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Acta Psychiatr Scand 2016: 1–7 © 2016 John Wiley & Sons A/S.

© 2016 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
All rights reserved ACTA PSYCHIATRICA SCANDINAVICA
DOI: 10.1111/acps.12678

Clinical vs. DSM diagnosis of bipolar


disorder, borderline personality disorder
and their co-occurrence
Bayes AJ, Parker GB. Clinical vs. DSM diagnosis of bipolar disorder, A. J. Bayes1, G. B. Parker1,2
borderline personality disorder and their co-occurrence. 1
School of Psychiatry, University of New South Wales,
Sydney, NSW, and 2Black Dog Institute, Randwick,
Objective: To investigate the extent and reasons contributing to NSW, Australia
discrepancies between those receiving a DSM as against a clinical
diagnosis of a bipolar disorder (BP) and/or a borderline personality
disorder (BPD).
Method: We interviewed participants previously receiving a BP or BPD
diagnosis, studying those who met DSM or clinical criteria for one or
both conditions. We compared the numbers of participants allocated to
the three diagnostic categories according to rater strategy to calculate
concordance rates and determine reasons for discordance.
Results: Rates of assignment to BP, BPD and comorbid BP/BPD varied
according to the diagnostic strategy. Concordance rates were reduced as
BP disorder duration criteria were relaxed, with discordance mainly
arising from clinical allocation of a BP disorder for those DSM assigned
as unipolar depression. Rates of BPD allocation varied marginally, with
discordance mostly arising from so clinically diagnosed receiving a Key words: bipolar disorder; borderline personality
disorder; comorbidity; diagnosis
comorbid BP/BPD DSM diagnosis. Finally, DSM overestimated
comorbidity compared with clinician diagnoses. Of central importance, Adam John Bayes, Hospital Rd, Randwick, NSW, 2031,
not imposing the DSM duration criteria for BP did not increase the Australia.
E-mail: a.bayes@unsw.edu.au
prevalence of misdiagnosing BPD, a finding at variance with the
literature.
Conclusion: Rates and reasons for discordance between clinical and
DSM diagnosis are detailed, which should assist clinical decision-making. Accepted for publication November 14, 2016

Significant outcomes
• DSM compared with clinical diagnosis overestimates comorbidity of BP/BPD, with discordant par-
ticipants instead clinically assigned as having BP, BPD or comorbid BP disorder with borderline per-
sonality traits.
• Rates of concordance reduced as BP disorder duration criteria were relaxed, with discordance pre-
dominantly from clinical allocation to BP disorder for those assigned a unipolar depressive DSM dis-
order. Not imposing the DSM duration criteria for BP did not increase the prevalence of
misdiagnosing BPD.
• Rates of BPD allocation varied marginally between groups, with discordance mostly arising from
clinical BPD being diagnosed by DSM criteria as having comorbid BP/BPD status.

Limitations
• There was only one rater for the structured diagnostic measures, with an absence of an independent
diagnostic rater.
• Clinical diagnoses were generated by one rater, and thus, the extent of potential clinician bias or diag-
nostic inaccuracy cannot be determined.
• The discordant diagnoses were determined with reference to clinical diagnoses, with the assumption
that the latter diagnoses were valid.

1
Bayes and Parker

Introduction diagnosing BP and BPD were inconsistent and


often failed to address key symptom domains. In
Differentiation of the bipolar disorders (BPs) clarifying the diagnostic dilemma of BP vs. BPD,
from borderline personality disorder (BPD) can there is an advantage in moving beyond symptom
be a diagnostic challenge, particularly owing to sets alone. For example, Parker (10) describes a
phenomenological features such as emotional number of clinical features which weight a bipolar
dysregulation (ED) and impulsivity being com- disorder as against BPD and other states of emo-
mon to each condition (1) and leading to bipo- tional dysregulation, including the presence of a
lar disorder being misdiagnosed as BPD or the family history of bipolar disorder, a distinct clini-
converse. Inter-episode residual symptoms in cal onset or ‘trend break’ vs. pervasive emotional
those with a BP condition, including chronic problems from childhood, absence of distinct dys-
dysphoria (2, 3), can resemble the chronic empti- regulated personality style, more autonomous vs.
ness of BPD while periods of ED in individuals reactive mood episodes, melancholic vs. non-mel-
with BPD can resemble hypomania (4), also ancholic depressive episodes, ‘self’ vs. ‘other’
leading to misdiagnosis (5, 6). Perugi et al.’s (7) agency and response to a mood stabilizer vs. non-
finding of BP and BPD sharing a common specific medication effects. A set of symptom and
cyclothymic temperament might also obscure non-symptom clinical features strongly differenti-
diagnostic clarity. When both conditions are pre- ating of BP vs. BPD were delineated in our previ-
sent, diagnostic parsimony can operate with the ous report (11), while we also demonstrated their
clinician seeking to identify the condition rather utility in differentiating those with one condition
than consider that both may be present. Con- from those who had comorbid BP/BPD condi-
versely, pan-diagnostic features present in each tions (12, 13). These studies showed that the
disorder may lead to an invalid diagnosis of choice of the diagnostic strategy (i.e. DSM vs.
comorbidity. clinical judgment) had a distinct effect on estimat-
Differing diagnostic criteria for bipolar disor- ing the prevalence of the conditions, in differenti-
ders may also have an impact on diagnosis. For ating one from the other and in quantifying the
example, DSM-5 criteria mandate a 4-day mini- percentage of the sample who had comorbid diag-
mum duration to assign a diagnosis of hypomania noses. ‘Comorbidity’ is generally defined as the
and 7 days for mania. By contrast, ‘bipolar spec- coterminous presence of two independent condi-
trum’ models allow bipolar disorder to be diag- tions. While DSM uses the term ‘comorbidity’, it
nosed when briefer hypo/manic states are remains unclear whether this reflects the presence
experienced. The DSM-imposed duration criteria of multiple distinct clinical entities or refers to
for hypo/mania have been challenged in several multiple manifestations of a single clinical entity
empirical studies [see (8)], and those not meeting (14). Thus, ‘comorbidity’ might be artefactual due
such criteria risk being invalidly assigned a BPD to shared pan-diagnostic symptoms across psychi-
diagnosis. While DSM-5 and ICD-10 provide for- atric disorders, in this instance BP and BPD. Con-
malized diagnostic criteria, their dominant versely, and as noted earlier, clinicians often
cross-sectional symptom set criteria (and with operate instead to a rule of parsimony, seeking to
each criterion viewed polythetically) offer a more derive one diagnosis for management, and are less
formulaic view to diagnosis than might be gener- likely to make diagnoses of comorbid states. Both
ated by an assessing clinician. Clinician-based factors risk compromising true estimates of the
diagnoses have the advantage of ranging over a prevalence of the individual and coterminous con-
wider set of candidate variables, including the ditions. A recent meta-analysis (15) quantified a
patient’s lifetime history and narrative. In addi- wide range in rates of comorbidity (i.e. 0–50% of
tion, a patient’s behaviour during interview and BPD in BP and 0–62.5% of BP in BPD) in 42
the resultant transference might assist with diag- studies while also quantifying the prevalence of
nosis, for example, a rapidly overvaluing or BPD in those with bipolar disorder at 21.6% and
devaluing interaction might indicate attachment the converse at 18.5%.
disturbance and a borderline rather than a bipolar
disorder (1). Disadvantages of clinician-based
Aims of the study
diagnoses include their subjective risk, including
the possibility of ‘diagnostic expectation’ influ- In this study, we sought to quantify rates of
enced by the specific clinical setting, and thus discordance between clinician-based and DSM-
being open to potential biases and idiosyncratic assigned BP, BPD and comorbid states and,
decisions made by the diagnostician. Indeed, more importantly, to identify reasons for such
Saunders et al. (9) found clinician practices in non-concordance.

2
Clinical vs DSM diagnosis of BP, BPD or both

Material and methods was assigned on the basis of a diagnosed BP partic-


ipant describing psychotic features during previous
As the study design has been reported in detail manic states, while a clinical BP II diagnosis
(11), we only summarize key aspects. We sought required the absence of psychotic features during a
participants aged 18 years and older who had high. We generated two clinical BP subgroups (i) a
received a prior diagnosis of BP (I or II) disorder ‘BP CLIN STRICT’ group comprised those partic-
or BPD, recruiting participants from a number of ipants receiving a clinical bipolar (BP I or BP II)
clinical services, including a tertiary referral diagnosis and with DSM duration criteria (i.e.
depression clinic, two public psychiatric hospital hypomania lasting 4 or more days; mania lasting 7
in-patient services, three dialectical behaviour or more days) respected, and (ii) a ‘BP CLIN
therapy out-patient clinics, a public hospital out- EXTEND’ group that also included (along with
patient psychotherapy clinic and three private psy- those in the ‘STRICT’ group) those reporting
chiatric clinics. In addition, an invitation placed on briefer hypo/manic episodes than stipulated by
the institute’s Volunteer Research Register, as well DSM.
as advertisements placed on our clinical institute’s A BPD ‘clinical’ diagnosis was determined by
website and in newspapers. Site ethical approval the clinician weighting DSM-IV criteria but also
was ratified by the University of New South Wales considering corroborative referrer information if
Human Research Ethics Committee, and written available. For a clinical diagnosis of BPD, addi-
consent was obtained from all participants. Exclu- tional consideration was given to (i) the illness
sion criteria included English language limitations, course – with the presence of pervasive mood diffi-
psychotic or significant organic features and cur- culties present since a young age and thus without
rent substance dependence. Data were collected a clear onset or ‘trend break’, (ii) the pervasive
over the period April 2012 to December 2014. presence of typical borderline personality features
A detailed semistructured interview was under- that were independent of mood episodes, and
taken by a psychiatrist (A.B.) experienced in assess- included impulsivity, relationship difficulties or
ing patients with mood and borderline personality anger (not occurring during a hypo/manic epi-
disorders. The diagnostic aim of the interview was sode), or emptiness, identity disturbance and delib-
to establish the presence or absence of a BP I, BP II erate self-harm (not necessarily occurring during a
and/or BPD diagnosis, while reasons for assigning depressive episode), (iii) pervasive instability in
each clinical diagnosis were documented. Study relationships and which might also be evidenced in
‘DSM’ diagnoses respected DSM-IV criteria for the interpersonal behaviour of the participant dur-
both conditions. In practice, a DSM-IV BP I or BP ing the clinical interview. Clinician diagnosis also
II disorder diagnosis was determined by administer- allocated ‘disorder’ status or ‘trait’ status to those
ing the Mini International Neuropsychiatric Index judged as having a borderline personality, reflect-
(MINI) (16) to all participants. A DSM-IV diagno- ing the judged presence or absence of functional
sis of BPD was generated after administering the impairment.
Diagnostic Interview for Personality Disorders IV DSM-defined diagnoses were compared with
(DIPD-IV) – Borderline Personality Disorder sec- both CLIN STRICT and CLIN EXTEND diag-
tion (17) to all interviewees, and those scoring two noses. Concordance was defined as the DSM diag-
on five or more of the nine criteria received a DSM- nosis agreeing with clinical diagnosis (e.g. DSM
IV BPD diagnosis. BP = CLIN STRICT BP). Discordance was
Our ‘clinical diagnoses’ were generated from a defined as a DSM diagnosis disagreeing with a
comprehensive interview which, in addition to clinical diagnosis (used as the standard).
respecting DSM-IV symptom criteria, also consid-
ered general history data. For clinical judgment of
Results
a bipolar disorder, consideration was given to (i)
the illness course, including whether there was a DSM allocated 82 participants (44%) to a BP diag-
distinct onset or ‘trend break,’ (ii) cyclical mood nosis, increasing to 98 (55%) using CLIN STRICT
changes with inter-episode remission, (iii) the phe- criteria and 125 (61%), using broader CLIN
nomenology of ‘highs’ and (iv) the absence of a EXTEND criteria (see Table 1). Concordance
history of pervasive instability in relationships rates are detailed in Table 1. For bipolar disorder,
(and its absence in the interviewee’s interpersonal using CLIN STRICT defined criteria, there was a
behaviour during the clinical assessment). 76% concordance rate with DSM, reducing to
If the psychiatrist judged a bipolar disorder as 62% when CLIN EXTEND criteria were applied.
present, diagnostic subtyping and allocation Assuming our reference clinical diagnoses are
occurred – a clinical diagnosis of a BP I disorder valid, we now explore discordance with DSM

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Bayes and Parker

Table 1. Allocation of BP, BPD and comorbid BP/BPD according to diagnostic strategy and associated concordance rates

CLIN STRICT concordance CLIN EXTEND concordance


DSM CLIN STRICT CLIN EXTEND with DSMa with DSMb
N (%) N (%) N (%) N (%) N (%)

BP 82 (44%) 98 (55%) 125 (61%) 74 (76%) 78 (62%)


BPD 53 (28%) 58 (33%) 52 (25%) 46 (79%) 42 (81%)
Comorbid 52 (28%) 23 (13%) 29 (14%) 20 (87%) 22 (76%)
Total 187 (100%) 179 (100%) 206 (100%) 140 (79%) 142 (69%)

BP, bipolar disorder; BPD, borderline personality disorder; comorbid, bipolar disorder and borderline personality disorder; CLIN STRICT, those receiving a clinical diagnosis of a
bipolar disorder and meeting DSM duration criterion; CLIN EXTEND, those with a clinical diagnosis of a bipolar disorder but not necessarily meeting the DSM minimum duration
criterion.
a
Percentage of clinically diagnosed participants in the CLIN STRICT sample with the same DSM and clinical diagnosis.
b
Percentage of clinically diagnosed participants in the CLIN EXTEND sample with the same DSM and clinical diagnosis.

decisions. For the CLIN STRICT bipolar group, groups. In the CLIN STRICT sample, 12 partici-
two were assigned a BPD diagnosis, two were diag- pants who were clinically diagnosed with a BPD
nosed as having unipolar depression, two failed to were discordant with DSM-defined BPD – 11
receive a DSM diagnosis, and 18 were assigned a participants assigned to comorbid BP/BPD and
comorbid BP/BPD diagnosis. Of the latter group, one assigned to unipolar depression. In the CLIN
nine were clinically diagnosed as having borderline EXTEND sample, 10 participants clinically diag-
personality traits (but not the disorder) in addition nosed with a BPD were discordant with DSM-
to bipolar disorder. Applying CLIN EXTEND cri- defined BPD – nine assigned to comorbid BP/BPD
teria for BP, the proportion discordant with DSM and one assigned to unipolar depression. The sub-
rose to 38%, with DSM allocating five a BPD set of those clinically diagnosed with a sole BPD,
diagnosis, 20 were assigned as having unipolar but receiving a DSM-defined diagnosis of comor-
depression, three did not receive a DSM diagnosis, bid BP/BPD, most commonly was due to the
and 19 were assigned a comorbid BP/BPD diagno- suggested hypo/manic symptoms more reflecting
sis. Of the latter group, nine were clinically diag- mood reactivity secondary to the external environ-
nosed as having borderline personality traits in ment, immature or regressed behaviours, disinhibi-
addition to having a BP disorder. tion, irritability or anger related to alcohol misuse
The subsets clinically diagnosed with a bipolar or being part of a ‘manic defence’ with one partici-
disorder only (CLIN STRICT or CLIN pant describing the latter state as ‘feeling fake’.
EXTEND), but receiving a DSM diagnosis of For comorbid BP/BPD, DSM allocated 52 par-
comorbidity, were generally a consequence of ticipants (28%), decreasing to 23 (13%) using
reported ‘borderline’ personality features being CLIN STRICT and 29 (14%) using CLIN
only mood state related and not enduring (e.g. in EXTEND criteria. Utilizing CLIN STRICT crite-
such clinically diagnosed BP participants, ‘empti- ria, there was 87% concordance with DSM, reduc-
ness’ and transient paranoid ideation or dissocia- ing to 76% when CLIN EXTEND criteria were
tion was only reported during depressive episodes, applied. The discordant individuals received the
impulsivity occurred only during highs, anger was following DSM diagnoses: two were assigned to a
mood state dependent – when depressed or high – sole BP disorder (in both the CLIN STRICT and
or symptoms such as emptiness disappeared when CLIN EXTEND groups), with a sole BPD
the participant had been treated with a mood sta- assigned to one participant in the CLIN STRICT
bilizer). The subsets clinically diagnosed as having group and five participants in the CLIN EXTEND
BP disorder with comorbid borderline personality group. In the CLIN STRICT group, the increased
traits, but receiving a DSM diagnosis of comorbid- DSM BP/BPD allocations are accounted for by
ity, reflected the clinician judging insufficient func- DSM reclassification of nine BP, 13 BPD and nine
tional impairment to warrant ‘disorder’ status. BP/borderline personality trait participants. In the
For borderline personality disorder, 53 (28%) CLIN EXTEND group, DSM reclassified as
participants were allocated by DSM, 58 (33%) comorbid BP/BPD, 10 BP, nine BPD and nine BP/
were clinically allocated in the CLIN STRICT borderline personality trait participants.
sample and 52 (25%) were clinically allocated in
the CLIN EXTEND group. Using clinical diagno-
Discussion
sis compared with DSM, there were very similar
concordance rates of 79% and 81%, respectively, Study limitations and strengths are first noted.
for the CLIN STRICT and CLIN EXTEND Participants were volunteers and, thus, not

4
Clinical vs DSM diagnosis of BP, BPD or both

necessarily representative, and we might assume including episodes being more likely to be sponta-
weighted towards those with less severe disorders. neous (vs. reactive), associated with reduction
For the majority of participants, there was only rather than an increase in anxiety, and additional
one rater for the structured DSM diagnoses – corroborative information might enable greater
thus, in the absence of an independent diagnostic confidence in detecting true hypo/manic episodes
rater – there is the potential of measurement and affirming or rejecting the presence of a bipolar
error. Similarly, clinical diagnoses, including the disorder. Our previous study (12) found BP, BPD
CLIN STRICT and CLIN EXTEND categories, and comorbid groups did not differ on a range of
were generated by one rater and thus risk clini- symptoms related to depression history (e.g. family
cian bias or diagnostic inaccuracy. In addition, history of depression, age of first depressive epi-
the discordant diagnoses were predicated on the sode, number of deliberate self-harm/suicide
assumption that the clinician diagnosis was valid attempts, antidepressant effectiveness), so that dif-
and thus may limit generalizability of the find- ferentiation based on depression history is unlikely
ings. Potential clinician rater biases include diag- to be helpful.
nostic expectation related to the differing Similar numbers of BP participants in both the
recruitment portals, while participants may have CLIN STRICT and CLIN EXTEND groups were
biased their reporting of symptoms in line with allocated by DSM to comorbid BP/BPD. Where
the prior diagnosis they had received. The cross- DSM diagnosed comorbidity, the clinician judged
sectional nature of the study, meant that the that the apparent ‘borderline’ symptoms could be
diagnostic stability of the disorders over time explained solely by the presence of a bipolar disor-
could not be established. Future studies would der. Thus using a hierarchical approach, ‘state’
ideally utilize more than one rater to quantify the borderline phenomena described in the history
extent of interrater variability on the structured were considered as having occurred secondary to
measure and more than one clinician to generate bipolar mood episodes. Therefore, correlation of
clinician diagnoses and quantify respective levels ‘personality’ symptoms with either depressive or
of interrater agreement. One of the study’s hypo/manic episodes or improvement with mood
strengths was that it controlled for interrater stabilizer treatment was able to clarify a bipolar
variability with respect to comparison of struc- disorder diagnosis.
tured and clinical diagnoses by the use of only In both CLIN STRICT and CLIN EXTEND
one rater. A further strength is the use of three groups, approximately one-half of BP participants
differing diagnostic strategies which allowed eval- allocated by DSM as comorbid were considered
uation of how varying the decision rules might clinically to have comorbid borderline personality
impact on diagnostic allocation. traits (i.e. were falsely assigned personality ‘disor-
Turning to study findings, we first examined the der’ status). These participants described comorbid
influence of utilizing DSM-defined BP disorder vs. personality dysfunction outside of discrete mood
two clinical diagnoses (CLIN STRICT and CLIN episodes, but without sufficient severity to impact
EXTEND), with an increased rate of discordance on their functioning. By delineating personality
as the BP definition broadened. A key finding, and traits vs. disorder, this can assist in sequencing of
at variance with a common view [e.g. Zimmerman treatment, whereby priority would be given to
and Morgan (18)], was that by defining bipolar dis- treating the bipolar illness with a mood stabilizer,
order broadly – in not of necessity imposing DSM and management of the personality traits, if
minimum hypo/mania duration criteria – there needed, considered secondary.
was no increase in the prevalence of misdiagnosing For borderline personality disorder, rates of
borderline personality disorder. The most distinc- assignment varied marginally (25–33%) across the
tive increase of 20 (24%) additional diagnoses of three groups. Assessment of discordant diagnoses
bipolar disorder arose from where DSM instead reveals the majority of clinically defined BPD in
diagnosed major depressive disorder. Relaxing the both the CLIN STRICT and CLIN EXTEND
minimum duration criteria for hypo/mania can samples were allocated to comorbid BP/BPD by
inflate the number of bipolar disorder diagnoses by DSM criteria. The additional ‘false-positive’ bipo-
reclassifying DSM-defined major depressive disor- lar disorder and the apparent ‘bipolar’ symptoms
der as bipolar disorder. As has been reported pre- were determined by the clinician to be explained
viously, duration of hypo/manic states as a means solely by the presence of a borderline personality
of ruling out BP disorder is unlikely to be useful as disorder. Clinically, this scenario arose when the
the minimum DSM duration criteria appear inva- affirmed ‘high’ was not judged to be truly hypo-
lid (8). Thus, rather than duration, consideration manic but considered to be a situationally driven
of phenomenology of the hypo/manic state affective change reactive to the external

5
Bayes and Parker

environment, ‘immature’ or regressed behaviour, disorder risks a pejorative diagnosis as well as


conceptualized as a ‘manic defence’ to ward off inappropriate management. Clinical acumen
uncomfortable affects or related to emotional dys- remains an important tool of psychiatric diagno-
regulation, anger or giddiness. We next investi- sis as it utilizes both a broader set of clinical fea-
gated classification of DSM-defined and clinically tures and longitudinal history data, whereas
defined comorbid BP and BPD. The increased pro- DSM diagnoses focus on polythetic symptom cri-
portion of DSM allocation to BP/BPD compared teria. This study – which not only identifies rates
with CLIN STRICT and CLIN EXTEND is made of discordance in assigning BP, BPD and comor-
up of DSM assigning comorbidity to approxi- bid states – identifies factors that can contribute
mately one-third with a bipolar disorder only, one- to diagnostic error and markers that can advance
third having a borderline personality disorder only diagnostic precision in the assessment of these
and one-third with bipolar disorder and borderline two psychiatric conditions and their comorbid
personality traits. It is likely DSM overestimates expression.
comorbidity because it uses a symptom-based
approach whereas a clinician may overcome any
Acknowledgements
such artefact created by pan-diagnostic features
using a hierarchical diagnostic approach. Con- The study was supported by NHMRC Program Grant
versely, when a clinician might diagnose a ‘pure’ (1037196) funding. We thank those who assisted with study
recruitment: Amelia Paterson, Dr Rebecca Graham, Stacey
BP or BPD and DSM criteria indicated their McGraw, Rosemary Clancy, Jonathan Levy, Dr Rene de
comorbidity, such findings might reflect either the Monchy, Dr Michael Hong, Dr Caryl Barnes, Wayne
clinician missing a truly comorbid presentation or Borg, Dr Farzaan Mehta, Robert Glassick, and Dr Laurie
diagnostic overshadowing obscuring identification Power.
of the coterminous conditions.
Our sample members were generally not facing Declaration of interest
any acute mood-perturbing disturbance when
interviewed, but a clinical dilemma may arise if There are no conflict of interests to be disclosed.
assessment is made when the patient is experienc-
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