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Outline
• Introduction
• Course Details
• Lecture Diary
RECOMMENDED BOOKS
1. El-Mansi, F. M. T., Bryee, C. F. A., Demain, A. L., and Allman, R. 2007.
Fermentation Microbiology and Biotechnology. CRC Press, Taylor and Francis
Group Boca Raton Florida, USA.
2. Shetty, K., Paliyath, G., Pometto, A., and Levin, R. E. 2005. Food Biotechnology.
Marcel Dekker Inc. New York, USA.
Outline
• Definitions
• Oldest form of Biotechnology
• Examples of Applications
• Principles of Biotechnology
• Recombinant DNA Technology
• Steps to Genetically Modify Organism
• Cloning
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INTRODUCTION TO BIOTECHNOLOGY
“Biotechnology is the application of biological organisms, system or
process to manufacturing and service industries."
etc.
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PRINCIPLES OF BIOTECHNOLOGY 16
Genetic Engineering
Alteration of chemistry of DNA & RNA to introduce into host organism to
change phenotype of the host (e.g. Recombinant DNA Technology, Cloning)
Chemical Engineering
Maintenance of sterile ambience to enable growth of desired microbe /
bacterium in large quantities for manufacture of biotechnological products
like vaccine, enzymes, beverages, drugs etc.
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• In Genetic Engineering - isolate & introduce only one or set of desirable genes
• First recombinant DNA was constructed - Stanley Cohen & Herbert Boyer
Salmonella typhimurium
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RECOMBINANT DNA TECHNOLOGY..
Recombinant DNA technology is accomplished with tools:
Restriction Enzymes: Enzymes which is used to make cut in DNA in recombinant DNA
technology. (has two types)
DNA Ligase
• Restriction enzymes and DNA ligase make possible the combination of DNA
from different organisms into one DNA molecule called recombinant DNA
Vectors
• Gene transfer to host require Vector
• Commonly used vector - Plasmid (small, circular, double stranded, self
replicating extra chromosomal material of bacteria)
Host
• The organism DNA which has to change / alter
CLONING
• Cloning Vector: Any vehicle that inserts a fragment of foreign DNA into the
L # 2. MICROBIAL METABOLISM
Metabolism
• Catabolism
• Anabolism
Metabolism
• Catabolism is the chemical reactions that break down large compounds and
release energy.
• The last phosphate in the chain can be removed by hydrolysis (the ATP becomes
ADP, or adenosine diphosphate).
GLYCOLYTIC PATHWAYS
• ATP as the cellular energy storage unit, can be formed during Respiration (R) or
Fermentation (F)
• Both contain the Glycolysis Pathway; which produces ATP, the electron carrier
molecule NADH (Nicotinamide adenine dinucleotide), and Pyruvate from
Glucose
• Aerobic Respiration will proceed via Krebs Cycle and an ETC if there is oxygen
to react as a terminal electron acceptor
• O2 is not the only possible terminal electron acceptor in some Bacteria (e.g.
NO02/25/2020
3 or SO4 can be used); called Anaerobic
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GLYCOLYSIS ENERGY YIELDS
Substrate-level Phosphorylation
• 2 ATP from Glycolysis + 2 ATP (directly GTP) from Krebs Cycle
Oxidative Phosphorylation
• 2 NADH+H+ from Glycolysis = 2 × 1.5 ATP (glycerol phosphate shuttle) or
= 2 × 2.5 ATP (malate-aspartate shuttle)
• 2 NADH+H+ from Oxidative Decarboxylation of Pyruvate and 6 from Krebs
Cycle = 8 × 2.5 ATP
• 2 FADH2 from Krebs Cycle = 2 × 1.5 ATP
• Altogether this gives 4 + 3 (or 5) + 20 + 3 = 30 (or 32) ATP per molecule of
Glucose
Enzymes of Hydrolysis
• Proteins Proteases
• Lipids Lipases
BIOCHEMISTRY PERSPECTIVE
• Process that is important in anaerobic conditions when there is no oxidative
phosphorylation to maintain the production of ATP (Adenosine triphosphate) by
glycolysis
• During fermentation pyruvate is metabolised to various different compounds
• Homolactic fermentation is the production of lactic acid from pyruvate;
alcoholic fermentation is the conversion of pyruvate into ethanol and carbon
dioxide
• Heterolactic fermentation is the production of lactic acid as well as other acids
and alcohols
BIOCHEMISTRY PERSPECTIVE …
• Industrial microbiologists have extended the term - fermentation - to describe:
• Those that modify a compound which is added to the fermentation - the transformation
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• All micro-organisms require water, sources of energy, carbon, nitrogen, mineral element
and vitamin plus oxygen in their growth medium
• On a small scale, it is simple to device a medium containing pure compounds, but the
resulting medium although satisfy the growth, may be unsuitable for use in a large scale
process
• Nitrogen Sources : Ammonium salts, Urea, Nitrates, Soya bean meal, Slaughter-
house waste , Fermentation residues
The medium selected will affect the design of the fermenter to be used
• A laboratory medium may not ideal in a large fermenter with a low
gas-transfer pattern
• Media with a high viscosity will also need a higher power input for
effective stirring
• Besides the requirement for growth and product formation,
medium may also influence pH variation, foam formation,
oxidation-reduction potential and the morphological form of the
organisms
• It may also be necessary to provide precursors or metabolic
inhibitors
• It may even be possible to reuse all the water in the fermenter fed with
appropriate adjustment of nutrient levels
• Energy for growth comes from either the oxidation of medium components
or from light
• Malt is germinated cereal grain that has been dried in a process known as
"malting".
• The grain is made to germinate by soaking in water and is then halted from
germinating further by drying with hot air.
• Malt is the product that is left over after a cereal grain has been dried, allowed to
sprout, air dried again, then heated in an oven.
• Any of a variety of cereal grains, including rice, wheat, oats and rye can be used
to make malt.
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NUTRIENTS’ SOURCES 54
Barley Grains
• It may be partially germinated and heat treated to give material known as
malt
• Malt:
• Contains a variety of sugar besides starch
• The main substrate for brewing in many countries
• Malt extract may also be prepared from malted grain
Sucrose
• Obtained from sugar cane and sugar beet
• Commonly used in fermentation media in very impure form as beet or cane
molasses
Vegetable oil
• Any process that produces alcoholic beverages or acidic dairy products (general use)
• Any large scale microbial process occurring with or without air (common definition used in industry)
• Any energy releasing metabolic process that takes place only under anaerobic conditions (becoming
more scientific)
• “Any metabolic process that releases energy from a sugar or other organic molecule, does not require
oxygen or an electron transport system, and uses an organic molecule as the final electron acceptor”.
(most scientific)
• The word "ferment" is derived from the Latin verb fervere, which means to boil.
Fermenters are containers used to grow bacteria and fungi in large amounts
• Transgenic bacteria (genetically modified bacteria that carry the gene from
other sources and are used for the production of desired gene product at large
scale.)
• Fermenters are usually made from a metal that will not corrode, such as
stainless steel.
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SYNTHESIZED
from
MICROBES
Aspergillus spp.
Clarification of Fruit Juice by De-
Pectinase Penicillum Hydrolyze Pectin Pectinization
funiculosum
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• Wine aging refers to a group of reactions that tend to improve the taste
and flavor of a wine over time. The term wine 'maturation' refers to
changes in wine after fermentation and before bottling.
• Malt is germinated cereal grain that has been dried in a process known
as "malting". The grain is made to germinate by soaking in water and is
then halted from germinating further by drying with hot air.
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FERMENTER / FERMENTOR 69
In general:
• It should be suitable for a range of fermentation processes. But this range may
often be restricted by the containment regulations
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FERMENTER / FERMENTOR 77
In General
L#6
FERMENTER DESIGN
• A bioreactor is a device in which a substrate of low value is utilized by living
cells or enzymes to generate a product of higher value.
• On the basis of the agent used, bioreactors are grouped into the following two
broad classes:
• Those based on living cells
• Those employing enzymes
• But in terms of process requirements, they are of the following types:
• Aerobic
• Anaerobic
• Solid state
• Immobilized cell bioreactors
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BIOREACTOR
A bioreactor should provide for the following:
• Agitation
• Aeration
Agitation
The medium must be suitably stirred to keep the cells in suspension and to make
the culture homogeneous; it becomes increasingly difficult with the scaling up.
Various types of stirrers range from simple magnetic stirrers, flat blade turbine
impellers, to marine impellers, to those using pneumatic energy, e.g. airlift
fermenter, and those using hydraulic energy, e.g., medium perfusion
BIOREACTOR
Aeration
Aeration may be achieved by medium perfusion, in which medium is continuously
taken from culture vessel, passed through an oxygenation chamber and returned
to the culture. The cells are removed from the medium taken for perfusion so
that the medium can be suitably altered, e.g. for pH control. Perfusion is used
with glass bead and more particularly with micro-carrier systems
The following components of the fermenter are required for aeration and
agitation:
• Agitator (impeller)
• Stirrer glands and bearings
• Baffles
• Sparger (the aeration
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AGITATOR (IMPELLER)
• Agitators achieve the following objectives:
• Bulk fluid and gas-phase mixing
• Air dispersion
• Oxygen transfer
• Heat transfer
• Suspension of solid particles
• Maintenance of a uniform environment throughout the vessel
• These objectives are achieved by a suitable combination of the most
appropriate agitator, air sparger and baffles and the best positions for nutrient
feeds, acid or alkali for pH control and antifoam addition
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• Disc turbines
• Vaned discs
• Propellers
L#7
BAFFLES
• Baffles are metal strips roughly one-tenth of the vessel diameter and attached
radially to the fermenter wall
• They are normally used in fermenters having agitators to prevent vortex
formation and to improve aeration efficiency
• Usually, four baffles are used, but larger fermenters may have 6 or 8 baffles
• Extra cooling coils may be attached to baffles to improve cooling
• Baffles may be installed in such a way that a gap exists between the baffles and
the fermenter wall
• This would lead to a scouring action around and behind the baffles, which
would minimise microbial growth on the baffles and the fermenter wall
TEMPERATURE REGULATION
• The fermenter must have an adequate provision for temperature control
• Both microbial activity and agitation will generate heat
• If this heat generates a temperature that is optimum for the fermentation
process, then heat removal or addition may not be required
• But in most cases, this may not be the case; in all such cases, either additional
heating or removal of the excess heat would be required
• Temperature control may be considered at laboratory scale, and pilot and
production scales
• The heating/cooling requirements for a specific fermentation process can be
accurately estimated by taking into account the overall energy balance of the
process, which is described by the following formula:
• Qmet02/25/2020
+ Qag + Qgas = Qacc + Qexch + Qevap
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TEMPERATURE REGULATION…
• Qmet – the rate of heat generated by microbial metabolism
• Qag = the rate of heat produced by mechanical agitation
• Qgas = the rate of heat generated by aeration power input
• Qacc = the rate of heat accumulation in the system
• Qexch = the rate of heat transfer to the surroundings and/or heat exchanger, i.e.,
heating/cooling device
• Qevap = the rate of heat loss due to evaporation
• Qsen = the rate of sensible enthalpy gain by the flow streams (exit-inlet)
FOAM CONTROL
• Foam is produced during most microbial fermentations
• Foaming may occur either due to a medium component, e.g., protein present in
the medium, or due to some compound produced by the microorganism
• Proteins are present in corn-steep liquor, pharma media, peanut meal, soybean
meal
• These proteins may denature at the air-broth interface and form a protein film
that does not rupture readily
• Foaming can cause removal of cells from the medium; such cell wills undergo
autolysis and release more proteins into the medium
• This, in turn, will further stabilize the foam
PATTERNS OF FOAMING
• Foaming remains at a constant level throughout the fermentation. Initial
foaming is due to the medium, but later microbial activity contributes to it
• Foaming declines steadily in the initial stages, but remains constant thereafter,
this type of foaming is due to the medium
• The foaming increases after a slight initial fall’, in this case, microbial activity is
the major cause of foaming
• The foaming level increases with fermentation duration; such foaming pattern is
solely due to microbial activity
• A complex foaming pattern that combines features of two or more of the above
patterns
ANTIFOAM
• Ideal antifoam should have the following properties:
1. It should disperse rapidly and act fast on existing foam
2. It should be used at a low concentration
3. It should prevent new foam formation for a long time
4. It should not be used up or degraded by the microorganism
5. It should be nontoxic (to the microorganism as well as animals, including humans)
6. It should not interfere with downstream processing
7. It should not cause problems in effluent treatment
8. It should be safe to handle
9. It should be cheap
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L # 8. TYPES OF FERMENTERS
TYPES OF FERMENTERS
Stirred Tank Fermenter
• These are glass (smaller vessels) or stainless steel (larger volumes)
• These are closed systems with fixed volumes and are usually agitated with
motor-driven stirrers with considerable variation in design details, e.g., water
jacket in place of heater type temperature control, curved bottom for better
mixing at low speeds, mirror internal finishes to reduce cell damage
TYPES OF FERMENTERS…
Airlift Fermenter
• An airlift fermenter consists of a gas light baffled riser tube or draught tube (broth rises
through this tube) connected to a down-comer tube (broth flows down through this
tube)
• The riser tube may be placed within the down-comer tube or it may be externally
located and connected to the latter
• Air/gas mixture is introduced into the base of the riser tube by a sparger
• The aerated medium/broth of the riser tube has a lower density, while that in the down-
flow tube it is relatively much less aerated and, as a consequence, has a higher density
• The lighter medium in the rise tube flows upward till it reaches the gas disengagement
space of the fermenter
• The O2 is continuously consumed by the cells and CO2 is generated by respiration
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TYPES OF FERMENTERS…
TYPES OF FERMENTERS…
Tower Fermenter
• A tower fermenter has been defined by Green-shields and co-workers as an:
“elongated non-mechanically stirred fermenter that has an aspect ratio (height
to diameter ratio) of at least 6 : 1 for the tubular section and 10:1 overall, and
there is a unidirectional How of gases through the fermenter”
• There are several different types of tower fermenters, which are grouped as
follows on the basis of their design:
• Bubble columns
• Vertical-tower beer fermenter
• Multistage fermenter systems
TOWER FERMENTER
Bubble Column Tower Fermenters
These are the simplest type of tower fermenters; they consist of glass or metal
tubes into which air is introduced at the base. Fermenter volumes from 3 / to up to
950 / have been used, and the aspect ratio may be up to 16 : 1. These tower
fermenters have been used for citric acid and tetracycline production and for a
range of other fermentations based on mycelial fungi
Vertical-Tower Beer Fermenters
These fermenters were designed for beer production and to maximise yeast biomass
yields. A series of perforated plates are placed at intervals to maximise yeast yields.
It has a settling zone free of gas; in this zone, yeast cells settle down to the bottom
and return to the main body of the tower fermenter, and clear beer could be
removed from the fermenter. Tower of up to 20,000 / capacity and capable of
producing up to 90,000 I beer
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TOWER FERMENTER…
Multistage Tower Fermenters
• In these fermenters, a column forms the body of vessel, which is divided into
compartments by placing perforated plates across the fermenter
• About 10 % of the horizontal area of plates is perforated
• In a variant of this type of fermenter (down-flow tower fermenter), the
substrate is fed in at the top and overflowed through down spouts to the next
section and the air is supplied from the base
• These fermenters have been used for continuous culture of E. coli, S. cerevisiae
(baker’s yeast) and activated sludge
TYPES OF FERMENTERS…
Bubble-up Fermenter
• It is a bubble column fermenter that is fitted with an internal cooling coil
• Air is introduced from the bottom of the column
• In this vessel, the cooling coil effectively separates the column into an inner
riser/draught tube and the outer down-flow tube
• The cooling coil assembly functions as a leaky draught tube
• The culture broth rises in the compartment enclosed by the cooling coils and it
moves down in the compartment outside the coil, although back- mixing also
occurs through the coils
• The region above the cooling coil shows good mixing, and there were no poorly
oxygenated zones in the vessel
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TYPICAL VARIABLES
• pH
• Acidity or varying acid profile
• Initial sugar concentration
• Type of sugar (glucose, fructose, sucrose)
• Temperature
• Yeast strain
• Yeast preparation
• Usually investigated against a ‘control’
pH
• Yeast will ferment sugar to alcohol over a very large pH range
• Wine making pH range is typically 3.0 - 4.0
• Changing initial pH generally has little effect on fermentation kinetics or
products, or final alcohol levels
• Very low pH (<3) will impede yeast
• Higher pH >4 will favour bacteria and other competing organisms (Acetobacter)
• Very high pH >4.5 will favour other pathways of sugar catabolism (reduced
alcohol production)
• pH will affect role of any SO2 present as action of SO2 is pH dependent
• pH does not usually change much during normal fermentation
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ACIDITY
• Acids in fruits are weak organic acids
• Acid profile varies with fruit
• Most acids do not take significant part in fermentation metabolism
• Tartaric acid may precipitate as tartrate salt (loss of acidity)
• Malic acid may be metabolised to lactic acid (loss of acidity) by yeast or MLF
bacteria
• Faulty ferment may produce excess acetic acid (increased acidity)
• Acidity and pH may change slightly due to production of alcohol (changes buffer
capacity)
• Succinic acid, acetic acid produced via normal alternative pathways (increase)
• Some yeast strains may produce malic acid, more may convert some of malic
acid to lactic acid (increase or decrease)
• Tartaric acid is stable to microbial action but can precipitate with liberated
potassium ions (as potassium tartrate or potassium hydrogen tartrate)
L # 10
SUGAR
• Grapes approx 1:1 glucose : fructose, trace sucrose (other fruits, see handout)
SUGAR CONCENTRATION
• Typically 20-25 % in wine making
• This is high enough to delay onset of fermentation (longer lag phase)
• High sugar >250g/L:
• Cell viability reduced
• Cell division retarded
• Possible increased sensitivity to alcohol toxicity
• Increased production of acetic acid
• Greater likelihood of stuck ferment
TEMPERATURE
• Along with sugar concentration, temperature is one of the most important
fermentation variables
• Cell division: every 12 hours at 10˚, every 5 hours at 20˚, every 3 hours at 30˚
• At temperatures over 20, yeast viability declines rapidly at the end of ferment
• For many reasons, the preferred temperature for wine making is below that
known to be optimal for ethanol production or yeast growth
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YEAST STRAIN
• Yeast strains vary considerably in many factors, such as:
• Alcohol production and toxicity tolerance
• Temperature range
• Acetic acid production
• SO2 production
• Sugar metabolism (glucophilic, fructophilic)
• Flavour production and metabolism
• Selection of yeast strain is a critical decision in commercial
winemaking