by government official statements about priorities. For
top leaders involves a significant commitment of instance, some scholars have suggested that the cur-
resources due to the high opportunity cost of their rent Hu Jintao administration has a different set of
absence from their normal duties. This reflects the foreign policy priorities than the previous Jiang
Saunders axiom: the scarcest resource in govern- Zemin administration. Since our travel data span the
ment is high-level attention. This opportunity cost is two administrations, we are able to subject these
especially high in the Chinese political system, where sorts of arguments to further empirical testing.
the President ⁄ General Secretary and Premier ⁄ head
of government play important symbolic and func-
tional roles in decision making and in mobilizing Patterns in Chinese Leadership Travel and Their
government action on behalf of leadership priorities. Implications
Second, travel by Chinese leaders is generally the Leadership Travel and Chinese Intentions
culmination of extensive preparations by lower-level
officials and the Chinese embassy in the country While we believe that leadership travel represents a
being visited. This usually includes a series of prepa- good way to measure Chinese diplomatic priorities,
ratory visits by lower-level officials and negotiations relating those priorities to China’s broader inten-
on economic and other agreements that will be tions toward the current international order is a
signed during the top leader’s visit. Chinese leaders more difficult task. How, specifically, are the foreign
typically travel with a large entourage of government policy priorities of a challenger state likely to differ
officials and business leaders; summit visits often from a status quo state? Both challenger and status
include the announcement of Chinese aid commit- quo states are likely to share a number of priorities.
166 Is China a Status Quo or Revisionist State?

For instance, we might expect that a status quo state, with other major powers in the international system.
because it is invested in the current order, hopes for However, we do expect that a rising challenger
regional stability. As such, it is likely to pursue a would have especially strong incentives to seek close
‘‘good neighbor’’ policy with an emphasis on main- relations with other rising states outside the core
taining stable relationships with nearby countries. architects and beneficiaries of the current world
But a challenger state is also likely to place a high order, since such states are potential future allies in
priority on relations with neighboring countries, due efforts to reshape the current order. For example,
to incentives to ‘‘get its own backyard in order’’ one would expect a revisionist China to seek close
before adopting a more assertive role internationally. ties with other members of the BRIC (Brazil, Russia,
(Among other things, good relations with neighbor- India, China) grouping (Glosny 2010). Conversely,
ing states make those states less likely to join with there is no clear reason to expect that a status quo
the United States in balancing against China.) In state would prioritize its relations with this set of
this regard, finding that Chinese leaders do in fact countries in particular. As such, finding that Chinese
visit neighboring countries more often than other leaders were more likely, ceteris paribus, to visit
countries (ceteris paribus) does not clearly indicate other rising powers outside the core of the current
whether China is a challenger or status quo country: order would increase our confidence that China is a
such a finding is consistent with both types. Simi- challenger state, while a negative or insignificant
larly, both challenger and status quo states are likely finding would increase our confidence that China is
to place a high priority on relations with other a status quo state.
powerful states in the system.
However, other patterns in leadership travel deci- Relations with Countries that Have Antagonistic
sions do have the potential to distinguish between Relationships with the United States
the two types of states. Below, we describe four areas A diplomatic focus on countries that have antago-
where we would expect to see some differences nistic relationships with the United States would
emerge in the priorities of a challenger versus a sta- be clearly consistent with the behavior of a chal-
tus quo China. lenger state. Prioritizing relations with such coun-
tries indicates a willingness to challenge US
Relations with ‘‘Rogue’’ or ‘‘Pariah’’ States interests directly. However, even a challenger state
China has come under considerable criticism for its might shy away from such behavior, fearing the
relationships with certain states—such as Myanmar, strong reaction it might elicit from Washington.
Sudan, and North Korea—that are sometimes viewed Thus, while finding that Chinese leaders were more
as ‘‘pariahs’’ or ‘‘rogue’’ states in the international likely, ceteris paribus, to visit countries hostile to
community because they pursue policies (internally the United States (relative to other states) would
and externally) that are in clear violation of interna- increase our confidence that China is a challenger
tional norms.5 A status quo state that identifies with state, finding an insignificant or negative relation-
the current international order should thus be disin- ship between hostility to the United States and Chi-
clined to prioritize relations with rogue states, nese leadership travel would not have clear
precisely because those states pursue policies that implications for whether China is a status quo or
run afoul of that order. If China is a status quo challenger country.
country, we would expect that its leaders would gen-
erally avoid visits to rogue states. On the other hand, Relations with US Regional (Asian) Allies
even if China is a challenger country, it is not As we noted in the introduction, some US observers
obvious that its leaders would want to identify openly (for example, Blumenthal 2005) have expressed
with rogue states, given the negative attention this concern that China appears to be aggressively court-
would draw (as seen in international criticism of Chi- ing US allies in the region. While we would expect
na’s links to Sudan). Finding that Chinese leaders that China would prioritize its relations with neigh-
have no aversion to visiting rogue states would boring countries regardless of Beijing’s long-term
increase our confidence that it is a challenger state, intentions, finding that the PRC has made particular
while a finding that Chinese leaders are less likely to efforts to engage US regional allies would strike us
visit rogue states does not have any clear implica- as an indication of challenger behavior: it would sug-
tions for whether China is a status quo or a chal- gest active efforts to reduce US influence in the
lenger country. region. Thus, finding that Chinese leaders were
more likely, ceteris paribus, to visit US allies in Chi-
Relations with Other Rising Powers na’s vicinity would increase our confidence that
Any rising power—whether revisionist or not—will China is a challenger state. On the other hand, find-
have reason to place great emphasis on its relations ing that Chinese leaders are not more likely to visit
US regional allies would increase our confidence
5
The concept of a ‘‘pariah’’ or ‘‘rogue’’ state is inherently murky and that China is a status quo state.
controversial. Caprioli and Trumbore (2003) note, for instance, that coun-
tries are sometimes labeled as rogue simply for pursuing policies at odds
with US interests. We conceptualize a rogue state as one in clear violation
Changes over Time
of international norms; we describe in the next section how we operational- Finally, the power transition theory literature stresses
ize this concept in practice. the power of the rising state relative to the hegemon
Scott L. Kastner and Phillip C. Saunders 167

as a key variable. Given China’s faster growth rate, Our analysis should thus be viewed as a piece of
China’s power has increased over the last decade rel- the puzzle, rather than the final word, in the debate
ative to the United States. This change in relative over China’s intentions toward the current interna-
power should reduce constraints on the rising tional order.
power’s foreign policy behavior and increase the
incentives for a revisionist state to engage with poten-
Using Chinese Leadership Travel to Evaluate Other Claims about
tial allies in seeking changes in international rules in
Chinese Foreign Policy
norms. Accordingly, if China is a revisionist state, we
would expect evidence of this to be stronger in Hu’s An analysis of Chinese leadership travel also has the
term (when China’s relative power had increased) potential to further our understanding of China’s
than in Jiang’s term. We would expect these changes foreign relations in other ways not directly related to
to be evident across the four areas described above. the challenger ⁄ status quo dichotomy. Indeed, pat-
In summary, we believe that patterns of Chinese terns in leadership travel provide a new way to evalu-
leadership travel to four types of countries—rogue ate a range of arguments that scholars and analysts
states, other rising powers, states with antagonistic have made about China’s diplomatic priorities in the
relations with the United States, and US regional literature on Chinese foreign policy. They also pro-
allies—can inform the debate over whether China is vide a potential means of comparing China’s offi-
a challenger or a status quo state. Table 1 summa- cially stated foreign policy priorities with its actual
rizes what different findings would imply about behavior. In the remainder of this section, we briefly
China’s type; shaded areas represent findings that summarize some of these arguments, and we relate
would increase our confidence that China is a them to expected patterns in leadership travel.
challenger state.
There are clear limits to our approach, and we Great Power Status
wish to acknowledge these at the outset. First, lead- Qualitative studies have documented China’s efforts
ership travel is at best a proxy for foreign policy pri- to stabilize relations with other great powers as part
orities. It can help tell us which relationships are of an effort to prevent the emergence of any future
high priorities for China, but it does not say any- coalition that might seek to contain China (for
thing about the quality or content of those relation- example, Goldstein 2005: chapter 7). Some studies
ships. We therefore need to be cautious in drawing have suggested that there may be differences
inferences from our findings. For example, Chinese between the Jiang and Hu administrations in this
leaders travel often to North Korea. This could indi- regard, with Hu placing somewhat less emphasis on
cate efforts to build a close relationship with a other great powers and more emphasis on improving
rogue state that often challenges US interests. How- China’s relations with the developing world (see, for
ever, it could also indicate Chinese efforts to per- example, Lam 2006:159–161; Shirk 2007:111). We
suade North Korea to change its ways and conform thus expect to find that Chinese leaders are more
more to global rules and norms. We are thus appro- likely, ceteris paribus, to visit other great powers than
priately cautious in making sweeping claims based they are to visit other states. We also expect this ten-
on our findings. Second, we need to recognize that dency to be less pronounced under Hu than under
China is a strategic actor. If its leadership intends Jiang and to find an increased tendency under Hu
to challenge the current order, it has incentives to (relative to Jiang) to visit developing countries.
hide that fact until it possesses sufficient capability
to make big changes (for example, to be a clever Proximity
rather than a clumsy challenger). This could affect A number of recent studies have highlighted Chi-
the willingness of Chinese leaders to make highly nese efforts to improve relations with countries in
visibly visits to foreign countries opposed to the East, Central, and Southeast Asia since the mid-
United States. On the other hand, it is worth 1990s (Shambaugh 2005; Sutter 2005b; Saunders
emphasizing that excessive restraint would greatly 2008). Chinese government officials regularly high-
limit China’s ability to cultivate potential allies, par- light the importance of regional stability to provide
ticularly given the need for senior Chinese leaders a good environment for China’s economic develop-
to engage directly with top leaders in authoritarian ment. Chinese efforts to improve relations with
systems on such sensitive topics.6 Finally, as we have countries in the region have been manifest in,
already noted, many factors correlated with Chinese among other things, renewed efforts to resolve
leadership travel tell us little about whether China long-standing land border disputes with neighbor-
is a challenger state. In short, there are clear limits ing countries (Fravel 2008) and increased participa-
in our ability to draw inference regarding China’s tion in regional institutions such as the ARF
type based on patterns in Chinese leadership travel. (Shambaugh 2005; Gill 2007; Saunders 2008). Given
this emphasis on relations with regional states, we
6
At the limit, a clever challenger would be so careful that its observa- would expect to find that Chinese leaders have
ble behavior would be indistinguishable from a status quo state. However, been more likely, ceteris paribus, to visit regional
such a high degree of restraint would make it very difficult to cultivate sup-
port for revisionist aims. In practice, a challenger state would probably
countries than they are to visit other states; they
focus on keeping the content of high meetings private rather that adjuring should be especially likely, we suspect, to visit bor-
such meetings entirely. dering countries.
168 Is China a Status Quo or Revisionist State?

TABLE 1. Possible Outcomes and Their Implications for China’s Type

Variable Sign Implications

Rogue states ) Consistent with both challenger and SQ state behavior.


Insignificant Inconsistent with SQ state behavior, consistent with challenger behavior.
+ Inconsistent with SQ state behavior, consistent with challenger behavior.
Rising non-core powers ) Consistent with SQ state behavior; inconsistent with challenger state behavior.
Insignificant Consistent with SQ state behavior; inconsistent with challenger state behavior.
+ Inconsistent with SQ state behavior; consistent with challenger state behavior.
Countries antagonistic to United States ) Consistent with both SQ and challenger state behavior.
Insignificant Consistent with both SQ and challenger state behavior.
+ Inconsistent with SQ state behavior; consistent with challenger state behavior.
US regional allies ) Consistent with SQ state behavior; inconsistent with challenger state behavior.
Insignificant Consistent with SQ state behavior; inconsistent with challenger state behavior.
+ Inconsistent with SQ state behavior; consistent with challenger state behavior.

(Notes. Sign refers to each variable’s relationship with the frequency of leadership travel to a country (so + indicates that Chinese leaders were significantly
more likely to visit the sort of country described in the first column). Shaded boxes indicate outcomes that increase confidence that China is a challenger
country.)

Research Design
Trade and Foreign Direct Investment
Since the beginning of the reform era in 1978, The Dependent Variable: Chinese Leadership Travel Abroad
China has become increasingly integrated into the
We focus on leadership travel abroad by leaders at
global economy—a trend that accelerated in the
the very apex of China’s political system: the Presi-
1990s (Lardy 2002). China has become one of
dent and the Premier. We use a comprehensive new
the world’s major trading states, and it is by far the
data set on all travel abroad by top Chinese leaders
largest recipient of foreign direct investment among
from the years 1998 through 2008. The data were
developing countries. In more recent years, China’s
collected by a team of research assistants at the Insti-
direct investment abroad has also increased. Some
tute for National Strategic Studies under the supervi-
analysts have argued that China’s foreign policy
sion of Phillip Saunders. The coders relied on a
follows distinct economic and strategic logics (for variety of sources for information on Chinese leader-
example, Saunders 2006). However, the relative pri-
ship travel. The starting point was generally various
ority of economic and strategic interests in Chinese
editions of the Ministry of Foreign Affairs annual
foreign policy has been a subject of debate. Our data
yearbook China’s Foreign Affairs (Beijing: World
allow us to test the extent to which China prioritizes
Affairs Press). Both Chinese and English editions
relationships with its principal economic partners.
were used. This source was supplemented by tar-
Our expectation is that Chinese leaders do prioritize
geted Open Source Center ⁄ Foreign Broadcast Infor-
relations with key economic partners, and as such
mation Service (FBIS), Lexis, and Google searches,
should be more likely to visit those countries than to
and by data from the Chinese Ministry of Foreign
visit other countries, ceteris paribus.
Affairs web site. The results were double-checked by
separate research assistants and by comparing the
Resources
data with China Quarterly’s review and chronicle of
Rapid economic growth has made China’s economy
Chinese foreign relations.
increasingly dependent on imported resources, The period covered by the data set spans two dif-
particularly oil. A growing number of studies have
ferent sets of Chinese top leaders. From 1998 until
argued that this dependence, in turn, is leading the
early 2003, Jiang Zemin served as President and Zhu
PRC to place increased emphasis on its relations
Rongji served as Premier.7 In early 2003, Hu Jintao
with resource-rich countries and regions (for exam-
became President and Wen Jiabao became Premier.8
ple, Zweig and Bi 2005; Lieberthal and Herberg
We analyze leadership travel abroad in the two peri-
2006; Sutter 2008:355; Wu and Storey 2008; Kennedy
ods separately.9 To begin, our dependent variable is
2010). Given the apparent Chinese belief that state
action can play an important role in a world with 7
The previous premier, Li Peng, took a trip to Europe in early 1998
increased competition for energy and other before Zhu Rongji became the premier in March. Li’s trip is not included
resources (Downs 2006; Herberg 2007), we would in our analysis.
8
expect to see Chinese leaders traveling to resource- Neither Jiang nor Zhu travelled abroad in 2003 prior to the March
meeting of the National People’s Congress, when Hu and Wen became
rich countries more frequently than other countries,
President and Premier.
ceteris paribus. China’s increasing dependence on 9
We analyze travel by the two administrations separately since we
imported resources, combined with sharp rises dur- expect that the coefficients on at least some of the independent variables
ing the 2000s in the price of commodities (especially will differ across the two administrations. As such, pooling them together
oil), also leads us to suspect that resources should could produce misleading findings. Suppose, hypothetically, that variable X
has a substantively large, positive, and significant effect on travel under Hu,
be a more salient factor driving leadership travel but a substantively large, negative, and significant effect on travel under
under current president Hu Jintao than they were Jiang. If we pooled the two administrations together, the coefficient on X
under previous president Jiang Zemin. would likely be substantively small and insignificant.
Scott L. Kastner and Phillip C. Saunders 169

simply the number of trips the president and pre- Countries with Antagonistic Relations with the
mier combined to take to a particular country i over United States
the years 1998 through early 2003 for Jiang and Two variables are meant to capture whether or not a
Zhu, and over the years 2003 through 2008 for Hu country has an antagonistic relationship with Wash-
and Wen. We also ran regressions where our depen- ington. First, we include a variable that equals 1 if
dent variable was the number of days that the presi- country i is the target of US economic sanctions,
dent and premier combined to spend in a particular and 0 otherwise (U.S. sanctions).14 Second, we
country i over the years 1998 through early 2003 for include a measure (affinity) that uses votes in the
Jiang and Zhu, and over the years 2003 through United Nations General Assembly to capture the
2008 for Hu and Wen. extent to which country i’s interests are similar to
For both leadership periods (Jiang ⁄ Zhu and those of the United States.15
Hu ⁄ Wen), we exclude trips made solely for the
purpose of attending a multilateral meeting in a Rising, Non-Core, Powers
particular country. However, if the visit was To operationalize the concept of a rising power
extended either prior to or following the multilat- residing outside the core of the current interna-
eral meeting, the trip to i is included.10 In robust- tional order, we code a variable (rising power) that
ness tests, we consider alternative ways of coding the equals 1 for members of the G-20 that were not also
dependent variable, including not counting trips members of the original G-7. This definition
made to i as part of a multilateral meeting at all.11 includes the other members of the BRIC.
Generally speaking, results were not greatly affected
by using this alternative specification, as we note US Allies in the Region
below. Here, we create an interaction between a regional
variable and a dichotomous variable indicating
whether or not a country is a US ally (US regional
Independent Variables
ally). The region variable (Asia) takes a value of 1
In the previous section, we argued that the relation- if country i is located in Central Asia, South Asia,
ship between leadership travel and four different East Asia, or Oceania, and 0 otherwise. The ally
variables can inform the challenger ⁄ status quo variable takes a value of 1 if country i has a formal
debate. Here, we describe how we operationalize defense pact with the United States, and 0 other-
these variables. Unless otherwise indicated, all time- wise (U.S. ally).16 In some specifications, we use
variant independent variables are coded based on one of two alternative measures of a country’s
1998 data when examining Jiang ⁄ Zhu travel, and security relationship with the United States. First,
2003 data when examining Hu ⁄ Wen travel. we code a variable (US troops) that equals 1 if the
United States stationed at least 100 troops in coun-
Whether or Not a Country Is a ‘‘Rogue’’ State try i, and 0 otherwise.17 Second, we include a vari-
The concept of a rogue state is a somewhat murky able (ln US arms transfers) that equals the natural
one that we defined as a country pursuing policies log of the value (in 1990 US dollars) of US arms
that violate international norms. We operational- transfers to county i over the years 1998–2002 for
ize the concept using two variables. First, we include Jiang ⁄ Zhu, and over the years 2003–2008 for
a variable that equals 1 if country i is the target Hu ⁄ Wen.18
of United Nations sanctions, and 0 otherwise In section II, we also introduced a number of
(U.N. Sanctions).12 Second, we include a variable other factors derived from the literature on Chinese
(authoritarian state) that equals 1 for highly foreign policy that might drive leadership travel deci-
authoritarian states and 0 otherwise (under the sions, including:
assumption that such states run afoul of interna-
tional norms).13

14
Source: Hufbauer et al. (2007). Variable is coded 1 if the country
10
If, for example, Jiang Zemin attended an APEC meeting and left was a target at of US sanctions in at least three calendar years from 1998 to
right after the meeting, the visit is not included. If he stayed an extra day, 2003 (for Jiang ⁄ Zhu) or in at least three calendar years from 2003 to 2007
it is coded as a visit to that country. (for Hu ⁄ Wen).
11 15
Meaning that, if Jiang Zemin travelled to country i for an APEC Source: Erik Gartzke’s ‘‘The Affinity of Nations’’ data set, available
meeting and stayed an extra day, the trip would still not be coded as a trip online at http://dss.ucsd.edu/~egartzke/htmlpages/data.html. (Accessed
to i (under the presumption that Jiang would not have gone at all had it November 9, 2010) We use his variable s3un4608i, which is based on three
not been for the APEC meeting). category voting (yes, no, abstain), and which interpolates missing values.
12
Source: Hufbauer, Schott, and Elliot (2007). Variable is coded 1 if The variable ranges from 1 (most similar) to )1 (least similar).
16
the country was a target at of UN sanctions in at least three calendar years Source: The Alliance Treaty Obligations and Provisions Project.
from 1998 to 2003 (for Jiang ⁄ Zhu) or in at least three calendar years from Available at http://atop.rice.edu/home. (Accessed 22 July 2008.)
17
2003 to 2007 (for Hu ⁄ Wen). Source: Kane (2006).
13 18
Specifically, this variable takes a value of 1 if the Freedom House Source: Stockholm International Peace Research Institute Arms
Freedom in the World Survey political rights index equals 6 or 7, and 0 otherwise. Transfers Database. Available at http://armstrade.sipri.org/armstrade/
The scores range from 1 (free) to 7 (not free); in some robustness tests, we page/values.php. (Accessed November 9, 2010) With the exception of vari-
also used a continuous version of this variable. Data available at: http:// ables that take the form of percentages, we include continuous indepen-
www.freedomhouse.org/uploads/fiw/FIWAllScores.xls. (Accessed November dent variables in their natural log format because we suspect that the
9, 2010.) marginal effects of these variables will decrease for larger values.
170 Is China a Status Quo or Revisionist State?

Great Power Status variables. We also include a variable equal to the


Ideally, to capture the extent to which a country i natural log of country i’s direct investment
is a great power, we would want to include a range flows into China in 1998 for Jiang ⁄ Zhu and 2003
of variables measuring various national attributes for Hu ⁄ Wen (ln inward FDI);22 and a variable
such as size, economic strength, and military equal to the natural log of Chinese accumulated
spending. In practice, these different indicators direct investment in country i as of 1998 for
tend to be highly correlated with each other, and Jiang ⁄ Zhu and as of 2003 for Hu ⁄ Wen (ln outward
as such, we only include one indicator in any sin- FDI).23
gle regression model. The initial models reported
below use as an indicator of power the natural log Natural Resources
of country i’s population (ln population). We begin We consider two variables meant to capture coun-
with this indicator simply because it tends to pro- try i’s endowments in strategic natural resources.
duce models with the best fit. However, we also First, we include a variable equal to the natural
considered, in alternative specifications, the natural log of country i’s proved oil reserves (ln oil
log of a country’s defense spending in current US reserves).24 Second, we include a variable meant to
dollars (ln defense spending) and its gross domestic capture country i’s strategic metals production: for
product (ln gdp).19 As we note below, all three six key metals (bauxite, copper, iron, manganese,
indicators of great power status generally produce uranium, and nickel), we calculated country i’s
similar results. production as a percentage of world production
and then averaged across the six metals (metals
Economic Development index).25
Here we use the natural log of country i’s per capita Finally, given the attention China’s relations with
income (ln pci).20 Africa have received in recent years, we also include
a control variable equal to one if country i is in
Proximity Africa, and 0 otherwise.
In addition to the regional variable (Asia) described
above, we also include a variable (shared border) that
Sample
takes a value of 1 if a country shares a land border
with China and 0 otherwise. We drop from our analysis all countries that main-
tained formal diplomatic relations with Taiwan (the
Economic Linkages Republic of China) as of 1998 for the Jiang ⁄ Zhu
In some models, we include a variable equal to administration and as of 2003 for the Hu ⁄ Wen
the natural log of country i’s exports to China administration. Top Chinese leaders would obvi-
plus its imports from China (ln trade).21 However, ously be highly unlikely to visit countries that do
the variable is closely correlated with the measures not recognize the PRC diplomatically, so leaving
that capture great power status, so we only include such countries in the sample would, in essence, arti-
it in specifications that exclude the great power ficially inflate the sample size. After removing these
countries, we have complete data for a total of 153
countries for Jiang ⁄ Zhu, and 154 countries for
Hu ⁄ Wen.
19
Source for population, GDP, and per capita income data: Alan He-
ston, Robert Summers, and Bettina Aten, Penn World Table Version 6.2,
Center for International Comparisons of Production, Income, and Prices Model specification
at the University of Pennsylvania, September 2006. Available at http://
pwt.econ.upenn.edu/. (Accessed 23 July 2008) Defense spending data Since our dependent variable is an event count, we
come from The International Institute for Strategic Studies (various, use a Poisson regression model when modeling the
years).
20 number of trips leaders took to a particular country.
Ibid.
21
Source: National Bureau of Statistics of China. Available at http:// Ordinary least squares models are generally inappro-
www.stats.gov.cn/english/statisticaldata/yearlydata/. (Accessed 23 July 2008.) priate for event-count data, in part because they
22
Ibid. can predict negative values for the dependent
23
1998 data on Chinese outbound FDI data were obtained from the variable in some cases. When the dependent
China Commerce Yearbook (formerly the Yearbook of China’s Foreign Eco-
nomic Relations and Trade prior to 2004) published annually by the Minis-
variable is the number of days (rather than number
try of Commerce. (Here, we simply added up outbound flows over the of trips) leaders spent in a particular country, we
years 1993–1998.) This is the best available source of data for Chinese out- used instead a negative binomial regression model
bound FDI data before 2003, but has significant problems due to inconsis- because a key assumption of the Poisson was violated
tent reporting procedures and difficulty in tracing the ultimate destination
of outbound FDI transiting FDI havens such as Bermuda, the Cayman
Islands, and the Virgin Islands to other destinations. For a discussion of the
methodological issues in Chinese outbound FDI statistics and revised data
24
for 2003–2006 compiled using improved reporting procedures, see Saun- Source: U.S. Department of Energy, Energy Information Administra-
ders and Dietz (2009). Note that for a handful of countries accumulated tion. Available at http://www.eia.doe.gov/emeu/international/oilreserves.
Chinese direct investment in country i was negative; we changed these val- html. (Accessed 23 July 2008) We used data from 1998 for Jiang ⁄ Zhu and
ues to 0. 2003 data were obtained from the 2006 Statistical Bulletin of China’s 2003 for Hu ⁄ Wen.
25
Outward Foreign Direct Investment, published by the PRC’s Ministry of Com- We used 2002 data for both Hu ⁄ Wen and Jiang ⁄ Zhu. Source: British
merce. Geological Survey (2008).
Scott L. Kastner and Phillip C. Saunders 171

(King 1989).26 All models were estimated using Sta- effect of per capita income is also quite large. A
ta ⁄ SE version 10.0. shift from the 25th to the 75th percentile in per
capita income, while holding all else constant, yields
an expected jump from 0.17 trips on average
Results
(which translates into only a 16% probability of at
Travel by Jiang Zemin and Zhu Rongji, 1998–2003 least one trip) to 0.69 trips on average (a 50%
probability of at least one visit). And a shift in both
The first column of Table 2 reports regression find-
population and per capita income from their 25th
ings when the dependent variable is the number of
percentile values to their 75th percentile values
trips taken by Jiang and Zhu to a particular country;
leads to a jump in the expected number of visits
the second column reports regression results when
from 0.11 (or an 11% probability of at least one
the dependent variable is instead the number of
visit) to 1.02 (a 64% chance of at least one visit,
days spent in a particular country.
and 27% chance of two or more visits). Finally, to
Three variables—ln population, ln pci, and shared
get a sense of border effects, consider the case of
border—are highly significant statistically (>99%
Pakistan, which shares a 523-km-long border with
confidence) in both models. That is, Jiang and Zhu
the PRC. The trips model predicts that leaders
were more likely, all else equal, to travel to a country
would visit a country with Pakistan’s characteristics
that borders China, and more likely to travel to a
0.64 times, which translates into a 47% chance of at
country the larger its population and the higher its
least one visit.28 Now imagine a country otherwise
per capita income. The US sanctions variable is
the same as Pakistan, but that lies outside of Asia
statistically significant at the 90% level of confidence
and shares no border with China. In such a sce-
when the dependent variable is number of trips
nario, the model predicts only 0.20 visits on aver-
abroad (with leaders less likely to travel to states that
age, or an 18% probability of at least one visit (and
are targets of US sanctions), but the variable
an 82% probability of no visits).
becomes insignificant when the dependent variable
is measured in days. The variable authoritarian state is
Alternative Specifications
significant at the 90% level of confidence when the
As we noted earlier, several different measures that
dependent variable is measured in days spent in a
capture aspects of power—including population,
country, but the variable is insignificant when the
GDP, and defense spending—are highly correlated
dependent variable is measured in trips to a country.
with each other. And, in fact, if we substitute either
And the regional variable Asia is significant for days
defense spending or GDP in for population, results
but insignificant for trips. Other variables are not
are very similar: both are strongly and positively
significant predictors of travel decisions for Jiang
correlated with number of trip taken to a country
and Zhu.
and number of days Jiang and Zhu spent in a partic-
The variables that are statistically significant tend
ular country. Regardless of how we measure the
to have relatively large substantive effects (see
concept, it appears that Jiang and Zhu were much
Table 3). Imagine, for example, a hypothetical
more likely to visit large, powerful countries.
country in which population is set to its 25th per-
Remember that we omitted trade from the model
centile value, and all other independent variables
because it too was strongly correlated with popula-
are set to their mean/median values. The trips
tion and the other measures of power. If we include
model reported in Table 1 predicts that Jiang and
trade but none of the power variables, trade remains
Zhu would visit such a country on average 0.21
positively correlated with leadership travel for both
times, which translates into a 19% probability of at
models presented in Table 1. However, the trade
least one visit (and an 81% probability of no vis-
variable is only significant at the 90% level of confi-
its).27 If population is instead set at its 75th percen-
dence when the dependent variable is measured in
tile value, with all other variables being held
trips.
constant, the model predicts an average of 0.47
The findings presented in Table 1 are not highly
trips to the country. This translates into a 37%
sensitive to how we measure US allies. If we substi-
probability of at least one visit. The independent
tute in US troops or ln US arms transfers for the
defense-pact based US ally, results are similar.
26
A Poisson model is only appropriate if the count data are not over-
Finally, recall that our dependent variable includes
dispersed, meaning the variance is not significantly greater than the mean trips taken to a particular country to take part in a
(King 1989). This assumption is not violated when the dependent variable multilateral meeting if the trip was extended on
is the number of trips leaders took to a particular country, but when the either end to include a bilateral visit. If we instead
dependent variable is instead the number of days leaders spent in a particu-
code the dependent variable so that these trips are
lar country, the variance does become significantly greater than the mean.
To be safe, we also used a negative binomial specification to model the not counted at all, it has little effect on the results
number of trips leaders took to countries abroad. The standard errors were reported in Table 1. In short, the results reported in
virtually identical to those reported below using the Poisson regression Table 1 appear to be quite robust to alternative
model, and the over-dispersion parameter was not significantly different specifications.
from 0 for either the Jiang ⁄ Zhu administration or the Hu ⁄ Wen administra-
tion.
27
Predicted rates and probabilities were calculated using the spost
28
commands in Stata (Long and Freese 2005). In reality, Jiang and Zhu combined for one visit to Pakistan.
172 Is China a Status Quo or Revisionist State?

TABLE 2. The Correlates of Leadership Travel Abroad under Jiang Zemin and Zhu Rongji, 1998–2003

Number of trips (Poisson) Number of days (Negative binomial)

Independent variables Coefficient p Coefficient p

U.N. Sanctions 0.78 .334 0.29 .701


Authoritarian State 0.32 .313 0.60 .055
U.S. Sanctions )0.92 .073 )0.40 .397
Affinity 0.08 .858 0.74 .155
Rising Power 0.18 .621 0.19 .609
U.S. Ally )0.07 .837 )0.002 .994
Asia 0.54 .152 0.95 .015
U.S. Regional Ally )0.47 .387 )0.43 .459
ln Population 0.36 <.001 0.54 <.001
ln PCI 0.75 <.001 0.98 <.001
ln Inward FDI )0.004 .839 )0.01 .616
ln Outward FDI 0.02 .303 0.02 .419
ln Oil Reserves )0.01 .485 )0.02 .127
Metals Index 0.98 .811 )0.61 .896
Shared Border 1.08 .004 1.09 .005
Africa 0.30 .509 0.38 .352
Constant )13.20 <.001 )16.87 <.001
N 153 153
Pseudo R2 0.2695 0.1647

(Notes. Countries recognizing the ROC excluded.)

TABLE 3. Predicted Probabilities for Jiang ⁄ Zhu Travel

Expected number of trips Probability of


by Jiang and Zhu
For a country with these characteristics to that country 0 trips 1 trip 2 trips >2 trips

Average country 0.31 .73 .23 .04 0


Population at 25th percentile 0.21 .81 .17 .02 0
Population at 75th percentile 0.47 .63 .29 .07 .01
Per capita income at 25th percentile 0.17 .84 .14 .01 0
Per capita income at 75th percentile 0.69 .50 .35 .12 .03
Both population and per capita income at 25th percentile 0.11 .89 .10 .01 0
Both population and per capita income at 75th percentile 1.02 .36 .37 .19 .08
Pakistan 0.64 .53 .34 .11 .03
Pakistan if not in Asia, no shared border 0.20 .82 .17 .02 0

(Notes. Predicted probabilities based on the model reported in column 1 of Table 2. An ‘‘average’’ country is one in which all variables are set at their mean
values, unless the mean lies outside the 25th–75th percentile range, in which case the median value is used. Probabilities sometimes do not sum to 1 due to
rounding.)

Implications they run afoul of the existing international order;


Broadly speaking, travel abroad by Jiang Zemin and the coefficients on the rogue state variables, then,
Zhu Rongji appears more consistent with a status should be negative and significant for a status quo
quo China than with a PRC aiming to challenge the China. Yet, the variable U.N. sanctions is insignificant,
existing international order. Jiang and Zhu were not and the variable authoritarian state is actually posi-
more likely to visit countries antagonistic to the Uni- tively and significantly correlated (at the 90% level
ted States and in fact were somewhat less likely, cete- of confidence) with leadership travel when the
ris paribus, to visit countries that were the target of dependent variable captures the number of days
US sanctions. They were not any more likely to visit leaders spent in a particular country. Thus, while on
rising, non-core powers than they were to visit other balance travel by Jiang and Zhu was consistent with a
states (rising power was insignificant), and there is no status quo characterization of China, travel to what
evidence in these findings that they disproportion- we have defined as rogue states was more indicative
ately prioritized relations with US allies in the region of challenger-type behavior.
(the interactive variable U.S. regional ally was also Moving beyond the status quo ⁄ challenger debate,
insignificant). The one exception here concerns the our findings here are consistent with priorities in
variables meant to capture rogue states. Recall our Jiang’s foreign policy emphasized in the broader
expectation that leaders of a status quo country literature on China’s foreign relations. For instance,
should generally avoid such states precisely because some studies have emphasized that Jiang sought to
Scott L. Kastner and Phillip C. Saunders 173

TABLE 4. The Correlates of Leadership Travel Abroad under Hu Jintao and Wen Jiabao (2003–2008)

Number of trips (Poisson) Number of days (Negative binomial)

Independent variables Coefficient p Coefficient p

U.N. Sanctions )0.96 .257 )0.89 .146


Authoritarian State 0.20 .543 0.20 .426
U.S. Sanctions 0.91 .055 0.99 .006
Affinity )0.16 .719 )0.01 .975
Rising Power 0.05 .900 0.19 .477
U.S. Ally 0.48 .195 0.59 .038
Asia 0.72 .048 1.06 .001
U.S. Regional Ally )0.50 .317 )0.54 .171
ln Population 0.23 .023 0.31 <.001
ln PCI 0.50 .006 0.57 <.001
ln Inward FDI 0.03 .260 0.03 .134
ln Outward FDI 0.05 .049 0.05 .013
ln Oil Reserves 0.000 .986 0.003 .753
Metals Index 3.00 .442 3.40 .265
Shared Border 1.17 .001 1.11 <.001
Africa 1.00 .022 1.31 <.001
Constant )10.64 <.001 )11.91 <.001
N 154 154
Pseudo R2 0.3093 0.2425

(Notes. Countries recognizing the ROC excluded.)

improve relations with other great powers (for exam- are significant, moreover, regardless of whether the
ple, Goldstein 2005); the significance of the various dependent variable is measured in trips or days. In
indicators of power is consistent with a PRC that pri- substantive terms, a shift in ln outward FDI from its
oritized its relations with great powers. Similarly, 25th percentile value (which was 0) to its 75th per-
some studies (Medeiros and Fravel 2003; Shambaugh centile value leads to nearly a tripling in the
2005; Sutter 2005b; Saunders 2008) have highlighted expected number of leadership trips to a particular
efforts under Jiang to improve China’s relations with country (see Table 5). The substantive effects of U.S.
countries in the region, especially countries border- sanctions and Africa are also quite large. The trips
ing China. Again, our findings provide empirical model predicts that absent US sanctions, Hu and
support for such a priority, as the border variable is Wen should have combined for 0.44 trips to Cuba,
consistently significant, and the Asia regional vari- but with sanctions in place, the number of expected
able is also significant in some specifications. trips rises to 1.11 (see Table 5; in reality, they com-
bined for two trips to Cuba). Likewise, the model
predicts that Hu and Wen should have visited South
Travel by Hu Jintao and Wen Jiabao, 2003–2008
Africa a combined 2.04 times. If we imagine a hypo-
Findings for the Hu ⁄ Wen period are reported in thetical country otherwise the same as South Africa,
Table 4. The variables that were most strongly corre- but located on another continent, the expected
lated with leadership travel under Jiang and Zhu number of trips drops sharply to 0.75 (again, see
(population, per capita income, shared border) Table 5).
remain highly significant, though the substantive
effect of population and, especially, per capita Alternative Specifications
income is considerably smaller for Hu and Wen than As with our findings for Jiang and Zhu, the findings
was the case for Jiang and Zhu (see Table 5). Border for Hu and Wen reported in Table 4 generally hold
effects, on the other hand, remain large (as a repeat up if we use alternative measures of country i’s
of the exercise with Pakistan demonstrates—see power. Both defense spending and GDP are consis-
Table 5). Several other variables emerge as signifi- tently significant predictors of travel if substituted
cant predictors of travel for Hu and Wen, including for population. Trade is also consistently a signifi-
Chinese outward foreign direct investment in a cant predictor of travel if it is substituted for popula-
country,29 the U.S. sanctions variable, and the Asia tion. The findings are also similar, for the most part,
and Africa regional dummy variables; these variables if we exclude trips involving international confer-
ences.
However, a few general findings from our various
29
China’s outbound foreign direct investment grew rapidly in the years robustness checks that diverge from those reported
after 2003. As a robustness check, we also ran the regressions using Chinese
accumulated FDI in a particular country through 2007 (instead of through
in Table 4 are worth noting. First, the outward FDI
2003); significance levels are similar to those reported in Table 4, and the variable at times becomes statistically insignificant or
coefficient more than doubles in size, when the 2007 data are used instead. weakly significant when trips involving international
174 Is China a Status Quo or Revisionist State?

TABLE 5. Predicted Probabilities for Hu ⁄ Wen Travel

Probability of
Expected number of trips
For a country with these characteristics by Hu and Wen to that country 0 trips 1 trip 2 trips >2 trips

Average country 0.25 .78 .19 .02 0


Population at 25th percentile 0.19 .83 .16 .02 0
Population at 75th percentile 0.33 .72 .23 .04 0
Per capita income at 25th percentile 0.15 .86 .13 .01 0
Per capita income at 75th percentile 0.41 .67 .27 .06 .01
Outward FDI at 25th percentile 0.11 .89 .10 .01 0
Outward FDI at 75th percentile 0.28 .75 .21 .03 0
Pakistan 3.19 .04 .13 .21 .61
Pakistan if not in Asia, no shared border 0.79 .45 .36 .14 .05
Cuba 1.11 .33 .37 .20 .10
Cuba if no US sanctions 0.44 .64 .28 .06 .01
South Africa 2.04 .13 .26 .27 .33
South Africa, if not in Africa 0.75 .47 .35 .13 .04

(Notes. Predicted probabilities based on the model reported in column 1 of Table 4. An ‘‘average’’ country is one in which all variables are set at their mean
values, unless the mean lies outside the 25th–75th percentile range, in which case the median value is used. Probabilities sometimes do not sum to 1 due to
rounding.)

conferences are not counted as visits to the host However, some findings paint a mixed picture less
countries in our data. Second, when international consistent with a status quo characterization. For
conference trips are excluded, the inward FDI vari- instance, in most of our model specifications, Hu
able does at times become a significant predictor of and Wen generally appeared no less likely to visit
leadership travel. Third, the UN sanctions variable rogue states than they were to visit other countries,
does become significantly and negatively correlated ceteris paribus; our expectation was that a status quo
with travel decisions in some specifications, such as country should be less likely to visit such countries.30
when the dependent variable is measured in days Furthermore, Hu and Wen were more likely, ceteris
and military spending is used as a measure of power paribus, to visit countries that were the target of US
(instead of population). Fourth, the significance of sanctions, though as noted above this finding is not
the Asia regional dummy variable is not robust highly robust and should probably be discounted. In
across different specifications. Fifth, the interactive sum, our findings on balance appear largely consis-
variable U.S. regional ally becomes significantly and tent with a status quo characterization of China,
negatively correlated with travel when ln U.S. arms though there are some hints of challenger-type
transfers is used instead of the defense-pact based behavior. It is worth noting that there appear to be
U.S. ally. more indications of challenger-type behavior for Hu
Finally, we probed the finding concerning U.S. and Wen than was the case for Jiang and Zhu—-
sanctions at greater length. The variable’s significance which is consistent with our expectation that any
reflects leadership trips to Cuba (twice), Sudan, Bel- challenger behavior should be more pronounced in
arus, North Korea, Uzbekistan (twice), Cambodia, the Hu period than under Jiang given the increase
and Fiji. However, in two instances (a trip by Hu to in China’s capabilities.
Uzbekistan and a trip by Wen to Fiji), the leadership Our findings for Hu and Wen also have interest-
visit preceded the event triggering US sanctions. If ing implications for other studies of Chinese foreign
we drop Uzbekistan and Fiji from the analysis, the policy that do not focus on the challenger ⁄ status
US sanctions variable becomes insignificant when quo debate. For instance, a great deal of attention
the dependent variable is measured in trips, and has been paid in recent years to China’s resource
weakly significant (p = .117) when the dependent diplomacy (Zweig and Bi 2005; Lieberthal and Her-
variable is measured in days. berg 2006; Sutter 2008:355; Wu and Storey 2008;
Kennedy 2010). Much of this literature, supple-
Implications mented by journalistic accounts of trips by top Chi-
Our findings for Hu and Wen are again largely con- nese leaders, highlights access to resources as a
sistent with a status quo characterization, though major Chinese foreign policy goal. Yet surprisingly,
with some ambiguities. Hu and Wen, for instance, China’s top leaders did not appear to be any more
were not any more likely to visit rising, non-core likely to visit countries with large oil reserves or
powers than they were to visit other states, ceteris countries rich in strategic metals. Some of China’s
paribus. There is also little evidence to suggest that efforts to acquire resources might be picked up by
Hu and Wen prioritized US regional allies. To the
contrary, in some specifications, Hu and Wen were 30
However, as noted above, in some specifications, the U.N. sanctions
significantly less likely to visit US allies in the region variable does become significantly and negatively correlated with travel—a
than they were to visit other states, all else equal. finding that is more consistent with a status quo characterization of China.
Scott L. Kastner and Phillip C. Saunders 175

other variables, such as the Africa regional variable no evidence in our data that they placed a dispro-
that is a consistently significant predictor of travel by portionate priority on relations with US allies in the
Hu and Wen. Likewise, China’s outbound FDI is region. Our findings also indicate that Hu and Wen
often invested in resource extraction (Wang 2002; were not any more likely to visit rising, non-core
Asia Pacific Foundation of Canada 2005; Zhao powers than other states and provide little evidence
2009). Again, the positive relationship between travel that Hu and Wen prioritized visits to US regional
and outbound FDI may partially reflect a prioritiza- allies. On the other hand, we found some patterns
tion on resource issues. Other studies (Lam 2006; Ei- that appear more consistent with the challenger
senman, Heginbotham, and Mitchell 2007; Shirk argument, and these patterns are somewhat clearer
2007) have suggested that the Hu administration has in the later Hu ⁄ Wen period than in the earlier
been more focused than Jiang on building relation- Jiang ⁄ Zhu period. Leaders in both administrations
ships with the developing world, and our findings were not significantly less likely to visit what we have
appear to offer some hint of this. This can be seen defined as rogue states than they were to visit other
most clearly by the strongly significant coefficient on countries, contrary to our expectation that leaders of
the Africa variable, which was insignificant under a status quo China should be less likely to visit such
Jiang. Moreover, although the coefficient on the per countries. In the Hu ⁄ Wen period, moreover, we
capita income variable continues to be significant found some evidence that China’s top leaders were
and positive (suggesting a continued prioritization more likely to visit countries that were the target of
on relations with more developed countries), the US sanctions, though this finding was not especially
substantive impact of per capita income was some- robust. In sum, though our findings do suggest some
what smaller under Hu. ambiguity, the overall pattern that emerges is most
consistent with the characterization of China as a sta-
tus quo power.
Conclusions
Our analysis also allowed us to evaluate other
China’s foreign policy activism, coupled with its arguments about Chinese foreign policy priorities.
growing economic, political, and military weight, For instance, our data enabled us to explore differ-
makes the PRC an increasingly important actor in ences in priorities between the current Hu Jintao
world politics. A growing IR and Chinese foreign period versus the previous Jiang Zemin period. Our
policy literature examine China’s current foreign findings suggest a high degree of continuity in some
policy behavior and seek to predict how a stronger Chinese foreign policy priorities. Shared border was
China may behave in the future. These studies, a strong predictor of travel decisions in both admin-
mostly qualitative or theoretical in nature, highlight istrations, as was a particular country’s population.
key questions such as whether China is a status quo These findings suggest that both leaderships placed
or revisionist power and put forward a number of high priority on relationships with neighbors and on
hypotheses about the drivers of Chinese foreign pol- relationships with the major powers in the interna-
icy. Our study focuses on Chinese top leadership tra- tional system, which is hardly surprising. But our
vel as a proxy for Chinese diplomatic priorities and findings do suggest some shifts in Chinese foreign
uses a new data set to conduct empirical tests of Chi- policy priorities under Hu and Wen. For example,
nese foreign policy behavior. Leadership travel outward FDI became a significant driver of leader-
abroad is costly and reflects decisions made at the ship travel decisions under Hu (whereas it had been
apex of China’s political system. The decision to tra- insignificant under Jiang). Meanwhile, our findings
vel to a particular country does not necessarily tell reveal a somewhat greater focus on building relation-
us whether bilateral relations are good or bad, but ships with the developing world in the Hu Jintao
does indicate that the bilateral relationship is a pri- era: in particular, the Africa variable became strongly
ority for China’s leaders. Where Chinese leaders significant under Hu, while the substantive effect of
choose to travel can therefore potentially offer per capita income declined relative to Jiang. Finally,
insights into whether China’s behavior is more con- and somewhat surprisingly, the resource variables
sistent with that of a revisionist or status quo state remained insignificant for both administrations,
and into China’s diplomatic priorities more broadly. though we believe that energy and resources con-
We identified patterns of Chinese leadership travel cerns may be picked up by other variables, such as
to four types of countries—rogue states, other rising outward FDI and the Africa dummy variable.
powers, states with antagonistic relations with the We believe our approach illustrates that quantita-
United States, and US regional allies—that could tive analysis of the empirical indicators of China’s
inform the debate over whether China is a chal- foreign policy behavior can be a useful undertaking
lenger or a status quo state. and can complement the large body of work on Chi-
Most of our findings are consistent with a charac- nese foreign policy that relies on more qualitative
terization of China as a status quo power. Jiang and methods to reach conclusions. Our initial hypotheses
Zhu were not more likely to visit countries antagonis- were formulated in part by consulting prior qualita-
tic to the United States and were somewhat less tive studies of Chinese foreign policy; our analysis
likely to visit countries that were the target of US indicates that quantitative analysis of Chinese foreign
sanctions. They were not any more likely to visit ris- policy can provide a means of further testing hypoth-
ing, non-core powers than other states, and there is eses derived from qualitative analysis. Most of our
176 Is China a Status Quo or Revisionist State?

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