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o ECONIOMIC AIND
POILI ICAL S(I C
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Robert K. Merton
Robert K. Merton
sociologistshave
Sincesociologists
Since inlleritedthe
notinllerited
plainlynot
haveplainly earth,,ve
tlleearth, suppose
cansuppose
etecan
thosewho
that those
that who came DurkheimIlave
afterDurkheim
came after unableto
been unable
also been
have also remain
to remain
meek-mannered
meek-mannered men.In
men. event,it is
anyevent,
In any is plain thatthe
plainthat ofscanty
conditionofscanty
thecondition
of sociologistshas
numbersofsociologists
numbers changed,in
greatlychanged,
hasgreatly spaceof aa half-
shortspace
theshort
in the half-
century. Sociologistsare
century.Sociologists numberedby
now numbered
areno,,, by hundreds
hundredsin Europeand
in Europe and byby
thousandsin
thousands in the
the United States.(I
UnitedStates. (I understand, incidentally,that
understand,incidentally, some
that some
Englishmen,both
Englishmen, bothwithin withoutthe
and without
withinand sociology,have
professionof sociology,
tlle profession have
been
been heard
heardto 'too many
say, 'too
to say, thousands,by
manythousands, Althoughit may
far'.) Although
by far'.) may atat
seemthat
firstseem
first numbershave
thesenumbers
that these growingin
beengrowing
have been in geometrical ratio,
geometricalratio,
and althoughthe
andalthough Literary
TimesLiterary
the Times Supplentent
Supplenzellt continuesto
continues Malthusian
urgeMalthusian
to urge
checks upon this overly-abundant
checksupon this overly-abundant population sociologists,the
population of sociologists, factisis
the fact
that there are clearly far too few to do the numerous
that there are cl~arly far too few to do the numerous jobs
jobs lshich
,vhich
sociology,
sociology,partly partly by by theoretic commitmentand
theoreiiccommitment partly by
and partly defaultof
by default
other disciplines,now includesutithin
other disciplines, now includes "rithin its
its province.
province. There
There have
have been
been
advancesof sociologicalknowledge,
advances ofsociological kno,vledge, of course,
course, but
but these
these have
have been
been sparse
sparse
proceedingin
uneven,proceeding
and uneven,
and depth at
relativedepth
in relative few places
at aa fe'''' along the
placesalong the
front,
front,but remainingthin
butremaining thinatat many others.The
manyothers. Thehistorian discipline
of ourdiscipline
historianofour
should
shouldsee this matter
see this matterof numbers comparatively.There
numberscomparatively. There are indeed
are indeed
about
about four four thousand sociologistsin
thousandsociologists in the States,aa very
United States,
the United large
rery large
number,
number,when whencompared
comparedwith withthose
thoseof generationor
of aa generation or t,vo butaa
ago, but
tuo ago,
106
I06
As
As the
the numbers sociologistshave
numbers of sociologists increased,they
have increased, they have
have become,
become, in
accordwith
accord with the Spencerianthesis,
the Spencerian moredifferentiated.
thesis, more differentiated.It is is now
now pos-pos-
sible to
sible identifysome
to identify some thirty
thirty toto forty
forty fields
fields of prime specializationin
prime specialization in
sociology,and-
sociology, and· it must
must be supposedthat
be supposed this differentiation
that this diffierentiation unll con-
will con-
tinue.
tinue. Even
Even in thethe unlikely
unlikely circumstance
circumstance that self-selection
that self-selection shouldresult
should result
in an even distribution
an even distribution amongamong these specialities,there
these specialities, there would
would still still be,
be,
even among
even amongthe the large
large number
number of American sociologists,an
American sociologists, an average
averageof
only
only one
one hundred
hundred to to work eachfield-to
work each field to teach teach the mpads of students
the myriads students
who
who seek
seek some
some understanding
understanding of the socialworld
the social world they
they never made, to
never made, to
advance
advance knowledge
knowledge through disciplinedinquiry,
through disciplined inquiry,to to relate
relatewhatwhat know-know-
ledge
ledge wewe have
have toto problems of socialpolicy,
problems ofsocial and to
policy, and to withstand
withstand the the assaults
assaults
upon
upon sociology
sociology ^srhich
\vhich are are periodically
periodically mountedmounted by intelligent,anxious
by intelligent, anxious
and
and sometimes
sometimes uninformed
uninformed laymen.laymen. In the aggregate,and
the aggregate, and contrasted
contrasted
with
with what
what has has gone
gone before,
before, thethe proliferation sociologistsand
proliferation of sociologists and socio-
socio-
logical
logical specialities
specialities may seem excessive;
may seem excessive;functionally,
functionally,in relation
relation to to the
the
work
work that
that needs
needs toto be
be done,
done, the fieldof sociology
the field sociologyis is still
stillsparsely
sparselysettledsettled
and
and undermanned.
undermanned.
Just
Just asas sociology
sociology has has experienced
experienced changes changes in numbers
numbers of personnel,
personnel,
so
so it has
has experienced
experienced changes
changes in the foci and
the foci and the
the methods
methods of inquiry.inquiry.
These
These changes
changes are are registered
registered in the the changing spectrumof sociological
changing spectrum sociological
theory.
theory. OneOne of the the principal
principal changes
changes has has been
been in the the character
character of the the
tasks
tasks which
which socioloFcal
sociological theorists
theorists set set themselves.
themselves. With With aa few
few prominent
prominent
exceptions,
exceptions, suchsuch as Sorokinand
as Sorokin (thoughhe
and (though he might
might disown
disown the character-
the character-
ization)
ization) Toynbee,
Toynbee, sociologists
sociologists no no longer
longer follow
follow in thethe spacious footsteps
spacious footsteps
of a Comte,
Comte, Marx,
Marx, or or Spencer
Spencer who, who, eacheach in hishis own
own way,
way, tried
tried to to work
work
out
out an
an historical
historical sociology
sociology which
which wouldwould put put the
the entire
entire course
course of human human
society
society into
into single perspective.
single perspective.
For
For better
better oror for
for worse,
worse, and
and this
this has
has surely
surely meant
meant thatthat great
great historical
historical
erudinon
erudition has has become
become almostalmost vestipal
vestigial among sociolopts, sociological
among sociologists, sociological
theory
theory is no no longer
longer focussed
focussed on on setting
setting out out the
the historical
historical panorama
panorama of
human
human society
society in a series
series of cycles,
cycles, phases,
phases, or or stages.4
stages.'
Durkheim,
Durkheim, who who mustmust share
share uithwith Weber
Weber the the biologically
biologically improbable
improbable
but
but historically
historically possible
possible responsibility
responsibility of fatheringfatheringmodern sociology,
modem sociology,
took
took a quite
quite different
different tacktack and
and adopted
adopted a quite quite different
different theoretical
theoretical
commitment.
commitment. Rather Rather than than trying
trying to to reconstruct
reconstruct and and to to forecast
forecast the the
historical
historical patterns
patterns of humanhuman society,
society, he he developed
developed analyiical
analytical ideas ideas
designed
designed to provide
provide broad
broad theoretical
theoretical underpinnings
underpinnings for for the
the discipline
discipline
and
and tried
tried to to sharpen
sharpen thesethese ideas
ideas through
through a seriesseries of empirical
empirical mono- mono-
graphs.
graphs. His His pre-eminent
pre-eminent contribution
contribution was was toto clarify
clarify the
the functions
functions of
I077
10
THE PROBLEMATICS
PROBLEMATICS OF
OF THE ROLE-SET
ROLE-SET
However much
However much theythey may
may differ
differ inin other
other respects,
respects,contemporary
contemporary
sociologicaltheorists
sociological theoristsareare largely
largelyat at one
one in
in adopting
adoptingthe the premise
premisethatthat
social
socialstatuses
statusesandand social
socialroles
rolescomprise
comprisemajormajorbuilding
buildingblocks
blocksof social
social
structure.This
structure. Thishashasbeen
beenthethe case,
case,since
sincethe
theinfluential
influentialwritings
writingsof Ralph
Ralph
Lintonon
Linton on the
the subject,
subject,aa generation
generationago. ago.ByBystatus,
status,and
andT.
T. H.H. Marshall
Marshall
hasindicated
has indicatedthe thegreat
greatdiversity
diversityof mearlings
mealiingsattached
attachedto to this
thisterm
termsince
since
the time
the timeof Maine.Maine.6 Lintonmeanta positionin a socialsysteminvolving
6 Linton meant a position in a social system involving
designatedrights
designated rightsand
and obligations;
obligations;by by role,
role, the
the behaviour
behaviouroriented
orientedto to
thesepatterned
these patternedexpectations
expectationsof others.
others.In In these
theseterms,
terms,status
statusandand roles
roles
become concepts
become conceptsserving
servingto to connect
connect culturally
culturallydefined
definedexpectations
expectations
with the
with the patterned
patternedconduct
conductand and relationships
relationshipswhich
whichmakemakeup up aa social
social
structure.
structure.LintonLintonwent
went on on toto state
state the
the long
long recognized
recognizedand and basic
basicfact
fact
that each
that each person
personinin society
societyinevitably
inevitablwr occupiesmultiple
occupies multiplestatuses
statusesandand
that
that each
each of thesethesestatuses
statuseshashas anan associated
associatedrole.
role.
It -isis at
It at this
this point
point that
that II find
find itit useful
usefultoto depart
departfrom
fromLinton's
Linton'scon-con-
ception.
ception.The The difference
differenceisis initially
iniiiallyaa small
smallone,
one,some
somemight
mightsaysaysoso small
small
as not
as not to to deserve
deservenotice,
notice, but
but itit involves
involvesaa shift
shiftin
in the
the angle
angle of vision
vision
which
which leads,leads, II believe,
believe,to to successively
successivelygreater
greaterdifferences
diffierences of aa funda-
funda-
mentalkind.
mental kind.Unlike
UnlikeLinton,
Linton,II begin
begin,vith
^viththe
the premise
premisethat
that each
eachsocial
social
status
statusinvolves·
involvesnot not aa single
singleassociated
associatedrole,
role, but
but an
an array
arrayof roles.
roles.This
This
basic
basicfeature
featureof social
socialstructure
structurecan can be
be registered
registeredby by the
the distinctive
disiinctivebutbut
not formidable
not formidableterm, term,role-set.
role-set.To
To repeat,
repeat,then,
then, by
by role-set
role-setII mean
meanthatthat
complement
complementof role-relationslups
role-relaiionships in
in which
which persons
personsareare involved
involved by by
virtue
virtue of occupying
occupyingaa particular
particularsocial
social status.
status.Thus,
Thus, inill our
our current
current
110
I IO
SOCIAL MECHANISMS
SOCIAL MECHANISMS ARTICULATING
ARTICULATING ROLE-SETS
ROLE-SETS
Relative
I. Relative
I. importance
importance of various
various statuses.
statuses. The first
The firstof these
thesemechanisms
mechanisms
derivesfrom
derives fromthethe oft-noticed
oft-noticedsociological
sociologicalcircumstance
circumstancethat thatsocial
socialstruc-
struc-
tures designate
tures designatecertain
certain statuses
statusesas as having
having greater
greaterimportance
importancethan than
others.Family
others. Familyand andjob
job obligations,
obligations,for for example,
example,are aredefined
definedin in Ameri-
Ameri-
can society
can societyas as having
havingpriority
priorityoverover membership
membershipin in voluntary
voluntaryassocia-
associa-
tions.8
tions. As aa result,
8 As result,aa particular
particularrole-relationship
role-relationship may be
may be of peripheral
peripheral
concernfor
concern forsome;
some;forforothers
othersit maymaybe be central.
central.Our
Ourhypothetical
hypotheticalteacher,
teacher,
for whom
for whom thisthis status
statusholds
holds primary
primarysignificance,
significance,may may byby this
this circum-
circum-
stancebe
stance be better
betterable
abletoto withstand
withstandthe the demands
demandsfor forconformity
conformitywith with thethe
differingexpectations
differing expectationsof those thosecomprising
comprisinghis his role-set.
role-set.ForForatat least
leastsome
some
these others,
of these others,the
the relationship
relationshiphas has only
only peripheral
penpheralsignificance.
significance.This This
does not
does not mean,
mean,of course,
course,that that teachers
teachersare are not
not vulnerable
vulnerableto to demands
demands
which are
which are at
at odds
oddswith
with their
theirown
own professional
professionalcommitments.
commitments.It means means
only that
only that when
when powerful membersof their
powerful members theirrole-set
rote-setareare only
only little
little con-
con-
cernedwith
cerned with this
this particular relationship,teachers
particular relationship, teachersare areless
lessvulnerable
vulnerable than than
they
they would otherwisebe
would otherwise (orsometimes
be (or sometimesare). are). Were
Wereall all those
thoseinvolved
involvedin
the
the role-set equallyconcerned
role-set equally concernedwith this relationship,
with this relationship,the the plight
plight of the the
teacher
teacher would
would be considerablymore
be considerably sorrowfulthan
more sorrowful often is.
than it often is. What
What
holds for the
holds for the particular case of the
particular case the teacher
teacher presumably
presumably holds holds forfor the
the
occupants
occupants of otherother statuses:
statuses: thethe impact
impact uponupon themthem of diverse expecta-
diverse expecta-
tions
tions among
among those
those in their
their role-set
role-set isis mitigated
mitigated by the the basic stuctural
basic structural
fact
fact of differentials
differentials of involvementin the
ofinvolvement the relationship
relationship among
among those com-
those com-
prising
prising their
their role-set.
role-set.
2. Differences ofpower
2. Diffierences power of those in the
those in the role-set.
role-set. A second
secondpotential
potential mechan-
mechan-
ism forstabilizing
ism for stabilizing the
the role-set
role-set is foundin the
is found the distribution
distribution of power
power and and
authority.
authority. By By power,
power, in this this connection,
connection, is meant meant thethe observed
observed and and
predictable
predictable capacity
capacity toto impose
impose one's
one's will
will in a social
social action,
action, even
even against
against
the
the opposition
opposition of others
others taking
taking part
part in that
that action;
action; by authority,
authority, the the
culturally
culturally legltimized
legitimized organization
organization of power. power.
As
As a consequence
consequence of socialsocial stratification,
stratification, the the members
members of a role-setrole-set
are
are not
not apt
apt to be equally
equally powerful
powerful in shaping
shaping the the behaviour
behaviour of status-
status-
occupants.
occupants. However,
However, it does does not
not follow
follow that
that the
the individuals,
individuals, group,
group, or
stratum
stratum in the the role-set
role-set which
which are are separately
separately most
most powerful
powerful uniformly
uniformly
succeed
succeed in imposing
imposing their
their demands
demands upon upon thethe status-occupant,
status-occupant, say, say, the
the
I3
I113
Doubtless,
Doubtless, these
these are
are only
only some
some of the
the mechanisms
mechanisms which
which serve
serve to
articulate
articulate the
the expectations
expectations of those
those in the
the role-set.
role-set. Further
Further inquiry
inquiry will
will
uncover
uncover others,
others, just as
as it will
will probably
probably modify
modify the
the preceding
preceding account
account
of those
those we have
have provisionally
provisionally identified.
identified. But,
But, however
however much
much thethe sub-
sub-
stance
stance may
may change,
change, I believe
believe that
that the logic
logic of the
the analysis
analysis will
will remain
remain
largely
largely intact.
intact. This
This can be briefly
briefly recapitulated.
recapitulated.
First,
First, it is assumed
assumed that
that each
each social
social status
status has
has its organized
organized comple-
comple-
ment
ment of role-relationships
role-relationships which
which cancan be thought
thought of as
as comprising
comprising a
I117
I7
NOTES
NOTES
11 The
Ihe author
author was
was C.
C. R. Henderson,
Henderson, in Rivista
in Italauta
Rivistaltaliana di Sociologia,
di Sociologsa, I900, ~
1900, i,
the social
the social meliorist
meliorist and
and professor
professorof I27 if.,
127 ff., but
but coming
comingto to my
my attention
attentiononly
only
sociologyin the
sociology the University
Universityof Chicago:
Chicago: afterit was
after was reprinted
repnnted as an
as an appendix
appendixto to
'Business men
'Business men and
and social
social theorists',
theorists', Armand Cuvillers
Armand Cuvillers' t
Ou va
Ou va lala sociologie.
soaologsc.
Arrcan iournalof Sociology,
American Journal Sociology, 1I89S--g6,
895-96, fransisc?
franfaise? (Paris:
(Paris: Librairie
Librairie Marcel
Marcel
x, 38.5-97,
I, 3857, at 389
at 389. RiviEreet
Riviere et Qie,
(:ie, 1953),
I953), 178-208.
I78-208.
S' Emile
E:mileDurkheim,
Durkheim,'La'La sociologie
sociologieet et L. J. Henderson
a3 L. Hendersonmade made these
thesematter-
matter-
son domaine
son domainescientifique',
scientifique',first
firstpublished
published of-fact
of-factobservations
obsetvationssomesome time ago, but,
time ago, but,