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∗
University of Tehran, sotudeh@ut.ac.ir
†
University of Tehran, narsis h@yahoo.com
‡
University of Tehran, mostoufi@ut.ac.ir
∗∗
University of Tehran, hrnorouzi@ut.ac.ir
Copyright
2009
c The Berkeley Electronic Press. All rights reserved.
Modeling and Optimization of the Sugar
Extraction Process∗
Rahmat Sotudeh-Gharebagh, Hani Shamekhi, Navid Mostoufi, and Hamid Reza
Norouzi
Abstract
In this work, a mathematical model is first developed for the sugar extraction process under
steady state conditions. The process takes place in a vertical tower in which hot water and beet
cossettes are entered counter currently and the juice is enriched with sugar. The amount of sugar
extracted and also the amount of sugar loss at the exit would be increased by an increase in the
tower length, the beet residence time or the amount of fresh water consumed. However, this would
lead to an increase in the amount of non-sugars within the extractor which is highly undesirable
and requires much more in operating costs. To avoid this, the tower length and beet residence
time should be at their optimal values in addition to draft, which is the percent ratio of raw juice
extracted to the beet processed. This study determines these optimal values in a way to minimize
the total operating costs based on the mathematical model using the genetic algorithm method.
The results of this study can be used as a framework to optimize the performance of industrial
extractors.
KEYWORDS: steady state modeling, sugar extraction, brix, purity, draft, pulp
∗
The authors really appreciate the help of Mr. Maleki, the head of the Qazvin Sugar Factory for
providing the plant data.
Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
1- Introduction
One of the methods for extracting the desired intracellular components from plant
tissues is the solid-liquid extraction (Byron Bird et al, 2002 & Simeonov et al,
1999). Extraction of sugar first evolved from the batch method, using beet
gratings in the process but later it lead to the more methodical counter-current
diffusion which is now practiced in most of the extraction units in sugar factories.
During the diffusion or the extraction process, the cells of the sugar beet cossettes
are denaturated to give off the sugar using water (BMA, 2006); the extraction
liquid used in this process is water. As the cell walls are impermeable to sucrose
molecules, they have to be denatured prior to extraction (BMA, 2006 & Van der
Poel et al, 1998). Part of the cell walls is mechanically destroyed when slicing the
beets. However, most of the denaturing work is done when exposing the cells to a
pre heating short-time thermal action before entering the extraction column
(BMA, 2006 & Van der Poel et al, 1998).
Proper extraction of intracellular components in a solid-liquid extraction
process requires the denaturation of cell membranes in the solid phase, an
operation customarily conducted thermally. In this method, high temperature of
liquid phase causes disintegration of the cell membranes, thus permitting the
intracellular components to be released and extracted by the liquid phase. Among
the drawbacks, of such operations is the thermal degradation of product properties
and degraded juice quality. The best temperature range for the solid-liquid
extraction is 70-75°C. If the temperature is below the lower range, the amount of
sugar losses in the exit pulp would increase. However if the temperature is more
than upper range (> 80°C) the amount of colloid substances such as proteins,
pectin substances and other non sugars entering the raw juice would also be
increased. This leads to the less raw juice purity, more difficult purification
process and more raw juice viscosity, which is very much unfavorable especially
in the evaporation units (Van der Poel et al, 1998). Therefore, as far as the
operating conditions such as pH are properly set according to their relevant
effects, the best temperature range is 70-75°C.
In general, the amount of components released and transferred from the solid
phase into the external juice are highly dependent on the diffusion coefficients of
the soluble constituents within the solid phase, the corresponding barriers and the
operating conditions (Byron Bird et al, 2002). Therefore, there have been
numerous studies to develop some other newer technologies of extraction based
not on thermal methods. Among these techniques in food processing and
intracellular components extraction that has seen a great amount of research
interest in recent decades is the use of Pulsed Electric Field (PEF) (Jemai and
Vorobeiv, 2003, & 2006). When exposed to an electric field of sufficiently high
intensity, the cell membrane can be temporarily destabilized or irreversibly
ruptured (El-Belghiti et al, 2005). There are also some other physical, chemical
and biological methods that have been proposed for sugar extraction in order to
avoid the disadvantages of cell wall alteration by heat (e.g. alkaline processing,
reduction of particles, addition of enzymes, etc), however, none of them has yet
been able to replace thermal leaching processes(El-Belghiti et al, 2005).
In the case of sugar extraction from beet, the beet cossettes become into
contact with hot water through a continuous counter-current process to extract
their sugar content (BMA, 2006). The entire process takes place in a tower
known as diffuser or extractor. There are different types of beet extractors based
on different principles and are generally constructed by the same suppliers as
sugar diffusers (DDS, BMA, De Smet) (Simeonov et al, 1999). Although non-
vertical extractors like DDS systems also exist, the most commonly used
extraction systems are still the vertical towers. In the BMA vertical tower, the
cossettes enter the tower through the bottom, as shown in Figure 1, and are
transported upward by mechanical elements on a rotary shaft. Hot water flows
down through the cossettes carrying the sucrose and other water-soluble organic
and inorganic substances washed out of the sugar beets. The wet pulp (extracted
cossettes) is further pressed in order to remove some of the remaining water and
sugar. The water containing sugar extracted by the presses is added to the fresh
water. This procedure allows extracting approximately 98% of the sugar content
of the beet (ABB technical information, 2004) and therefore, the efficiency of the
extraction has a great effect on the whole sugar production process.
Extraction
5
Tower
4
Press
1 3
2
6
Figure 1 Typical sugar extraction tower 1) raw juice 2) cossettes 3) press water 4) fresh
water 5) wet pulp 6) press pulp
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
2- Mathematical model
The modeling is based on the following hypotheses:
1. Since the extraction process occurs in a temperature range of 69-73 ºC, the
temperature was assumed constant in order to calculate the physical
properties.
2. The beet cossettes only contain four main components including sugar, non-
sugar compounds, water and marc. The latter one is the non-diffusing
component remaining in the solid phase only.
3. Physical properties including the pH value are assumed constant throughout
the process.
4. The mass transfer resistance in the liquid phase is neglected as compared with
the mass transfer resistance in the solid phase (Treybal, 1982).
5. The material transport with axial diffusion is negligible as compared to that of
bulk flow. This hypothesis is justified by calculating the convective flow and
the axial diffusion in the column. For the typical flow rates in the tower, the
amount of Peclet Number is greater than 2 which indicate that the amount of
axial diffusion is negligible as compared to that of bulk.
Based on the above assumptions, the material balance over the differential
volume shown in Figure 2 could be written as (Constantinides and Mostoufi,
1999):
•
V (CL ,i Z − CL ,i Z + dZ
) + kc a (Ci∗ − CL,i ) Adzε − k1CL,i Adzε = 0
(1)
Bulk flow Inter-phase mass transfer invert sugar reaction
i=NS, S, W
where NS and S are, respectively, non-sugar and sugar compounds in the raw
juice as well as the solid phase. Dividing the equation by Adzε and simplifying
yields:
dCL ,i
α − β (Ci ∗ − CL ,i ) + k1CL ,i = 0 (2)
dz
Where:
•
V
α= (3)
Aε
β = kc a
at z = CL,i =0 (4)
The first term in Eq. 1 is the convective mass transfer of components due to
the bulk motion of the juice flow. The second term of this equation represents the
inter-phase transport of components from the solid to liquid phase. Moreover, the
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
last term in the equation shows the loss of sucrose due to the hydrolysis reaction
occurred in the liquid phase. In the extraction process, the sugar and non-sugar
content of beets decrease as the cossettes move from the front to tail of the tower.
The decline in the sugar and non-sugar content of beets in every control volume
of tower equals to the amount of sugar and non-sugar extracted from beets.
Because of the inter-relation of the solid phase concentration and Eq. 2, the
concentration of the components in the solid phase was iteratively calculated
through the tower as well as liquid phase.
The overall mass transfer coefficient, kC, the invert sugar reaction constant,
k1, and other property evaluations are discussed in the following sections.
C*, out C L, in
dz
ε
Raw juice
C*, in C L, out
Figure 2 Differential volume of the extraction column for the model material balance
Physical properties of the materials needed for modeling were evaluated from
proper correlations described in this section. These properties include mass
transfer coefficients and reaction rate constant.
Since the extraction of sugar from beet takes place during the inter-phase
transport, the effect of both solid and liquid phases should be considered in this
process. The scheme of this process is show in Figure 3. The diffusing
components in the extraction process must overcome two resistances in solid and
liquid phases. The first resistance, the solid resistance, is exerted by fiber matrix
(marc) of beet slowing down the velocity of components in solid phase and while
the second resistance is the liquid phase resistance. Due to the nature of the solid
phase, the transport of components in this phase is the controlling step in the mass
transfer process and thus the overall mass transfer coefficient may become equal
to the solid phase resistance. These resistances are calculated by the following
equations.
Sugar Sugar
Non-sugar Non-sugar
Water Water
Solid
Resistance Liquid film
Resistance
Figure 3 Schematics of resistances encountered during mass transfer from beet tissue to the
extraction liquid
Internal mass transfer coefficient (Mesbahi, 2004, & McCabe Warren et al, 2001):
6 De
k int ernal = (5)
Dp
External mass transfer coefficient (Bravi et al, 2002 & Van der Poel et al, 1998):
Sh × DAB
kexternal = (6)
xBM × LC
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
The above reaction has a first order kinetic and is dependent on temperature and
pH according to the following rate expression (Pramparo et al, 2003):
5670
log k1 = 16.91- - pH (9)
T
S
Q= × 100 (11)
S + NS
Draft is the mass or volumetric (is not common) ratio of the juice water used
in the extraction column to the amount of beet sugar introduced to the tower
which is defined as follows (ABB technical information, 2004):
The alternative equation for the Draft is shown below by applying sugar mass
balance, which is identical to Eq. 12.
3- Model Optimization
The objective of this study was to apply the model, whose development has been
outlined, to analyze the optimization issues relevant to an industrial extraction
tower. The main adjustable parameters in the model were the draft and the beet
sugar residence time or tower length. The objective function defined in this work
to evaluate the optimal values of the three above mentioned parameters was
equated to the total cost of the extraction process which is related to the column
costs, the cost of known sugar losses and the water consumption cost or the draft
in the extraction and evaporation units. The tower is made of carbon steel with no
special packing or trays. According to the material costs and installation costs
and considering to the cost indexes for year 2006 and the actual plant data, the
cost of tower per meter was calculated. Therefore it would be estimated as
follows (Peters Max and Timmerhaus, 2002):
Cost 1 = Le × (Cost of column per meter) (14)
The amount of water consumption or draft ratio affects the evaporation unit
of the sugar production plant. In this part of the process, after a heat transfer
between the juice and the steam returning from the power generators is done, a
portion of the juice water is evaporated and is then recovered in a condenser. In
such systems approximately each kilograms of steam entering the four-stage
evaporator would evaporate 2.376 kg of water from the juice (Mesbahi, 2004). A
material balance over the evaporation unit leads to the equation:
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
Then the objective function to perform the optimization could now be defined
as the total cost as follows:
The goal is to minimize the function F(X). In industry, the percent of the
sugar that is presented in the raw juice after the extraction process should not be
greater than a specified value which is 86% (kg sugar /kg sugar and non-sugars)
(Bubnik et al, 1998). In order to reach such value by a material balance over the
extraction system it is possible to obtain a defined value for the known sugar
losses that exits with the wet pulp considering the required value for the purity.
Therefore, according to the actual plant data, the amount of sugar loss would be
0.3 % kg sugar/ 100 kg beet for a purity of 86% (Bubnik et al, 1998). In other
words, the constraint of the process would be:
The model equations were solved iteratively for an industrial extraction tower
using the fourth-order Rung-Kutta in order to obtain pulp and juice sugar content
and the results were compared with the corresponding plant data. A typical
composition of the beet is given in Table 1 (Mesbahi, 2004). The variation of the
rate constant of Eq. 9 with temperature and pH value is given in Table 2. It can
be seen in this table that the rate constant is increased with increasing in
temperature and is decreased with increasing in pH. According to the model
studied in this work, the effect of sucrose consumption due to reaction is quite
negligible in the system and it can simply be ignored. Figure 4 shows the sucrose
concentration profiles once considering the presence of the reaction, with the
value of 1.4e-6 s-1 for k1 in temperature of 70 C and PH of 4.5, and once with
neglecting it. As it is seen in Figure, the two curves have completely coincided.
This can be justified by Eq. 2 in which the value of β is much greater than k1
(β>> k1). Therefore, it can be concluded that the effect of sucrose reaction has no
significant effect in the considered operating conditions.
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Table 1 Typical composition of beet (Mesbahi, 2004 & Van der Poel et al, 1998)
Composition Wt. % (wet basis)
Sugar 15-18
Water 75-77
Marc 4.5-5
Table 2 Variation of the rate constant of Eq. 9 with temperature and pH value
k (10-6 s-1)
T (ºC)
pH=4 pH=4.5
65 2.3 0.7
70 4 1.4
75 7 2.2
80
Sugar Concentration (kg/m3)
70
60
50
40 Without Reaction
With Reaction
30
20
10
0
0 5 10 15 20 25
Tower Length (m)
Figure 4 Sugar concentration versus tower length for two cases: without reaction and
with reaction
Input data and operating conditions for the industrial extraction tower are
given in Table 3. In the industrial vertical extraction towers, sampling could be
only done at the bottom of the tower where the juice leaves the equipment.
Therefore, sugar and non-sugar components could be measured only at the bottom
of the tower. Table 4 provides a comparison between the modeling results and
actual plant data where a satisfactory agreement could be observed.
The optimal values of tower length, the draft and the sugar losses were
calculated. The objective function to gain these optimal values is the operation
cost as calculated in Eq. 19, which should be at its minimum. There is also a main
constraint ruling the whole process that should be satisfied and that is the amount
of sugar losses, which should not be more than 0.3 percent. The optimization is
done with Genetic algorithm in which the values of L and Draft are calculated
while the cost is set to minimum. There is also a loop governing the whole
process to check on the constraint of the problem every time the optimization
process is done. The results of the optimization on the proposed extraction model
are brought in Table 5, which shows the values of the two considered
optimization parameters. It is noticed that in the optimum conditions the column
height is less than the actual height. However, the amount of Draft used in the
extraction process in increased so that the amount of sugar extracted does not
decrease. This has ultimately resulted in much less sugar losses than the actual
sugar loss and a lesser operating costs in the sugar beet plant.
Table 3 Typical operating for an industrial extractor (ABB technical information, 2004 &
BMA, 2006)
Parameter Description Unit Value
Draft Draft - 1.1
D Tower diameter m 6
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
Table 4 Comparison between the model output and the plant data
Parameter Simulated value Actual data Error (%)
Juice Brix 17.62 17.60 0.11
Juice Purity 85.80 86.07 0.23
Sugar content of raw juice 15.12 15.15 0.20
Non-sugar content of raw juice 2.50 2.45 2.04
Table 6 shows a comparison between the model output with the optimal
values and the plant data. As seen in this Table, by using these optimal values the
percent of the sugar being extracted from the beet is increased while the percent
of non sugars being transferred to the raw juice was decreased so that their total
effect on purity has been very much favorable so that an increase in its value
could be observed in the table. On the other hand, it also resulted in a much less
sugar loss in the extraction unit. The optimal tower length determined through the
optimization process in this study is in consistence with the industrial extractor
design data considering the entrance and exist effects.
Table 6 Comparison between the model output with the optimal values and the plant data
Parameter optimum value Actual plant data
Juice Brix 17.75 17.82
Juice Purity 86.27 86
Sugar content of raw juice
15.31 15.15
(kg/100kg beet)
Non-sugar content of raw juice
2.44 2.67
(kg/100kg beet)
Sugar loss
0.08 0.3
(kg/100kg beet)
18
14
kc=2.0×10-7
kc=1.4×10-7
12
10
kc=1.0×10-7
0
0 2 4 6 8 10 12 14 16 18 20
Tower Length (m)
Figure 5 Variation of sucrose concentration profile with respect to the value of mass transfer
coefficients
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
positions and they depend on the other factors that are explained in the parameters
evaluation part of the paper. However, in Figure 5 the amount of these
coefficients is calculated in different operating conditions to show how the
concentration profile changes according to such differences. The end effects of
the column were not included in this study.
The sensitivity analysis of the process parameters to the different values of
mass transfer coefficients is shown in Table 7. The Brix, sugar and non-sugar
content in the raw juice increase as the value of kC increases. The purity and sugar
loss are also increased as the value of kC decreases. The low value of kC may be
related to inadequate denaturation of cossettes which leads to less solid extraction
from beet cossettes during the process and more sugar loss. The high value of kC
represents that more cell walls degraded due to high extend of denaturation of
beet cossettes. This enhances the extraction of sugars as well as non-sugar
components and finally decreases the sugar loss and raw juice purity.
Table 7 Sensitivity analysis of process parameters to the different values of mass transfer
coefficient
Parameter kC = 1.0 ×10-7 m/s kC = 1.4 ×10-7 m/s kC = 2.0 ×10-7 m/s
Juice Brix 16.09 17.62 18.15
Juice Purity 85.89 85.80 84.8
Sugar content of raw juice 13.82 15.12 15.4
Non-sugar content of raw juice 2.27 2.5 2.75
Sugar loss (kg/100 kg beet ) 1.77 0.25 0.049
Table 8 Optimal condition of process parameters with different values of mass transfer
coefficient
Parameter kC = 1.0 ×10-7 m/s kC = 1.4 ×10-7 m/s kC = 2.0 ×10-7 m/s
Effective tower length (m) 24 17 13.5
Draft 1.16 1.12 1.10
Sugar loss (kg/100 kg beet) 0.3 0.08 0.17
both are high and the sugar loss is at maximum value of 0.3, which is not
favorable. At higher value of kC, these parameters are optimized in the more
acceptable ways. Therefore, it is concluded that the denaturation of beet cossettes
is a key parameter, which can affect the performance of the extraction process of
sugar from beet.
The relationship among juice draft, the residence time of beet sugars and
sucrose losses is illustrated in Figure 6. It is shown in this figure that in order to
have a specified amount of sugar loss, the increased amount of draft used in the
process would lead to a decrease in the extraction time and tower length. On the
other hand, in a specific extraction time, more fresh water (draft) used in the
system would ultimately lead to a decrease in the amount of sugar loss. In this
figure the effect of parameter draft can be seen on the system. As it can be seen
in this figure, the issue of the optimization is the possible trade-off between the
amount of draft and the extraction time while keeping the amount of known sugar
losses within a specified range which is economically acceptable. When the
tower length or the extraction time is increased, the amount of draft and fresh
water necessary to extract the desired amount of sugar would be decreased and it
would be possible to have less sugar loss in the wet pulp that exits the extractor.
However, the higher the tower, the more costs would be imposed on the total
operating cost of the unit. Also a shorter tower length needs higher draft which
leads to more utility costs including the steam needed in the evaporation unit.
That, again, would not favor the economics of the plant. It could be also realized
from this figure that the model developed for this system shows a great sensibility
to draft. With an increase of about 4% in the amount of water introduced to the
system, the amount of sugar losses would show a decrease of about 50%. It is
also important to mention that the Figure 6 results from the modeling only. No
economical or operational optimization has been conducted on these values.
Therefore, according to a given actual plants capacity or operating conditions, it
may be possible to put some of these points into practice and the practical aspect
needs to be verified.
Increasing the time of extraction would cause not only the entrance of more
sucrose into the raw juice but also more non sugars would diffuse through the
extraction phase leading to less purity in the final juice leaving the tower.
Variations in purity are shown in Figure 7 against the tower length. It is shown
that the purity is falling throughout the column from the top to the bottom. The
reason for such a trend is that increasing the amount of the non sugars that are
transferred from the solid flow to the juice and consequently decreasing the purity
of the final product. At L=0 i.e. top of the tower, because of the higher driving
force of the sugar mass transfer, the concentration of sugar in the juice is higher
than the non-sugars, leading to a higher purity. However, as the juice moves
toward the bottom of the tower, the amount of non sugars increases and
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
consequently the purity decreases. In fact these are the modeling results which
the optimization is based upon. The longer the tower length and residence time,
the more sugar is extracted and less water is needed. However, the longer tower
length causes less purity in the final juice and more non sugars in the exit pulp.
Therefore the tower length (residence time) is one of the parameters being
considered to be optimum in the optimization process alongside the other
important parameters such as draft and amount of sugar losses. The final
optimization result compared with the actual plant data shows how these optimum
values are reached and how they affect the overall efficiency and economical
aspects of the plant.
The concentration profiles of the extracted sugar as well as the amount of
non sugars entered into the juice are plotted in Figure 8 against the effective
length of the extraction tower. This figure exhibits an ascending trend of sugar
and non sugar concentration profile as the juice moves toward the bottom of the
tower which is due to the extraction water enrichment with soluble constituents as
it passes through the tower from the top to the bottom.
0.7
0.6
0.5
Loss % kg/100 kg beet
0.4
0.3
0.2 t = 90 min
t = 100 min
t= 110 min
0.1
0
95 100 105 110 115 120
draught
Draft
Figure 6 Effect of draft and extraction time on the amount of known sugar losses in the
extraction unit
0.885
0.875
percent)
0.87
0.865
0.86
0.855
0 2 4 6 8 10 12 14 16 18
Tower length (m)
Figure 7 Purity profile against the tower length, L=0 is top of the tower
18
Sugar and Non sugar percent in raw juice (kg / 100
16
14
12
sugar
kg beet)
10
4
Non sugar
0
0 2 4 6 8 10 12 14 16 18 20
Figure 8 Sugar and non sugar concentration profile against the tower length
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Sotudeh-Gharebagh et al.: Modeling and Optimization of the Sugar Extraction Process
5- Conclusion
In this work, a mathematical model was proposed in order to study the function of
the extraction tower and is being able to predict the behavior of the extraction
tower successfully. The parameters that were determined by this model with
fixed operating conditions include Brix, Purity, sugar and non-sugar content of
the effluent juice and also the amount of sugar contents of the exhausted pulp.
Among all variables in this model, mass transfer coefficients seem to have the
greatest effect on the predicted parameters. An optimization process was later
developed for the beet sugar extraction process in the steady state mode, based on
the proposed mathematical model. The optimization task on top of the model
determines the optimal values for draft, tower length and sugar loss in a way to
minimize the total cost of the extraction unit using the GA optimization
technique. The results of this study can be used as a framework to develop the
dynamic modeling and optimization of industrial extractors.
Nomenclature
A [m2 m-3] Specific surface of the beet cossettes
A [m2] Tower cross section
Bx - Total dry substance
Concentration of components (sugar, non-sugar and water) in the liquid
CL,i [kg m-3]
phase
Concentration of components (sugar, non-sugar and water) in the solid
Ci∗ [kg m-3]
phase
D - Draft
DAB [m2 s-1] Diffusion coefficient
De [m2 s-1] Effective Diffusivity
Dp [m] Cossettes diameter
F [$] Total cost of sugar extraction
k1 [s-1] Reaction rate constant
kc [m s-1] Overall mass transfer coefficient
kexternal [m s-1] Liquid phase mass transfer coefficient
kinternal [m s-1] Solid phase mass transfer coefficient
LC [m] Characteristic length of diffusion
Le [m] Effective length of tower
Lt [m] Total length of tower
NS - Non sugar components
pH - Acidity Index
Q - Juice purity
Re - Reynolds Number
S - Sugar components
Sc - Schmidt Number
Sh - Sherwood Number
T [K] Absolute temperature
•
V [m3/s] Flow of liquid through the tower
W - Water
X1 [$ / m] Tower cost
X2 [$ / kg] Sugar price
Steam cost
X3 [$ / kg]
Greek letters
Α Equation parameter
Β Equation parameter
Ε Liquid fraction in the tower
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