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Clinical Biochemistry 44 (2011) 406–411

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Clinical Biochemistry
j o u r n a l h o m e p a g e : w w w. e l s e v i e r. c o m / l o c a t e / c l i n b i o c h e m

Thalassemia and hemoglobinopathies in Southeast Asian newborns: diagnostic


assessment using capillary electrophoresis system
Hataichanok Srivorakun a,b, Goonnapa Fucharoen b, Yossombat Changtrakul c,
Patcharee Komwilaisak d, Supan Fucharoen b,⁎
a
Biomedical Science Program, Graduate School, Khon Kaen University, Khon Kaen, Thailand
b
Centre for Research and Development of Medical Diagnostic Laboratories, Faculty of Associated Medical Sciences, Khon Kaen University, Khon Kaen, Thailand
c
Clinical Microscopy Unit, Srinagarind Hospital, Khon Kaen University, Khon Kaen, Thailand
d
Department of Pediatrics, Faculty of Medicine, Khon Kaen University, Khon Kaen, Thailand

a r t i c l e i n f o a b s t r a c t

Article history: Background: We have investigated the Capillarys 2 Hemoglobin testing system to assist in presumptive
Received 4 November 2010 diagnosis of thalassemia and hemoglobinopathies commonly found in Southeast Asia.
Received in revised form 3 January 2011 Methods: Study was conducted on 226 newborns. Hematological parameters were recorded and Hb
Accepted 14 January 2011 profiles were examined on the Capillarys 2 Hemoglobin analyzer (SEBIA). DNA analyses were used to
Available online 28 January 2011
establish the final diagnoses.
Results: Among 226 newborns examined, 122 had thalassemias with 17 different genotypes. The capillary
Keywords:
Newborns screening
electrophoresis system could provide useful data for presumptive diagnoses of cases, especially those with Hb
Thalassemia E and α-thalassemia. Hb E was found to be 2.6–6.2% in heterozygote whereas Hb Bart's were clearly observed
Hemoglobinopathy in cases with compound heterozygous or homozygous α+-thalassemia and heterozygous α0-thalassemia. Hb
Capillary electrophoresis H disease and other forms of α-thalassemia could be differentiated based on the presence of Hb Bart's and its
percentage.
Conclusion: The capillary electrophoresis system is applicable to newborn screening for common forms of
thalassemia in Southeast Asia.
© 2011 The Canadian Society of Clinical Chemists. Published by Elsevier Inc. All rights reserved.

Introduction severe thalassemia. Diagnosis at newborn is useful for early treatment


planning and prevention in the next child. The methods usually applied
Thalassemia and hemoglobinopathies are inherited hemoglobin include alkaline electrophoresis, isoelectric focusing (IEF) and high
(Hb) disorders found worldwide. In Thailand and other Southeast Asian performance liquid chromatography (HPLC) [3,4]. The Capillarys 2 Hb
countries, the disease is very common with 20–30% of the population testing system (Sebia) is a relatively new automated Hb analyzer which
having the α-thalassemia trait, 3–9% the β-thalassemia trait and 20–30% uses the principle of capillary zone electrophoresis (CZE) [5]. With this
the Hb E trait. Heterozygous forms of these genetic defects are technique, charged Hb molecules are separated by their electrophoretic
asymptomatic with very mild hypochromic microcytosis. However, mobilities in alkaline buffer with a specific pH. Separation also occurs
with such a carrier rate, complex interactions between them result in a according to the electrolyte pH and electro osmotic flow created from
wide spectrum of clinical syndromes of α- and β-thalassemias negative charges on the capillary wall that shorten the analysis duration
commonly encountered in the regions [1,2]. Diagnosis of the diseases [6]. Several studies have evaluated this system and have shown
can be performed at various stages of development i.e. prenatal, excellent precision and accurate quantification of normal Hbs and
neonatal, and adult periods. Identification of thalassemia in the adult identification of major Hb variants such as Hbs S, C and E [7–9]. We have
stage is crucial for treatment and prevention and control of the disease. also demonstrated that fetal Hb analysis using this capillary electro-
Prenatal diagnosis is an important step in prevention of new cases with phoresis system can be an effective alternative to DNA assay for prenatal
diagnosis of severe thalassemia diseases in Southeast Asia [10]. In this
study, we investigate the ability of this capillary electrophoresis system
to identify and make presumptive diagnosis of various forms of
thalassemia commonly encountered among Southeast Asian newborns.
⁎ Corresponding author at: Centre for Research and Development of Medical
Diagnostic, Laboratories, Faculty of Associated Medical Sciences, Khon Kaen University,
Hematological features of these thalassemic newborns, including a
Khon Kaen 40002, Thailand. Tel./fax: +66 43 202 083. hitherto un-described condition of double heterozygote for Hb E and Hb
E-mail address: supan@kku.ac.th (S. Fucharoen). Constant Spring/Hb Paksé are also presented.

0009-9120/$ – see front matter © 2011 The Canadian Society of Clinical Chemists. Published by Elsevier Inc. All rights reserved.
doi:10.1016/j.clinbiochem.2011.01.006
H. Srivorakun et al. / Clinical Biochemistry 44 (2011) 406–411
Fig. 1. Representative capillary electrophoregrams of newborns with normal genotype (A), heterozygous α+-thalassemia (B), heterozygous Hb Constant Spring (C), homozygous α+-thalassemia (D), heterozygous α0-thalassemia (E) and Hb
H disease (F).

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408 H. Srivorakun et al. / Clinical Biochemistry 44 (2011) 406–411

Materials and methods Spring (~ 0.2%) was observed in only 3 of them. Higher amounts of Hb
Bart's (3.3–6.2%) were clearly observed in all cases with compound
Subjects and hematological analysis heterozygous for α+-thalassemia and Hb Constant Spring, homozygous
α+-thalassemia and heterozygous α0-thalassemia (Fig. 1D and 1E). As
Ethical approval of the study protocol was obtained from the shown in Fig. 1F, further increases of Hb Bart's levels were observed
Institution Review Board of Khon Kaen University, Thailand (HE together with small peaks of Hb H (0.7 and 0.9%) in newborns with Hb H
510728). Left-over blood specimens anti-coagulated with EDTA were disease (19.0%) and Hb H-Constant Spring disease (28.6%) (Table 1).
obtained from 226 newborns, aged 0–7 days, encountered at the Again, Hb Constant Spring was not detected in the latter cases, accurate
Diagnostic Microscopy Unit, Srinagarind Hospital, and the thalassemia diagnosis can only be obtained after DNA analysis.
service unit of our center at Khon Kaen University for routine Fig. 2 demonstrates the electrophoregrams of Hb analysis for
hematological examination. Erythrocyte parameters were recorded on newborns with various Hb E related disorders. As the Capillarys 2 system
the Coulter-STKS automated blood cell counter (Coulter Electronics, can report Hb E in the presence of Hb A2, accurate levels of both Hbs could
Hialeah, Fla., USA). Hb fractions and quantifications were performed using be obtained. As shown in Table 2, in 51 pure heterozygotes, the level of Hb
automated capillary zone electrophoresis (Capillarys 2: Sebia, Lisses, E was found to be in the range of 2.6–6.2% whereas small amounts of Hb A2
France) [10]. Hematological values were presented as mean±standard (0.2±0.1%) may or may not be observed. Similar patterns were recorded
deviation or as raw data where appropriate. for those of double heterozygotes for Hb E / α+-thalassemia with either
3.7 kb deletion (−α3.7) or Hb Constant Spring (αCSα) (Fig. 2A–C). Hb
DNA analyses Bart's was only detected in some cases. A lower production of Hb E with
increased Hb Bart's level (~5.0%) was observed in newborns with Hb E /
Genomic DNA was prepared from peripheral blood leukocytes of the double heterozygous α+-thalassemia or Hb E / α0-thalassemia (Fig. 2D
patients using the standard method. Identification of the α0-thalassemia and E). Interestingly, further reduction of Hb E (1.2 and 3.0%) with higher
(SEA and THAI deletions), α+ - thalassemia (3.7 and 4.2 kb deletions), proportions of Hb Bart's (12.4 and 15.4%) with the presence of small
Hb Constant Spring and Hb Paksé were routinely performed in our amounts of Hb H (0.3 and 0.4%) were observed for newborns with Hb E/
laboratory using PCR methods described elsewhere [11,12]. The βE and homozygous Hb Constant Spring or Hb E/compound heterozygous Hb
β-thalassemia mutations were identified using allele specific PCR assays Constant Spring and Hb Paksé, a hitherto undescribed condition (Fig. 2F).
[13,14]. As shown in Table 2, although hematologically these conditions could not
be differentiated from others, the results indicate a more imbalanced
Results globin chain synthesis for these unusual cases and that these gene
interactions could lead to the Hb H disease in newborns.
Of the 226 newborns examined, 122 (53.9%) were found to carry Fig. 3A demonstrates the electrophoregram of newborns with
thalassemia genes. No thalassemia gene was detected in the remaining homozygous Hb E in which only Hb E (8.3–13.2%) and Hb F (91.7 and
104 cases (46.1%). As many as 17 different genotypes were observed. 91.6%) but not Hb A were observed. As for heterozygous Hb E,
This result confirms the high prevalence and heterogeneity of interaction of this homozygous Hb E with Hb Constant Spring was
thalassemia and hemoglobinopathies in the region. Hb analysis of associated with a lower proportion of Hb E (6.7%) and a small amount
these 104 presumably normal newborns using capillary electrophoresis of Hb Bart's (0.5%), while no peak of Hb Constant Spring was found
revealed two major peaks of Hb F and Hb A. A small but notable peak of (Fig. 3B).
Hb A2 with the amount of 0.2 ± 0.2% could be observed in 55 newborns Our results from 226 newborns demonstrate that the most prevalent
(Fig. 1A) but not in the remaining 49 cases (Table 1). Twenty newborns genotype in these Southeast Asian newborns is heterozygous Hb E (51
were found to be heterozygous α+-thalassemia with 3.7 kb deletion. cases), followed by heterozygous α+-thalassemia (20 cases), heterozy-
Minute amounts of Hb Bart's (0.4–1.0%) (Fig. 1B) were observed in 5 of gous Hb Constant Spring (16 cases), double heterozygous Hb E /α+-
them. In contrast, among 16 newborns with Hb Constant Spring thalassemia (9 cases), double heterozygous Hb E /Hb Constant Spring (7
(Fig. 1C), this Hb Bart's was identified in 14 cases although Hb Constant cases), heterozygous α0-thalassemia (3 cases), double heterozygous Hb E/

Table 1
Hemoglobin profiles, hematologic parameters and thalassemia genotypes of 148 newborns with and without α-thalassemia.

Genotype (no.) Hb type (no.) Hb fraction (%) Hematologic parameters

Hb A2 Hb F Hb A Hb Bart's Rbc (× 1012/L) Hb (g/dL) Hct (%) MCV (fl) MCH (pg) RDW (%)
A A
αα/αα, β /β (104) A2FA (55) 0.2 ± 0.2 76.0 ± 6.8 23.7 ± 6.5 – 4.9 ± 0.7 17.4 ± 2.7 48.4 ± 7.2 97.6 ± 4.0 35 ± 1.2 17.2 ± 1.7
FA (49) – 85.7 ± 5.5 14.3 ± 5.4 – 4.9 ± 0.7 17.2 ± 2.3 48.2 ± 6.0 99.8 ± 8.7 35.6 ± 2.7 17.2 ± 1.7
-α3.7/αα, βA/βA (20) A2FABart's (1) 0.3 60.3 38.4 1.0 6.1 19.0 54.6 89.8 31.3 18.1
FABart's (4) – 80.1 ± 4.2 19.4 ± 4.3 0.4 ± 0.05 5.2 ± 0.8 17.0 ± 2.8 48.3 ± 7.9 92.5 ± 3.4 32.6 ± 1.5 17.4 ± 2.1
A2FA (6) 0.2 ± 0.2 75.1 ± 6.3 24.7 ± 6.2 – 4.8 ± 0.6 15.2 ± 2.1 44.3 ± 5.6 92.0 ± 3.9 31.5 ± 1.3 18.6 ± 2.7
FA (9) – 84.8 ± 5.0 15.2 ± 5.0 – 5.2 ± 0.4 16.9 ± 1.3 47.9 ± 2.9 92.4 ± 5.7 32.5 ± 1.4 17.6 ± 2.2
αCS α/αα, βA/βA (16) CSA2FABart's (2) 0.2, 0.1 68.6, 79.8 29.7, 18.7 1.3, 1.2 5.9, 5.2 19.1, 17.5 55.1, 50.1 92.9, 95.6 32.2, 33.4 17.6, 16.1
A2FABart's (8) 0.2 ± 0.1 75.5 ± 8.2 23.0 ± 7.7 1.1 ± 0.4 5.0 ± 0.8 16.2 ± 1.9 46.4 ± 4.7 94.0 ± 7.1 32.8 ± 1.9 18.1 ± 1.7
FABart's (4) – 82.2 ± 1.3 16.4 ± 1.0 1.4 ± 0.3 4.8 ± 0.4 15.8 ± 1.1 45.7 ± 4.5 95.1 ± 7.4 32.9 ± 1.7 17.5 ± 2.0
CSA2FA (1) 0.5 58.0 41.3 – 5.2 17.9 50.4 96.9 34.4 15.8
FA (1) – 84.7 15.3 – 5.8 17.8 54.0 93.8 30.9 18.3
αCS α/-α3.7, βA/βA (2) A2FABart's (2) 0.2, 0.2 63.9, 68.7 30.8, 25 5.1, 6.2 5.4, 5.9 15.3, 15.7 48.2, 48.6 89.1, 82.7 28.3, 26.7 21.8, 20.9
-α3.7/-α3.7, βA/βA (1) A2FABart's (1) 0.1 70.0 26.6 3.3 NA NA NA NA NA NA
–SEA/αα, βA/βA (3) FABart's (3) – 79.7 ± 4.5 15.1 ± 3.5 5.2 ± 1.2 4.7 ± 0.4 13.0 ± 1.6 40.0 ± 4.9 85.4 ± 7.6 27.9 ± 2.3 19.1 ± 3.3
–SEA/-α3.7, βA/βA (1) A2FABart'sH (1) 0.1 54.7 24.1 19.0 5.60 13.8 42.1 75.2 24.6 22.4
–SEA/αCSα, βA/βA (1) CSA2FABart'sH (1) 0.1 51.7 18.1 28.6 NA NA NA NA NA NA

Values are presented as mean ± SD or as raw data where appropriate. NA; not available.
H. Srivorakun et al. / Clinical Biochemistry 44 (2011) 406–411
Fig. 2. Representative capillary electrophoregrams of newborns with Hb E including a pure heterozygous Hb E (A), double heterozygous Hb E / α+-thalassemia (B), double heterozygous Hb E/Hb Constant Spring (C), heterozygous HbE with
homozygous α+-thalassemia (D), double heterozygous Hb E/α0-thalassemia (E) and heterozygous Hb E with compound Hb Constant Spring/Hb Paksé (F).

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Table 2
Hemoglobin profiles, hematologic parameters and thalassemia genotypes of 78 newborns with various Hb E disorders.

Genotype (no.) Hb type (no.) Hb fraction (%) Hematologic parameters

Hb A2 Hb E Hb F Hb A Hb Bart's Rbc Hb Hct MCV MCH RDW


(×1012/L) (g/dL) (%) (fl) (pg) (%)

αα/αα, βE/βA (51) A2EFA (18) 0.2 ± 0.1 5.1 ± 2.3 82.3 ± 5.3 12.5 ± 4.0 – 4.7 ± 0.8 16.4 ± 2.9 45.6 ± 6.9 96.4 ± 4.2 34.5 ± 1.6 18.0 ± 2.6
EFA (33) – 3.0 ± 1.1 88.0 ± 3.8 9.0 ± 3.4 – 4.8 ± 0.6 17.5 ± 1.8 48.6 ± 4.6 101.2 ± 7.4 36.5 ± 2.8 17.6 ± 1.5
3.7 E A
-α /αα, β /β (9) A2EFA (5) 0.3 ± 0.2 6.8 ± 2.3 75.6 ± 5.5 17.3 ± 4.5 – 4.8 ± 0.7 15.2 ± 2.3 42.9 ± 5.9 90.2 ± 5.9 31.9 ± 1.9 16.4 ± 1.2
EFA (4) – 3.0 ± 0.8 89.7 ± 5.5 7.3 ± 4.9 – 5.4 ± 0.45 17.8 ± 1.3 49.8 ± 4.0 92.7 ± 7.2 33.1 ± 2.6 17.6 ± 1.6
αCSα/αα, βE/βA (7) A2EFABart's (5) 0.3 ± 0.3 5.3 ± 1.9 81.0 ± 5.8 12.7 ± 3.6 0.6 ± 0.3 4.6 ± 0.6 15.1 ± 2.8 43.5 ± 8.8 94.2 ± 7.8 32.7 ± 2.1 18.8 ± 4.9
EFABart's (1) – 3.5 87.2 8.4 0.9 5.0 16.6 45.9 91.6 33.1 16.4
EFA (1) – 3.0 87.3 9.7 – 5.7 18.2 50.4 88.6 32.0 19.2
αCSα/-α3.7, βE/βA (2) EFABart's (1) – 2.8 82.8 8.2 6.2 6.6 20.3 57.9 87.5 30.7 21.1
CSA2EFABart's (1) 0.1 3.3 78.3 11.3 6.6 4.8 15.0 44.5 92.3 31.1 20.8
αCSα/αPSα, βE/βA (1) CSEFABart'sH (1) – 1.2 75.3 7.0 15.4 5.9 17.8 57.4 97.1 30.1 22.2
CS CS E A
α α/α α, β /β (1) CSA2EFABart's (1) 0.1 3.0 74.5 9.7 12.4 5.1 15.8 48 94.7 31.2 23.3
–SEA/αα, βE/βA (3) EFABart's (2) – 3.0, 2.6 85.3, 83.7 7.1, 12.1 4.6, 1.6 7.1, 6.6 19.6, 19.3 57.6, 52.6 80.6, 79 27.4, 29 22.4, 22.8
A2EFABart's (1) 0.3 4.8 75.5 17.5 1.9 5.1 13.5 37.2 72.8 26.5 16.1
αα/αα, βE/βE (3) A2EF (1) 0.3 13.2 85.7 – – 3.8 13.2 38.3 100.3 34.6 21.7
EF (2) – 8.3, 8.4 91.7, 91.6 – – 5.0, 4.5 17.7, 14.9 49.9, 41.6 99.4, 92.4 35.3, 33.1 18.4, 16.9
CS E E
α α/αα, β /β (1) EFBart's (1) – 6.7 92.8 – 0.5 4.6 14.7 41.1 89.7 32.1 15.7

Values are presented as mean ± SD or as raw data where appropriate. NA; not available.

α0-thalassemia (3 cases) and homozygous Hb E (3 cases). Other As expected, the most common hemoglobinopathy found is Hb E and
remaining interactions including an undescribed one were found in 1 or its related disorders which were detected in 78 newborns (Table 2). As
2 cases. shown in Figs. 2 and 3, the capillary electrophoresis system can clearly
demonstrate Hb E in all cases although Hb A2 was missing in some of
Discussion them. The lowest recognized level of Hb E was 1.2% found with the
hitherto undescribed condition of heterozygous Hb E and compound
From 226 newborns examined, we observed as many as 17 heterozygous for Hb Constant Spring and Hb Paksé (αCSα/αPSα, βE/βA)
genotypes, the data confirming a high prevalence and a diverse (Fig. 2F). All of these newborns with Hb E were positive for βE gene
heterogeneity of this genetic disorder in the region. Most of the cases screening using allele specific PCR assay [13]. This result indicates an
were α-thalassemia and Hb E related disorders. No β-thalassemia was excellent accuracy of this Hb analysis system for identification of Hb E in
detected in this study. However, as mentioned above, this could be newborns. We have previously demonstrated the successful application
underrepresented as β-thalassemia carriers can not generally be of this capillary electrophoresis system for identifying small amounts of
diagnosed before 1 year of age because of the same Hb analysis pattern Hb E in fetal blood specimens at prenatal diagnosis [10]. Considering the
as that of a normal infant. It has been proposed that a cutoff less than 15% hematological data presented in Table 2 for newborns with these Hb E
Hb A could be used for pre-selection of possible cases of β-thalassemia related disorders, we observed a lower proportion of Hb E in accordance
for further confirmation by parent analysis [15]. We have applied this to with the number of α-globin genes defected i.e. the level was highest in
our group of subjects with non-α-thalassemia (Table 1, 29 with Hb A2FA pure heterozygous Hb E and decreased in double heterozygous for Hb E
type and 17 with Hb FA type) and examined β-thalassemia mutations by and α-thalassemia although with some overlapping. The level of Hb A2
DNA analysis. No β-thalassemia mutation was detected. Further did not help in diagnosis either. Again the useful marker for identifying
screening for β-thalassemia was also carried out on subjects with newborns with double heterozygous Hb E/α-thalassemia especially α0-
MCV less than 100 fl and HbA2 higher than 0.2%. No β-thalassemia thalassemia and non deletional α+-thalassemia (Hb Constant Spring
mutation was identified either (data not shown). This result confirms and Hb Paksé) is Hb Bart's which was found in most cases with these
the low prevalence of β-thalassemia in the region. genotypes. However, Hb Bart's was undetectable in all newborns with
Unlike β-thalassemia, hematologic comparison between the non Hb E/α+-thalassemia (−α3.7/αα, βE/βA), which indicates the possibility
α-thalassemic group with various forms of α-thalassemia revealed of mis-diagnosis of such cases on the capillary electrophoresis system.
decreasing trends for Hb, MCV, and MCH, which corresponded to the The same findings have been noted on the HPLC and IEF formats [16,17].
number of α-globin gene defects (Table 2). Values were markedly It is noteworthy that in an undescribed condition of heterozygous Hb E /
reduced and clearly observed in newborns with homozygous α+- Hb Constant Spring / Hb Paksé (αCSα/αPSα, βE/βA), we noted a relatively
thalassemia, heterozygous α0-thalassemia and Hb H-disease. As for our lower level of Hb E (1.2%) and much elevation of Hb Bart's (15.4%) as
previous study using HPLC analysis [16], Hb Bart's could be observed in all well as small peaks of Hb H and Hbs Constant Spring and Paksé on the
of them. These data indicate that identification and quantification of Hb electrophoregram (Fig. 2F). This level of Hb Bart's, quite similar to that
Bart's as well as the reduced Hb, MCV and MCH values could be used as detected in deletional Hb H disease (−−SEA/−α3.7, βA/βA) (Table 1;
markers for presumptive diagnosis of these forms of α-thalassemia 19.0%), is much higher than those observed for the three cases of double
genotypes. However, as for HPLC analysis, a lower level of Hb Bart's was heterozygous Hb E and α0-thalassemia (−−SEA/αα, βE/βA) (Table 2;
detected and could be missing in many cases of α+-thalassemia 1.6–4.6%). It is conceivable therefore that this rare interaction between
heterozygotes. We observed a higher percentage of Hb Bart's for Hb E / Hb Constant Spring / Hb Paksé could lead to the Hb H disease in
newborns with heterozygous Hb Constant Spring as compared to newborns and a syndrome known as AEBart's disease commonly
heterozygous α+-thalassemia with 3.7 kb deletion. This indicates a likely encountered in thalassemia intermedia patients in northeast Thailand
greater globin chain imbalance for Hb Constant Spring as compared to the [18]. As no β-thalassemia was detected in this study and it is speculated
deletion α+-thalassemia. Nonetheless, our data confirmed that deletion of as for HPLC and other Hb analysis methods that screening of
one α-globin gene may not be associated with a detectable amount of Hb β-thalassemia in newborn by Hb analysis is difficult. However, analysis
Bart's at birth and its identification either with electrophoresis, HPLC, IEF using both Hb and DNA analyses, being done in this study, could provide
or CE for diagnosis of α+-thalassemia carrier is unreliable. useful information for early diagnostic of α-thalassemia and Hb E
H. Srivorakun et al. / Clinical Biochemistry 44 (2011) 406–411 411

Fig. 3. Capillary electrophoregrams of newborns with homozygous Hb E (A) and homozygous Hb E with heterozygous Hb Constant Spring (B).

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