Summary of Audit Reports - Ratings

Summary of Audit 2020

Risk Rating Weak Need Improvement Acceptable Total Rated Reports

Branch Audit 2 3 1 6
Compliance 0 0 0 0
Credit Risk Review 0 0 1 1
IT Audit 0 1 0 1
Management Audit 1 0 2 3
Sharia Audit 0 0 0 0
Unrated Reports Draft Reports In Progress Postponed Total Audits as
per Plan

1 3 1 0 6
0 0 0 0 0
1 7 10 0 1
0 0 1 0 1
0 1 1 0 3
0 0 3 0 0
Branch Audit Reports - Ratings

Branch Audit 2020

Report Issue Report Issuance Report Reference

S.No Audit Report Name Branch Name Region
Date Quarter of Year / Code

139-SITE Kara-South-South-RBG - 139-SITE Kara-South-South-

1 2020 - Regular RBG-(139) 06-05-2020 2nd Quarter South

156-Korangi I-South-South-RBG - 156-Korangi I-South-South-

2 06-05-2020 2nd Quarter South
demonstration RBG-(156)

231-Gulzar e-South-South-RBG - 231-Gulzar e-South-South-

3 2020 RBG-(231) 06-05-2020 2nd Quarter South

231-Gulzar e-South-South-RBG - 231-Gulzar e-South-South-

4 15-07-2020 3rd Quarter South
2020 - 15-07-2020 - QA 1 RBG-(231)

3245-IBB Tando-Islamic - South- 3245-IBB Tando-Islamic -

5 Islamic - South-RBG - 2020 - South-Islamic - South-RBG- 11-05-2020 2nd Quarter Islamic - South
Regular (3245)

3251-IBB Kotla-Islamic -
3251-IBB Kotla-Islamic - Central II-
6 Central II-Islamic - Central II- 11-05-2020 2nd Quarter Islamic - Central II
Islamic - Central II-RBG - 2020
RBG-(3251)

3251-IBB Kotla-Islamic -
7 Imported Engagement Test 1 Central II-Islamic - Central II- 15-12-2019 4th Quarter 10.0 Islamic - Central II
RBG-(3251)
 Current Year Previous (Last) Year

Branch/ Retail Banking Operations Retail Banking

Current Audit Previous Audit Previous Audit
Department Audit Rating (Front Rating (Back Rating (Front
Year Ratings Year
Ratings Office) Office) Office)

Acceptable 2020 N/A N/A N/A N/A N/A

Needs Improvement 2020 N/A N/A N/A N/A N/A

Needs
Weak 2020 Weak Weak Improvement 2020 Acceptable

Needs Improvement 2020 Acceptable Acceptable Weak 2020 Weak

Unrated 2020 N/A N/A N/A N/A N/A

Needs Improvement 2020 Unrated N/A Weak 2020 N/A

Weak 2019 N/A N/A Needs 2019 Unrated

Improvement
Operations Issues Closed at the Net Issues Open at
No. of High No. of Moderate No. of Low Risk
Rating (Back Total Issues time of Issuance of the time of Issuance Aud
Risk Issue Risk Issue Issue
Office) Final Report of Final Report

Jawad Maqs
N/A 2 2 0 0 0 2 Javed, Muha
Ali Qureshi

Atta_al_Mu
Jawad Maqs
N/A 2 0 2 0 0 2
Javed, Sajjad
Qureshi, Zee

Atta_al_Mu
Jawad Maqs
Acceptable 3 1 1 1 0 3 Javed, Muha
Ali Qureshi,

Weak 3 0 2 1 1 2 Mohammad

Atta_al_Mu
N/A 2 0 1 1 0 2 Maqsood, M
Sajjad Burne
Qureshi

Ali Ahmad, A
Imran Wahe
Maqsood, M
N/A 4 2 2 0 2 2
Muhammad
Christoper, S
Zeeshan Azh

N/A 1 1 0 0 0 1
 Audit Manager

ad Maqsood, Mohammad
d, Muhammad Anis, Waqas
ureshi

_al_Munam, Farooq Nizam,

ad Maqsood, Mohammad
d, Sajjad Burney, Waqas Ali
eshi, Zeeshan Azhar

_al_Munam, Farooq Nizam,

ad Maqsood, Mohammad
d, Muhammad Anis, Waqas
ureshi, Zeeshan Azhar

ammad Javed

_al_Munam, Jawad
sood, Mohammad Javed,
d Burney, Waqas Ali
eshi

hmad, Atta_al_Munam,
n Waheed Qureshi, Jawad
sood, Mohammad Javed,
ammad Anis, Obaid
stoper, Shabeer Khan,
han Azhar
Management Audit Reports

Management Audit 2020

S. Branch / Function / Area / Current Audit Last Audit Quarter
No Application / System Name Rating Rating
8080-FinancialControlUnit-FinancialControlUnit-
1 Acceptable Weak 2nd Quarter
HeadOffice-RelatedP-(8080)
8080-FinancialControlUnit-FinancialControlUnit-
2 Acceptable Weak 3rd Quarter
HeadOffice-RelatedP-(8080)

3 8080-FinancialControlUnit-FinancialControlUnit- Weak Acceptable 3rd Quarter

HeadOffice-RelatedP-(8080)
 Report Issues Reported Issues Closed at Final Report Issuance Net Open Issues a
Issuance High Medium Low Total High Medium Low Total High Medium
30-06-2020 0 1 1 2 0 0 0 0 0 1

09-07-2020 0 2 1 3 0 0 0 0 0 2

09-07-2020 1 0 0 1 0 0 0 0 1 0
at Final Report Team Manager/
Low Total Leader
1 2 Mohammad Nasir

1 3 Mohammad Nasir

0 1 Mohammad Nasir
IT Audit Reports

IT Audit 2020
S. Branch / Function / Area / Current Audit Last Audit Quarter
No Application / System Name Rating Rating
1 8006-IT-Operations-HeadOffice-ITSD-(8006) Needs Improvement N/A 2nd Quarter
 Report Issues Reported Issues Closed at Final Report Issuance Net Open Issues a
Issuance High Medium Low Total High Medium Low Total High Medium
12-05-2020 1 0 0 1 0 0 0 0 1 0
at Final Report Team Manager/
Low Total Leader
Abid Wajeeh Rizvi, Junaid
0 1
Ashraf
Sharia Audit Reports

Sharia Audit 2020

S. Branch / Function / Area / Current Audit Last Audit Quarter
No Application / System Name Rating Rating
Report Issues Reported Issues Closed at Final Report Issuance Net Open Issues a
Issuance High Medium Low Total High Medium Low Total High Medium
at Final Report Team Manager/
Low Total Leader
CRR Reports

CRR Reports 2020

S.No Audit Group Audit Sub Group Current Rating

1 Credit Risk Review Central Unrated

2 Credit Risk Review South Acceptable

 Last Rating
N/A

N/A